Lead Opinion
McKEAGUE, J., delivered the opinion of the court, in which KENNEDY, J., joined. MOORE, J. (pp. 553-56), delivered a separate opinion concurring in part and dissenting in part.
OPINION
Association of Cleveland Fire Fighters, Local 93 of the International Association of Fire Fighters and all individual members of Local 93, and individual fire fighters Samuel DeVito, Don Posante, and James Sliter (collectively, “Appellants”) appeal from the district court’s order dismissing their challenges to the residency requirement of the City of Cleveland (the “City”). Appellants allege that the residency requirement set forth in section 74(a) of the City Charter violates the Equal Protection Clause, the constitutional right to travel, and the right to travel set forth in the International Covenant on Civil and Political Rights, and that it is also void for vagueness. The district court granted the defendants-appellees’ motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). We AFFIRM.
I. BACKGROUND
Section 74(a) of the Charter of the City of Cleveland provides that
[e]xcept as in this Charter otherwise provided or except as otherwise provided by a majority vote of the Council of the City of Cleveland, every temporary or regular officer or employee of the City of Cleveland, including members of all City boards and commissions established by the Charter or the ordinances of Cleveland, whether in the classified or unclassified service of the City of Cleveland, appointed after the effective date of this amendment, shall, at the time of his appointment, or within six months thereafter, be or become a bona fide resident of the City of Cleveland, and shall remain as such during his term of office or while employed by the City of Cleveland.
Cleveland, Ohio, Charter ch. 11, § 74(a). Appellants claim that the City Council of Cleveland (the “City Council”) has “arbitrarily” granted exemptions from § 74(a) to “numerous City employees,” J.A. at 11, but has denied exemptions to them.
Appellant Samuel DeVito requested an exemption from § 74(a) from the City of Cleveland Civil Service Commission (the “Commission”) in April 1995 because one of his family members was experiencing health problems. He was told that no exemptions were given. He again requested an exemption on July 24, 2004, this time because other members of his family were experiencing health problems. The Commission apparently advised him to contact the City Council. The City Council, in turn, advised him to contact his councilman. On August 19, 2004, he sent a request to his councilman, who responded that the City Council “would not consider waiving the residency requirement without the full backing of the City Administration.” J.A. at 12.
Appellant Don Posante’s wife requested an exemption from the Commission on October 16, 2003, asserting that she and her husband wanted to live with his wife’s mother, who experienced health problems.
Appellant James Sliter asked then-City Council President Jay Westbrook how he could be exempted from the residency requirement. Sliter informed Westbrook that his family members feared going outside their house due to the fact that Sliter had been shot by gang members. His family feared gang activity outside the house. Westbrook informed Sliter that he could not be exempted. Later, Public Safety Director William Denihan called Sliter and told Sliter that no one subject to the residency requirement can live outside the city. When he later asked the Commission if he could apply for an exemption, the Commission indicated to him that he should not bother applying.
Appellants filed a complaint in the United States District Court for the Northern District of Ohio on October 4, 2004. In it, they complained that § 74(a) violated the Equal Protection Clause, the constitutional right to travel, and the right to travel set forth in the International Covenant on Civil and Political Rights,
II. ANALYSIS
A. Standard of Review
Whether a district court properly dismissed a suit pursuant to Rule 12(b)(6) is a question of law subject to de novo review. Thurman v. Pfizer, Inc.,
The district court properly dismissed this claim. In McCarthy v. Philadelphia Civil Serv. Comm’n,
C. Equal Protection
Appellants’ complaint states a facial equal protection challenge to the residency requirement. With respect to an as-applied challenge, the complaint is not entirely clear, yet it can be read to raise such a claim. Taking into account the stage of the proceedings, we assume, without deciding, that Appellants raise both as-applied and facial equal protection challenges to the residency requirement.
