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Association for Molecular Pathology v. United States Patent & Trademark Office
689 F.3d 1303
Fed. Cir.
2012
Check Treatment
Docket

*1 Pershing, employee receiving compensa- was OWCP Young, Michael K. 926 F.2d at 1156. tion under FECA. Capacity their Official as Directors of University Research Utah III. Conclusion Foundation, Defendants-Appellants. reasons, court foregoing For No. 2010-1406. with reverses decision Board Appeals, United States Court of respect interpretation of statutory to the Federal Federal Circuit. employment “resumes Government,” and remands for determina- Aug. tion of the “rights benefits based length of to which service” Gallo is entitled opinion.

consistent with this

REVERSED AND REMANDED

The ASSOCIATION FOR MOLECULAR College

PATHOLOGY, The American Genetics,

of Medical The American

Society Pathology, for Clinical

College Pathologists, of American

Haig Kazazian, MD, Arupa Ganguly,

PhD, Wendy Chung, MD, Harry PhD,

Ostrer, MD, Ledbetter, PhD, David Warren, PhD,

Stephen Matloff, Ellen

M.S., Reich, M.S., Elsa Breast Cancer

Action, Boston Women’s Health Book

Collective, Ceriani, Lisbeth Runi Li-

mary, Girard, Fortune, Genae Patrice

Vicky Thomason, and Rak- Kathleen

er, Plaintiffs-Appellees,

v.

UNITED STATES PATENT AND OFFICE,

TRADEMARK

Defendant,

Myriad Genetics, Inc., Defendant-

Appellant, Betz, Boyer, Roger Brittain,

Lorris Jack Combe, Raymond

Arnold B. Geste-

land, Jensen, James John Kendall U.

Morris, Parks, Thomas David W. *4 Hansen,

Christopher A. American Civil Foundation, York, of New Liberties Union NY, argued plaintiffs-appellees. for With Park, him on the brief were S. Sandra Fine, Lapidus. Aden and Lenora M. Of on Daniel B. counsel the brief were Ra- Hassan, and Y. Public vicher Sabrina Pat- Foundation, Cardozo, Benjamin ent N. Law, York, of School of New NY. Castanias, Gregory Day, A. Jones of DC, Washington, argued all defendant- for him on the brief appellants. With were Swize, DC, L. of Washington, Jennifer Is- Mayergoyz rael Sasha and Dennis Mu- rashko, IL, Poissant, Chicago, of Brian M. Falvey, Laura A. and Eileen Coruzzi of York, Benja- New NY. Of were counsel Jackson, Myriad Z. Jay Zhang, min and Genetics, City, of Salt Lake UT. Patterson, Attorney, Melissa N. Civil Di- vision, Staff, Appellate United States De- Justice, DC, Washington, of partment of curiae, argued for amicus United States. her F. With on the brief were Stuart De- General, lery, Attorney Acting Assistant Brinkmann, Deputy Beth S. Assistant At- Mcltosh, torney General and Scott R. At- torney. R. Of counsel was Mark Freeman. Kowalski, PC, Price Thomas J. Vedder York, York, New amicus curiae of New for Corporation. him Protein Sciences With Lu; LLP, DC, Washington, Deborah L. the brief were of for amicus curi- on ae, Rigg, Chicago, IL. Robert S. American Intellectual Property Law Association. With her on brief were Eli Armitage, Lilly A. Com- Robert Litowitz, D. Robert Erika Harmon Arner IN, curiae, Indianapolis, amicus pany, S. David Forman. Of counsel on the Lilly Company. Eli With him on Barber, brief William was G. American Kelley. brief was James J. Association, Property Intellectual Law Holman, University of Christopher M. Arlington, VA. Of counsel were David Law, City School of Missouri-Kansas Hill, Warren American Intellectual Prop- MO, City, Kansas for amicus curiae Law VA, erty, Arlington, and Robert C. M. Christopher Professor Holman. Henderson, Finnegan, Stanley, Farabow, Macedo, Charles R. Amster & Rothstein Dunner, LLP, Atlanta, Garrett & GA. NY, Ebenstein, LLP, York, New Robinson, III, T. William American Bar curiae, amicus New York Intellectual Association, IL, Chicago, for amicus cu- Property Law Association. Of counsel *5 riae, American Bar Association. Of coun- M. Daignault the brief were Ronald and sel on the brief Elwood, were John P. McFarlane, Robins, Kaplan, B. Matthew Elkins, LLP, Vinson & of Washington, Ciresi, York, & of NY. Miller L.L.P. New DC; Valek, and Michael A. Stephen C. Andrews, Lori B. IIT Chieago-Kent Stout, Austin, of TX. Law, IL, College Chicago, of of for amicus curiae, College Embryol- Gatschet, The American of Gatschet, Mark J. Mark John et al. counsel was D. ogy, Of Joshua P.L.L.C., Houston, TX, of for amicus curi- Sarnoff, University College DePaul of ae, Mark J. Gatschet and Richard W. Law, Chicago, of IL. Knight. Of counsel on brief was Rich- Knight, ard W. Knight R.W. P.C. of San Greenfield,

Debra L. UCLA Institute Antonio, TX. Genetics, Society Angeles, and of Los CA, curiae, for amici The National Wom- Laporte, Foley Hoag, LLP, Claire of Network, Health et al. en’s Boston, MA, for amicus curiae Federal Cox, Knowledge

Krista L. In- Ecology Circuit Bar Association. her on the With ternational, DC, Washington, of for amicus Flaherty, brief was James M. Jr. curiae, International, Knowledge Ecology Hendricks, Evert, John L. Hitchcock al.

et LLP, Dallas, TX, curiae, of for amicus Proper- Richard F. Phillips, Intellectual AARP, al. him the et With on brief were Association, DC, ty Owners of Washington, Megan O’Laughlin M. and John T. Tower. curiae, Property for amicus Intellectual Of counsel was Michael R. Schuster. Association. With him Owners on Harness, Timothy Keane, Dickey & J. brief was Kevin H. Rhodes. Of on counsel Pierce, PLC, Louis, MO, of St. for amicus Berghoff, the brief were H. E. Paul Kevin curiae, BioGenerator, et al. Jeffrey Armstrong, Noonan and P. McBee, Baker, Donelson, Susan E. & Hulbert Berghoff, McDonnell Boehnen Bearman, Caldwell, Berkowitz, P.C., and LLP, Chicago, of IL. Of were counsel Washington, DC, curiae, for amicus Im- Herbert Wamsley, Property C. Intellectual Biotechnologie, matics GmbH. With her Owners, DC, Douglas of Washington, and Bryan was the brief W. Jones. Norman, Lilly Eli & Company, Kent Indianapolis, IN. Waxman, Seth P. Wilmer Cutler Picker- Dorr, LLP, ing Rudolph, Finnegan, Washington,

Barbara R. Hale Farabow, Henderson, Dunner, DC, & curiae, Garrett Biotechnology for amicus In- LOURIE, Judge. him on et al. Circuit dustry With Organization, Of Thomas G. Saunders. the brief was Genetics, Myriad Inc. and the Directors Fleming, was Mark C. on the brief counsel Utah Foun University Research Salter, Bio- MA, Hansjorg Boston, (collectively, “Myriad”) from appeal dation Industry Organization, technology the United District the decision of States was Allen C. DC. Of counsel Washington, for the Southern District of New Court Pickering Hale Nunnally, Cutler Wilmer of medi holding York assortment Boston, Dorr, LLP, of MA. researchers, organizations, genetic cal counselors, (collectively, patients Botts, Gordon, Baker L.L.P. of Jennifer “Plaintiffs”) standing De under the have curiae, NY, Croplife York, for amicus New Myri Act to claratory Judgment challenge her on the brief were International. With patents. ad’s Ass’n Molecular Pathol Tempes- and Jennifer C. Steven Lendaris Office, v. & ogy U.S. Patent Trademark ta. (“DJ (S.D.N.Y.2009) F.Supp.2d 365 LLP, Dowd, Wiley Rein J. Matthew Myriad appeals the dis Op.”). also curiae, DC, for amicus James Washington, summary granting trict court’s decision him on the brief was D. Watson. With judgment challenged that all of Wallace, H. Jr. James non-patentable subject mat are drawn to § under Mo ter 35 U.S.C. Ass’n for Calia, Covington Burling, Kurt & G. Trade Pathology lecular v. U.S. Patent & LLP, Shores, CA, for amicus of Redwood *6 (S.D.N.Y. Office, F.Supp.2d mark 702 181 curiae, and Pharmaceutical Research Man- 2010) (“SJ part affirm in and Op.”). We him on of America. With ufacturers in part. reverse Long, A. and Allison brief were Robert Jr. as, appeal This has returned to us DC, Kerndt, Washington, and Alexa E. of for filed petition having certiorari been Hansen, Francisco, R. of San CA. 2011, July 29, from our of decision Kane, Eileen Penn Dickinson M. State grant Court of the United States Park, PA, Law, University of of for School decision, petition, ed the vacated our and curiae, M. amicus Professor Eileen Kane. to us further con remanded the case Scott, Law, of Genevieve E. Yale School Mayo in of its in light sideration decision curiae, NY, for amicus Infor- Brooklyn, Prometheus, Inc., of v. Collaborative Services at Society Project Yale Law School mation U.S. -, L.Ed.2d 566 132 S.Ct. 182 on was (2012). her the brief Pris- Scholars. With Pathology Ass’n Molecular — Genetics, Inc., -, cilla J. Smith. Myriad v. (2012). 182 L.Ed.2d 613 LLP, Sachs, West, Robert Fenwick & by the briefing invited and received We CA, curiae, Francisco, for amicus Ad- San and amici held oral parties interested and Laboratories, Biological vanced SA. decision argument July on 2012. Our It on remand follows. both decides LOURIE, BRYSON, and Before original us issues that before in the were MOORE, Judges. Circuit Mayo appeal and evaluates effect of those issues. Opinion for the court filed Circuit we concurring jurisdiction, issue Judge Opinion LOURIE. On threshold to exer- Judge filed affirm the court’s decision part by Circuit MOORE. district jurisdiction be- part declaratory judgment Opinion concurring dissenting cise plain- that at one part Judge BRYSON. cause we conclude least filed Circuit Ostrer, ”), alterations, tiff, Harry standing to “BRCA certain or Dr. has mu- tations, validity Myriad’s patents. these associated with a challenge the merits, to breast predisposition we the district and ovarian can- On the reverse Representative cers. composition claims Myriad’s composition court’s decision 1, 2, include claims and 5 of the '282 DNA claims to “isolated” molecules cover patent: products nature under patent-ineligible

§ 101 each of the claimed mole- coding because 1. An isolated DNA for a nonnaturally occurring represents cules BRCAl polypeptide, polypeptide said also composition having of matter. We reverse sequence the amino acid set forth Myriad’s SEQ decision that ID the district court’s NO:2. screening potential

method claim to cancer 2. The isolated DNA of claim where- changes growth in cell therapeutics via in said DNA has the sequence nucleotide rates of cells is directed to a transformed SEQ set forth in ID NO:l. scientific patent-ineligible principle. We 5. An isolated DNA at having least 15 however, decision, affirm the court’s nucleotides of the DNA of claim Myriad’s method claims directed “com- '282 col. 1.55—col. 154 1.56.1 sequences

paring” “analyzing” are SEQ ID depicts NO:2 the amino acid se- ineligible; such include no claims quence of protein, SEQ the BRCAl steps only pat- transformative and cover ID NO:l depicts sequence nucleotide abstract, ent-ineligible steps. mental DNA coding region; BRCAl latter sequence colloquially referred to Background as cDNA. Id. col. 11.48-50. brought against Myriad, Plaintiffs suit All but challenged one method challenging patentability certain “analyzing” claims cover methods of composition method relating “comparing” patient’s sequence BRCA genetics. human See Op., DJ normal, or wild-type, sequence F.Supp.2d Specifically, Plain- 369-76. *7 identify the of presence cancer-predispos- tiffs a declaration that sought fifteen ing Representative mutations. method patents assigned claims from seven claims include claims 1 of and the '999 '001 Myriad to patent-ineligible are drawn sub- patents: ject § 101: matter under U.S.C. claims germline 1. A a detecting method 1, 2, 5, 6, 7, 5,747,282 20 of and U.S. Patent alteration in gene, a BRCAl said altera- (“the 6,1, patent”); '282 claims and 7 of tion from group consisting selected (“the 5,837,492 patent”); U.S. Patent '492 of the alterations set forth Tables (“the 5,693,473 claim 1 of Patent '473 12A, 14, or 19 in a human which patent”); 5,709,999 1 of claim U.S. Patent comprises analyzing a of sequence a (“the claim 1 patent”); '999 of U.S. Patent gene BRCAl or from BRCAl RNA a (“the 5,710,001 patent”); '001 claim 1 of sample analyzing sequence human a (“the 5,753,441 patent”); U.S. Patent '441 of BRCAl cDNA made mRNA from 6,033,857 and claims 1 and of U.S. Patent from sample provi- said human (“the patent”). '857 so that said is not a germline alteration composition

The challenged claims cover deletion corresponding of 4 nucleotides genes, SEQ two “isolated” human BRCAl and to base of ID numbers 4184^4187 ” (collectively, BRCA2 NO: 1. “BRCAl/2 1, 2, representative patent; claims include: 6 and 7 '282 addition claims of the 1, 6, patent, patent; and 5 of '282 claims to 7 of the and other and '492 appeal patent. isolated DNA claim 1 of molecules issue in the '473 in the of ryotic host cell absence said (emphases 161 11.17-25 patent col. '999 determining rate of compound, added). presence cell in the growth of said host a screening tumor 1. A method compound growth of of said and rate subject human for a so- a sample from host in the of said cell absence said gene in in a BRCA1 matic alteration comparing growth compound and compar- comprises [ ] said tumor which cells, a rate of said host wherein slower sequence from the ing a selected first growth rate of of said host cell gene consisting of a BRCA1 from group presence compound is said indicative BRCA1 RNA from sample, tumor said therapeutic. of a cancer and BRCA1 cDNA sample tumor said (emphases '282 col. 31.13-24 patent from said tumor sam- made from mRNA added). sequence a selected ple with second challenged The claims thus relate to iso- consisting of BRCA1 group from the sequences gene diagnostic meth- lated sample gene from a nontumor of said in these identifying ods of mutations se- from said subject, BRCA1 RNA nontu- context, quences. place To this suit in we cDNA made sample mor BRCA1 step provide background back to take nontumor from mRNA from said sam- involved, the identifi- including science in the ple, sequence wherein difference genes, the Plain- cation BRCA gene, the BRCA1 BRCA1 RNA or to the and to tiffs’ connections invention sample tumor BRCA1 cDNA said Myriad. sequence gene, of the BRCA1 from the RNA or cDNA from BRCA1 BRCA1 I. sample said nontumor indicates somat- genetics study heredity Human in the ic alteration BRCA1 in said beings.3 genome, in human The human tumor sample. information, entirety of genetic human (emphasis '001 col.155 11.2-17 add- 22,000 approximately genes, contains ed).2 form the of human which basis inheritance. The claim challenged final method majority of act by guiding Plaintiffs is directed to a method screen- production polypeptide chains that form ing potential therapeutics. Specifi- cancer proteins. in turn up having Proteins make cally, claim 20 of the catalyze '282 reads variety matter cellular processes. follows: *8 potential A for screening method Chemically, genome the human is com- therapeutics cancer which comprises: (“DNA”). deoxyribonucleic posed of acid eukaryotic growing a host up repeat- Each DNA molecule is of made transformed containing gene cell altered BRCA1 ing units of four nucleotide bases—adenine causing in presence cancer the a com- (“A”), (“T”), (“C”), thymine cytosine and (“G”> pound suspected being a cancer ther- guanine covalently are —which linked, bonded,4 apeutic, growing together sugar- said euka- or via transformed currently comprehensive 2. The claims us recite discussion of the science before and "analyzing” "comparing” methods of or repeat in case. We the involved '999, sequences BRCA are: 1 of the here. basics '001, patents and '441 1 and 2 of and claims patent. '857 the 4.Covalent bonds are chemical bonds charac- by sharing the terized electrons between opinion, Op., 3. The district court's SJ in a molecule. atoms 192-203, F.Supp.2d at contains a detailed

13H T, or A with phosphate, phosphodiester, pairs Figure backbone. and C with G. two DNA generally depicts DNA exists as strands below the structure of a DNA dou- as a double helix which each ble and the complementary pairing intertwined helix bases, pairs, hybridizes, represented by base on a strand or four nucleotide A, T, C, the other complementary base on strand: G. chemically The order of in a linear nucleotide bases sugar-phosphate different DNA, than DNA is referred to as “se- backbone and it utilizes molecule its (“U”) nucleotide base quence.” place of a uracil sequence gene The is thus (“T”). thymine During As, Gs, transcription, Ts, a linear sequence denoted DNA double helix and each is unwound “DNA or sequencing” “gene Cs. se- non-coding, template, nucleotide refers to quencing” process by which DNA strand is used make a complemen- precise linear order in a of nucleotides tary, single-stranded RNA molecule that DNA A segment gene is determined. ie., strand, the coding mirrors DNA ade- gene’s sequence in turn nucleotide encodes the template nine on DNA strand results sequence for a linear of amino acids that molecule, thymine in uracil the RNA comprise protein gene, encoded adenine, guanine cytosine, results e.g., the BRCAl gene encodes for cytosine in guanine. “pre- The resulting protein. BRCA1 Most have both RNA,” like the DNA from which it was sequences. “exon” and “intron” are Exons generated, contains exon intron both segments necessary Next, sequences. physical- the introns are i.e., protein, creation of a that code for a ly molecule, pre-RNA excised from the protein. segments Introns are of DNA by “splicing” followed produce exons to interspersed that, un- between the exons (“mRNA”). a messenger Figure RNA exons, like a protein. do not code for transcribing below shows the steps of a protein creation from a (exon 1-3) gene that contains three exons *9 comprises steps: two transcription and (intron 2) and introns a pre- two into First, gene sequence translation. is RNA, followed RNA in- excising the “transcribed” into a different nucleic acid splicing produce trons of the exons to (“RNA”). called ribonucleic acid has an containing RNA mRNA exon sequences. transcription splicing, Following into

resulting mRNA is “translated” Genes, protein. their corre-

encoded mRNAs, proteins encode via

sponding called co-

three-nucleotide combinations triplet corresponds to

dons. Each codon twenty amino

one of acids make proteins “stop” signal all or a

up translation. For exam- protein

terminates adenine-thymine-guanine

ple, codon

(ATG, corresponding AUG

mRNA), the amino acid methio- encodes sixty- relationship

nine. between sequences and their possible

four codon amino is known

corresponding acids Figure represents genetic code. below mutations, Changes, sequence in the into that translates mRNA molecule human can alter production, of a (Codon 1, AUG, amino acids protein six structure, resulting function and/or 2, ACG, methionine; threonine; Codon changes point Small-scale include protein. 3, GAG, acid; glutamic Codon Codon single to a change mutations in which CUU, leucine; CGG, arginine; Codon in the single nucleotide amino acid alters serine), AGC, and ends with one Codon For a base protein. example, encoded codons, stop of the three UAG. change changes codon GCU to CCU protein

