Lead Opinion
We face today the question of the validity of an initiative ordinance enacted by the voters of the City of Livermore which prohibits issuance of further residential building permits until local educational, sewage disposal, and water supply facilities comply with specified standards.
In Hurst v. City of Burlingame (1929)
We also reject the trial court’s alternative holding that the ordinance is unconstitutionally vague. By interpreting the ordinance to incorporate standards established by the Livermore Valley Joint School District and the Regional Water Quality Control Board, we render its terms sufficiently specific to comply with constitutional requisites. The failure of the ordinance to designate the person or agency who determines when its standards have been fulfilled does not make it unconstitutionally vague; the duty to enforce the ordinance reposes in the city’s building inspector, whose decisions are subject to judicial review by writ of mandamus.
Finally, we reject plaintiff’s suggestion that we sustain the trial court’s injunction on the ground that the ordinance unconstitutionally attempts
1. Summary of proceedings.
The initiative ordinance in question was enacted by a majority of the voters at the Livermore municipal election of April 11, 1972, and became effective on April 28, 1972. The ordinance, set out in full in the margin,
Plaintiff association filed suit to enjoin enforcement of the ordinance and for declaratoiy relief. After the city filed its answer, all parties moved for judgment on the pleadings and stipulated that the court, upon the pleadings and other documents submitted, could determine the merits of the cause. On the basis of that stipulation the court rendered findings and entered judgment for plaintiff. The city appeals from that judgment.
2. The enactment of the Livermore ordinance by initiative does not violate the state zoning law.
The superior court found that the initiative ordinance was adopted “without complying with the statutes . . . governing general law cities,” specifically Government Code sections 65853 through 65857. These sections provide that any ordinance which changes zoning ór imposes a land use restriction listed in Government Code section 65850 can be enacted only after noticed hearing before the city’s planning commission and legislative body.
The amendment of the California Constitution in 1911 to provide for the initiative and referendum signifies one of the outstanding achievements of the progressive movement of the early 1900’s.
The 1911 amendment, in reserving the right of initiative to electors of counties and cities, authorized the Legislature to establish procedures to facilitate the exercise of that right.
The 1911 amendment was first applied to zoning matters in 1927 in Dwyer v. City Council, supra,
Two years later the court decided Hurst v. City of Burlingame, supra,
Although Hurst thus held the Burlingame initiative invalid for noncompliance with the state zoning law, the court added a constitutional dictum, asserting that “the statutory notice and hearing . . . becomes necessary in order to satisfy the requirements of due process. . . .” (P. 141.) In later years this constitutional dictum overshadowed the statutory holding of Hurst. Courts and commentators alike questioned Hurst’s statutory holding,
Two years ago, however, in San Diego Bldg. Contractors Assn. v. City Council (1974)
At first glance it becomes apparent that something must be wrong with the reasoning in Hurst. Starting from a premise of equálity—that the voters possess only the same legislative authority as does the city
First, Hurst, erroneously contriving a conflict between state zoning statutes and the initiative law, set out to resolve that presumed conflict.
In the second place, Hurst, in treating the case as one involving a conflict between two statutes of equal status—the zoning law and the initiative law—overlooked a crucial distinction: that although the procedures for exercise of the right of initiative are spelled out in the
The fact that the zoning law is a special statute will not support Hurst; special legislation is still subject to constitutional limitations. If, for example, a “special” statute were enacted prohibiting criticism of a named official, such as the Vice-President, it would not be deemed controlling over the First Amendment on the ground that the latter is “general in its scope.” Indeed if the constitutional power reserved by the people can be abridged by special statutes, then by enacting a host of special statutes the Legislature could totally abrogate that power.
Finally, Hurst erred in distinguishing Dwyer v. City Council, supra,
The notice and hearing provisions of the present zoning law (Gov. Code, §§ 65853-65857), like the provisions of the 1911 law before the Hurst court, make no mention of zoning by initiative. The procedures they prescribe refer only to action by the city council, and are inconsistent with the regulations that the Legislature has established to govern enactment of initiatives. For the reasons stated in our discussion of Hurst v. Burlingame, supra, we conclude that sections 65853-65857 do not apply to initiative action, and that the Livermore ordinance is not invalid for noncompliance with those sections.
3. The Livermore ordinance is not voidfor vagueness.
The trial court found the ordinance unconstitutionally vague on two grounds: (1) that the ordinance did not contain sufficiently specific
The controversy concerning the specificity of the ordinance centers upon the standard as to education. The ordinance prohibits issuance of residential building permits until a “satisfactory solution” has been evolved to the problem of “Educational Facilities;” it. defines a satisfactory solution as one characterized by “No double sessions in the schools nor overcrowded classrooms as determined by the California Education Code.”