The residency requirement neither makes classifications along suspect lines nor burdens Appellants’ right to travel. Furthermore, even Appellants do not purport that Appellees have, in applying the requirement, done so in such a manner so as to discriminate on the basis of suspect classes or to burden Appellants’ fundamental rights. Nevertheless, the Supreme Court has recognized successful equal protection claims brought by “class[es] of one.” Vill. of Willowbrook v. Olech,
1. Facial Challenge
The Supreme Court has held that municipal residency requirements such as that at issue in the instant case do not, on their face, constitute an equal protection violation. In Detroit Police Officers Ass’n v. City of Detroit,
The United States Supreme Court dismissed the appeal of that case for want of a substantial federal question. Detroit Police Officers Ass’n v. City of Detroit,
2. As-Applied Challenge
We also conclude that Appellants have not pleaded a class-of-one as-applied Fourteenth Amendment equal protection challenge. As the district court found below, Appellants allege a violation, and request relief, as a class. Their complaint states, in an indicative paragraph, “The imposition and enforcement by the City and Commission upon the Fire Fighters conflicts with the Fourteenth Amendment.”
D. Void for Vagueness
Finally, Appellants claim that the residency requirement is unconstitutionally vague. It should be noted that they are challenging the exemption provision, arguing that it provides no standards by which the City Council is to consider an exemption request. Therefore, Appellants argue, they are not on notice as to the circum
We have recognized that the vagueness doctrine has two primary goals: (1) to ensure fair notice to the citizenry and (2) to provide standards for enforcement by police, judges, and juries. Columbia Natural Res. v. Tatum,
The Court has also held that “the degree of vagueness that the Constitution tolerates ... depends in part on the nature of the enactment.” Vill. of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
We begin our analysis by briefly explaining our understanding of the residency requirement’s operation. The requirement sets forth a very clear rule, namely that City employees must live in Cleveland. The exemption provision is a limited exception to this clear rule, one that is granted at the City Council’s discretion. This exception is not only acceptable, but it should be encouraged. Indeed, in many cases, especially when they deal with the numerous and varied needs of employees, municipal governments should not be barred from making individualized determinations based on unique circumstances. Such discretion is often afforded, for example, to requests for variances of zoning boards of appeal, which are often city councils. See, e.g., Outdoor Commc’ns v. City of Murfreesboro,
Having discussed why we are ruling as we do today, we now turn to the case law and find that the district court’s dismissal of Appellants’ void for vagueness claim also finds support there. Indeed, the instant case is analogous to Brockert v. Skornicka,
[although the ultimate question of what medical problem (or other matter) would justify a waiver was left as unclear as before, the due process clause does not demand the impossible of governmental authorities. A waiver provision that attempted to incorporate every situation justifying an exemption would be of enormous proportions, if not impossible to draft. On the other hand, a provision setting forth a few general situations deserving a waiver would deprive the mayor of the flexibility necessary to deal with unforeseen, but meritorious requests. Finally, a waiver provision incorporating a broad standard, such as an exemption “for cause,” would provide little more in the way of guidance or notice than no standard at all.... Under the lesser standard of review applicable to laws of this nature, the city’s initial interpretation of the waiver provisions and the difficulties involved in being more precise justify the lack of notice inherent in the provision.
Id. at 1382.
With respect to the danger of arbitrary enforcement, the Brockert court held that the danger “is not great enough to warrant invalidation of the ordinance.”
The instant provision is similar to the ordinance in Brockert with respect to the notice issue: although it is true in the instant case that an employee could theoretically perform or fail to perform some act which disqualifies him from consideration for an exemption without knowing, in Brockert the court similarly admitted that the ultimate question of what would justify a waiver was unclear. Brockert,
With respect to the arbitrary enforcement issue, the instant provision is again similar to the ordinance in Brockert. To the extent that neither provision is a criminal statute, there is no danger of arbitrary penal sanction or government imposed stigma. Neither does the provision in the instant case “delegate[ ] basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis,” as the Supreme Court cautioned against in Grayned,
Similar logic applies to the instant case, although with more force: to the extent that the City’s requirement vests exemption authority in the City Council, discriminatory enforcement is no more invited here than it is in any other provision allowing the City Council to pass legislation. Accordingly, and again keeping in mind the less stringent standard of review under which we are operating, we conclude that the firefighters can prove no set of facts in support of their void for vagueness claim that would entitle them to relief. Thus, we conclude that the district court did not err in dismissing Appellants’ claim pursuant to Rule 12(b)(6). See Johnson v. City of Detroit,
III. CONCLUSION
For the foregoing reasons, we AFFIRM the decision of the district court.