an alanine in the encoded include proline. Larger scale variations *10 deletion, rearrangement, duplication or from larger segments ranging DNA — núcleo- to over a million hundreds several elimination, Nearly in every body can result cell in the human tides —and misplacement, duplication of an entire genome. contains entire individual’s genes. some mutations While cell, DNA “native” or “ge- called body’s pro- have little or no effect on the DNA, nomic” packaged twenty- is into cesses, an in- others result in disease or pairs three of chromosomes. Chromo- particular developing creased risk of dis- are complex comprising somes structures is sequencing ease. DNA used clinical single extended DNA molecule wrapped diagnostic testing to determine whether a histones, proteins around called as shown gene contains mutations associated with a Figure 4 below. particular disease or disease risk. Each contiguously spans chromosome mil- can gene, amplified then be excised or from the lions of DNA to obtain the isolated encompasses many bases and DNA dis- segment of interest. DNA molecules can crete genes. twenty-two Humans have synthesized be laboratory. also in the One chromosomes, pairs of autosomal num- synthetic type DNA molecule is comple- bered twenty-two according one to to size (“cDNA”). mentary synthe- cDNA is smallest, from largest pair and one using from complementary sized mRNA chromosomes, sex Xtwo chromosomes in pairing analogous base a manner females X Y and one and one chromosome transcription. process RNA results in males. a double-stranded DNA molecule with a Genomic DNA can extracted from its sequence sequence to the corresponding cellular using a environment number of produced body. an mRNA by the Because laboratory well-established techniques. mRNA, A synthesized cDNA con- particular DNA, segment such sequences, as a tains the exon and thus *11 the BRCA ge- within human genes a chro- the sequences, from of the intron

none BRCA genes and gene sequence. nome to isolate and mosomal their exact nucleotide se- determine II. Myriad in turn to quences. This allowed testing the BRCA BRCA diagnostic in services provide mutations Certain risk of breast with an increased to women.5 correlate average The woman ovarian cancer. and has around twelve

in the United States III. risk developing thirteen percent to however, Myriad, was not the enti- her lifetime. with cancer in Women breast BRCA implement testing clinical ser- ty to contrast, mutations, a cumu- BRCA in face 1996, University Starting in vices. fifty eighty per- to risk of between lative Pennsylvania’s Diagnostic Genetic Labora- and a developing breast cancer cent (“GDL”), tory by plaintiffs eo-directed of ovarian cancer be- cumulative risk Kazazian, Jr., Arupa Haig H. M.D. and fifty percent. Diagnostic twenty to tween Ph.D., Ganguly, provided diag- BRCA1/2 of BRCA genetic testing for existence By services to women. nostic how- important an con- mutations is therefore ever, by Myriad that accusations GDL’s of clinical provision sideration in the care BRCA testing infringed pat- services its testing This for breast or ovarian cancer. to such stop providing ents forced the lab with information her provides patient services. hereditary ovarian can- risk breast and dispute The first of a came in ear- sign cers, and in the decision thus aids difficult time, ly 1998. Kazazian At Dr. re- preven- regarding whether undertake Skolnick, with Dr. including sur- calls dinner Mark options, prophylactic tive results can also be an inventor and Chief Science Officer at gery. Diagnostic dinner, important structuring appro- Myriad. factor in an At the Skolnick informed treatment, cancer priate course of since Myriad planning Kazazian that was therapy more certain forms of effective clinical BRCA stop providing GDL from related to BRCA muta- treating cancers testing Myriad’s patents. A light tions. later, in May month or two Kazazi- an received a letter from William A. patents in suit iden- The inventors of Hockett, Corporate Director of Communi- basis of BRCAl- the genetic tified Myriad. cations letter stated that analysis using BRCA2-related cancers Myriad currently knew that Kazazian was cloning. Relying on positional called providing BRCAl diagnostic testing ser- samples large set of DNA from families vices, Myriad, holder cancers, and ovarian inherited breast patents covering of five the isolated the inventors correlated the occurrence of BRCAl diagnostic testing, was family cancer members with individual making to select institutions a certain marker DNA available inheritance of allowed inventors license. Attached to let- sequences. This collaborative Myriad’s identify, or location ter was a collaborative “map,” physical copy covering Myriad application mg patents in suit 5. the first isolated filed leading covering patents diagnostic to the isolated suit BRCA2 DNA and associated meth- diagnostic BRCAl DNA and associated meth- the first ods in December such resulting pat- August ods ent, 1994. The first patent, patent, the '492 issued on November patent, December '473 issued on 17, 1998. Myriad application filed first lead- *12 severely responded by which limit- Terrell agreement, proposed Wight letter on testing 10, 1999, GDL’s services to certain tests ing September stating that “the Uni- of Ashkenazi Jewish descent. patients agrees for that versity accept it will not sam- Ostrer, M.D., Harry Plaintiff researcher ples for BRCA1 testing research from (“NYU”) University New York at School parties.” third J.A. Kazazian thus Medicine, received the same letter and of Dr. informed Ostrer that GDL would no 1998, in al- agreement May collaborative longer accepting patient samples not, time, though laboratory his did at the testing anyone BRCA from him or else as Rather, testing provide such services. patent infringement result asser- patient samples Ostrer sent to GDL by Myriad. result, tions made As a Ostrer genetic testing. BRCA sending patient samples started for BRCA genetic testing to Myriad, which later, became August in Dr. Kaza- Months (and today) remains letter, provider zian received a second time this such Riley of firm services States. George from A. the law United O’Melveny Myers iden- & LLP. The letter period, During Myriad also initiated Myriad patents number “cov- tified five several patent infringement against suits ering, among things, BRCA1 other entities providing clinical BRCA testing. sequence ... and methods for detect- Myriad against filed suit Oncormed Inc. in ing sequence.” alterations the BRCA1 again Myriad Genetics v. J.A. 1145. The letter also indicated that Oncormed, 2:97-cv-922, Nos. 2:98-cv-35 Myriad’s you come to attention that “has (D.Utah), University and the Pennsylva- engaged testing in commercial activi- nia in Myriad v. Genetics Univ. of Myriad’s infringe patents,” that ties Pa., (D.Utah). No. 2:98-cv-829 Both law- “[ujnless ar- licensing that and until a suits were later without preju- dismissed ... rangement completed you is should each agreed dice after defendant to discon- infringing testing activity.” all Id. cease allegedly activity. tinue all infringing noted, however, letter that the cease- the plaintiffs None of besides Drs. Kaza- and-desist notification did not to re- apply zian, Ganguly, Ostrer, allege that Myr- testing purpose search “for the of further- any iad directed or other communi- letters ing programs, non-commercial research regarding cations its patents them. provided results of which are not Rather, the other researchers and medical patient money which and for no is organization simply members state received from the or the patient patient’s knowledge Myriad’s vigorous enforce- insurance.” Id. against ment of its rights others Terrell, June Robert the Gener- stopped them from engaging clinical University Pennsylva- al for the Counsel genetic testing, although they BRCA have nia, received similar cease-and-desist let- personnel, expertise, and facilities as Christopher Wight, Myriad’s ter well provide as the desire to such testing. stated, General Counsel. The letter “It plaintiffs The patient they state that have Haig has come to our attention that Dr. H. been genetic unable obtain BRCA Kazazian, University Pennsyl- Jr. of the testing or their desired BRCA testing, ei- continuing willfully engage vania ther covered their or at a insurance genetic commercial BRCA1 and BRCA2 afford, can price Myr- because of activities, testing in violation of the Uni- protection. iad’s versity Pennsylvania’s previous assur- researchers, that such other testing ances commercial activi- Like the Dr. Kazazi- ties would be discontinued.” J.A. 2890. an if Myriad’s patents states were *13 test- in may engage ing that one would be BRCAl/2 Ganguly Dr. invalid, and he

held infringe- being risk of sued ing the within at testing BRCA to resume able at 390. Myriad.” Id. notes, liability by howev- ment He a few weeks. matter of concluded, actions, had to they “decided the court Myriad’s if er, this is that in the situa- precisely 2852. Gan- Plaintiffs testing.” J.A. “the placed BRCA resume Act patents Declaratory Judgment if the concurs, stating that the tion that guly immediately invalidated, Plaintiffs “I would the to address: designed were was my in testing BRCA resuming engage to ability and desire consider have the Dr. also 2892. Ostrer6 laboratory.” J.A. that well as the belief testing as BRCAl/2 personnel, all the lab has his rights, that but indicates their testing is within such necessary to un- facilities, expertise and infringement risking without cannot do so and em- testing BRCA clinical dertake liability.” Id. imme- that his lab “would

phatically states Myri- rejected holding, the court In so perform to diately begin BRCAl/2-related act must be some that there argument ad’s the upon, invalidation testing genetic Plaintiffs, noting that the toward directed J.A. 2936-38. Myriad patents.” fact, had, affirmative acts Myriad taken and Dr. Dr. plaintiffs Kazazian toward IV. court also at The Id. 387-88. Ganguly. suit, moved Myriad filed After Plaintiffs that Myriad’s arguments rejected dismissed, alleging that the case to have Ka- plaintiff to letter cease-and-desist sent bring a standing to lacked the Plaintiffs declaratory support too old to zazian was challenging the declaratory judgment suit legal that jurisdiction and judgment court The patents. district validity of its parties could brought against third actions however, Plain holding that disagreed, jurisdictional in the considered standing Article III had established tiffs con- The court analysis. Id. at 388-89. ar test the circumstances” the “all under to either rigid that adherence cluded in MedIm Supreme Court ticulated inconsistent would be requirements these Genentech, Inc., 549 mune, Inc. v. that mandate with Medlmmune’s L.Ed.2d 604 118, 127, all the alleged under assess the facts court (2007). at 385-92. F.Supp.2d Op., DJ Id. circumstances. Myriad had found that court first The that court found district also acts” in sufficient “affirmative engaged meaningful alleged had sufficient Plaintiffs of its assertion company’s based on to establish infringement preparations engaging from others “right preclude to at jurisdiction. Id. declaratory judgment through personal genetic testing BRCA1/2 researchers, respect With letters, 390-92. communications, cease-and-desist they that it was sufficient held offers, the result court litigation,” licensing begin “ready, willing, and able” were all widespread “the understand- was of which expertise conduct such 27, 2011, the resources days we issued July two 6. On before case, Myri- initial, immediately so if testing, do decision in and would our now-vacated Following was Ostrer re- Myriad the court Dr. patents notified were invalidated. ad’s Court, position at the Al- leaving to assume NYU also we have from mand College and Montef- of Medicine bert Einstein "suggestion Myriad a related received Center, August effective iore Medical or dismiss. remand and motion to mootness” sup- response, Plaintiffs submitted denied the suggestion and declined the We stating Ostrer from Dr. plemental declaration the facts case on We now review this motion. that, position, he seeks his new still presented to us. arguments briefed testing, still has diagnostic BRCA undertake testing within the normal course pendent any physical BRCAl/2 transformations. research, of their rejecting laboratories’ Id. 233-35. holding, In so the court dis Myriad’s argument needed to tinguished Myriad’s claims from those at allege specific preparatory activities. Id. in Mayo issue based on the “determining” rejected at 390-91. The court Myri- also step being latter construed to in argument plaintiffs ad’s Kazazian and clude the extraction and measurement of *14 Ganguly they testified would metabolite patient levels from a sample. “consider” engaging allegedly infringing Op., 702 F.Supp.2d SJ at (citing 234-35 activities, concluding that proper focus Labs., Prometheus Inc. Mayo v. Collaborative of inquiry they is whether are mean- vs., 1347, (Fed. Ser 628 F.3d 1350 ingfully prepared, not whether have — Cir.2010), rev’d, -, U.S. 132 S.Ct. final, made a conclusive engage decision to 1289, (2012)). 182 L.Ed.2d 321 Alterna in such activities. Id. at 391 n. 18. tively, continued, the court even if the

The parties then moved summary claims could be read to include the trans judgment on § the merits of Plaintiffs’ 101 formations associated with isolating and challenge Myriad’s patent claims. The sequencing DNA, human these transfor Plaintiffs, district court held concluding mations would constitute no more than challenged the fifteen claims were preparatory data-gathering steps. Id. at drawn to non-patentable subject matter Grams, 236 (citing In re 835, 888 F.2d 840 § and thus invalid under 101. Op., SJ 702 (Fed.Cir.1989)). Finally, the court held F.Supp.2d at 220-37. Regarding the com that the one method claim to “comparing” claims, position the court held that isolated growth rate of cells claimed a basic DNA molecules fall within the judicially principle scientific and that the transfor “products created of nature” exception to mative steps amounted to only preparato § 101 because such isolated DNAs are not ry data gathering. Id. at 237. “markedly different” from native DNAs. Myriad appealed. jurisdiction We have 222, Id. 232 (quoting Diamond v. Chak 1295(a)(1). pursuant § to 28 U.S.C. 303, rabarty, 447 100 U.S. 65 S.Ct. (1980)). L.Ed.2d 144 The court relied on DISCUSSION that,

the fact unlike other biological mole cules, DNAs “physical are the embodiment I. Declaratory Judgment Jurisdiction information,” and that this information A. only preserved is not in the claimed isolat molecules, ed DNA but also essential to The question first we must address is utility their as molecular tools. Id. at 228- whether the district court correctly exer- declaratory cised judgment jurisdiction over this suit. The Declaratory Judgment Turning claims, to the method the court provides that, Act “In a case actual held them patent ineligible under controversy jurisdiction within its ... any court’s then-definitive machine-or-transfor court may United States ... mation test. declare (citing Id. at 233 In re Bil ski, rights (en and (Fed.Cir.2008) legal 545 F.3d other banc), 943 relations of interested grounds, party seeking declaration, on other such v. Kappos, Bilski aff'd - -, or 3218, 3225, U.S. 130 whether not 177 further relief or could be (2010)). 2201(a). L.Ed.2d 792 sought.” § The court held that 28 U.S.C. the claims “analyzing” covered or “a phrase “com case of actual controversy” in paring” DNA sequences by any method, the Act types refers of “cases” and and thus processes mental covered inde- justiciable “controversies” that are under Wildlife, Lujan v. Aet- ments.” Constitution. III the U.S.

Article Defenders Haworth, 555, 560, Ins. v. 112 S.Ct. na Life (1937). L.Ed. 617 239-40, (1992). “First, plaintiff L.Ed.2d injury in fact—an must have suffered an rule exists for bright-line no Although legally protected of a interest invasion judg declaratory determining whether (a) particularized, concrete and Ill’s which is Article case-or- action satisfies ment (b) imminent, conjectural controversy requirement, actual dispute must be (internal has held that Court Id. citations hypothetical.” concrete, touching legal “definite omitted). “Second, there quotations having legal parties adverse relations must a causal connection between the substantial,” and interests,” “real complained the conduct of—the injury and through specific relief a decree “admi[t] *15 ... trace to injury ‘fairly [able] has to be character, as distinguished of a conclusive challenged action of defen- advising what the law opinion from v. E. (quoting Ky. dant. ...’” Id. Simon hypothetical upon a state would be 26, 41-42, Org., 96 Rights 426 U.S. Welfare 127, MedImmune, 127 549 U.S. at facts.” (1976)). 1917, 450 S.Ct. 48 L.Ed.2d at Life, Aetna 300 (quoting 764 U.S. S.Ct. “Third, ‘likely,’ opposed must be as to 461). 240-41, “Basically, the 57 S.Ct. injury that the will merely ‘speculative,’ facts in each case is whether the question ” aby decision.’ Id. at ‘redressed favorable circumstances, under all the show alleged, Simon, 561, 2130 (quoting 112 S.Ct. 426 a controversy, there is be substantial 1917). 38, 43, 96 S.Ct. U.S. at parties having legal adverse inter tween ests, immediacy reality to of sufficient an actual case or con “Whether judg declaratory the issuance of a warrant may so that a court troversy exists district Pac. (quoting ment.” Id. Md. Cas. Co. v. declaratory judg an action for a entertain Co., 270, 273, Oil Coal & 312 U.S. non-infringement invalidity ment of (1941)). and/or 510, L.Ed. 85 826 by governed Federal Circuit law.” applying In Medlmmune’s all-the-cir Centocor, Inc., MedImmune, Inc. v. 409 declaratory judgment test cumstances to (Fed.Cir.2005), 1376, F.3d 1378 overruled action, by guided we MedImmune, 549 grounds, on other three-part framework for deter Court’s 130-31, Following at 127 S.Ct. 764. Med mining presents justi whether an action lmmune, that, to this court has held estab controversy: standing, Article ciable III in fact injury pat lish an traceable to See ripeness, and mootness. Caraco Labs., Labs., Inc., entee, declaratory plaintiff judgment Pharm. Ltd. v. Forest (Fed.Cir.2008). (1) 527 F.3d 1291 allege must both an affirmative act case, ju parties have framed the this related the enforcement of patentee standing. issue as one of See risdictional Corp. v. patent rights, his SanDisk STMi MedImmune, at 128 n. Inc., croelecs., 480 F.3d 1380-81 (“The justiciability problem (Fed.Cir.2007), (2) meaningful prepa arises, seeking declaratory the party when potentially infringing conduct ac ration to preventing relief is himself the com TubeMaster, Inc., tivity, Tech LLC Cat v. injury occurring, can be plained-of (Fed.Cir.2008). We re F.3d standing ... or ... described terms of declaratory judgment view the exercise (internal omitted)). citations ripeness.” jurisdiction light particular of a set Corp., facts novo. F.3d de SanDisk irreducible

“[T]he constitutional standing contains three ele- 1377. minimum claratory Judgment