The term “double sessions” is sufficiently specific; as stated by Professor Deutsch, it “can be defined by reference to common practice, since the term is frequently used to refer to a situation where different groups of students in the same grade are attending the same, school at different times of the day because of a lack of space.” (Deutsch, op. cit., supra, pp. 22-23.) The phrase “overcrowded classrooms as determined by the California Education Code,” however, is less clear, since nowhere in the Education Code does there appear a definition of “overcrowded classrooms.”
The City of Livermore, however, points out that the ordinance does not refer to a definition of “overcrowded classrooms” contained in the Education Code, but to a determination of that subject. The language, it contends—and plaintiff does not dispute the contention—was intended to refer to resolution 3220, adopted by the board of the Livermore Valley Joint School District on January 18, 1972, in which that board, pursuant to authority granted it by Education Code section 1052, established clear and specific standards for determining whether schools are overcrowded.
Our decision in Braxton v. Municipal Court (1973)
Following the course suggested by Braxton, we construe the Livermore ordinance to incorporate the standards for determining the
The ordinance’s standards relating to sewage and water supply present no constitutional difficulties. The sewage provision incorporates the “standards set by the Regional Water Quality Control Board;” that agency has in fact established specific and detailed standards of water purification and sewage disposal.
Although we háve determined that the ordinance’s standards meet constitutional requirements of certainty, plaintiff argues, and the trial court held, that the ordinance is void because it fails to designate what agency or person determines whether these standards have been achieved. We question plaintiff’s underlying assumption that an ordinance or statute is void if it does not specify on its face the agency that is to adjudge disputes concerning its application; by such a test most of the civil and criminal laws of this state would be invalidated. In any event, we believe that the Livermore ordinance, read in the light of the structure of Livermore’s city government and the applicable judicial decisions, does indicate the method by which disagreements concerning the ordinance’s standards are resolved.
The Livermore ordinance establishes standards to govern the issuance or denial of residential building permits. These standards must be
4. On the limited record before us, plaintiff cannot demonstrate that the Livermore ordinance is riot a constitutional exercise of the city’s police power.
Plaintiff urges that we affirm the trial court’s injunction on a ground which it raised below, but upon which the trial court did not rely. Plaintiff contends that the ordinance proposes, and will cause, the prevention of nonresidents from migrating to Livermore, and that the ordinance therefore attempts an unconstitutional exercise of the police power, both because no compelling state interest justifies its infringement upon the migrant’s constitutionally protected right to travel, and because it exceeds the police power of the municipality.
The ordinance on its face imposes no absolute prohibition or limitation upon population -growth or residential construction. It does provide that no building permits will issue unless standards for educational facilities, water supply and sewage disposal have been met, but plaintiff presented no evidence to show that the ordinance’s standards were unreasonable or unrelated to their apparent objectives of protecting the public health and welfare. Thus, we do not here confront the question of the constitutionality of an ordinance which limits or bars population growth either directly in express language or indirectly by the imposition of prohibitory standards; we adjudicate only the validity of
As we shall explain, the limited record here prevents us from resolving that constitutional issue. We deal here with a case in which a land use ordinance is challenged solely on the ground that it assertedly exceeds the municipality’s authority under the police power; the challenger eschews any claim that the ordinance discriminates on a basis of race or wealth. Under such circumstances, we view the past decisions of this court and the federal courts as establishing the following standard: the land use restriction withstands constitutional attack if it is fairly debatable that the restriction in fact bears a reasonable relation to the general welfare. For the guidance of the trial court we point out that if a restriction significantly affects residents of surrounding communities, the constitutionality of the restriction must be measured by its impact not only upon the welfare of the enacting community, but upon the welfare of the surrounding region. We explain the process by which the court can determine whether or not such a restriction reasonably relates to the regional welfare. Since the record in the present case is limited to the pleadings and stipulations, and is devoid of evidence concerning the probable impact and duration of the ordinance’s restrictions, we conclude that we cannot now adjudicate the constitutionality of the ordinance. Thus we cannot sustain the trial court judgment on the ground that the ordinance exceeds the city’s authority under the police power; that issue can be resolved only after trial.
We turn now to consider plaintiff’s arguments in greater detail. Seeking to capitalize upon the absence of an evidentiary record, plaintiff contends that the challenged ordinance must be subjected to strict judicial scrutiny; that it can be sustained only upon a showing of a compelling interest, and that the city has failed to make that showing.