Notes
. Because the district court dismissed this case for failure to state a claim, the allegations of the Complaint provide the only background facts available to us.
. As noted by the district court, Appellants have abandoned this argument.
. The fact that the class here actually contains more than one member "is immaterial for equal protection analysis." See Olech,
. City and Commission have their expected definitions. The defined term Fire Fighters includes the Association of Cleveland Fire Fighters and all individual members of Local 93, IAFF. Compl. at ¶ 1.
. The dissent takes issue with our conclusion that Appellants are proceeding as a class. We pause to highlight a couple of the dissent’s errors. First, it attempts to support its position by maintaining that Appellants argued that “the denial of exemptions to DeVito, Po-sante, and Sliter [] have been arbitrary and irrational” and that the complaint included "particular factual allegations regarding De-Vito, Posante, and Sliter.” Dis. Op. at 554. Employing such careful wording, the dissent attempts to avoid the fact that DeVito, Po-sante, and Sliter have never even formally asked the City Council for a waiver; rather, they have only made ad hoc requests and general inquiries. Glossing over that fact allows the dissent to proceed without first explaining how the three fire fighters have made individual claims for relief from this "denial.” Second, the dissent fails to mention that the district court treated the claims as brought by a class and that Appellants neither filed a motion for reconsideration at the district court level nor developed an argument before this Court that the district court erred on that ground.
. The dissent characterizes our reliance on Brockert as "unquestioning,” Dis. Op. at 556, seemingly implying that such reliance is misplaced because Brockert is "a nonbinding decision of another circuit,” id. We find this anomalous given the degree of similarity between the instant case and Brockert, a conclusion with respect to which even the dissent does not take issue. Also, we restate that while analogous decisions from our sister circuits are not binding, we have repeatedly recognized their persuasive authority. See, e.g., In re Rodriguez,
The dissent also claims that it would be "eminently feasible” for the City to provide general standards for granting exemptions from the residency requirement, and it provides a litany of ways in which the City could have done so. Dis. Op. at 556. However, the dissent fails to discuss how any of its suggestions satisfy the practical concerns of the court in Brockert. This omission is critical in light of our less stringent review, see Flipside,
Finally, we note that although the dissent would reverse with respect to the vagueness issue, it cites no authority — from this Court or from its sister circuits — upon which it bases such a conclusion. Instead, it merely states, in conclusory fashion, that this case falls within the broad constructs of the Supreme Court’s decisions in Grayned v. City of Rockford,
Concurrence Opinion
concurring in part and dissenting in part.
I part ways with the majority’s analysis regarding two of the appellants’ claims. I believe that the three fire fighters’ as-applied equal-protection challenge and the plaintiffs’ void-for-vagueness challenge to the City of Cleveland residency requirement for city employees should be permitted to proceed in court.
A. Equal Protection
As the majority recognizes, in Village of Willowbrook v. Olech,
Olech asserted that the 33-foot easement demand was “irrational and wholly arbitrary”; that the Village’s demand was actually motivated by ill will resulting from the Olechs’ previous filing of an unrelated, successful lawsuit against the Village; and that the Village acted either with the intent to deprive Olech of her rights or in reckless disregard of her rights.
Id. at 563,
Olech’s complaint can fairly be construed as alleging that the Village intentionally demanded a 33-foot easement as a condition of connecting her property to the municipal water supply where the Village required only a 15-foot easement from other similarly situated property owners. The complaint also alleged that the Village’s demand was “irrational and wholly arbitrary” and that the Village ultimately connected her property after receiving a clearly adequate 15-foot easement. These allegations ... are sufficient to state a claim for relief under traditional equal protection analysis.
Id. at 565,
The complaint of the three fire fighters is similar in all relevant respects. Like Olech’s complaint, the complaint here can “fairly be construed” as alleging that the City of Cleveland intentionally denied residency exemptions to DeVito, Posante, and Sliter though the City granted exemptions to other similarly situated employees. The fire fighters’ complaint also alleged that the City of Cleveland had granted residency exemptions “arbitrarily.” J.A. at 11, 14-15 (Compl. at ¶¶ 7, 20-22). These allegations are sufficient to state a claim for relief under Olech.