B. Act was intended to they address: must either proceed challenges Myriad district liability BRCA-related activities and risk jurisdictional decision on the court’s infringement, or refrain from and the Plaintiffs do grounds Myriad despite believing such Myriad’s activities legal and that have adverse interests patents are invalid. allege Plaintiffs have failed controver sy immediacy reality to of sufficient alleged Under facts this judg a declaratory warrant the issuance of case, Plaintiff, conclude we that one Dr. Specifically, Myriad argues ment. that Ostrer, standing has established to main allege any failed to “affir Plaintiffs have declaratory tain judgment suit. All Myriad mative within ten past acts” standing Plaintiffs claim under the Declar years relating patents suit atory Judgment Act based on the same According Plaintiff. directed at alleged injury: that they cannot undertake Myriad, by relying court the district erred the BRCA-related activities that de communications” Drs. “stale directed at Myriad’s sire because enforcement of its Kazazian, and Ostrer a dec Ganguly, over rights covering Only BRCAl/2.7 ten-year-old licensing ade ago, as well however, plaintiffs, allege three an injury third litigation activities directed at *16 Myriad; Kazazian, traceable to only Drs. parties, jurisdiction and thus exercised Ganguly, Ostrer allege pat affirmative solely subjective Plaintiffs’ fear based on ent enforcement actions directed at them suit, innuendo of from rumor arising by Myriad. three, Of these Dr. Ostrer community. in the research alleges a clearly sufficiently and immi real respond they Plaintiffs have stand- injury nent because an alleges he intention ing under Medlmmune’s all-the-eircum- to actually immediately engage in al because, stances test not legedly infringing BRCA-related activities. undisputedly immediately to un- prepared We each in address turn. activities, potentially infringing dertake Although Medlmmune relaxed this Myriad but also took sufficient affirmative court’s appre- more restrictive “reasonable patents acts with to the in suit. respect suit” declaratory judg- hension of test for latter, Regarding the Plaintiffs assert SanDisk, jurisdiction, ment 480 F.3d at Myriad sued, sue, threatened to or de- not alter “the rule that did bedrock agreements every manded license from controversy a case or based on a must be offering known institution clinical BRCA injury real and immediate threat of testing, including university labs directed injury future is caused Kazazian, by plaintiffs Ganguly, and Ostr- defen- dants,” Prasco, LLC v. Medicis Pharm. er, forcing testing. to each cease such (Fed.Cir.2008). F.3d Corp., 537 And, Plaintiffs, according to the awareness Medlmmune, Accordingly, following this Myriad’s vigorous of patent assertion of its court has continued to declarato- rights suppress still continues to abil- hold that their jurisdiction ity perform plac- ry judgment to testing, clinical BRCA will arise ing very merely De- party Plaintiffs dilemma the on basis that a learns of patients allege injury pressed indepen- 7. Certain also based an Plaintiffs have not as an gain inability Moreover, on their access to ground affordable standing. dent for we fail genetic testing Myriad’s pat- BRCA because of inability patented a see how to afford ent dominance such denial services. While invention could establish an invasion of a can, of health services certain circum- legally protected purposes interest stances, judicially cognizable injury, state a standing. Simon, 40-41, see at Myriad’s letter, Kaza- adversely Ostrer received Dr. patent, held existence of that, patent poses Myri- him that such zian informed because of perceives or even in the absence of infringement, patent against of its rights risk ad’s assertion by the patentee. act him, affirmative accepting some no longer would GDL Thus, SanDisk, at 1380-81. 480 F.3d patient samples genetic testing. for BRCA the outer boundaries defining without Myriad’s patent rights assertion its declaratory jurisdiction, we have judgment against patent Kazazian escalated into a rights asserts patentee held that “where a infringement by Myriad against suit on certain under a based identified Pennsylvania, la- University of which was planned activity par- ongoing or another prejudice ter without after the dismissed party that it ty, and where that contends University agreed to all accused cease right engage accused has the testing Myriad BRCA also sued services. license, activity without an Article III case based infringement Oncormed for 1381; controversy will arise....” Id. at genetic on its As testing BRCA services. (“A Prasco, also 537 F.3d see Myriad’s patent a result of enforcement injury can ... an patentee cause [suffi- actions, all Dr. Ostrer was forced to send controversy] actual in a cient to create an patient Myriad, the sole samples to now variety ways, example, by creating diagnostic provider testing of BRCA ser- infringe- of an apprehension reasonable vices. suit, demanding the right ment [or] Ostrer, hand, Dr. maintains other (internal royalty payments.” omit- citations proceeded that he could have with his ted)). UISCA-related clinical activities without case, In this Myriad royalty demanded a taking Myriad. This asser- license patents its from Dr. under Ostrer based on *17 patents tion is on his belief based that clinical In his BRCA-related activities. Myriad claims cover such activities are 1998, May Director of Myriad’s Corporate genes invalid are patent-ineligible because pro- Communications sent Ostrer letter belief, products of nature. Acting his posing collaborative license. The letter Ostrer seeks this lawsuit a declaration aware Myriad stated was that Ostrer of his to right undertake BRCA-related currently providing, either in- was or was clinical activities without a license. Ac- in initiating, diagnostic terested BRCAl Myriad and have cordingly, Dr. Ostrer testing Myriad, services and that as holder legal positions regarding taken adverse patents covering of U.S. the BRCAl engage whether or not Ostrer can BRCAl, diagnostic testing was testing infringing genetic BRCA without institution, making available to his NYU any to DNAs valid claim “isolated” BRCA Center, Medical li- a limited collaborative “analyzing” “comparing” methods of required cense. collaborative license Myriad’s as sequences, BRCA recited to payment Myriad NYU make a to patents. Life, at See Aetna 300 U.S. performed. each non-research BRCA test (holding declaratory judgment 57 S.Ct. 461 time, aware, At the as Ostrer same was jurisdiction parties existed when had “the Myriad was its asserting patent rights positions respect taken adverse against similarly other parties, situated obligations” their existing on an insurance fact to be in assessing considered the exis- contract). controversy tence of actual under the Dr. totality alleged Ostrer has also a controver of circumstances. See Micron Tech., Techs., Inc., sy reality immediacy, Inc. v. sufficient Mosaid (Fed.Cir.2008). MedImmune, 127, 127 F.3d after 549 U.S. at S.Ct. Soon 764; alleged presumptively he has concrete and actual silence extinguishes any suit.”). Myriad’s assertion injury objective traceable reasonable fear of We Lujan, see rights, at patent its disagree. many cases a controversy First, 560, 112 Ostrer seeks to made manifest a patentee’s affirmative specific undertake BRCA-related activi- assertion patent rights of its will dissipate ties—BRCA diagnostic testing which as market players products change. —for Myriad spe- has demanded a license under case, however, In this the relevant circum- patents cific that cover the isolated surrounding Myriad’s stances assertion —those BRCA and BRCA genes diagnostic testing. patent rights its not changed despite have Thus, not request opinion Ostrer does “an the passage of time.8 advising upon what law would be a Myriad’s active enforcement of its pat- facts,” Life, Aetna hypothetical state of rights Ostrer, ent forced Dr. as well as but rather every similarly other situated researcher BRCA proposed his testing whether ser- institution, to cease performing the vices are covered valid claims to BRCA testing challenged services, leaving “isolated” BRCA and methods of Myriad of BRCA clini- provider as the sole “comparing” genes’ sequences. Sec- testing cal patients the United States. ond, Ostrer not has the resources and time, Since that neither the accused activi- expertise immediately clinical undertake nor parties’ ties positions have BRCA testing, unequivocal- but also states First, changed. Myriad does not allege ly that will immediately begin he such genetic testing technology has Ostrer, testing. In contrast to alleges who changed in any way that past renders its an actual and imminent injury pur- assertions of its rights irrelevant to poses standing, Drs. Kazazian and Gan- currently Ostrer’s BRCA proposed testing. guly allege only will “consider” Rather, patents cover, “ Myriad as- BRCA resuming testing. These ‘some 1990s, serted the late the basic compo- day’ intentions” support are insufficient to nents of such test: the isolated BRCA injury an “actual or imminent” for stand- genes and the diagnostic step of comparing ... of when ing any specification “without genes’ sequences. Lujan, day the some will be.” 504 U.S. at *18 result, 112 S.Ct. 2130. As a Drs. Second, Myriad’s ever since en Ganguly Kazazian and do not have stand- forcement competi efforts eliminated all ing. tion, Myriad and Ostrer have not altered Ostrer, respective positions. their still la

Myriad seeks to avoid this result boring Myriad’s under threat of infringe timing based on the of its enforcement liability, attempted ment has not pro to Specifically, Myriad argues actions. that BRCA yet, researcher, vide testing; as a extinguished time has immediacy he position remains the same with reality any controversy, of re relying on lan spect to pre-Med guage ability that his and his desire to pro hearkens back to our Immwne reasonable vide BRCA apprehension testing as in the late of suit 1990s. See, e.g., Appellants’ Br., Furthermore, test. nothing 2010 sug WL the record (“[A] 4600106, at patentee’s ten-year 26 gests researcher or institution has Co., Myriad’s analogy (Fed. 8. to laches is also uncon- Chaides Const. 960 F.2d 1041 vincing. recovery pre- Cir.1992) (en banc) ("[Ljaches Laches bars the bars relief on filing damages; preclude patent it does not patentee's respect claim with to dam- relief, prospective type action for of relief suit.”). ages prior accrued to sought here. See A.C. Aukerman Co. v. R.L. money and for compete patient to with ed to the which no successfully attempted added). in any way has Myriad (emphasis or that received.” J.A. Myriad, regard contrast, with to its changed agreement requires pay- its position as active enforcement rights. Just patent Myriad “Testing ment for each Service” against can patent rights others of one’s performed, “Testing Services” de- controversy immediate maintain real and testing ... laboratory fined as “medical Micron, time, see passage despite or absence of BRCAl presence too can the F.3d at so successful purpose determining mutations for when the relevant rights assertion of such to, predicting predisposition or assess- Thus, unchanged. circumstances remain ing the cancer in risk of breast ovarian purpose of the Declara consistent with the Thus, Myriad’s humans.” J.A. 2966-67. Act, Judgment Ostrer need not risk tory targeted never enforcement actions damages for in liability and treble the non-clinical BRCA now cited research seeking a fringement before declaration by Myriad, ability perform and Ostrer’s See legal rights. contested MedIm his injury not such research does address the mune, 134, 127 at S.Ct. here. asserted that the Myriad argues also record re- Finally, Myriad argued reply in its that he has futes Ostrer’s claim been re- argument brief and at oral that Plaintiffs’ from RifCA-related engaging strained declaratory action will not afford them ar- gene sequencing. Specifically, Myriad want, they requirement relief for stand gues Myriad published its dis- since ing. 560-61, at Lujan, 504 U.S. genes and BRCA2 coveries the BRCAl 2130; MedImmune, see also 1996, respec- in October 1994 and March (“[A] 127 n. litigant may 127 S.Ct. 764 18,000 tively, over scientists have conduct- not declaratory-judgment use a action to ed research on the BRCA and over adjudication obtain piecemeal defenses 8,600 have papers published. research been finally conclusively would Furthermore, Myriad, according plain- underlying controversy.”). resolve the Wendy tiff concedes that her Chung lab Myriad Specifically, asserts that because currently sequencing conducts of BRCA challenged just Plaintiffs have fifteen com Yet, Chung genes. both Drs. and Ostrer claims, position and method while admit that, although state conduct se- ting unchallenged that other claims to quencing, they from are forbidden inform- probes primers pre BRCA will still ing subjects their research results vent se engaging them BRCA sending their BRCA without first tests quencing, a favorable will not re decision Myriad. Accordingly, samples Ostrer is alleged dress injury. Again, the Plaintiffs’ activity *19 restrained from the BRCA-rel&ted we disagree. that he diag- desires to undertake: clinical testing. nostic The Supreme required Court has “likely,” “merely rather than Myriad’s with communications Dr. Ostr- ” ‘speculative,’ injury that the will alleged understanding. er confirm this The licens- be decision.” “redressed favorable Myriad ing letter sent to Ostrer proposed 561, Lujan, at 504 U.S. 112 S.Ct. 2130. giving agreement collaborative NYU certainty. required Court has not perform to right “Research without Tests” Village For example, Arlington to payment Myriad. J.A. “Re- Heights Metropolitan Housing Develop- v. Tests” search are defined tests Corp., plain- ment the Court that the pro- further “non-commercial research held standing grams, provid- challenge results of which tiffs had suburb’s

1323 ordinance, exclusionary zoning as the ordi- Although we affirm the district “an nance stood as absolute barrier” to the court’s decision to exercise declaratory housing development Metropolitan Hous- judgment jurisdiction case, over this we do (“MHDC”) ing Development Corp. had so on grounds. narrower The district provide village. contracted to in the 429 court jurisdictional failed to limit its hold 252, 261, U.S. 50 L.Ed.2d 450 ing to affirmative acts patentee (1977). injunctive The Court noted that Plaintiffs, specific SanDisk, directed at see relief, removing while the “barrier” of the 1380-81, 480 F.3d at erroneously holding ordinance, “guarantee” would not that the all the Plaintiffs had standing based on housing would be built since MHDC still widespread “the understanding that one financing, qualify had to secure for federal may engage in testing at the risk BRCAl/2 subsidies, carry through with con- of being infringement sued for liability by struction. Id. The Court nevertheless rec- Myriad,” Op., F.Supp.2d DJ at 390. that “all ognized housing developments are disagree, We and thus we reverse the dis subject to some extent to similar uncer- trict court’s tainties,” holding that the plain and concluded that it various was suffi- cient that there was a “substantial proba- tiffs other than Dr. Ostrer have standing bility” housing development that the would to maintain declaratory judgment ac 261, 264, built. Id. at 97 S.Ct. 555. tion. Simply disagreeing with the exis case, tence of a Myriad’s

In this on isolated challenged compo- DNA se undisputedly pro- sition and method claims quences suffering or even attenuated, vide “an absolute barrier” to Dr. Ostrer’s non-proximate, effect from the existence of ability diagnostic to undertake BRCA test- a patent does not meet the Supreme activities, ing and a declaration of those requirement Court’s for an legal adverse invalidity claims’ would remove that barri- controversy of sufficient immediacy and er. See at 97 S.Ct. 555. id. More- reality to warrant the issuance of a declar over, may while there be other atory MedImmune, judgment. See probes prim- claims directed to BRCA at 127 S.Ct. 764. The various that prevent ers Ostrer from performing organizational plaintiffs this suit in par diagnostic testing BRCA infringe- free of ticular target were not the enforce liability, Myriad ment has failed to direct ment action or agreements offered license any specific us to unchallenged claim that by Myriad preparation and had made no will have that effect. And Plaintiffs’ coun- potentially undertake infringing activities. sel stated at the argument first oral in this They accordingly injury suffered no case his clients can sequence the thus lack standing bring this action. using probes BRCA without BRCA Frasco, 1338-42; See at F.3d Cat 34:07-25, and primers. Arg. Oral at Tech, 34:53-35:29 available 528 F.3d at 880-81. http://www.cafc. uscourts.gov/oral-argument-recordings/ Having plaintiff found one standing Accordingly, we decline to 2010-1406/all. declaratory maintain this judgment ac construe asserted claims and decline to tion, Flores, see Horne v. hold on pro- this record that Dr. Ostrer’s *20 2579, 2592-93, S.Ct. 174 L.Ed.2d 406 posed NECA-related would in- activities (2009), may we turn now to the merits of fringe unchallenged primers claims to Myriad’s appeal of the district court’s sum probes. likely, We thus conclude that it is decision, mary judgment which held all merely speculative, not that Dr. Ostrer’s challenged composition fifteen injury by will and method be redressed a favorable § decision. claims invalid under 1324 § under 101 challenge Eligibility Matter Subject Plaintiffs

II. to claims directed Myriad’s composition Act, Patent “Whoever the Under molecules, method DNA its “isolated” any new and useful or invents discovers “compar or “analyzing” to claims directed manufacture, machine, compo or process, a claim to sequences, and its ing” DNA and useful matter, any new of sition potential cancer screening method thereof, patent may obtain improvement each turn. We address therapeutics. re conditions and therefor, to the subject of the reviewing applicability the Before § 101. 35 U.S.C. this title.” of quirements holding to the Mayo Supreme Court’s consistently con has Supreme Court The however, it is Myriad patents, claims of the explaining “[i]n that broadly, § 101 strued not appeal is to state what this important ... modi terms expansive choosing such individuals It not about about. is whether ‘any,’ Congress comprehensive by fied risk of having an increased suspected of laws that the contemplated plainly cancer entitled to developing breast are v. scope.” Bilski given wide would be about whether opinion. Nor is it second — 3218, -, 130 S.Ct. U.S. Kappos, Utah, owner of the University of (2010) (quoting 3225, 792 177 L.Ed.2d exclusive Myriad, patents, instant 308, at 100 S.Ct. 447 U.S. Chakrabarty, licensee, improperly its licens has acted 2204). respect to policies with ing or enforcement Court, however, has The is also not question patents. 101, although § consistently held also company for one is it desirable whether broad, Id. The Court’s not unlimited. is covering a test hold a or license judicially created provide lives, three precedents or for other people’s save may § patent-eligibili 101’sbroad market exceptions be excluded companies to from nature, natural “‘Laws of is ty principles: patent—that such encompassed ie., are not provided by patent, and abstract ideas’ right basic phenomena, practicing patent at 132 S.Ct. 1293 others Mayo, exclude patentable.” Diehr, 175, It is not whether ed matter. also subject v. 450 U.S. (quoting Diamond (1981)). novel or nonobvious the claims at issue are 185, 101 67 L.Ed.2d 155 S.Ct. questions are not or too broad. Those to those ex also referred The Court has solely It is before us. whether of patenting ceptions precluding DNA, methods for BRCA to isolated Benson, processes, v. mental Gottschalk pro and to a sequences, comparing 63, 67, L.Ed.2d 93 S.Ct. 34 cancer thera screening potential cess nature, (1972), of Chak products 273 patent- test for peutics meet the threshold 2204 at rabarty, U.S. subject under 35 U.S.C. eligible matter (“[T]he purposes distinction for relevant Supreme Court light § 101 of various of nature products § 101 is ... between including Mayo. The particularly holdings, inventions.”). The ... and human-made patentability. patent eligibility, not issue is that, not re although has explained Court text, statutory note, con quired by the further in the context “[t]he We would about, exceptions ‘part discussing these what this case cepts covered knowledge life-saving pro- all men patents material storehouse cesses, risky involving large and reserved exclusive amounts ... free to all men ” investment, Bilski, precisely seem to be 130 S.Ct. would ly to none.’ subject matter that should be types Ino Funk Bros. Seed Co. v. (quoting Kalo of exclusive Co., 127, 130, subject to the incentives culant patents on disapproving But (1948)). rights. L.Ed. 588 *21 biological medical methods and novel mole- ii. policy questions cules are best left to Con- Myriad argues that its challenged com- gress, general questions and other relating position “isolated” DNAs cover to patentability patents and use of are patent-eligible compositions of matter seen,

issues not before us. As will be on § within meaning of 101. According to us, questions the limited before we con- Myriad, the district court came to a con- composition clude that the claims and the (1) trary conclusion misreading Su- screening involving claim growing a trans- preme precedent Court as excluding from formed host cell meet the standards for patent eligibility all “products of nature” patent eligibility, while the claimed meth- “markedly unless different” naturally from “analyzing” “comparing” ods for or do not. (2) ones; occurring incorrectly focus- ing not on the differences between isolated Composition A. Claims: Isolated DNAs, and native but on one similarity: DNA Molecules Rather, their informational content. Myri- argues, ad an isolated DNA molecule is i. is, patent eligible claimed, because it as “a principal patents claims of the nonnaturally be- occurring manufacture or fore us on remand relate to isolated composition of matter” with “a distinctive Mayo name, molecules. character, does not control the and use.” Appellants’ question patent-eligibility Br., such 2010 WL at 41-42 (quoting They claims. compositions are claims to Chakrabarby, 309-10, 447 U.S. at matter, 2204). expressly authorized as Myriad suitable contends that isolated patent-eligible subject § matter 101. DNA not does exist in nature and that claims, As to those DNAs, issue of patent- DNAs, isolated unlike native can be remains, eligibility as it was on the first used primers probes as for diagnosing court, appeal to they Moreover, whether claim Myriad cancer. asserts that an patent-ineligible products of nature. ultimately-derived-from We “products of na- they hold that do not. The isolated DNA ture” exception would be unwork- able, molecules before us are not is, found na- every composition as of matter They level, ture. are obtained in laboratory composed materials, some of natural man-made, and are product of human contrary but also would be to this court’s ingenuity. prepared While are precedents, from Utility PTO’s 2001 Exami- nature, products Guidelines, every so is other com- nation Congress’s role in position of All matter. new chemical enacting Regarding laws. molecules, biological by syn- Mayo, Myriad whether made argues that the Supreme thesis or decomposition, are made from Court’s decision did not address or alter natural example, materials. For virtually patent-eligibility established test for every by today’s claims, medicine utilized composition medical such that the stan- practitioners, every manufactured dards announced Chakrabarby gov- still plastic product, synthesized is either appeal. ern this To the extent that the (most natural petroleum general materials often principles discussed in Mayo bear fractions) claims, plant derived from natural Myriad the DNA maintains that But, such, they materials. represents nonnatural, different isolated DNA materials, from natural if they even are man-made invention distinct from the lack ultimately ingenuity derived from them. The same of human underlying the method is true of isolated DNA molecules. claims there at issue. *22 nature, products of since patent-ineligible to isolated that claims respond