Many writers have contended that exclusionary land use ordinances tend primarily to exclude racial minorities and the poor, and on that account should be subject to strict judicial scrutiny. (See, e.g., Davidoff & Davidoff, Opening the Suburbs: Toward Inclusionary Land Use Controls (1971) 22 Syracuse L.Rev. 509; Sager, Tight Little Islands: Exclusionary Zoning, Equal Protection, and the Indigent (1969) 21 Stan.L.Rev. 767; Note, Phased Zoning: Regulation of the Tempo and Sequence of Land Development, 26 Stan.L.Rev. 585, 597, fn. 45 and authorities there cited;
Plaintiff’s contention that the Livermore ordinance must be tested by a standard of strict scrutiny, and can be sustained only upon a showing of a compelling state interest, thus rests solely on plaintiff’s assertion that the ordinance abridges a constitutionally protected right to travel. As we shall explain, however, the indirect burden imposed on the right to travel by the ordinance does not warrant application of the plaintiff’s asserted standard of “compelling interest.”
In asserting that legislation which burdens a right to travel requires strict scrutiny, and can be sustained only upon proof of compelling need, plaintiff relies on recent decisions of this court (In re King (1970)
Both the United States Supreme Court and this court have refused to apply the strict constitutional test to legislation, such as the present
Most zoning and land use ordinances affect population growth and density. (See Construction Ind. Ass’n, Sonoma Cty v. City of Petaluma, supra,
We conclude that the indirect burden upon the right to travel imposed by the Livermore ordinance does not call for strict judicial scrutiny. The validity of the challenged ordinance must be measured by the more
This conclusion brings us to plaintiff’s final contention: that the Livermore ordinance exceeds the authority conferred upon the city under the police power. The constitutional measure by which we judge the validity of a land use ordinance that is assailed as exceeding municipal authority under the police power dates in California from the landmark decision in Miller v. Board of Public Works (1925)
In deciding whether a challenged ordinance reasonably relates to the public welfare, the courts recognize that such ordinances are presumed
Recent decisions of the United States Supreme Court and the Court of Appeals for the Ninth Circuit have applied this liberal standard and, deferring to legislative judgment, have upheld ordinances attacked as exclusionary. In Village of Belle Terre v. Boraas, supra,
In Construction Ind. Ass’n, Sonoma Cty. v. City of Petaluma, supra,
We conclude from these federal decisions that when an exclusionary ordinance is challenged under the federal due process clause, the standard of constitutional adjudication remains that set forth in Euclid v. Ambler Co., supra,
The cases cited by plaintiff, however, cannot serve as a guide to resolution of the present controversy. Not only do those decisions rest, for the most part, upon principles of state law inapplicable in California, but, unlike the present case, all involve ordinances which impede the ability of low or moderate income persons to immigrate to a community but permit largely unimpeded entry by wealthier persons.
When we inquire whether an ordinance reasonably relates to the public welfare, inquiiy should begin by asking whose welfare must the ordinance serve. In past cases, when discussing ordinances without significant effect beyond the municipal boundaries, we have been content to assume that the ordinance need only reasonably relate to the welfare of the enacting municipality and its residents. But municipalities are not isolated, islands remote from the needs and problems of the area in which they are located; thus an ordinance, superficially reasonable from the limited viewpoint of the municipality, may be disclosed as unreasonable when viewed from a larger perspective.
These considerations impel us to the conclusion that the proper constitutional test is one which inquires whether the ordinance reasonably relates to the welfare of those whom it significantly affects. If its impact is limited to the city boundaries, the inquiiy may be limited accordingly; if, as alleged here, the ordinance may strongly influence the supply and distribution of housing for an entire metropolitan region, judicial inquiiy must consider the welfare of that region.
As far back as Euclid v. Ambler Co., courts recognized “the possibility of cases where the general public interest would so far outweigh the „ interest of the municipality that the municipality would not be allowed to stand in the way.” (
We explain the process by which a trial court may determine whether a challenged restriction reasonably relates to the regional welfare. The first step in that analysis is to forecast the probable effect and duration of the restriction. In the instant case the Liver-more ordinance posits a total ban on residential construction, but one which terminates as soon as public facilities reach specified standards. Thus to evaluate the impact of the restriction, the court must ascertain the extent to which public facilities currently fall short of the specified standards, must inquire whether the city or appropriate regional agencies have undertaken to construct needed improvements, and must determine when the improvements are likely to be completed.
The second step is to identify the competing interests affected by the restriction. We touch in this area deep social antagonisms. We allude to the conflict between the environmental protectionists and the egalitarian humanists; a collision between the forces that would save the benefits of nature and those that would preserve the opportunity of people in general to settle. Suburban residents who seek to overcome problems of inadequate schools and public facilities to secure “the blessing of quiet seclusion and clean air” and to “make the area a sanctuary for people” (Village of Belle Terre v. Boraas, supra,
Having identified and weighed the competing interests, the final step is to determine whether the ordinance, in light of its probable impact, represents a reasonable acommodation of the competing interests.