Nevertheless, the majority concludes that, “[Reviewing the entirety of their complaint and their additional briefing papers in the court below, it is impossible to conclude that Appellants have ever proceeded as anything other than a class.” Maj. Op. at 550. Apparently, the majority has not read the same complaint and briefing papers that I have. The complaint included particular factual allegations regarding DeVito, Posante, and Sliter, J.A. at 12-14 (Compl. at ¶¶ 8-18), included at least two allegations that the City granted exemptions “arbitrarily,” J.A. at 11, 14 (Compl. at ¶¶ 7, 20), and included a specific request for relief relief “as-applied,” J.A. at 16 (Compl. at 9). The majority notes that “[t]he defined term Fire Fighters includes the Association of Cleveland Fire Fighters and all individual members of Local 93, IAFF,” Maj. Op. at 550 n. 4, but apparently the majority did not consider the very next paragraph, in which the individual plaintiffs DeVito, Posante, and Sliter are also included in the defined term Fire Fighters, see J.A. at 10 (Compl. at ¶ 2). Moreover, in addition to addressing all fire fighters as a class at points in their response brief below, J.A. at 60-61, the appellants also argued that the City’s applications of the exemption provision, including the denial of exemptions to DeVito, Posante, and Sliter, have been arbitrary and irrational, J.A. at 61-62.
The majority cites Bell Atlantic Corp. v. Twombly, — U.S. -,
Federal Rule of Civil Procedure 8(a)(2) requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.” Specific facts are not necessary; the statement need only “ ‘give the defendant fair notice of what the ... claim is and the grounds upon which it rests.’ ”
Erickson,
B. Void for Vagueness
The vagueness doctrine rests on two primary interests — notice to persons affected and standards for enforcement— both of which are implicated here. In one sense, a city employee is on notice of what he or she must do to be granted a residency exemption: convince the City Council that it should grant an exemption. This, however, is the very danger that the vagueness doctrine seeks to prevent: “the exaction of obedience to a rule or standard which was so vague and indefinite as really to be no rule or standard at all.” A.B. Small Co. v. Am. Sugar Ref. Co.,
Similarly, section 74(a)’s residency-exemption provision provides no standards whatsoever for its application and enforcement. Although the residency-exemption provision does not delegate policy decisions to police, judges, or juries, it does require the City Council to make individualized determinations in a quasi-judicial capacity. Unlike the county charter provision at issue in Soules v. Kauaians for Nukolii Campaign Comm.,
For all of these reasons, I respectfully dissent from the majority’s decision to terminate prematurely the fire fighters’ lawsuit. The plaintiffs should be permitted to proceed in court on their claims that the residency provision as applied to the three individual fire fighters violates their equal-protection rights and that the residency-exemption provision is void for vagueness.
. Rather than engage with my analysis, the majority chides me for not taking into account the fact that DeVito, Posante, and Sliter have never formally requested a waiver from the full City Council — a fact, of course, that the majority also does not include in its analysis, and a fact on which even the defendants do not rely in their arguments on appeal. The majority also states that the appellants did not argue on appeal the position that I take here, but the appellants' brief states, for example:
In addressing the claims of the individually named Fire Fighters, DeVito, Posante and Sliter, the District Court held as follows: At best (and if proved), these allegations can only establish a pattern of denying exemptions to all firefighters, while (potentially) allowing City officials in less emergency-related positions to reside outside City limits.
[J.A. at 26 (Dist. Ct. Order at 6) ]. However, the Claims of DeVito, Posante and Sliter as enumerated in the Complaint allow for much broader logical inferences than the District Court seemed to infer itself.
Appellants' Br. at 15.
. It is telling that the one case that the majority cites for the proposition that "discretion is often afforded" to municipal governments to make individualized determinations concerned an ordinance that did specify criteria that guided that discretion, and state law supplied further limitations. See Outdoor Commc’ns, Inc. v. City of Murfreesboro, 59 F.3d 171,