Plaintiffs sequences exist because their nucleotide § 101 satisfy be- fail molecules evolution, man. not phenome- cover natural claims cause such According to of nature. govern- products argument, na and the At the first oral by way estab- a so- Plaintiffs, precedent position Court ment illustrated its Supreme (an inven- microscope” test “magic called pat- nature is not product that a lishes itself, not although probably tion in and claimed, if, it has un- even eligible ent Arg. at 46:50^47:50. Oral patent-eligible). change from useful highly dergone some then, if According government’s to the test assert, Rather, Plaintiffs natural form. its could focus in on imaginary microscope an mat- composition of eligible a patent to be it DNA molecule as exists the claimed name, have distinctive also ter must ineligible body, the claim covers the human use, “markedly character, making and ar- government The thus subject matter. In product. natural from the different” microscope could gued that because such case, conclude because Plaintiffs the claimed isolated BRCAl focus part of the same DNAs retain isolated they exist in the sequences as BRCA2 DNAs, they native sequence as nucleotide covering those body, human the claims char- “markedly different” any have do not In con- patent eligible. are not sequences Furthermore, according to acteristics. contended, trast, because government Plaintiffs, DNA claims isolated microscope could not focus imaginary nature, and laws of ex- products preempt which is sequence, vivo on a cDNA with the working cluding anyone together non- by splice man to engineered genetic information genes and the BRCA (ie., exons), contiguous coding sequences Plaintiffs as- convey. Mayo, they Under patent eligible. covering claims cDNAs are rela- differences structural sert sum, although parties In and genes do chromosomal BRCA tive to the that isolated appear agree government underlying natural “enough” to the not add matter, they compositions DNAs are Myriad’s render iso- genetic sequences to degree to what disagree on whether and under patentable DNA molecules lated exception such molecules fall within below, we of nature. As set forth products § 101. to iso- challenged that the conclude as amicus curiae does government DNAs, whether limited to cDNAs lated position longstanding not defend the not, subject patent-eligible are directed to PTO, agency, that isolated government § 101. matter under eligible, argu- patent DNA molecules are ground. Specifi- ing instead for a middle iii. argues that DNA cally, government con- Mayo and earlier decisions While man, including engineered

molecules provide cerning patentability method claim cDNAs,9 compositions patent-eligible broad, illuminate insights valuable because, exceptions, rare of matter Supreme principles, foundational nature, occur in either iso- do not Chakrabarty decisions in Court’s within a contiguous sequences lation or as primary frame- Funk Brothers set out contrast, government chromosome. deciding patent eligibility work for asserts, genomic matter, including isolated and unmodified isolated compositions molecules.10 eligible, but rather DNA DNAs are not cited Court decisions According government, several of the 10. Other to the suit, relating patented parties amici composition claims at issue in this in- compositions of matter patent, manufactures cluding claim 2 of the '282 are limited novelty, on lack of eligible. agree. We were decided based thus to cDNA and

1327 67, Brothers, In Chakrabarty, In the Court addressed 93 S.Ct. 253. Funk the man-made, living question the whether patentee discovered that certain strains of manu- microorganism patent-eligible is a nitrogen-fixing bacteria associated with le composition of matter within the facture guminous plants mutually do not inhibit 305, 307, § 447 at meaning of 101. U.S. 129-30, each other. 333 U.S. at 68 S.Ct. microorganisms 100 2204. The were S.Ct. discovery, 440. Based on that paten the engineered four genetically bacteria with (and claimed) produced tee mixed cultures naturally occurring plasmids, each of nitrogen-fixing species capable of of inocu of which enabled the breakdown a differ- lating a range leguminous broader of 305, of crude at component ent oil. Id. 305 plants single-species than cultures. Id. bacteria, 1, n. 100 S.Ct. 2204. The as a The Court held that the coopera bacteria’s result, multiple compo- could break down were, qualities tive “like the heat of the oil, possessed by nents of crude a trait no sun, metals,” electricity, qualities or the of single naturally occurring bacterium and nature,” the “work of and thus not patent in significant efficiently of use more treat- 130, at able. Id. 68 S.Ct. 440. The Court 305, 2, ing spills. oil Id. at 305 n. 100 S.Ct. applying newly also held that the discover 2204. The Court held the bacteria compatibility ed bacterial to create a subject matter qualified patent-eligible patentable mixed culture was not a ad because the “claim is not to a hitherto vance because no species acquired a differ phenomenon, unknown natural but to a 131, property ent or use. Id. at 68 S.Ct. non-naturally occurring manufacture or 440. The Chakrabarty Court thus con hu- composition product of matter —a distinguished cluded that what Chakrabar name, ingenuity ‘having man distinctive ty’s oil-degrading bacteria from the mixed 309-10, character use.’” Id. at 100 [and] Brothers, cultures claimed in Funk (quoting Wieg- 2204 v. S.Ct. Hartranft patent-eligible, made the former was that mann, 609, 615, 121 7 U.S. 30 Chakrabarty’s “markedly bacteria had dif (1887)). L.Ed. 1012 ferent characteristics from [bacterium] point, To underscore the com- Court found nature” based on the efforts of pared Chakrabarty’s engineered bacteria patentee. Chakrabarty, 447 at U.S. with the mixed bacterial cultures found 310, 100 S.Ct. 2204. Brothers, unpatentable again Funk cast- distinction, therefore, One between case, obviousness, ing relating more products Flook, nature and human-made in- § terms of See Parker v. 584, 591, § vention purposes for 101 turns on a 437 U.S. 98 S.Ct. 57 Benson, (1978); L.Ed.2d 451 409 change composition’s U.S. the claimed identi- madder, patent-eligible subject In patented matter. American which could not be al Co., Wood-Paper Disintegrating though artificially Co. v. Fibre made for the first time. 293, 311, challenged patent the Court held the "void for 28 L.Ed. 433 (1884); 308-09, ("It novelty patented,” want of in the manufacture see also id. at S.Ct. 455 "[p]aper-pulp very plain specification origi because obtained from vari is that the 95,465, vegetable patent, ous substances was common use nal No. states the invention to ..., alizarine, original granted process preparing before the was be for not as a time, may process prepared and whatever be said of their new substance but first it, alizarine, obtaining product already was in no sense as the substance known as 566, 596, however, prepared, process, new." 23 Wall. be the new (1874). Similarly, process subject L.Ed. 31 in Cochrane v. which Fabrik, patent, process preparing Anilin Badische & Soda Court held and is the product claim to artificial alizarine covered an known alizarine from anthracine.” substance, added)). (emphases old and well-known the alizarine contrast, million nucleotides. ly in nature. exists with what ty compared BRCA2, introns, BRCAl and Supreme Court has isolated Specifically, that, 80,000 just nucleo- consists of or so compositions each a line between drawn introns, combinations or And without BRCA2 arrayed if in useful tides. even *24 10,200 nucleo- newly approximately discovered exploit shrinks to harnessed 5,500 just characteristics as around have similar tides and BRCAl properties, nature, Furthermore, that human compositions and claims 5 and 6 in nucleotides. “markedly DNAs, given differ- patent intervention has cover isolated of the '282 “distinctive,” Id. ent,” characteristics. probes, having or or as few as e.g., primers 615, Hartranft, 121 U.S. at 7 S.Ct. (citing sequence. of a BRCA fifteen nucleotides 1240); v. also Am. Fruit Growers see in their Accordingly, BRCAl and BRCA2 328, Co., 1, 11, Brogdex are different molecules isolated states (1931). this test to Applying L.Ed. 801 body; in the isolated from DNA that exists case, chal- DNAs in this isolated results from human intervention to DNA patent-eligible claims are drawn lenged of a synthesize portion cleave or a discrete subject matter because the cover DNA, imparting on native chromosomal markedly different— that are molecules that isolated DNA a distinctive chemical chemical a distinctive structure have identity compared to native DNA. as those in nature. identity found —from indicates, description above iso As the claimed undisputed Myriad’s It is just Puri purified lated DNA is not DNA. in chemi- exist a distinctive isolated DNAs pure fication makes what was the same mole- cal form—as distinctive chemical material, combined, contaminat but was or i.e., body, in the human cules—from DNAs ed, Although isolat with other materials. in the Natural DNA exists native DNA. DNA from its native cellular ed is removed forty-six large, contiguous body as one of environment, and chromosomal it has also Each DNA mol- DNA molecules. of those chemically pro so as to manipulated been intertwined with ecules is condensed and markedly duce a molecule that is different histones, including proteins, various body. from that which exists in the Ac tertiary known form a structure complex situation, not a as in cordingly, this is aup larger as chromatin that makes struc- Co., v. H.K. in Parke-Davis & Co. Mulford supra, complex, tural a chromosome. See which of adrenaline resulted in purification cells, living the chromo- Figure 3. Inside molecule, being the identical albeit “for encapsulated are further within a somes every practical purpose thing a new com suspended in a series of membranes 95, mercially and 189 F. therapeutically.” complex intracellular milieu. (C.C.S.D.N.Y.1911). Learned Judge in that opinion Hand’s for the district court DNA, contrast, is a free-

Isolated purified oft-cited case held the “Adrenalin” larger, of a natural DNA standing portion subject patent-eligible to be matter. Id. DNA has been cleaved molecule. Isolated similarly inap are The In re Marden cases (i.e., had covalent bonds in its backbone they patent are to the severed) posite, directed chemically synthesized to con- ineligibility purified natural elements— just naturally sist of a fraction of a occur- 1046, uranium, 47 F.2d ductile 18 CCPA ring example, DNA molecule. For (1931), vanadium, 18 CCPA BRCAl in its native state resides on (1931) inherently 47 F.2d 958 molecule of chromosome — that purified form. purified ductile While eighty around million nucleotides. Simi- may may products natural thus larly, BRCA2 its native state is located § the isolated approximate- qualify a DNA of under on chromosome present patents subject constitute an applies DNAs of ble matter to all of the situation, composition where are not asserted appeal claims on fortiori only purified; they However, are different from the government this case. as the “name, character, products out, natural pointed claim 2 has of the '282 309-10, Chakrabarty, 447 use.” is narrower than claim 1 and reads cDNAs, 100 S.Ct. 2204.11 which lack the non-coding in- present genomic trons in the BRCAl Parke-Davis and Marden address sit- While, held, gene.12 as we have all of the A compound uation in which claimed eligible claimed isolated DNAs are for pat- purified physical from a mixture that con- *25 compositions ent as of matter distinct case, compound tains A. In this DNA, from natural the claimed cDNAs claimed isolated DNA molecules do not distinctive, especially lacking the non- physical exist in nature within a mixture to coding present naturally introns occur- purified. They chemically be have to be ring chromosomal DNA. They are even cleaved from their native chemical combi- more the result of human intervention into genetic nation with other In materials. nature and are hence words, nature, patent-eligible sub- other the claimed isolat- ject matter. government, The as covalently ed DNAs are bonded to such noted earlier, Thus, cleaved, agreed other materials. when has with that conclusion. States, purified 4853320, isolated DNA molecule is not a Br. United 2010 WL at material, form of a natural but distinct 14-17. entity by chemical that is human obtained disparages significance dissent Chakrabarty,

intervention. See 447 U.S. bond,” of a “chemical presumably meaning (“the 313, at 100 S.Ct. 2204 relevant dis- bond, a covalent in distinguishing structur- products tinction between of nature [is] ally species between one molecular and inventions”). ... and human-made But another. a covalent bond is the defin- fact, some forms of isolated DNA may ing boundary between one molecule and all, require purification no at because another, and the dissent’s citation of Linus chemically synthesized DNAs can be di- Pauling’s comment that covalent bonds rectly as isolated molecules. “make it convenient for the chemist to analysis

The above consider holding aggregate] independent [the as an isolated DNA molecules to patent-eligi- species” molecular point. underlines the Bergy, relating purified synthetically produced, 11. In re substantially pure microor- 2- 952, (CCPA 1979), ganism, acid, F.2d 596 967-68 methyl-2-pentenoic a chemical companion Chakrabarty was once a case to gives strawberries their flavor. 592 F.2d but vacated was Court and 1169, (CCPA 1979); King, 1170 see also In re remanded for dismissal as moot when the 754, 618, (1939) (hold- 27 CCPA 107 F.2d 619 inventors withdrew their claim from the ing claims to vitamin C invalid lack pending application. Diamond v. Chakrabar- novelty, "[a]ppellants as were not the first to 1028, 696, ty, 444 U.S. 100 S.Ct. 62 L.Ed.2d produce pure discover or [vitamin C] its (1980). 664 Other CCPA cited cases Merz, 1314, form”); In re 25 CCPA 97 F.2d parties and amici were not decided based on (1938) (holding 601 claims to artificial patent eligibility. Bergstrom, re In In impu- ultramarine that contains non-floatable pure prostaglandin court held that com- “inventive,” rities invalid as not and thus PGE(2) PGE(3), pounds, improperly were obvious). rejected lacking novelty. as 57 CCPA (1970); Bergy, 427 F.2d see 2 and 7 Claims of the '282 (recognizing Bergstrom F.2d at 961 a case as claim 7 of the '492 recite isolated 102). § Similarly decided under In re cDNA molecules. Kratz, the court held nonobvious claims to limitations and conditions which connect laws in this case bonds The covalent ” Bilski, expressed,’ legislature one another. has moieties to chemical different Diehr, at 450 U.S. (quoting at 3226 argue that because Plaintiffs 1048), repeatedly and has 101 S.Ct. the same DNAs retain isolated the claimed rejected categorical exclusions new DNAs, they native sequence as nucleotide (rejecting § id. at 3227-28 scope, 101’s see char “markedly different” have do not pat method argument that business however, looks approach, This acteristics. categorically excluded from ents should be are marked isolated DNAs not at whether 314-17, 101); Chakrabarty, § characteris a distinctive ly different —have (same living organisms). DNAs, occurring naturally tic—from of the district Contrary to the conclusions directed, but at has Supreme Court suggestions of Plaintiffs and court and infor key one: the similarity, albeit one amici, applies equally § 101 to all some contained isolated mation content inventions, isolated DNA is putative sequences. nucleotide native DNAs’ special not and should not be considered court approach, the district Adopting this un purposes patent eligibility case for *26 patent eligibility of isolated disparaged the See, e.g., Op., 702 existing der law. SJ func genetic because their DNA molecules (“DNA represents at the F.Supp.2d information. We dis tion is to transmit biological informa physical embodiment nature of it is the distinctive agree, as tion, characteristics distinct its essential compositions molecules as isolated DNA in na from other chemical found eligi patent that determines their matter ture.”); Suppl. Br. 4-5 Appellees’ than use or bility physiological rather their (“Unlike chemicals, the information other may of chemical benefit. Uses substances primary reflects its bio by encoded of these to the nonobviousness be relevant function....”). logical embodying or to method substances uses, eligibility § of an patent statutory those but the rubric of iso Under the negated not because it has tangible, compo isolated DNA is a man-made lated DNA is a differ properties informational distinguished similar sition of matter defined ent, complex natural material. The more objectively discernible chemical its DNA molecules are dis claimed isolated structure. Whether its unusual status as por tinct from their natural existence as conveys in entity genetic a chemical that entities, informa larger tions of and their un singular formation warrants treatment fact. content is irrelevant to that tional court patent the laws as the district der biologists may think of recognize We are not policy question did is a we uses, genes their molecules terms of but to address. Nat’l Fed’n entitled Cf. — having in fact a chemical are materials Sebelius, U.S. -, Indep. Bus. v. and, such, are described nature best (2012) 2566, 2579, 183 L.Ed.2d 450 by their structures rather than patents (“[W]e possess expertise neither the nor fact, many different their functions. prerogative policy judgments. the to make (e.g., may materials have the same function are entrusted to our Na Those decisions naproxen). aspirin, ibuprofen, and leaders, can thrown tion’s elected who people disagree if out of office a The district court in effect created them.”). Congress presumed have excluding genes rule isolated categorical issue, having of the enacted been aware Op., 702 patent eligibility. from See SJ patent during reform act comprehensive at 228-29. But the F.Supp.2d case, ulti of this and it is pendency “more than once cautioned Court has mately Congress if it wishes to over- courts ‘should not read into long practice of the cited in the method argue turn case law and claims. Plaintiffs that isolated DNA must PTO to determine preempted here that are using from differently composi- from other be treated patented DNA molecules. The answer perceived tions of matter to account its to that concern permitting patents is that reject function. We therefore special preempt on isolated does not a law categorical ex- district court’s unwarranted composition of nature. A of matter is not clusion of isolated DNA molecules. Moreover, a law of nature. as indicated DNAs, cDNAs, just Because isolated earlier, preemption a limited is inherent markedly have a different chemical struc- every right patent: to exclude for a DNAs, reject to native compared ture we period limited time. 35 U.S.C. government’s proposed “magic earlier 154(a)(1) § (“Every patent shall contain test, it microscope” as misunderstands the ... a grant patentee, to the his heirs or difference between science and invention assigns, right to exclude others from account and fails to take into the existence sale, making, using, offering for or selling separate of molecules as chemical entities. throughout invention the United ability to visualize DNA molecule ”). States.... When the expires, microscope, by any through other public practice is entitled to the inven- means, genetic when is bonded other patent. tion of the That is true of all material, apart possessing is worlds inventions; during the patent, term of the an isolated DNA molecule that is in hand parties unauthorized “preempted” and usable. It is the difference between from practicing patent, but for its of nature and knowledge reducing por- *27 limited term. patents being The seven form, tion of nature to concrete the latter challenged expire by here all December activity being patent what the laws seek to Any preemption limited, 2015.13 encourage protect. government’s and The thus is microscope could focus on a claimed very limited in the present case of the molecule, portion any complex render- Moreover, patents. patents rarely are en- ing portion patent ineligible, that claimed against research, forced scientific even though portion even never exists as a during their terms. separate body anywhere molecule in the The remand of this case for reconsidera- nature, may entirely else in have an Mayo might suggest, light tion as utility. different That discourage would state, Plaintiffs and certain amici that the portion