The burden rests with the party challenging the constitutionality of an ordinance to present the evidence and documentation which the court will require in undertaking this constitutional analysis. Plaintiff in the present case has not yet attempted to shoulder that burden.
With respect to the competing interests, plaintiff asserts the existence of an acute housing shortage in the San Francisco Bay Area, but presents no evidence to document that shortage or to relate it to the probable effect of the Livermore ordinance. Defendants maintain that Livermore has severe problems of air pollution and inadequate public facilities which make it reasonable to divert new housing, at least temporarily, to other communities but offer no evidence to support that claim. Without an evidentiaiy record to demonstrate the validity and significance of the asserted interests, we cannot determine whether the instant ordinance attempts a reasonable accommodation of those interests.
In short, we cannot determine on the pleadings and stipulations alone whether this ordinance reasonably relates to the general welfare of the region it affects. The ordinance carries the presumption of constitutionality; plaintiff cannot overcome that presumption on the limited record before us. Thus the judgment rendered on this limited record cannot be sustained on the ground that the initiative ordinance falls beyond the proper scope of the police power.
5. Conclusion.
For the reasons we have explained, the Livermore ordinance is neither invalid on the ground that it was enacted by initiative nor unconstitutional by reason of vagueness. The more difficult question whether the measure is one which reasonably relates to the welfare of the region affected by its exclusionary impact, and thus falls within the police power of the city, cannot be decided on the limited record here. That issue can
The judgment of the superior court is reversed, and the cause remanded for further proceedings consistent with the views expressed herein.
Wright, C. J., McComb, J., Sullivan, J., and Richardson, J., concurred.
Notes
For the history of the events leading to the enactment of the Livermore ordinance see Stanford Environmental Law Society, A Handbook for Controlling Local Growth (1973) pages 90-96; Deutsch, Land Use Growth Controls: A Case Study of San Jose and Livermore, California (1974) 15 Santa Clara Law. 1, 12-14.
The initiative provides as follows:
“INITIATIVE ORDINANCE RE BUILDING PERMITS
“An ordinance to control residential building permits in the City of Livermore:
“A. The people of the City of Livermore hereby find and declare that it is in the best interest of the City in order to protect the health, safety, and general welfare of the citizens of the city, to control residential building permits in the said city. Residential building permits include single-family residential, multiple residential, and trailer court building permits within the meaning of the City Code of Livermore and the General Plan of Livermore. Additionally, it is the purpose of this initiative measure to contribute to the solution of air pollution in the City of Livermore.
“B. The specific reasons for the proposed position are' that the undersigned believe that the resulting impact from issuing residential building permits at the current rate results in the following problems mentioned below. Therefore no further residential permits are to be issued by the said city until satisfactory solutions, as determined in the standards set forth, exist to all the following problems:
“l.EDUCATIONAAL FACILITIES—No double sessions in the schools nor overcrowded classrooms as determined by the California Education Code.
“2.SEWAGE—The sewage treatment facilities and capacities meet the standards set by the Regional Water Quality Control Board.
“3. WATER SUPPLY—No rationing of water with respect to human consumption or irrigation and adequate water reserves for fire protection exist.
“C. This ordinance may only be amended or repealed by the voters at a regular municipal election.
“D. If any portion of this ordinance is declared invalid the remaining portions are to be considered valid.”
Government Code section 65853 provides in part that: “A zoning ordinance or an amendment to a zoning ordinance, which amendment changes any property from one zone to another or imposes any regulation listed in Section 65850 not theretofore imposed or removes or modifies any such regulation therefore imposed shall be adopted in the manner set forth in Sections 65854 to 65857, inclusive. Any other amendment to a zoning ordinance may be adopted as other ordinances are adopted.” Section 65854 provides for notice and hearing before the planning commission. Section 65855 requires the commission to render a written recommendation to the city legislative body. Section 65856 requires a noticed public hearing before the legislative body. Finally, section 65857 authorizes the city legislative body to approve, modify, or disapprove the ordinance, but provides that no modification of the ordinance not previously considered by the planning commission can be adopted without first referring that matter to the commission.
See Note, The Scope of the Initiative and Referendum in California (1966) 54 Cal.L.Rev. 1717.