innovation. One cannot visualize a composition claims are mere reflections of molecule, complex of a including a DNA a Respectfully, they law of nature. containing particular gene, a and will it not, any any product more than of man unique entity. into isolation as a Visual- ization par- does cleave and isolate the reflects and is consistent awith law of DNA; ticular act is the of human Everything everyone nature. comes invention. nature, following from its laws. But the compositions here are not natural prod- Mayo Court focused on They man, ucts. are the products of albeit permitting patents its concern that on par- do, following, all as materials laws of na- subject prevent ticular matter would use of, in Mayo, others the correlation re- ture. 5, 2015; Specifically, patent expire patent expire May 13. the '441 will on '282 will on 12, 2014; August expire the '473 will patents expire the '492 and '857 will on De- 2, 2014; on December the '999 and '001 cember 20, 2015; patents expire January will adequacy patents’ li- not the disclosure that “elemental indicates The dissent elements) (like not be Nor is it lack support particular would to claims. thium other matter, obviousness, if it subject even could patentability for as the dis- patentable through nature an intimates, only be extracted sent that is before us. the isolation here But process.” isolation finally attempts analogize The dissent to from extraneous simple separation is not a DNAs in this the creation of the isolated materials, to a different conversion but kidney a from the to the removal of case facts entity. again, And these molecular body, indicating that the latter does human us, attempt we do not to so are not before matter, subject patent-eligible not create patentability of one form evaluate the do claimed isolated DNAs also hence the cases; decide another. Courts lithium over Ex- analogy misplaced. not. an is Such comprehensive legal not draft do kidney body a from a does not tracting however, say, that if it to treatises. Suffice composition, in a as patent-eligible result than in the earth other lithium is found gene an has been and should be. isolated it reacts with air elemental lithium because kidney organ, A not a well defined form, lithium example, to and water composition matter or an article of man- hydroxide, it is a different oxide or lithium § specified by ufacture 101. No one could compound A lithium is not ele- material. to confuse extensive research needed lo- mental lithium. cate, identify, with the and isolate dispute to important It is also body. organ extraction of an from a One analogy snapping leaf from dissent’s patents is what are intended stimulate no one could contem respect, tree. With properly patent and hence are research on from a tree plate snapping leaf other, obviously eligible, and the while es- worthy patent, of a whereas iso would be wellbeing, sential to human is not what lating genes provide diagnostic useful patents are understood to cover under the surely what tools and medicines is prop- statute. An isolated DNA is encourage patent laws are intended erly composition characterized as a of mat- a leaf from a tree is a protect. Snapping *28 101; § ter no one would so charac- under by anyone. physical separation, easily done body organ. terize an isolated entity is the work Creating a new chemical Finally, our decision that isolated DNA transformation, skill, requiring of human eligible comports patent molecules are Mayo, and effort. See 132 knowledge, longstanding practice with of the (“While a truth ... S.Ct. at 1294 scientific Supreme PTO and the courts. The invention, patentable a novel and is not changes that repeatedly Court has stated with the aid of useful structure created be.”) may longstanding practice should come knowledge of scientific truth Tel. Co. v. Ra In (quoting Mackay Congress, Radio & not courts. 94, Am., 86, Corp. dio 306 U.S. Ag Supply, Inc. v. Pioneer Hi- J.E.M. (1939)). 427, 506 Inc., 83 L.Ed. International, the Court re- Bred jected plants that did not argument times The dissent also mentions several 101, relying § fall in scope within the opinion “breathtaking! breadth ]” its fact that has as- part on the “the PTO grounds objecting of certain for claims as for at signed utility patents plants However, patentability. to their we do not been no in- years least 16 and there has any rejection have here or invalidation on Congress agencies from either breadth, dication relating to grounds the various in- expertise coverage that such is § 112. The such as 35 U.S.C. issue 101, § patent law].” under consistent with 534 U.S. eligibility [federal before us is

1333 144-45, 593, 124, rope far-reaching 122 151 L.Ed.2d careful not to off S.Ct. areas (2001); Corp. Festo v. Shok see also patent eligibility. 508 Co., 535 Kogyo Kinzoku Kabushiki etsu Accordingly, again we once conclude 739, 1831, 722, 152 1, 2, 5, 6, that claims and 7 of the '282 (2002) (“[C]ourts must be L.Ed.2d 944 1, 6, patent; and 7 of the '492 changes that adopting cautious before patent; and claim 1 of the patent '473 of the in disrupt expectations the settled directed to isolated DNA molecules recite venting community.” (citing Warner-Jen subject patent-eligible § matter under Co., v. Hilton Davis Chem. kinson Co. Mayo change does not that In result. so 1040, 17, 28, 117 S.Ct. doing, we reiterate the issue before us Pharms., (1997))); Ariad L.Ed.2d 146 eligibility, patentability, Co., Lilly 598 F.3d Inc. v. Eli & express opinion. about which we no (Fed.Cir.2010) (en banc) (upholding description requirement sepa a written III. Method Claims part based in rate from enablement turn Myriad’s We next to chal decisis). stare lenged method claims. This court in its case, In patents the PTO has issued 29, 2011, July now-vacated decision of had thir- relating to DNA molecules for almost '999, '001, held method claims of the and 1980s, ty years. early In the the Office patents, '441 as well as method claims 1 gene patents. the first human See granted 2 of the '857 of which Rogers, Eric Patent J. Can You Genes? —all analyzing comparing consist of certain No, Pat. & Trademark Off. Yes and 93 J. sequences (2010). patent-eligible to be Soc’y 19 It is estimated that the —not 2,645 subject claiming ground matter on the patents PTO has issued past twenty-nine DNA” over the processes. “isolated claim abstract mental In years, and that had J.A. light Court’s decision in 40,000 granted patents DNA-related relat- Mayo, we reaffirm that prior holding. to, form, ing non-native diagnostic The Court made clear that such genome, Rogers, supra human at 40. in that essentially methods case claim nat Utility the PTO issued Examination ural eligible patent. laws are not Guidelines, agency’s which reaffirmed expressly analyzing Without the instant position that isolated DNA molecules are method claims in the context the Court’s (Jan. patent eligible, Fed.Reg. 1092-94 reasoning, light but in of the Court’s hold 5, 2001), Congress has not indicated ing, prior view of our own reason *29 position that the is inconsistent with PTO’s below, ing, set forth herein those method changed, § If to the law is be and cannot stand. from DNA inventions excluded the broad decision, however, prior In our re-we § scope contrary of to the settled holding versed the district court’s that expectation inventing investing and patent eligible claim 20 of the '282 was not communities, come, not the decision must patent. ground, We did so on the inter courts, Congress. from but alia, that, step in addition to the of com- effects” possible dissent mentions “adverse rates, claim paring growth the cells’ may that occur if DNAs are held isolated steps growing also recites the of trans- But, patent eligible. respectfully, to be determining growth cells those formed and that a is the adverse effects on innovation on the fact that those rates. We relied holding ineligibility might of cause. Pat- Although the steps were transformative. en- encourage ents innovation and even around; now held that transfor- courage inventing we must be Court has certain 1334 they § claim abstract necessarily sufficient 101 because are not steps

mative Benson, steps only rely at processes. § if the recited mental See under laws, (“Phenomena nature, again, once even on natural we at the same conclu- light Mayo, arrive processes, ... mental and abstract intel- patent-eligibility because sion patentable, are not as concepts lectual cell, of claim 20 is transformed heart are the basic tools of scientific and techno- man, in contrast to a by is made which work.”). recite, logical The claims for ex- natural material. ample, screening a “method for a tumor sample,” by “comparing” a first BRCAl “Comparing” A. or Methods sequence sample from a tumor and a sec- “Analyzing” Sequences sequence ond BRCAl from a non-tumor claims to meth- Myriad argued its sample, sequence wherein a difference “analyzing” BRCA “comparing” ods of an alteration in the tumor sam- indicates satisfy the machine-or-transfor- sequences '001 claim 1. This claim thus ple. requires mation test each trans- because nothing more than the abstract recites extracting sequencing formation — necessary to steps compare mental two human sample- DNA molecules from a sequences: different nucleotide one looks can sequences compared before the position sequence; at the first in a first Myriad, the analyzed. According to dis- sequence the nucleotide at that determines recognize the transfor- trict court failed to position first looks at the first position; (1) mative nature of the claims miscon- sequence; a second determines the nucleo- “sequence” as struing the claim term sequence position; tide at that first deter- information, merely physical rather than a position if at the first mines the nucleotide (2) molecule; erroneously concluding, sequence position in the first and the first alternative, Myriad’s proposed in the sequence in the second are the same or data-gathering were mere transformations different, latter wherein the indicates purpose than to the steps, rather central alteration; repeats process for the the claims. position. next responded Plaintiffs that these method just Limiting comparison claims are drawn to the abstract idea or, the BRCA the case of claim comparing one to a reference sequence just sequence preempt phenomenon patent, of the '999 the identifica alterations, genetic nature —the correlation of muta- particular tion of fails to ren And, predisposition tions with a to cancer. patent-eligible. process der the claimed Plaintiffs, according limiting held, to the pro As the Court has “the technologi- application specific claims’ against patenting hibition abstract ideas field, ie., sequences, cal BRCA attempting ‘cannot be circumvented insufficient to render the claims particular limit the the formula to a use of ” eligible. Plaintiffs also assert Bilski, technological environment.’ the machine-or-trans- claims do not meet Diehr, (quoting S.Ct. at 3230 450 U.S. at *30 plain formation test because the claims’ 191-92, 1048); see id. at also language just step includes the one of (“Flook limiting established “comparing” “analyzing” or two se- one of use ... did not abstract idea to field quences. concept patentable.”). Although make the application the of a formula or abstract Myriad’s

We renew our conclusion that may process patent- idea describe “comparing” “analyzing” claims to or two matter, subject Myri- id. at gene sequences scope eligible fall outside the of apply step the of com- subject, ad’s claims do bolite levels the wherein the in a paring sequences pro- two nucleotide measured metabolite compared levels are Rather, step comparing of two cess. predetermined with optimize levels to drug sequences process DNA is the entire In dosage. holding Id. the claims claimed. § that, satisfied court concluded in addition to the “administering” step be- result, Myriad attempts To avoid this transformative, additional, ing “determining” step read into its method claims al- legedly transformative de- steps. As was both transformative and central to the above, Myriad Prometheus, scribed reads into its claims purpose of the claims. (1) extracting DNA steps from a However, F.3d at 1357. the Supreme (2) sample, sequencing human steps Court held that the of administering molecule, DNA arguing BRCA that both determining, combined with a correla- necessarily precede step steps com- clause, tive “wherein” sufficiently were not paring sequences. nucleotide The claims transformative of what was otherwise a themselves, however, do not include either claim to a natural holding law. That gov- steps. specify of these The claims do not Myriad’s erns claims to methods of “com- any step action prior “comparing” paring” and “analyzing” sequences. DNA “analyzing” sequences; or two the claims Myriad’s other claims do not even in- just step “comparing” recite the one or Mayo-like clude a step “determining” Moreover, “analyzing.” plain those terms’ sequence genes by, e.g., BRCA isolat- meaning Myriad’s pro- does not include ing sample from a blood posed sample-processing steps; neither them, sequencing other putatively comparing analyzing implies nor means or Rather, step. transformative compari- “extracting” “sequencing” DNA or oth- sequences son between the two can be “processing” sample. a human erwise accomplished by mere inspection alone. Myriad “comparing” claims that Accordingly, Myriad’s claimed methods of “analyzing” take on meaning such when comparing or analyzing nucleotide se- light patent specifications. read in quences only are directed to the abstract Specifically, Myriad argues that the speci- process mental of comparing two nucleo- fications show that the claim term “se- such, sequences. tide As we hold claims 1 information, quence” refers not but patent, of the '999 '001 patent, and '441 molecule, physical rather to a whose patent and claims 1 and 2 of the '857 sequence must be determined it can before § invalid claiming under 101 for true, compared. may That be but the patent-ineligible processes. steps, recite mental not the physical structure of DNA molecules. B. Screening Method of Potential Myriad’s Accordingly, challenged meth- Therapeutics Cancer od claims indistinguishable from the Lastly, turn we to claim 20 of the claims the Court found invalid patent, '282 directed method for § Mayo. Mayo, pat- under 101 in screening potential therapeutics cancer via ents claimed optimizing methods for changes growth cell rates of trans dosage thiopurine drugs administered to parties agree formed cells.- The that those patients gastrointestinal disorders. effort; transformed cells arose from human written, 132 S.Ct. at 1295. As the claimed ie., (a) products. are not natural Plain steps methods included the “adminis- tiffs nonetheless claim tering” thiopurine subject, challenge 20 as di drug to *31 (b) “determining” drug’s comparing the meta- rected to the abstract idea of and/or more; Here, claim 20 does do it does populations of two cell growth rates the simply apply a law of nature. Of not princi- scientific basic preempting and as chemical, course, activity, bio- all whether pres- in the growth rate ple a slower —that relies on natural logical, physical, laws. therapeutic compound potential of a ence But, point more to the here is that claim cancer compound is a the suggests applies steps certain to transformed therefore contend therapeutic. Plaintiffs above, that, pointed has out cells been from the indistinguishable that claim is man, of nature. The product are a not Mayo. dis- ineligible We claims held Court, Mayo in its evaluation of the meth- agree. claims, steps od found that the additional compris- method that recites a Claim 20 not sufficient of those claims were (1) host cells trans- steps growing the es the claims from “transform” the nature of altered BRCAl with an expression patent- mere of natural laws to formed potential definition, of a cancer presence subject By or absence eligible matter. (2) however, determining growth operations, even therapeutic, performing on, create, types steps, or to the host cells with or without rate of known ie., (3) novel, subject transformed matter is therapeutic, comparing potential process the stuff of which most or method of the host cells. Claim growth rate All processes, invention consists. chemical screening premised method thus recites a hydro- example, hydrolyzing, consist of host cells. on the use of “transformed” genating, reacting, etc. In situations cells, patent-eligible like the cells Those objects steps where the or results of such naturally occurring. Chakrabarty, are nonobvious, they are novel and should be Rather, they by altering are derived a cell patent-eligible. It is rare that a new reac- in a foreign gene, resulting to include a invented; much process tion or method is man-made, cell with enhanced transformed activity compounds is to make new utility. function and See '282 col.27 products using processes. established claim more 11.28-33. The thus includes Thus, once one has determined that a looking at step than the abstract mental composition patent- claimed of matter is “comparing” host two numbers and two matter, eligible subject applying various growth rates. cells’ types procedures to it is not known Mayo, In Court invalidated merely applying steps conventional to a between relationship transformed, claims directed to of nature. The man- law underlying subject concentrations of certain metabolites nature of the made patent- matter in claim 20 makes the claim particular blood and the likelihood that a in- eligible. The that the claim also fact dosage thiopurine drug opti- of a will be steps determining cludes the the cells’ mum, stating steps “administering” growth comparing growth rates and rates “determining,” coupled with a correla- change fact that the claim does not clause, tive “wherein” were insufficient to man-made, non-naturally on a occur- based differentiate claimed method from the ring patent-eligible transformed sub- natural encompassed laws the claims. cell— ject matter. short, unpatentable “to transform an patent-eligible appli- law of nature into a Furthermore, not cover the claim does law, cells, cation of such a one must do more compounds, all all or all methods of simply than state the law' of nature while determining therapeutic effect of a Rather, adding ‘apply it’.” compound. specific words is tied specific genes host cells transformed

1337 machine, manufacture, process, or absence of and useful presence in the grown matter, any or new and According- composition or therapeutic. type of specific thereof’ to obtain a improvement useful pat- claim 20 of the '282 hold that ly, we language of this statute patent. plain The subject matter patent-eligible ent recites that an invention be “new only requires processes, § such 101. Whether under useful,” into four cate 20, and fall one of other tests for including claim meet machine, manufacture, gories: “process, novelty or such as nonobvi- patentability, in composition “Congress of matter.” ousness, is not before us. statutory subject matter to ‘include tended anything under the sun that is made Conclusion ”man.’ v. Chakrabarty, Diamond U.S. reasons, we affirm the foregoing For the 2204, 303, 309, 100 S.Ct. 65 L.Ed.2d exercise declara- court’s decision to district (1980) (quoting statutory history). case, jurisdiction over this tory judgment grant court’s plain language we reverse the district Wdiile the used Con regard Myri- to summary judgment gress scope patentable with did not limit the DNAs, statute, subject composition claims to isolated matter in the the “Court’s ad’s cDNAs, affirm the district including precedents provide specific excep we three summary judgment § with grant patent-eligibility court’s tions to 101’s broad nature, Myriad’s phe method claims directed regard principles: physical to ‘laws ” nomena, analyzing gene sequences, comparing to and abstract ideas.’ Bilski v. — -, 3218, grant court’s of Kappos, and we reverse the district 130 S.Ct. (2010) Myri- 3226, summary judgment regard (quoting with to 177 L.Ed.2d 792 309, screening potential Chakrabarty, ad’s method claim to U.S. at 100 S.Ct. 2204). “rest[], therapeutics changes exceptions via cell These not on cancer novel, phenomena rates of man-made trans- the notion that natural are not growth processes statutory other articulated [or formed cells. categories], but rather on the more funda PART and RE- AFFIRMED IN understanding mental are not IN PART VERSED the kind of ‘discoveries’ the statute Flook, to v. protect.” was enacted Parker Costs 584, 593, 98 437 U.S. Myriad. Costs (1978). L.Ed.2d 451 judicially excep- created Applying MOORE, Judge, concurring in Circuit tion to the otherwise broad demarcation part. statutory subject matter in section 101 join majority opinion respect I with can be difficult. See Funk Bros. Seed Co. standing patentability and the Co., v. Kalo Inoculant 134- join majori- I method claims at issue. (1948) 440, 92 L.Ed. ty respect to claims to isolated cDNA with (“[S]ueh (Frankfurter, J., concurring) sequences, judgment and concur of nature’ and the terms as ‘the work sequences. respect to isolated vague nature’ ... are and mallea- ‘laws of my reasoning. separately explain I write Arguments drawn from such ble.... ascertaining patentability terms for could I. fairly employed challenge almost ev- Act, analysis relatively ery patent.”). § allows The Patent 35 U.S.C. simple previously if the invention existed discovers new invents or “[w]hoever *33 312-13, 2204. For exam- tions.” Id. at 100 S.Ct. exactly as claimed. in nature nature, minerals, if plant Even the invention was based on naturally existing ple, wild, living organism, may in a it physical laws such and resulted in the found scope fall of section 101. For patentable E=mc2 are not within gravity or as ‘in matter, example, plant “the work of the breeder even if were “discov- subject patentable inventor. aid of nature’ was invention” by enterprising an Chak- ered” “ 309, discovery plant resulting 2204. because ‘a 447 U.S. at S.Ct. rabarty, isolated, unique, cultivation is and is not an invention does not exist Even when nature, by nor can it repeated repro- be state, may it still in the claimed nature ” by nature unaided man.’ Id. duced subject matter that is not be directed S.Rep. Cong., (quoting No. 71st 2d in Funk Broth- example, For patentable. (1930)). Sess., Chakrabarty, 6-8 In ers, held a to a Supreme Court of man intervention resulted bacteria multiple naturally occur- combination of different “markedly with characteristics” patentable. was not ring bacterial strains potential signifi- from nature and “the “an in the Although advantage there was utility,” resulting patentable cant sub- combination,” apparently which was “new ject matter. at Id. S.Ct. useful,” none of the bacterial strains Chakrabarty a different use” combination. Funk Brothers and do not “acquire[dj Bros., 131-32, patentable Funk 333 U.S. at 68 S.Ct. stake out the exact bounds of Instead, aggregation subject applies 440. The of the bacterial matter. each single product produced specific question pre- into a “no test to the strains flexible bacteria, change species new no the six sented in order to determine whether the bacteria, enlargement and no of the claimed invention falls within one range utility. species judicial exceptions patentability. of their Each has Funk always the same effect had. The bacte- Brothers indicates that an invention which way.... in their natural perform They originally provid- ria the ends nature “serve[s] matter, originally provided likely subject serve the ends nature unpatentable ed” is quite independently and act effort an an “enlargement but invention is patentee.” range utility” of the Id. of ... compared may patentable. nature at contrast, held Court Likewise, Chakrabarty 68 S.Ct. 440. genetic bacteria that included extra mate- illustrates that an invention a distinc- rial introduced the inventor were “a name, character, use, tive mark- e.g., nonnaturally occurring manufacture or edly po- different characteristics with the composition product of matter —a hu- significant utility, patentable tential for is name, ingenuity ‘having man a distinctive ” 309-10, subject matter. 447 pat- character use’ and therefore [and] Although S.Ct. 2204. the two cases result Chakrabarty, entable. 447 U.S. at 309- outcomes, in different itself inquiry 310, 100 2204 (quoting v. Hartranft similar. 609, 615, Wiegmann, 121 U.S. (1887)). Chakrabarty applied analogous patentabili- 30 L.Ed. 1012 ex- Courts plained ty inquiry long that there is no distinction before Funk between Brothers case, living Chakrabarty. Judge inventions based on and inanimate In one notable objects for purpose purified stat- Learned Hand held that adrena- ute; instead, line, product, patentable the “relevant distinction” for a natural was analysis prod- subject Judge explained the section 101 is “between matter. Hand purified ucts of nature ... and human-made that even if the claimed adrenaline inven- patentable subject uranium product without fied were not “merely an extracted were products naturally matter since these were occur- is no rule that such change, there *34 physical with inherent ring prop- Parke-Davis & Co. elements patentable.” not Co., 95, unchanged upon purification. F. erties See 189 103 v. H.K. Mulford Marden, 1057, 958, (S.D.N.Y.1911). “while it In re 18 CCPA F.2d This is because (1931) (“[P]ure is not in logically to call this a 959 vanadium new possible course is of sense, and, it resulting being product the inventive principle” of the purification nature, monopoly one is entitled to a every prac was “for no purified adrenaline same.”); Marden, commercially of the In re 18 CCPA thing a new purpose tical (1931)(“ductile Similarly, in a 47 F.2d 957 uranium” Id. therapeutically.” 1952,1 patentable Act of not because uranium is inher- the Patent applying case ductile). Likewise, B-12, natural ently purified another claims purified vitamin subject patentable not patentable tungsten held ductile were sub- product, was also ject pure tungsten 101. matter since existed in meaning within the of section matter inherently ductile. v. Mathieson Chem. nature and was Gener- Merck & Co. Olin Cir.1958). (4th Co., The al Electric Co. v. De Forest Radio Corp., 253 F.2d 156 (3d Cir.1928). In purified vita F.2d each of explained Fourth Circuit cases, purification did not result in of the these premise min B-12 was “far from the Instead, properties. an element with new The [naturally occurring] principle.... method, naturally occurring the court held the ele- just had product,' new inherently ment had the same characteris- characteristics as to re advantageous such utility (e.g. ductility) tics and as the prod liver [naturally occurring] place was, claimed invention. Consistent Funk produced no ucts. What was Chakrabarty, Brothers and the claims all sense, Id. at 162-63. product.” an old exception. fell within the laws of nature cases are purified pharmaceutical These Supreme prece both consistent with Court examples, As illustrated these courts “a new purified dent: substance was long applied principles articulated have Parke-Davis, therapeutically,” ... thing Chakrabarty in Funk Brothers and to dif- “advantageous F. at and had such ferent factual scenarios order deter- produced by characteristics” that what was invention, claimed, mine whether an as “was, sense, prod in no an old purification exception. into the laws of nature I falls Merck, at 162-63. In oth uct.” 253 F.2d long- from this see no reason deviate words, natural purified products er case. standing approach flexible “markedly different were held to have characteristics,” compared to the im II. po which resulted in “the

pure products, reconsider whether the claims at We utility.” Chakrabar significant tential for patenta- in this case are directed to issue 310, 100 ty, 447 U.S. following matter the remand subject ble contrast, light of its purification mere of a natu- Court v. rally typically opinion Mayo is insuffi- Collaborative Services occurring element — Laboratories, Inc., patentable subject matter. Prometheus cient to make it -, court held 182 L.Ed.2d 321 example, predecessor For our (2012) (Prometheus). the Prome- puri- While purified that claims to vanadium and 102). Previously, these two con- time rent section 1. The Patent Act of 1952 was first (the patentable subject single matter current section cepts into a section. were combined (the 101) separated novelty cur- was out from encompassing not control the out- both the full theus decision does isolated case, sequence nonetheless instruc- claim 1 length gene (e.g. in this of '282 come regarding scope patent), tive law which are thousands of nucleo- matter, tides, an initial exception. nature As and claims to shorter isolated DNA strands, nucleotides, discussion of laws of nature Prometheus few with as as fifteen claims) clearly ought apply (process sequence whose nucleotide is found on the (com- equally to manifestations of nature (e.g. patent). chromosome claim 5 of '282 claims). position Myriad’s argument category second of claims is directed *35 Prometheus is constrained to methods is sequences to isolated DNA that are differ- position. an untenable naturally occurring gene ent from the se- quences. These include claims to isolated explained: the Prometheus court “If As (e.g. cDNA molecules claim of the '282 patentable, a law of nature is not then patent), gene which differ from the natural process reciting neither is a a law of na- sequence removed, in that the introns are ture, process has unless additional opposite (complementary) and are the se- provide practical features assurance quence naturally occurring of the RNA. process drafting that the is more than a designed monopolize effort law The cDNA present claims the easiest nature itself.” Id. at 1297. Prometheus (now analysis. Although plaintiffs not, however, did overturn Funk Brothers plaintiff) in argue, the suit and the district Chakrabarty, clearly cases more analo- held, court that cDNA falls within the gous Using to the one before us. exception “laws of nature” to section 101 framework of Funk Brothers and Chakra- patentability, the sequences claimed cDNA barty conjunction with the direction of Moreover, do not exist nature. since Prometheus, applicable principles are: removed, cDNA all has of the introns (1) laws of of nature nature/manifestations nucleotides, coding contains the it can (2) patentable; are composition a express protein be used to in a cell which “markedly matter with different character- course, normally produce does not it. Of istics” from that found nature with the inspired by the claimed isolated cDNA is potential significant utility is directed naturally nature —after all occurring RNA patentable subject matter. template upon is the which cDNA is con- structed. Because it template, the isolation is used as a process change Does however, complementary cDNA has a unpatentable DNA from an se- manifestation nucleotides, quence of patentable of nature into a therefore has a composition of completely sequence matter? Id. at nucleotide 1299. Does the claimed different Moreover, than DNA the RNA. DNA has a dif- markedly isolated have different RNA, ferent chemical structure than in- potential signif- characteristics with the (T cluding U, utility, e.g., icant different base instead of “enlargement of the respectively) sugar (deoxyribose ... units range utility” compared as to na- ribose, 309-310, respectively). instead of This re- Chakrabarty, ture? 447 U.S. at in, 2204; Bros., among sults things, greater other sta- S.Ct. Funk 333 U.S. at bility sequence for the DNA compared as S.Ct. sequence. the RNA The isolated DNA of the patents categories. suit fall into two first sequences The cDNA thus have a distinctive category use, markedly of claims is directed to isolated character and different sequences that naturally are identical to chemical characteristics from either the occurring gene sequences. naturally occurring These include RNA or continu- begin sequences I with the short isolated on the chromo sequence found ous cDNA se as those covered claim 5 is claimed isolated such which some. man, made having are the creation “an isolated DNA at directed to quences naturally oc and the biological tools using nucleotides of the DNA of claim least 15 template. cDNA mRNA as curring sequence as short 1.” This claim covers “ of the ‘manifestations not one therefore arguably long as 15 nucleotides and as nature, reserved to all men and ... free gene. For this claim to be the entire ” that falls outside of exclusively to none’ sequences rang- all patent eligible, Chakrabarty, 447 U.S. system. sequence the 15 nucleotide to the ing from Bros., Funk 309, 100 (quoting at subject mat- patentable full must be 440). I decline to sequences isolated DNA ter. The shorter exception of nature the laws extend variety applications have a and uses of iso entirely sequences manmade reach as com- isolation that are new and distinct cDNA, sequences even if those lated *36 in na- pared sequence to the as it occurs template. I there by a natural inspired example, sequences ture. For these can majority opinion respect with join the fore in primers diagnostic be used as a screen- sequences.2 to the claims cDNA ing process gene to detect mutations. sequences— DNA These smaller isolated pat- same sequences that have the DNA including sequences isolated radiolabeled gene, natural DNA bases as a tern of those on the chromosome—can mirroring a more difficult part, present whole or probes. as the Nat- also be used basis cDNA mole- the isolated issue. Unlike urally occurring DNA cannot do this. Un- cules, sequence present is not whose DNA, naturally occurring the isolated like include nature, DNA claims the isolated simply requisite does not have the found in DNA sequences which are nucleotide physical of a much needed to body, part properties human albeit as chemical molecule, To the chromosome. larger perform these functions. conclusion on majority rests its extent ability to use isolated DNA mole- genomic differences between

the chemical diagnostic genetic cules as the basis for (breaking DNA the covalent and isolated clearly “enlargement of the testing is bonds), is suffi- agree I cannot that utility” compared ... to na- range of claims to human cient to hold that Bros., ture. Funk subject patentable are directed to Prometheus, genes are a agree matter. I that isolated at issue were held that the claims Court molecule and are therefore different subject patentable matter not directed to miner- analogous unpatentable squarely they merely “set forth laws of because als, by nature without assis- created namely, relationships between nature — DNA of man. The claimed isolated tance in the of certain metabolites concentrations (with molecules, dif- which are truncations dosage of a and the likelihood that blood ends) naturally occurring of the ferent drug prove will ineffective or thiopurine chromosome part DNA found as of the at 1296-97. The cause harm.” 132 S.Ct. nature, naturally produced without are not consequence of relationship was “a claimed of man. the intervention my reasoning patent, portions pie claim 6 of the '282 to shorter 2. To the extent the claims sequences the isolated naturally occurring is the same as for se- of cDNA include chromosome, discussed below. for exam- claim quences found in the thiopurine compounds support my in which ways conclusion that small isolated body entirely nat- molecules are directed to patent- metabolized — eligible subject processes.” ural Id. at 1297. matter. The dissent ex plains why the baseball bat is directed to suggestion There is no that the human patent eligible subject matter: “man has body naturally primers uses 15-mers as parts defined the that are to be retained DNA, synthesize or the attendant discarded, parts and the that are to be process “probing” patient’s DNA to he has portion molded the retained into a detect a mutation is somehow a natural product that bears little resemblance to ability law. The to use short strand of that which naturally.” occurs Dissent at primer probe DNA as a to determine 1353. The exact thing same is true with patient whether a has a mutation is a new regard primer probe claims. Man important utility substantially differ has whittled the chromosomal DNA mole ent from the role of DNA as it occurs cule sequence— down to 15 nucleotide Indeed, many plaintiffs nature. defining parts to be retained and disc in this case submitted declarations indicat arded.3 product And the result is a ing wanted to either offer such a (primer probe) function that is entire testing testing. or receive such Unlike ly different the full from which Prometheus, the claims to short isolated it was obtained.4 I conclude that strands of DNA are not directed to the *37 small, isolated DNA molecules are an al relationship between the mutation and teration of the product natural “with mark cancer, but rather to a new tool that can edly different characteristics any from be if relationship used to determine found in having nature and one poten the exists. The short sequences isolated DNA tial for significant utility.” 447 U.S. at markedly have properties different which 310, 100 S.Ct. 2204. directly are responsible for their new and Turning now to longer the strands of significant utility. Chakrabarty, 447 U.S. at DNA, isolated isolated in- strands which 309-10, 100 S.Ct. 2204. It is not the chem clude most or all of gene present the a alone, ical change but that change com more difficult case. Some of the claims at

bined with the different and beneficial util issue, example for '282 claim are ity that leads me to conclude that small claims, genus broadly enough drafted to isolated DNA fragments patentable are include both fragments short as aswell subject matter. Id. at 100 S.Ct. 2204. entire gene sequence. isolated While I fact, much analysis of the dissent’s ultimately conclude that longer these iso- regard with to gene the full would seem to lated sequences, including the isolated adding functionality If naturally to a adding layers paint occur- created to an exist- molecule, ring example ing adding lipid for structure. chain, is a creation removing of man then functionality, example truncating for a natu- analogizes 4. The gene dissent the full BRCA sequence protein ral DNA yield to smaller to a slab of marble found the earth as carved into it— n properties molecules with new should also be. sculpture distinct from the case, In either it is the intervention of man worthy which the dissent indicates would be all, that created a new molecule. After property protection. of intellectual If the David, just apparent hand of man is as in the gene multi-thousand nucleotide BRCA is the slab, by removing created stone from a block of primer sculp- isn't the 15 nucleotide marble, ceiling Chapel, as of the Sistine ture? subject matter. patentable is not gene whole, patent- also are as sequence gene law of scope reason The nature/manifesta- matter, for a I do so subject able certainly en- was exception nature tion sequences. the shorter for than different do not But we in Prometheus. larged arguments structural same All of the canvas. Con- case on a blank decide so, DNA isolated length of apply centuries, authorized an ex- has, for gress strands, DNA an isolated like the shorter subject matter. scope patentable pansive chem- a literal have gene does coding for Likewise, Patent Office States the United appears as it gene ical difference DNA se- on isolated patents allowed has shorter Unlike chromosome. on the and, decades, generally, more quences DNA, chemical and of isolated strands natural purified patents allowed has gene in the isolated differences structural are now There for centuries. products “enlargement of an lead to clearly do not isolat- claims to patents thousands utility” compared ... range of (but certainly DNA, unknown and some ed Bros., Funk nature. natu- purified patents large) number of length full example, 440. For I thereof.5 As fragments products ral probe. as a large to be used too gene is below, partic- must I believe we explain (a a DNA molecule probe J.A. See judicial ex- wary expanding ularly Likewise, 100-1,000 long). bases usually subject where matter ception patentable unsuitable appears entire isolated an and extensive expectations settled both screening for in genetic a primer use as rights involved.6 property J.A. gene. See in that same mutations (Primers complementary to “are III. target larger much of a location exact molecule.”). length full The isolated the Patent Of- than a decade For more utility *38 new clearly have a gene does not isolated that policy “[a]n has been fice’s same ends simply serve the appears has the molecule that purified DNA a nature, namely gene to act as by devised naturally occurring a sequence as same sequence. encoding protein ... for a because eligible is in that not occur does DNA molecule on a blank that deciding case If I were ” Fed.Reg. nature.... form in isolated an isolated canvas, I conclude might 2001). (Jan. 5, agree I do not 1092, 1093 all of includes most sequence that that a not 3,067,099 length I do believe (claiming chromosome. See, e.g., Patent 5. chromosome, example produced bacte- claim to an entire vancomycin, an antibiotic 4,552,701 soil) patentable subject matter. and U.S. Patent is found chromosome jria fragment produced vancomycin (claiming First, chromo- indication there is no unit). product sugar A removing a natural markedly char- has different in isolation some occurring naturally example a fragment, for to the compared chromosome acteristics removed, moiety is sugar antibiotic with Second, to isolated unlike claims nature. each DNA. In analogous to isolated highly settled of either genes, there is indication no case, frag- ais smaller molecule the claimed rights for property expectations extensive molecule, occurring naturally ment of un- This is chromosomes. to isolated claims functionality re- occurring naturally some of chro- doubtedly the small number due to 4,552,701, col.3-4 See U.S. Patent moved. compared the number as mosomes 13). entry entries 10 (compare 2 with genes. analysis assumes issue My isolated, full include an do (D.Mass.2001). with the dissent’s characterization of the F.Supp.2d Isolated position perfunctory. claims, PTO The PTO DNA at least in Amgen, the case of patentable concluded that isolated DNA is represent crucial and exceedingly valuable because it is different from what is found property rights. process nature —the of synthesizing it or The expectations settled of the biotech- isolating changes it it. While the PTO nology industry to mention the thou- —not lacks substantive rule making authority, it patents sands of issued be taken —cannot expertise is not without in this area. The lightly and deserve deference. This out- explicit statement of the Patent Office’s pouring of scientific creativity, spurred by position DNA, however, on isolated is sim system, reflects a substantial ply a continuation a longstanding investment of time and money by the bio- consistent policy allowing patents for technology industry to property obtain products. isolated natural (noting See id. rights related to DNA sequences. The 141,072, U.S. Patent claiming “[y]east, free type of fundamental alteration in the scope disease,”

from organic germs of issued to of patentable subject argued matter in this 1873); Louis Pasteur Berg In re cf. case destroying “risk[s] legitimate ex- strom, 57 CCPA 427 F.2d 1394 pectations of inventors in property.” their (1970) (isolated prostaglandins patentable). Corp. Festo v. Shoketsu Kinzoku Kogyo According Office, to the Patent isolated Co., 722, 739, Kabushiki DNA no different from the isolated nat (2002). 152 L.Ed.2d 944 I believe products ural of Parke-Davis. See 66 leaving intact expectations the settled Parke-Davis). Fed.Reg. at 1093 (quoting property owners is particularly important Even before the guidelines current for- in light of large property number of malized the position, Patent Office’s involved, rights both to isolated DNA and granted patents to human in the to purified natural products generally. 1980s, early and subsequently issued thou- Court has warned that patents sands of on “isolated DNA.” Ma- “courts must be cautious before adopting jority fact, at 1332-33. claims similar changes that disrupt the expecta- settled to the ones at issue in this case have been tions of the inventing community.” Id. at point focal of important litigation. For 739, 122 S.Ct. 1831. expecta- The settled example, Amgen, Inc. v. Chugai Pharma- *39 tions of the inventing community with re- Co., (Fed.Cir.1991) ceutical 927 F.2d 1200 “ spect to isolated DNA claims are built involved a claim to purified ‘[a] and iso- upon the broad language statute, of the sequence lated DNA consisting essentially judicial precedent, such of a DNA as sequence Parke-Davis encoding eryth- human (cid:127) Merck, ropoietin.’” and the long- Id. at Patent Office’s 1203-04 (quoting U.S. 4,703,008, 2). standing policy practice. Patent No. claim af- Neither We firmed that Funk this claim Brothers nor Chakrabarty purported was in- valid and fringed. at Id. 1219. to overrule Erythropoietin, early either the also cases or the EPO, known as indeed, went on to Patent practice; become the Office’s as dis- biggest-selling biotechnology drug supra, cussed weigh devel- these cases the same oped to that point, resulted billions considerations “ of as Parke-Davis and Merck. sales, dollars in and accounted for ‘To change over so substantially the rules of ” 50% Amgen’s now,’ revenue in Amgen, the game after more than a century “ Roussel, Inc. v. Inc., Hoechst Marion practice, 126 of very ‘could well subvert the

1345 (3d Nature the Chemical Bond 6 sought the PTO to strike The various balances ed.1960)). numerous which issuing patents the when and which would be yet expired not have The dissent claims that the Patent Of- ” Festo, decision.’ 535 U.S. affected our views past “substantially fice’s under- (quoting Warner at S.Ct. position government mined the the has Co., v. Hilton Davis Chem.