Seé Builders Assn. of Santa Clara-Santa Cruz Counties v. Superior Court (1974)
See Farley v. Healey (1967)
The initiative and referendum amendment, formerly article IV, section 1, of the California Constitution, stated in part that “The initiative and referendum powers of the people are hereby further reserved to the electors of each county, city and county, city and town of the State to be exercised under such procedure as may be provided by law____ This section is self-executing, but legislation may be enacted to facilitate its operation,
See Taschner v. City Council (1973)
See discussion in Taschner v. City Council, supra,
“The fundamental test as to whether statutes are in conflict with each other is the legislative intent. If it appears that the statutes were designed for different purposes, they are not irreconcilable, and may stand together.” (People v. Lustman (1970)
See Blotter v. Farrell, supra,
In Galvin v. Board of Supervisors (1925)
Article IV of the California Constitution was revised in 1966. The right of municipal initiative now appears in section 25, which states simply that “Initiative and referendum powers may be exercised by the electors of each city or county Under procedures that the Legislature shall provide.” The 1966 constitutional revision was intended solely to shorten and simplify the Constitution, deleting unnecessary provisions; it did not enact any substantive change in the power of the Legislature and the people. The drafters of the revision expressly stated that they proposed deletion of the clauses barring the' Legislature from restricting the reserved power of municipal initiative solely on the ground that it was surplusage, and that the deletion would be made “without, in the end result, changing the meaning of the provisions.” (Cal. Const. Revision Com. (1966) Proposed Revision of the Cal. Const., pp. 49-50.)
Article XI, section 2 of the California Constitution authorizes the Legislature to “provide for city powers”; article XI, section 7 states that a “city may make and enforce within its limits all local, police, sanitary, and other ordinances and regulations not in conflict with general laws.” (Italics added.)
We also disapprove language in the following decisions which, relying on Hurst v. City of Burlingame, supra, assert that general law cities cannot adopt zoning ordinances by initiative: Johnston v. City of Claremont (1958)
We distinguish those decisions which bar the use of the initiative and referendum in a situation in which the state’s system of regulation over a matter of statewide concern is so pervasive as to convert the local legislative body into an administrative agent of the state. (Housing Authority v. Superior Court (1950)
Board resolution 3220 provides as follows:
“adequacy of schools
“1. Sufficient instructional space shall be determined to exist when:
a. For elementary schools:
(1) All students can be housed in single session classes in affected schools.
(2) At least 900 square feet of functional instructional area are available for each classroom or teaching station.
(3) Class sizes average 30 students or less throughout the District.
b. For secondary schools:
(1) All students can be housed within the capacity of existing schools on*598 regular day session. Capacity will be determined by applying State Department of Education criteria in keeping with Maximum class size.
“2. Minimum support services exist when:
a. Sufficient shelf and cabinet space is provided to accommodate books and equipment normally associated with a classroom.
b. A faculty workroom exists.
c. Off-street parking for 1 'A cars per teaching station is provided.
d. Sufficient playground area and playground equipment is provided to support outdoor play activity.
e. Sufficient furniture and equipment for each classroom to accommodate all students and teachers.
f. A library is established equivalent to at least one classroom for each 600 students.
“3. School construction and outfitting, in terms of classroom space, architectural layout, space relationship, outdoor facilities, utilities, grounds development, and furniture and equipment, shall meet or exceed State Bureau of Education standards.”
A statute otherwise uncertain “will be upheld if its terms may be made reasonably certain by reference to other definable sources.” (American Civil Liberties Union v. Board of Education (1963)
Professor Deutsch has suggested that absence of rationing is not a realistic measure of the adequacy of water supplies in Northern California where seasonal scarcity often requires rationing. (Deutsch, op. cit., supra, 15 Santa Clara Law. 1, 23.) Plaintiffs in the present case, however, do not contend that the standards established in the ordinance are arbitrary or unreasonable.
Plaintiff does not contend that the ordinance constitutes an inverse condemnation of property (compare Associated Home Builders, etc., Inc. v. City of Walnut Creek (1971)
For analysis of the constitutional origins of the right to travel, see Note, Municipal Self-Determination: Must Local Control of Growth Yield to Travel Rights? (1975) 17 Ariz.L.Rev. 145, 148-152.
In re King struck down a penal code provision which declared that failure of a father to support his child was a misdemeanor when the father was a California resident,, but decreed that it was a felony when the father resided out of the state. The United States Supreme Court cases overturned residency requirements imposed to restrict eligibility for medical care (Memorial Hospital v. Maricopa County), voting (Dunn v. Blumstein), or welfare (Shapiro v. Thompson). For analysis of these decisions, see generally Comment, A Strict Scrutiny of the Right to Travel (1975) 22 U.C.L.A. L.Rev. 1129.)
For discussion of the application of the right to travel to land use regulations see Comment, The Right to Travel: Another Constitutional Standard for Local Land Use Regulations? (1972) 39 U.Chi.L.Rev. 612; Note, The Right to Travel and Exclusionary Zoning (1975) 26 Hastings L.J. 849.
In Village of Belle Terre v. Boraas, supra,
Thus both the majority and the dissenting opinion in Boraas support our conclusion that an ordinance which has the effect of limiting migration to a community does not
The most recent of these decisions, So. Burlington Cty. N.A.A.C.P. v. Tp. of Mt. Laurel (1975)
In ascertaining whether a challenged ordinance reasonably relates to the regional welfare, the extent and bounds of the region significantly affected by the ordinance should be determined as a question of fact by the trial court.