-Jenkinson Co. in this Dissent at taken case.” 1357-58. 6, 117 n. prior practice, Patent The Office’s howev- (1997)). L.Ed.2d 146 er, particularly important is since it result- large property rights ed in a number of Although Patent has consis- Office past government If the over the decades. for a dec- tently policy the same followed change to course in decided the Patent (and more), century a arguably ade Office, patents and decline to issue new States, amicus, argues as an now United genes, impact it isolated would these published guide- that Patent Office’s This, however, existing property rights. and a lines are incorrect misstatement government argues not what the in this these place guidelines, the law. In government case. Instead the argues “magic mi- suggested government entirely interpretation different of the croscope” provide metaphor useful would destroy existing law that would property analysis. section guiding our Although points rights. the dissent out however, not see magic microscope, would Chakrabarty overturned the Patent in this the claimed DNA molecules at issue practice denying patents to mi- Office’s dif- An DNA molecule has case. isolated croorganisms, there is clear difference compared ferent chemical bonds allowing patent protec- additional between in the chromosome sequence “unisolated” existed, previously where none tion different). (the short, ends are (or protection denying patent decades cen- in nature claimed cannot seen molecules turies) fact, thereby eliminating after the microscope. you through magic While rights. large property number Chakra- of DNA may be able to see order barty, language consistent with the broad chromosome, the isolat- nucleotides in the statute, patents of the allowed additional fragment is a different mole- ed of DNA previously none existed. In con- where Creating cule. the claimed isolated trast, government proposes destroy distinctly sequences results in a therefore existing property rights judge based on a dissent unnatural molecule.7 Even the exception made to that same broad lan- at agrees the isolated DNA molecules step This is a that I guage. dramatic bonds, require cleaving chemical issue Congress. best left believe is importance though disputes the ” “ Nevertheless, government claims resulting species.’ distinct ‘molecular pure is a Pauling, question that “this law” (quoting Dissent Linus *40 1350-51 contrast, occurring why an iso- government’s lithium salts. 7. This also illustrates the elements, sequence necessarily DNA did not exist analogies dealing with lated to situations lithium, reacting produce example Even further to the corre- inapposite. are before naturally occurring assuming sponding that chromosomal government’s contention the salt, currently Unlike a lithium the chromosome exist in isolated DNA. lithium does not nature, imply an isolated DNA molecule clear that does not that form in it is nevertheless lithium, building pro- even a block of 15 nucleotides—or elemental basic —necessari- nature, ly by point previously have existed as isolated molecule at some must vided with, naturally e.g., in nature. water to form the reacted ignore feel to there many that we can therefore free “that institutions ... years practice patents Patent Office and the have human genes,” extensive on H7248, H7274, expectations practice Cong. Rec. it accompanying explicitly industry. govern- legislation The to implement created within declined to “af argues ment that we should not defer to fect of those current existing pat (all language unchanged 149 Cong. broad but ents.” Rec. E2417-01. To the 1793) Congress contrary, since it provided language made clear that the statute, or allow patent Congress to decide to “human organisms” related was not in necessary change whether to correct the Pat- to poli it is tended the Patent Office’s legislation. through cy respect ent Office’s practice genes, to claims to stem judicial power cells, It is to use our tempting other similar inventions.8 Far fashion, especially when the to patents patenting genes, from oblivious question substantial and ethi- Congress raise moral pass introduced and declined to cal to awarding property put issues related bills which several would moratori of human DNA— n right portions to gene patents,9 isolated um on funding authorize humans, very thing study makes us genes ought for the of whether not chimpanzees. patentable,10 exempt patent infringement anyone patented uses who I tempting, The invitation is but decline genes for non-commercial research pur opportunity Congress to act where poses medical practitioners who use has to. Congress chosen not at least im- genetic diagnostic Congress tests.11 plicitly approved of the Patent Office’s obviously presented aware of the issues policy awarding patents on I “[a]ny this case and believe recalibration For sequences. Congress example, of the standard of [patentability] remains included, part of the Patent Office’s Ltd., Corp. v. 141 its hands.” Microsoft appropriations, language affirming the — -, 2238, 2252, U.S. interpretation Patent Office’s of section (2011). L.Ed.2d 101 to prohibit patents on organ- human Act, isms. Appropriations Consolidated judiciary in an ad engage The cannot 108-199, 634, § Pub.L. No. hoc innovation-based analysis, 118 Stat. which is Although 101. Congress was aware why exceptions patentability apply point 8. (S.387 "What I want to out is that Gene mal and Patent Bill Moratorium already Patent has patents issued 1993). on Office cells, genes, genes, stem animals with human non-biologic products a host of used Genomic Technology Science and In- humans, patents but has not issued (H.R.3966). Act novation of 2002 organisms, claims directed to human includ- ing embryos My human and fetuses. amend- Diagnostic 11. The Genomic Research and Ac- former, ment would but not would affect (H.R.3967). cessibility Act of 2002 As the simply Cong. the latter.” affirm Rec. sponsor explained: important bill’s "It is added); (emphasis E2417-01 see also 157 note that this section would overturn the Cong. (resubmitting Rec. 177-04 El this testi- rights commercial holders. If a mony in the context of the current [organization] utilizing exemp- research legislation). reform commercially finding, tion makes a viable he negotiate any rights or she would still have Congress 9. At least bill one was introduced in *41 put discovery patents patent to to the new moratorium on to human market with the See, sequences. or e.g., Cong. The Ani- 148 holder.” Rec. E353-03.

1347 nobody far I can as tell ever a new mineral but to clearest cases: only the organs thought isolating from someone’s earth, plant or a in the new discovered discovery “that body was the kind of the E=mc2, wild, or law of or the in the found to protect.” was con- statute enacted Congress, with “the consti It is gravity. trast, prod- purifying isolating natural the authority and institutional tutional historically exactly has been the kind ucts fully the varied ability accommodate to discovery protected stat- that interests permutations competing century-long history There is a utes. by such new tech inevitably implicated are affirming patent protection isolated Corp. America v. Univer nology,” Sony biological products ranging purified 431, Studios, Inc., 417, 464 U.S. City sal proteins to vitamins to to from hormones (1984), who 78 574 104 L.Ed.2d S.Ct. must antibiotics. These inventions have to necessary it is whether must decide time, at providing seemed miraculous change scope of section to exclude unknown options previously therapeutic to at issue isolated DNA claims the kind of The fact these treat sickness. that mole- not clear to me that Chakra here. It is might have existed in nature did cules not Brothers, or Prometheus barty, Funk in view of protection foreclose conclusion that iso inexorably leads extraordinary benefits accessible man patentable are not lated DNA molecules after isolation. subject I the invitation matter. decline exception. the law of nature broaden has, The Patent Office for more than a decade, affirmatively stated its belief that complicated technology Given DNA is for the patentable isolated same here, any at issue conflicting incentives reasons as isolated vitamins or hormones. Congress. change come from See must Congress There is no indication from that 72-73, Benson, 409 U.S. v. Gottschalk wrong; contrary, this view is to the (A (1972) 34 L.Ed.2d appears Congress also believes DNA is analysis raises “considerable section long-term policy This patentable. pro- ... which committees problems DNA has tecting isolated molecules result- powers for broad Congress manage, can explosion ed in an of innovation in the needed, including hear- investigation are which, industry, industry biotechnology an variety of ings which the wide canvass industry unlike the financial services in this field operating views which those depends industry, even software technological problems entertain. patents Holding to survive. isolated DNA ... [by parties] indicate to us tendered destroy long patentable would settled by the Congress that action considered industry expectations for no reason other needed.”). gut feeling is too close to than DNA arbitrary patentable,

nature to be an deci- judge-made exception. I sion based on TV. fragments, isolated DNA believe that discovery law of rule that of a “The changes have both chemical which patented rests ... on the nature cannot be occurring DNA as naturally genomic understanding ... fundamental utility, kind of well as new “the ‘discov- kind are not the of ‘discoveries’ to pro- that the statute was enacted eries’ Flook, protect.” was enacted to I decline to extend the statute tect.” therefore exception iso- S.Ct. 2522. Is “laws of nature” include not, sequences. kidney patentable? Probably lated isolated *42 1348 typifies by BRYSON, an Judge,

This case observation Circuit concurring part dissenting in Judge Markey, part: our first and late Chief Chief Judge, “[o]nly from noth- God works I concur portions with the of this court’s old ing. Men must work with elements.” judgment that are directed to standing, Plate, Inc., Fromson v. Advance Offset patentability claims, of the cDNA and (Fed.Cir.1985) 1549, n. (quota- F.2d 1556 3 patentability of the method claims. I omitted). tion, is, Human DNA citations respectfully dissent from the court’s hold- worse, for better one old ele- ing that Myriad’s gene BRCA claims and to bequeathed ments to men use in their gene its fragments patent- claims to are patents work. in this case The revealed a view, eligible. my In those are not understanding new molecular about our- matter, patentable subject directed to and selves; “the most benefiting inventions decision, sustained, if likely court’s will ‘push those mankind are back the have consequences, broad such chemistry, physics, frontiers of and the preempting whole-genome methods for se- 316, Chakrabarty, like.’” at U.S. 100 quencing, though Myriad’s even contribu- (quoting S.Ct. 2204 A. & P. Tea Great Co. tion to remotely the field is not consonant 147, v. Supermarket Corp., with such effects. (1950)). 71 S.Ct. 95 L.Ed. 162 We form, simplest its question cannot, judi- after decades of and patents case is whether an individual can obtain precedent, cial now call human DNA fruit patent rights to a gene. human From a tree, poisonous punish those point view, common-sense most observ- inquisitive enough investigate, isolate, to answer, ers would “Of not. course Patents it. “Our ... is task the narrow gene are for A inventions. human is not one determining Congress what meant an invention.” The of Myriad’s essence by statute; the words it used in the once argument say in this case is to that it has that is our powers done are exhausted.” patented not gene, human something but at Id. 100 S.Ct. inquiry 2204. This quite different —an human gene, isolated moral, ethical, does not have or theological which differs from a native because 316-17, components. id. at Cf. process it extracting results in (“[W]e competence without (al- changes in its molecular structure arguments entertain” grave about “the code). though genetic not in its We are research.). risks” generated by genetic required therefore to decide whether the “The we are urged choice make is a process isolating genetic material from a high policy matter of for resolution within human DNA molecule makes the isolated the legislative process after the kind of genetic patentable material a invention. investigation, examination, study does; The court concludes that it I con- legislative can provide bodies and courts clude that it not. does cannot.” Id. patents might in this case well deserve to outset, At the it important identify system, excluded from the but underlying Myr- inventive contribution that is a Congress debate resolve. I patents. Myriad iad’s was the first to strip will not industry entire of the map a gene to BRCA its chromosomal property in, earned, rights has invested location. discovery That was made unchallenged owned for decades under team of Mary- researchers led Dr. al., facts of this case. King. Claire See Jeff et M. Hall Link-

1349 (claims 2 7 of the and '282 and Familial Breast Can- age Early-Onset of patent); 250 7 of '492 and claims that 17q21, Science claim the to Chromosome cer (1990). Myriad genes not invent a the portions And did cover of BRCA and 1684 sequencing. In- long of nucleotide as as 15 new method cDNA small nucleotides stead, (claims tech- sequencing known applied patent). 5 of the I first and 6 '282 the nucleotide of identify to order niques genes. the claims to the BRCA address discovery of genes.1 Myriad’s BRCA work, difficult sequences entailed those A sequences have im- had and identified fight against portant applications in In the case of v. seminal Diamond discovery But of the cancer. breast 303, 2204, Chakrabarty, 447 U.S. 100 S.Ct. fact, unprotectable just sequences is (1980), L.Ed.2d 144 Court 65 discovery Dr. of the chromo- King’s like held that an artificial life form could be gene. of the somal location BRCA1 opinion, In the course its patented. of and critically reasoning, of its purposes course, Myriad patent appli- is free to Of living not things stated that all Court discovery. party As the first cations its subject were other items found nature Myriad knowledge sequences, of the explained The Court that patenting. to to claim position appli- in an was excellent although language section 101 of the Many of its knowledge. cations of that broad, it Patent Act is is not case that limited such unchallenged claims are every no or that it “has limits it embraces See, e.g., patent, '441 claim applications. 309, discovery.” Id. at 100 S.Ct. 2204. 21; 22; patent, '492 claim '282 patent, general prop The Court then set forth the Myriad’s challenged claim Yet some nature, physical phe osition “laws effectively preempt composition claims nomena, abstract have held ideas been in- attempt sequence genes, the BRCA examples, Id. patentable.” As my cluding whole-genome sequencing. noted that “a new mineral discover Court view, unpatentable encompass claims those plant in the earth or a new found in the ed matter, subject contrary ruling is subject matter.” patentable wild is not likely to have substantial adverse effects Thus, though plant or a is a even mineral impor- and treatment on research matter,” and could be “composition of tant field. falling as within a broad construc viewed explained tion of section the Court I ... those “manifestations of nature” matter, subject patentable are not but concurring majority opinions As the exclusively to all men and “free reserved DNA claims at in this explain, the issue Id., quoting none.” Funk Bros. Seed fall three claims that categories: case into Co., (claim Kalo 333 v. Inoculant 1 of Co. cover the isolated BRCA (1948); see 92 L.Ed. 588 patent, patent, claim 1 the '282 '473 — U.S. -, Kappos, patent); the '492 also Bilski v. and claims (2010). 3218, 3225, 177 L.Ed.2d cover the BRCA cDNA S.Ct. patentable dispute question irrelevant to the sub- 1. There some over whether other matter, Myriad helped discovery BRCA ject discover the inventors I refer sequences sequence or discovered the BRCA2 sequences Myriad’s work. BRCA Myriad. disputes are before Because those *44 Chakrabarby The held the arti those from genes Court their natural state is the ficial at issue in that change life form case to be that is necessarily incidental to the patentable genes because the claim was “not to a extraction of the from the environ- phenomenon, hitherto unknown natural ment in they which found in are nature. nonnaturally occurring but to a process manufac While the of extraction is no doubt difficult, product may ture or of matter —a composition patentable, itself be the ‘having ingenuity of human genes materially distinctive isolated are not different ” name, 447 genes. [and] character use.’ U.S. at from respect, the native In this the 309-10, 2204, quoting genes analogous are to the “new mineral Hartranft 609, 615, v. 121 Wiegmann, earth,” U.S. discovered the the plant or “new (1887). In distinguish 30 L.Ed. 1012 found in the wild” that Supreme the Court ing naturally occurring between in Chakrabarby. sub referred may to It be nonnaturally occurring stances and very manu to newly difficult extract the found factures, heavily find, extract, Court the relied on its mineral toof and propagate Brothers, earlier Funk decision which the newly plant. discovered But that does the inventor discovered certain that useful not naturally make those occurring items bacterial strains did not products exert inhibitive the of invention. effect on one another. Based that dis The same is genes. true for human covery, inventor a patent the obtained on a minerals, Like some they hard to ex- mixed culture of those non-inhibitive tract from their setting. natural Also like strains. The Court held the minerals, they can be used for purposes however, product unpatentable, because that would be they infeasible if remained structurally bacteria remained in their setting. natural And process functionally the same as in their natural extracting minerals, taking cuttings Bros., state. Funk from plants, wild like process of isolat- By contrast, S.Ct. 440. because Chakra ing genetic material, can result in some barty produced had “a new bacterium with physical or chemical to the changes natural markedly different characteristics But such changes substance. do not make any found in nature having and one extracted minerals plant cuttings pat- potential significant utility,” the Court entable, should have that Chakrabarty’s held patentable. invention case, effect for isolated genes. each krabarty, Cha 447 U.S. at merely isolating the products of nature S.Ct. 2204 . extracting them from their natural location

and making those that alterations are at- B tendant to their extraction does not give right extractor the prod- Myriad’s claims to the isolated BRCA ucts themselves. genes clearly seem to me to fall on the “unpatentable” side of line the Court majority The characterizes the isolated Chakrabarby. drew in Myriad is claiming genes new as molecules considers themselves, the genes appear which in na- them different substances from the corre- ture on living the chromosomes sponding human native DNA.2 Because native beings. only change material genes made to BRCA are chemically bonded to oth- Although recognize conclusions, Judge I analytical Lourie and mate paths have taken Moore, Judge reaching while respects, same ulti- some differ in I convenience does natu- majority pie, isolated lithium not occur proteins, and histone er genes rally water bonds iso because reacts air and cleaving those concludes part and thus is found nature genes turns isolated the BRCA late compound, ionically bound to materials.” Yet a chemical into “different Krebs, The bond that other elements. Robert E. magic no a chemical there is *45 product History Our Chemical a new and Use Earth’s recognize us to requires of ed.2006). (2d isolated, Elements 48 Once chemical bond is created bro when a many applications, lithium industrial ken, when atomic or molecu has not other but lithium, in A chemical bond is order to isolate it is neces- lar are altered.3 forces in lithium sary two atoms or break ionic bonds the merely a force between compounds “to that are found in nature. But strong enough atoms make it groups of (like plain the consider it seems that elemental lithium for chemist to [the convenient elements) an other would not independent patentable as molecular be aggregate] matter, if subject The even species.” Pauling, Linus Nature it could of ed.1960). (3d nature through the Bond 6 Weak extracted from an isolation Chemical when, process. be broken er interatomic forces will example, dirty for a diamond is cleaned analysis The principles underlying that solvent, but or another