See also Golden v. Planning Board of Town of Ramapo (1972)
For example, in upholding a city ordinance requiring a subdivider to dedicate land for park purposes, we stated in Associated Home Builders etc., Inc. v. City of Walnut Creek (1971)
The reconciliation and accommodation of the competing interests can reasonably take a variety of forms, depending upon the needs and characteristics of the community and its surrounding region. Courts have upheld restrictive zoning ordinances of limited duration (see Builders Assn. of Santa Clara-Santa Cruz Counties v. Superior 'Court (1974)
Dissenting Opinion
I dissent.
The zoning provisions of our law applicable to general law cities and the initiative provisions are clearly in conflict as recognized in Hurst v. City of Burlingame (1929)
When we look at constitutional and statutory provisions governing zoning, related matters, and initiative process, the conflict is apparent.
Zoning
As pointed out in Hurst, a general law city is limited in the exercise of its powers by the Constitution and the general laws. (
The Legislature has specifically authorized general law cities and counties to adopt zoning ordinances, enumerating many of the types of zoning regulations. (Gov. Code, §§ 65800, 65850.) Government Code section 65802 provides that the procedures for enactment of zoning laws are exclusive: “No provisions of this code, other than the provisions of this chapter, and no provisions of any other code or statute shall restrict of limit the procedures provided in this chapter by which the legislative body of any county or city enacts, amends, administers, or provides for the administration of any zoning law, ordinance, rule or regulation.”
The Legislature has expressly provided that a zoning ordinance changing property from one zone to another or imposing or removing any of the numerous regulations set forth in Government Code section 65850 shall be adopted in the manner specified in sections 65854 to 65857 inclusive. (Gov. Code, § 65853.)
The procedure established provides for notice and hearing by the planning commission, a written report and recommendation by the planning commission including specification of the relationship of the proposed ordinance to general and specific plans, public hearings by the city council or board of supervisors after notice, and a further report by the planning commission in the event of modification by the legislative body. (Gov. Code, §§ 65854-65857.) Interim ordinances may be adopted as urgency measures prohibiting uses in conflict with a contemplated zoning proposal but only by four-fifths vote and only for a short period' of time. (Gov. Code, § 65858.) Zoning ordinances are required to be consistent with the general plan. (Gov. Code, § 65860.) Extensive provisions regulate adoption and amendment of the general plan. (Gov.
Although the zoning power is legislative, administrative duties in addition to the ones in the above code sections have been imported into the zoning process. Legislative bodies adopting zoning ordinances are not free to merely follow the interests of their constituents but must give consideration to the interests of residents of nearby communities. (Scott v. City of Indian Wells (1972)
Initiative
Article IV, section 25 of our Constitution provides: “Initiative and referendum powers may be exercised by the electors of each city or county under procedures that the Legislature shall provide.” Proponents of an initiative in a city must give notice thereof and then circulate petitions to voters. (Elec. Code, §§ 4000-4009.) If the requisite number of signatures are obtained, the ordinance is presented to the legislative body which may adopt it without change. (Elec. Code, §§ 4011, 4012.) If within 10 days it fails to adopt, the proposed ordinance must be submitted to the voters at a special or general election. (Id.) If the legislative body adopts the proposed ordinance without submission to the voters or if upon submission a majority of the voters approve, the proposed ordinance goes into effect, and the ordinance may not be repealed or amended except by vote of the People unless provision is otherwise made in the original ordinance. (Elec. Code, § 4015.)
Conflict
The zoning law and the initiative law conflict in a number of respects. Fundamentally, the zoning statutes contemplate that to achieve orderly and wise land use regulation any change in zoning ordinances is not to
Because of the short time limitation in the initiative, the proposed initiative ordinance must be adopted without the notice, hearings, and reports the Legislature has required for zoning changes. The initiative law conflicts with the zoning law by permitting the voters or the city council to adopt the ordinance without compliance with the specified procedures designed to insure orderly land use planning.
There are additional conflicts and potential conflicts. There is no assurance that interests of nearby residents will be considered by the electorate, although such consideration is required. There is no procedure under the initiative law for determining compliance with the general plan as required by statute. Because the city council must either reject or accept the proposed ordinance without change, it does not have the opportunity to impose conditions and modifications in the initiative process as provided in the zoning statutes. There are potential conflicts between the initiative law’s requirement that amendment be by the voters and the zoning law’s provision for variances, and between the majority vote of the initiative and the zoning law’s specific requirements for interim zoning.
It is ironic that today’s decision, reviewing a “no growth” ordinance, may provide a loophole for developers to avoid the numerous procedures established by the Legislature which in recent years have made real estate development so difficult. Seeking approval of planned unit developments, land developers with the aid of the building trade unions should have little difficulty in securing the requisite signatures for an initiative ordinance. Because of today’s holding that the initiative takes precedence over zoning laws, the legislative scheme of notice, hearings, agency consideration, reports, findings, and modifications can be bypassed, and the city council may immediately adopt the planned unit development or, if the council refuses, the voters may approve.
Beginning in 1879, the quoted language has appeared in our Constitution with nonmaterial changes. The only difference in language between the current section and former article XI, section II, is that in lieu of the opening phrase “A county or city” the former provision stated “Any county, city, town, or township.”
The issue of inverse condemnation is not raised in argument but the issue is raised by the adoption of the ordinance. (Cf. Goldblatt v. Hempstead (1972)
The validity of Hurst was raised for the first time in this court by amici curiae. Associated Home Builders did not respond to the amici brief—the interests of Associated Home Builders’ members extending beyond the borders of Livermore, they may well have preferred repudiation of Hurst to invalidation of the Livermore ordinance.
Although the majority hold that the Livermore ordinance does not conflict with Government Code sections 65853-65857, they do not deal with potential conflicts between the zoning ordinance before us and other zoning statutes, for example, whether the initiative conflicts with a general plan in violation of Government Code section 65860, whether the ordinance conflicts with section 65858 of that code limiting interim ordinances, and whether there is a conflict with the four-fifths approval requirement of that section. In regard to the latter, the ordinance was approved by approximately 55 percent of those voting, 36 percent of the registered voters. Presumably, the additional conflicts may be raised when the case is returned to the trial court.
Dissenting Opinion
I dissent.
Limitations on growth may be justified in resort communities, beach and lake and mountain sites, and other rural and recreational areas; such restrictions are generally designed to preserve nature’s environment for the benefit of all mankind. They fulfill our fiduciary obligation to posterity. As Thomas Jefferson wrote, the earth belongs to the living, but in usufruct.
But there is a vast qualitative difference when a suburban community invokes an elitist concept to construct a mythical moat around its perimeter, not for the benefit of mankind but to exclude all but its fortunate current residents.
The procedural posture of the ordinance does not detain me; the majority is correct in overruling Hurst v. Burlingame (1929)
The majority, somewhat desultorily, deny that the ordinance imposes an absolute prohibition upon population growth or residential construction. It is true that the measure prohibits the issuance of building permits for single-family residential, multiple residential and trailer residential units until designated public services meet specified standards. But to see such restriction in practicality as something short of total prohibition is to employ ostrich vision.
First of all, the ordinance provides no timetable or dates by which the public services are to be made adequate. Thus the moratorium on permits is likely to continue for decades, or at least until attrition ultimately reduces the present population. Second, it is obvious that no inducement exists for present residents to expend their resources to render facilities adequate for the purpose of accommodating future
The trial court found, inter alia, that the ordinance prohibited the issuance of building permits for residential purposes until certain conditions are met, but the measure does not provide that any person or agency is required to expend or commence any efforts on behalf of the city to meet the requirements. Nor is the city itself obliged to act within any specified time to cure its own deficiencies. Thus, in these circumstances procrastination produces its own reward: continued exclusion of new residents.
The significant omissions, when noted in relation to the ordinance preamble, reveal that the underlying purpose of the measure is “to control residential building permits in the City of Livermore”—translation: to keep newcomers out of the city—and not to solve the purported inadequacies in municipal educational, sewage and water services. Livermore concedes no building permits are now being issued and it relates no current or prospective schedule designed to correct its defective municipal services.
A municipal policy of preventing acquisition and development of property by nonresidents clearly violates article I, sections 1 and 7, subdivisions (a) and (b), of the Constitution of California.
Exclusion of unwanted outsiders, while a more frequent phenomenon recently, is not entirely innovative. The State of California made an abortive effort toward exclusivity back in the 1930s as part of a scheme to stem the influx of poor migrants from the dust bowl states of the southwest. The additional burden these indigent new residents placed on California services and facilities was severely aggravated by the great depression of that period. In Edwards v. California (1941)
I am aware, of course, of the decision in Village of Belle Terre v. Boraas (1974)
In Belle Terre, Justice Douglas declared, “The police power is not confined to elimination of filth, stench, and unhealthy places. ... It is ample to lay out zones where family values, youth values, and the blessings of quiet seclusion and clean air make the area a sanctuary for people .... A quiet place where yards are wide, people few, and motor vehicles restricted are legitimate guidelines in a land-use project addressed to family needs,”
This is a comforting environmentalist declaration with which few would disagree, although the result was to allow the village of Belle
The right of all persons to acquire housing is not a mere esoteric principle; it has commanded recognition in a wide spectrum of aspects. In Shelley v. Kraemer (1948)
One thing emerges with clarity from the foregoing and from numerous related cases: access to housing is regarded by the Supreme Court as a matter of serious social and constitutional concern. While this interest has generally been manifest in the context of racial discrimination, there is no valid reason for not invoking the principle when persons of all races and of all economic groups are involved. There are no invariable racial or economic characteristics of the goodly numbers of families which seek social mobility, the opportunities for the good life available in a suburban atmosphere, and access to types of housing, education and employment differing from those indigenous to crowded urban centers.