with water apply genetic material as In order well. make the diamond a human- does not clean necessary gene, to isolate the BRCA it is Growers, Fruit made invention. See Am. gene to break chemical bonds that hold the Co., 1, 12, 51 Brogdex Inc. v. place body, genetic in its in the but the (1931) (cleaning a 75 L.Ed. 801 shell coding subject that is of each sequence the layer by grinding and then off with acid the gene BRCA claims remains it emery wheel did not convert into a gene body same whether the is it product). different Nor should make apply isolated. If we are to the conven- purposes patentability if difference for to deter- tional nomenclature field plant of a wild that is collected portion Myriad’s mine whether isolated is regeneration sepa of later purposes “new,” claims to make are would seem original by chemical plant from the rated genetics, pro- more sense to look to which by means or scissors. claims, of the than to language vides the cDNA changes chemistry. Myriad’s in the DNA molecule Aside If the claims, are not de- part process composition that occur as of the of iso- its claims gene patentable, by any particular fined chemical formula. lation render 1 of analysis example, patent seem to to For claim the '282 apply the same would appear coding in covers all DNAs for the elements that do not isolated chemical protein being For BRCA1 protein, atomic form in nature. exam- their broken, separating Judge opinion DNA from histones will refer to Lourie's as the when majority opinion Judge opinion Moore’s example case—the or—in an unrelated to this concurring opinion. as the is ionic that are broken when lithium bonds why derived It is to see from a salt. difficult question majority characterizes types chemical bonds differences between turning breaking of cova- this case patentability purposes, and should matter linking genes to the BRCA the rest lent bonds in the support I see for such a distinction little 13 and but of the DNA chromosomes governing precedents. analysis appears place patentable its weight breaking on the of other chemical bonds, hydrogen as the bonds that are such by sequence the amino acid encod- quence gene defined sequence that —a naturally occurring ed BRCA1 nature and that appears determined gene. perspective, From a molecular exactly nature as it appears the claimed truly claim range covers immense isolated DNA. During transcription 5,914 from the cDNA that is substances phase protein synthesis, the BRCA long nucleotides to the isolated separated from chromosomal 120,000 more than contains nucleotides. proteins. The transcription process then upper And the does not define proceeds from a starting point called the range of that because the end does promoter to a stopping point often called identify unique sequence nucleotide al., terminator. James D. Watson et 120,000-nucleotide-long for the isolated Biology Molecular the Gene 394-96 *46 Instead, gene. BRCA1 the con- (6th ed.2008). only The be- difference just 24,000 sequence a that is tains nucleo- tween naturally the occurring BRCA long gaps tides with numerous denoted genes during transcription and the claimed patent, '282 fig. “wvwvwww.” 10. An isolated DNA is that genes the claimed incalculably large almost number of new have been isolated according to nature’s by molecules could be created filling in boundaries, i.e., predefined points at that gaps with almost those nucleotide se- preserve ability gene the express quence, all of those molecules would protein the for which it is coded. scope fall within the of claim 1. Included in respect, that extracting gene a is akin many important that set are molecular snapping a leaf from a tree. Like a gene Myriad variations to the BRCA1 gene, a leaf has a natural starting and yet had discovered and could not have stopping point. It during spring buds chemically described. Yet those molecules from the place that it same breaks off and would share unifying one characteris- during falls autumn. Yet prematurely tic: each would code for the protein same plucking the leaf turn would not it into a naturally as the occurring gene. BRCA1 human-made invention. See Intervet Inc. a genetic perspective, From that claim Ltd., (Fed. v. Merial 617 F.3d one “composition covers of matter” —the Cir.2010) J., (Dyk, concurring in part and gene. BRCA1 The genes isolated BRCA dissenting part). That would remain identical to the genes BRCA found true if there were minor differences be They chromosomes 13 and 17. have the tween plucked the leaf and the fallen au sequence, they same code for the same leaf, tumn unless impart those differences proteins, they represent the same ed “markedly different characteristics” to heredity. units of It is true that the plucked Chakrabarty, leaf. claimed molecules have been cleaved and 310, 100 S.Ct. 2204. they possess groups terminal that dif- example Another underscores prob- fer from those found on naturally occur- lem with characterizing gene genes. The isolated ring majority signifi- attaches a patentable as A cance to invention. those facts. But human kid- the function of ney nature; is a product isolated DNA it molecules does not is attributable not to the patentable nature of the become a process isolation invention when is the identity body, the terminal removed from the if groups on even the paten- molecules; the function of the claimed tee has developed procedure improved by molecules is dictated the nucleotide se- extracting for the kidney, and even if the process “extracting” that case the physi- but in results some procedure improved necessarily changes the baseball bat kidney at changes to the chemical cal or nature, form, and use of the ash tree and attached kidney was where points manufacture, in a thus results manmade so, then body. But if that is host to the naturally In that occurring product. not a gene be treated an isolated why should setting, parts man has defined the that are 101? differently purposes for of section parts and the are to to be retained of a involves the isolation While discarded, and he has the retained molded molecule, it is difficult single of a alteration product a little portion into that bears difference, that it should make accept natural- to that which occurs resemblance whether the patentability, purposes ly. process result of the of selection is part single is mole- of a isolated substance entirely product with function that cule, genes, in the case of the BRCA as from that the raw material different mole- very large aggregation part of it was In the case of from which obtained. cules, kidney. of a in the case as contrast, has genes, the BRCA nature majority concurring and the Both entities independent defined significant weight to the attach opinions syn- their capacity protein virtue of *47 the coding portions the claimed of fact that and, ultimately, thesis trait inheritance. a much genes part BRCA are native target genes along extract the Biochemists the isolated molecule that larger preserve nature lines defined so as ex- genes, being smaller molecules BRCA gene and function that the the structure one, larger therefore from the tracted possessed in its natural In environment. that argue inventions. But to man-made case, product a in such a the extraction of gene patentable is be- isolated BRCA that retains character and a manner part in its native environment it is cause in nature product function of the as found persua- no larger much structure is more a in human not result the creation of a does atom arguing although that than sive principle captured That invention.4 was patentable, parti- a subatomic may not be in Court’s statement previously was patentable is because it cle in that Chakrabarty invention structure, a part larger or that while of a natu- was not to “a hitherto unknown case tree patentable, is not a limb of the tree nonnaturally oc- phenomenon, but a ral it is patentable a invention when becomes curring composition manufacture or the tree. from removed name, a charac- ‘having matter distinctive ” 309-10, 447 100 ter use.’ U.S. [and] course, oversimplification it is an Of 2204. something that can be character- say that from its ized as “isolated” “extracted” involving the of a “purification” Cases always a natural setting remains employ analysis. natural natural substance similar patentable. is not One could product recognized court predecessor Our naturally occurring bat is say, example, merely purifying that a baseball for tree, does not the substance or “isolated” from an ash substance render “extracted” claims, Myriad akin has claimed is more analogy, extracting of marble what By a slab protecta- give does not rise to than from the earth of marble found in the earth to the slab property rights, but "extract- ble intellectual sculpture carved it after its extrac- to the piece sculpture ing” a from that slab tion. gene the BRCA marble does. In case of 1354

patentable unless it results in a functioning marked genes, and to their utili- Merz, change functionality. ty In in their re 25 isolated form. The use to which (hold (1938) 1314, 599, genetic i.e., 97 F.2d 601 material can put, CCPA be deter- mining sequence its in a clinical ing right setting, that there was no to a use; not a ultramarine, only new it is purer consequence recog version of but possession. sequence order to an iso- nizing that if a claimed article is “of such gene, gene lated each must function purity degree that it differs not but same laboratory manner as it does may in kind it patentable”); see also In Indeed, in the human body. identity 754, 618, King, re 27 CCPA 107 F.2d of function in the isolated key is the (1939)(same, C); purified vitamin In re to its naturally value. The occurring ge- Marden, 18 CCPA F.2d netic material thus has not been altered (1931) (same, vanadium); purified Gen. way that would matter under the stan- Co., Elec. Co. v. DeForest Radio 28 F.2d dard set forth in Chakrabarty. For that (3d Cir.1928) (same, for purified reason, the isolation of the naturally occur- hand, tungsten). purified On the other ring genetic material does not make the natural patentable substance is if “pu claims to the isolated BRCA patent- rification” results in a product with such eligible. distinct characteristics that it becomes “for every practical purpose a new thing com The Supreme Court’s recent decision in

mercially and therapeutically.” Parke- Mayo Collaborative Services v. Prome- Co., Davis & Co. v. H.K. 189 F. Mulford — Laboratories, Inc., theus -, (C.C.S.D.N.Y.1911); see also 1289, 1293, 182 L.Ed.2d 321 Merck & Co. v. Olin Mathieson Chem. *48 (2012), ease, does not decide this but the (4th Cir.1958) Corp., 253 F.2d 161-64 analysis Court’s is nonetheless instructive. (holding purified that a composition of vita Mayo, In claims, which involved method min B-12 patentable was puri because the representative claim involved the steps process fication in product resulted a that of administering drug subject, a ato deter- effective, was therapeutically whereas the mining a metabolite concentration in the not). natural form was blood, subject’s and inferring the need for change a in dosage based on that metabol- sum, In the test employed by the Su- ite concentration. Id. at 1295. The Court preme Court in Chakrabarty requires us found that the method was not directed to (1) things: focus two similarity in patent-eligible subject matter because it structure between what is claimed and nothing contributed “inventive” to the law (2) what is in found nature and the similar- of nature lay that at the heart of the ity utility in between what is claimed and invention, i.e., claimed “the relationships what is found nature. What is claimed between the concentration in the blood of genes the BRCA genetic is the coding certain thiopurine metabolites and the like- material; same, that material is the struc- lihood that drug dosage will be ineffec- turally and functionally, in both the native tive or induce harmful side-effects.” Id. at gene and the gene. isolated form of the 1294. The Court examined “whether the The structural differences between the claims do significantly more simply than claimed genes “isolated” and the corre- describe these natural relations” sponding portion of the native are whether the “claims add enough to their irrelevant to limitations, the claim to the statements of the correlations to allow the (2007). Similarly, changes the structural qualify pat- they described processes ancillary to the isolation of the do natural apply that processes ent-eligible patentable. The render these original). (emphasis at 1297 laws.” Id. to iso- cleaving of covalent bonds incident claims did not add concluding that the inventive, and the fact lation is itself not laws, the Court the natural “enough” to cleaved molecules have terminal fact that by the persuaded particularly was naturally differ from the oc- groups that ... processes claimed steps of the “the nothing curring sequences nucleotide does routine, well-understood, conven- involve any inventive character to the to add engaged activity previously tional portion The functional claimed molecules. Id. at 1294. in the field.” researchers se- composition nucleotide —the of na involving law as a Just identical to that of the quence—remains concept” an “inventive ture must have occurring gene. naturally simply than de more “significantly does I majority suggests that have “fo- relations,” Mayo, 132 ... natural scribe differences between iso- not on the cus[ed] involving DNAs, lated and native but on one similar- an should have inventive of nature product light informational content.” In ity: their merely than involves more concept that appropriate. Mayo, approach seems naturally occur changes to incidental content of the nucleotide The informational one, as this In cases such ring product. these sequences aspect is the critical composition applicant claims which the molecules; groups the terminal added to product to a nearly that is identical matter molecules when the covalent bonds nature, to ask whether appropriate majority and concur- broken —to which the “enough” to distin has done applicant significance— ring opinions attribute such invention from the simi alleged his guish in the claims. The are not even mentioned applicant product of nature. Has lar of the claimed mole- sequences nucleotide to the contribution made “inventive” se- are the same as the nucleotide cules com nature? Does the claimed product of hu- naturally occurring found in quences “well-under involve more than position *49 view, that structural genes. my man stood, routine, elements? conventional” significance of the similarity dwarfs the Here, questions is no. the answer those between isolated differences structural naturally occur Neither isolation of DNA, occurring espe- naturally DNA resulting breaking of material nor the ring are cially structural differences where the the claimed mole covalent bonds makes ancillary breaking to the of cova- merely previously have stat patentable. cules We bonds, process that is itself not lent interesting compounds ed that “isolation inventive. art,” and mainstay of the chemist’s

is a perform how to such it is known “[i]f II likely doing product so ‘is an isolation ordinary skill noted, not of innovation but of to the BRCA As addition ” above, Aventis Pharma sense.’ the claims at issue common discussed claims Ltd., Lupin, four claims to BRCA appeal v. include Deutschland GmbH (Fed.Cir.2007), of the quoting portions claims to cDNA and two F.3d Inc., as small as 15 genes and cDNA Teleflex, 550 U.S. BRCA Int’l v. KSR Co. long. 705 nucleotides 398, 421, 167 L.Ed.2d Myriad I with the court that the agree easily could have claimed more eligible narrowly for patenting. BRCA cDNA to achieve the utility it attaches nature, The cDNA cannot from segments be isolated of cDNA. It contends that but instead must be created in the labora- those segments can be probes used as tory.5 The product primers. end is a human-made probes chemically must be invention with distinct structure because altered or “tagged” before can be so used, the introns that are found in the Myriad native could have claimed the gene are removed from the cDNA seg- tagged segments to probe achieve func- Additionally, the tionality. ment. cDNA has a utili- A claim tagged segments ty in the present naturally occurring would not encompass the BRCA1 exons. BRCA DNA and mRNA primer because cDNA As to functionality, many of the promoter can be attached to a and inserted cDNA segments will not work. Some will into a non-human cell to protein drive ex- be long. too Some will be too short. pression. palindromic Some will be and fold in on Myriad themselves. could have identified However, disagree I with the court as to a subset of the segments that work as segments two claims to short of DNA primers, and such a claim patent- could be having at least 15 nucleotides. Claim 6 of able if it species were limited to any sequence the '282 covers of the “markedly different characteristics BRCA1 cDNA is at least 15 nucleo- any found in nature having and ... long. tides That claim encompasses each potential significant utility.” Chakra- exon, though BRCA1 even each exon is barty, 447 U.S. at 100 S.Ct. 2204. naturally by transcription. defined More- problem with claim 6 is that it is so over, sequences because small of DNA are broad that it products includes of nature repeated throughout the three billion nu- (the exons) BRCA1 and portions of other genome, cleotides of the human the claim genes; validity its is not salvaged because portions covers cDNA more than species includes some that are not natu- 4% of genes. human It por- also covers ral. Accordingly, I would hold claim 6 tions of the DNA of nearly all human unpatentable. genes. Accordingly, efforts to sequence any almost gene could infringe claim 6 The other claim to a segment short though Myriad’s even specification DNA, has claim patent, 5 of the '282 is breath- nothing contributed to human takingly understand- broad. That claim covers ing of genes. Myriad other segment is not entitled of the DNA defined claim protection. to such broad Mayo, See provided segment least 15 *50 S.Ct. at (examining turn, “how much long. nucleotides Claim covers future innovation is any foreclosed relative to isolated DNA that codes for the the contribution of the inventor” and warn- Thus, BRCA1 polypeptide. claim 5 would ing of the “danger” overly pat- broad cover not only the isolated BRCA1 ent claims might “foreclose[ ] more future each of variations, its numerous molecular invention than the underlying discovery but also sub-sequence of those mole- reasonably justify”). could cules, including portions that fall in the appellees argue 5. The appellees that the BRCA1 cDNA have failed to demonstrate that the nature, can be isolated from and refer to pseudogene sequence consists of the same as pseudogene a BRCA1 called BRCA1P1 that is the BRCA1cDNA. However, genome. found in the human accompanying those stud- that interviews denot- those molecules range of undefined that, ini- smaller than suggest though there- ies 5 would Claim “vwvwwwvw.” ed feared, with the the costs associated tially same reasons for the unpatentable fore be real the calcu- “quite thicket patent claim 6. claim and firms”). product-developing lations of breadth, claim 5 course, of its light Of weight assign significant My colleagues invalid on likely to be patent is the '282 2001 the PTO has fact that since as to to the ruling and thus grounds, other allowed place that have guidelines had to that claim respect eligibility patent They con- genes. human Nonetheless, on entire patents it is superfluous. may be and the PTO’s guidelines, that those such clude the effects of consider important to are entitled to deference practice, earlier biotechnology claims on the patent broad question to the whether from this court as emphasized Myriad has industry. While constitute genes to isolated human patents industry’s need of biotechnology subject matter. I think the patent-eligible re- encourage and reward to protection enti- field, guidelines and are not practice PTO’s important and in this difficult search for several rea- significant weight, tled to the coin. Broad another side to there is signifi- sons. present material genetic claims generation to the next cant obstacle First, the PTO recognized, as we have multiplex in genetic

innovation medicine— authority as rulemaking lacks substantive New sequencing. whole-genome and tests patentability. Animal to issues such as to se- being developed technologies are Quigg, v. 932 F.2d Legal Fund Def. hu- an entire many genes or even quence (Fed.Cir.1991). In areas of developing but firms rapidly, genome man only commensu scope, we owe deference encountering a technologies are those of its consid thoroughness rate with “the Secretary’s Advisory patents. thicket of validity reasoning.” and the its eration Comm, Genetics, Health, Society, on Kessler, 1543, 1550 v. 80 F.3d Merck & Co. Servs., & Human Gene Dep’t of Health (Fed.Cir.1996). The comments Licensing Practices Patents guide time of its 2001 PTO issued at the Patient Access to Genetic Impact Their suggestions that isolat response lines in (2010). sequence order Tests 49-62 are, patentable not human were ed have to a firm would genome, entire Conley John M. frankly, perfunctory. See many patents thousands license Makowski, Back to the Future: & Roberte id. at 50-51. licensors. See different Doc Product Nature Rethinking the patents include many if of those Even Biotechnology Pat as a Barrier trine anticipation that are invalid ents, Soc’y Pat. & Trademark Off. 85 J. obviousness, involved in deter- the costs comments, (2003). Because those patents of all of those mining scope face, thorough do not reflect least on their 51-52; id. at prohibitive. See could be issue, study I do consideration Eisenberg, Noncompliance, S. Rebecca weight worthy of much regard them as Rethink- Nonproblem? Nonenforcement, *51 complex question. analysis in the Re- in Biomedical ing the Anticommons Second, views force the PTO’s 1059, whatever search, L.Rev. 1076-1080 45 Hou. may have eligibility issue of (2008) on the existing studies (concluding least, has, very been at the past had in the relatively little attention on “have focused by position the substantially undermined and development” product downstream has taken in government Although my this case. to us. colleagues believe our analysis Department legal question of Justice has of the in twice filed this case should be influenced purported expecta- a brief on behalf of the United States tions of inventing community based on position Myriad’s taking this court past practice the PTO’s of issuing patents (other claims) gene claims than the cDNA human genes, give is effect to patent-eligible. Although are not the PTO lawmaking authority the PTO that Con- “sign” did not the brief on either occasion gress has not accorded it.6 no There is guess and we are left to about the status of right collective possession adverse any possible continuing inter-agency dis- property, intellectual and we should not issue, agreements about the Depart- create one. Our interpret role is to speaks ment of Justice for the Executive that Congress law has written accor- Branch, part and the PTO is of the Execu- dance with the governing precedents. I Branch, tive it is fair so to conclude that would do so and would affirm the district the Executive Branch has po- modified its rulings court’s as to the BRCA sition from the one taken PTO its gene segment BRCA claims. and, guidelines informally, before that.

Finally, prior Supreme to the Court’s

decision in Chakrabarty, the PTO had de- microorganisms

termined that were not

subject to patenting, but gave

Court no regarded indication that it

that view as entitled to deference. More-

over, gave the Court short shrift to the (which

Commissioner’s contention was argument made the lead govern- AFTG-TG, Phillip LLC and M. case) ment’s brief in that that the patenta- Associates, LLC, Adams & bility of life-forms was an issue that should Plaintiffs-Appellants, Congress. be left to Citing Marbury v. Madison, (1 Cranch) 137, 5 U.S. 2 L.Ed. v. (1803), explained Court that “Con- NUVOTON TECHNOLOGY CORPO gress performed has its constitutional role Technology RATION and Nuvoton

in defining patentable subject matter in Corporation America, Defendants, 101; § perform we in construing ours language Congress has employed.” Chak- rabarty, 315, 100 S.Ct. 2204.

We have the same responsibility and Pegatron Corporation, Pegatron Tech shy away should not deciding nology Service, Inc., Unihan, issues of law parties that the brought Defendants-Appellees. have Co., Because the asserted Kogyo reliance interest Kabushiki 535 U.S. Kinzoku practice prior judi based on PTO not on (2002), 122 S.Ct. 152 L.Ed.2d 944 decisions, analogous cial this case is not expectations where the inventing com Warner-Jenkinson Co. v. Hilton Davis Chemi munity longstanding Supreme were based on Co., cal precedent. Court (1997), Corp. L.Ed.2d 146 or Festo v. Shoketsu

Case Details

Case Name: Association for Molecular Pathology v. United States Patent & Trademark Office
Court Name: Court of Appeals for the Federal Circuit
Date Published: Aug 16, 2012
Citation: 689 F.3d 1303
Docket Number: 2010-1406
Court Abbreviation: Fed. Cir.
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