The trend in the more perceptive jurisdictions is to prevent municipalities from selfishly donning blinders to obscure the problems of their neighbors. The Supreme Court of New Jersey has taken the lead in frowning upon creation of local exclusive enclaves and in insisting upon consideration of regional housing needs. In Oakwood at Madison, Inc. v. Township of Madison (1971) 117 N.J.Sup. 11 [
Again in the oft-cited Mt. Laurel case (So. Burlington Cty. N.A.A.C.P. v. Tp. of Mt. Laurel (1975)
Pennsylvania is another state that has forthrightly spoken out against ordinances “designed to be exclusive and exclusionary.” In National Land and Investment Company v. Kohn (1966)
In Appeal of Girsh (1970)
“. . . Appellee here has simply made a decision that it is content with things as they are, and that the expense or change in character that would result from people moving in to find ‘a comfortable place to live’*622 are for someone else to worry about. That decision is unacceptable. Statistics indicate that people are attempting to move away from the urban core areas, relieving the grossly overcrowded conditions that exist in most of our major cities. ... It follows then that formerly ‘outlying,’ somewhat rural communities, are becoming logical areas for development and population growth—in a sense suburbs to the suburbs. With improvements in regional transportation systems, these areas also are now more accessible to the central city.
“In light of this, Nether Providence Township may not permissibly choose to only take as many people as can live in single-family housing, in effect freezing the population at near present levels. Obviously if every municipality took that view, population spread would be completely frustrated. Municipal services must be provided somewhere, and if Nether Providence is a logical place for development- to take place, it should not be heard to say that it will not bear its rightful part of the burden.” (Id. at pp. 398-399; fn. omitted.)
In Girsh the Pennsylvania court added: “Perhaps in an ideal world, planning and zoning would be done on a regional basis, so that a given community would have apartments, while an adjoining community would not. But as long as we allow zoning to be done community by community, it is intolerable to allow one municipality (or many municipalities) to close its doors at the expense of surrounding communities and the central city.” (Id. at p. 399, fn. 4.)
Ordinances comparable to those invalidated in New Jersey and Pennsylvania have also been held invalid in Michigan (Bristow v. City of Woodhaven (1971)
In sum, I realize the easiest course is for this court to defer to the political judgment of the townspeople of Livermore, on a they-know-what’s-best-for-them theory (Eastlake v. Forest City Enterprises, Inc. (1976)
Communities adopt growth limits from a variety of motives. There may be conservationists genuinely motivated to preserve general or specific envirónments. There may be others whose motivation is social exclusionism, racial exclusion, racial discrimination, income segregation, fiscal protection, or just fear of any future change; each of these purposes is well served by growth prevention.
Whatever the motivation, total exclusion of people from a community is both immoral and illegal. (Cal. Const., art. I, §§ 1, 7, subds. (a) & (b).) Courts have a duty to prevent such practices, while at the same time recognizing the validity of genuine conservationist efforts.
The problem is not insoluble, nor does it necessarily provoke extreme results. Indeed, the solution can be relatively simple if municipal agencies would consider the aspirations of society as a whole, rather than merely the effect upon their narrow constituency. (See, e.g., A.L.I. Model Land Development Code, art. 7.) Accommodation between environmental preservation and satisfaction of housing needs can be reached through rational guidelines for land-use decision-making. Ours, of course, is not the legislative function. But two legal inhibitions must be the benchmark of any such guidelines. First, any absolute prohibition on housing development is presumptively invalid. And second, local regulations, based on parochialism, that limit population densities in growing suburban areas may be found invalid unless the community is absorbing a reasonable share of the region’s population pressures.
Under the foregoing test,, the Livermpre ordinance is fatally flawed. I would affirm the judgment of the trial court.
Jefferson called this principle “self-evident.” (Laing, Jefferson’s Usufruct Principle (July 3, 1976) 223 The Nation Magazine, p. 7.)
There are other variations in traditional zoning that attempt to accommodate both orderly development and community concerns: flexible zoning, compensatory regulations, planned unit development, density zoning, contract zoning, floating zoning and time-phased zoning. Until now total prohibition of all building permits has never been included among acceptable zoning schemes.
