Asmа MASRI, Petitioner-Appellant-Petitioner, v. STATE of Wisconsin LABOR AND INDUSTRY REVIEW COMMISSION, Respondent-Respondent, MEDICAL COLLEGE OF WISCONSIN, INC., Interested Person-Respondent.
No. 2012AP1047
Supreme Court of Wisconsin
July 22, 2014
Oral argument March 13, 2014. 2014 WI 81. (Also reported in 850 N.W.2d 298.)
For the respondent-respondent, the cause was argued by Steven C. Kilpatrick, assistant attorney general, with whom on the brief was J.B. Van Hollen, attorney general.
For the interested person-respondent, there was a brief by Amy Schmidt Jones, Kirk A. Pelikan, and Michael Best & Friedrich LLP, Milwaukee, and oral argument by Amy Schmidt Jones.
An amicus curiae brief was filed by Timothy W. Feeley, Sara J. MacCarthy, and Hall, Render, Killian, Heath & Lyman, P.C., Milwaukee, on behalf of the Wisconsin Hospital Association.
¶ 1. DAVID T. PROSSER, J. This is a review of a published decision of the court of appeals1 affirming a circuit court order that affirmed a Labor and Industry Review Commission (LIRC) determination.
¶ 2. The case requires statutory interpretation to determine whether uncompensated interns are entitled to the anti-retaliation protections of
¶ 3. Asma Masri (Masri) was a doctoral student at the University of Wisconsin-Milwaukee (UWM) when she began work as a “Psychologist Intern” in the Division of Transplant Surgery at the Medical Collеge of Wisconsin (MCW). MCW assigned Masri to the transplant surgery unit at Froedtert Hospital. MCW ended Masri‘s internship after she met with an MCW administrator to report “clinical/ethical” concerns. Masri contends that the termination of the internship violated
¶ 4. LIRC determined that
¶ 5. We conclude the following.
¶ 6. First, we accord LIRC‘s decision due weight deference because LIRC has experience interpreting the meaning of “employee” under various statutes and is charged with administering
¶ 7. Second, we agree with LIRC that
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
¶ 8. Masri was a doctoral candidate at UWM when she began working as an unpaid “Psychologist Intern” in MCW‘s Division of Transplant Surgery on
¶ 9. Effective November 24, 2008, Dr. Anderson ended Masri‘s internship. On August 6, 2009, Masri filed a standard-form retaliation complaint against MCW and Froedtert with the Equal Rights Division (ERD) of DWD. ERD matched the complaint with
¶ 11. On September 11, 2009, in a letter to Equal Rights Supervisor James Drinan, Masri laid out the facts underlying her complaint. Masri claimed that Dr. Anderson applied for grants to obtain funding for Masri‘s position and that Dr. Anderson promised her
¶ 12. On September 15, 2009, an Equal Rights Officer issued a Preliminary Determination and Order (Preliminary Determination) that dismissed Masri‘s complaint. The Preliminary Determination concluded that ERD did not have jurisdiction under
¶ 13. Masri appealed the Preliminary Determination as it related to MCW on September 23, 2009.8 On
¶ 14. On January 14, 2010, an administrative law judge (ALJ) for ERD affirmed the Preliminary Determination. The ALJ determined that
¶ 15. Masri filed a petition for review with LIRC on February 4, 2010. On August 31, 2011, LIRC issued a decision affirming the ALJ‘s decision and adopting his findings and conclusion as its own. Masri v. Med. Coll. of Wis., ERD No. CR200902766 (LIRC, Aug. 31, 2011). In its decision, LIRC cited Ratsch v. Mem‘l Med. Ctr., ERD No. CR200504192 (LIRC, Mar. 10, 2006), for the proposition that
¶ 16. LIRC also determined that the fact that Masri‘s supervisor told her she would have health insurance and had applied for grants was not enough to confer employee status on Masri since she never received those benefits. Id. Masri suggested that the university‘s internship handbook evidenced an employment relationship when it said that interns are supposed to be paid and should receive a contract similar to the staff with whom the intern worked. Id. LIRC rejected this argument because Masri never entered into such a contract. Id. Finally, LIRC rejected Masri‘s public policy argument that she should be protected from retaliation because she was in an ideal position to report illegal or unethical conduct. Id. LIRC declined to extend coverage under
¶ 17. Masri filed a petition for review with the Milwaukee County Circuit Court on September 27, 2011.9 Circuit Judge William S. Pocan afforded due
¶ 18. In a published decision, a divided court of appeals affirmed the circuit court. Masri v. LIRC, 2013 WI App 62, 348 Wis. 2d 1, 832 N.W.2d 139. Also affording due weight deference to LIRC‘s decision, the court of appeals agreed with LIRC that
¶ 19. Masri petitioned this court for review, which we granted on November 13, 2013.
II. STANDARD OF REVIEW
¶ 20. When there is an appeal from a LIRC determination, we review LIRC‘s decision rather than the decision of the circuit court. See Beecher v. LIRC, 2004 WI 88, ¶ 22, 273 Wis. 2d 136, 682 N.W.2d 29. Although statutory interpretation is a question of law that this court generally reviews de novo, we may give some deference to LIRC‘s decision. See UFE Inc. v. LIRC, 201 Wis. 2d 274, 284, 548 N.W.2d 57 (1996). We generally
III. DISCUSSION
¶ 21. DWD is the agency charged with administering
¶ 22. An agency‘s decision receives great weight deference when all the following criteria are met:
(1) the agency [is] charged by the legislature with the duty of administering the statute; (2) . . . the interpre-
UFE Inc., 201 Wis. 2d at 284 (quoting Harnischfeger Corp. v. LIRC, 196 Wis. 2d 650, 660, 539 N.W.2d 98 (1995)). Under great weight deference, the reviewing court will not overturn an agency‘s reasonable interpretation that does not conflict with the statute‘s clear meaning even if the court believes there is a more reasonable interpretation. Id. at 287.
¶ 23. Reviewing courts apply due weight deference to agency interpretations “when the agency has some experience in an area, but has not developed the expertise which necessarily places it in a better position to make judgments regarding the interpretation of the statute than a court.” Id. at 286. The decision to apply due weight deference is based more on the fact that the legislature charged the agency with administering the statute than on the agency‘s specialized knowledge or expertise. Id. Under due weight deference, a reviewing court will not interfere with the agency‘s reasonable interpretation if it fits within the purpose of the statute unless there is a more reasonable interpretation available. Id. at 286-87.
¶ 24. Finally, reviewing courts use a de novo standard of review “when the issue before the agency is clearly one of first impression, or when an agency‘s position on an issue has been so inconsistent so as to provide no real guidance.” Id. at 285 (internal citations omitted). However, a reviewing court may grant due
¶ 25. No party suggests that great weight deference is appropriate in this case. Instead, the dispute is whether this court should give LIRC‘s interpretation due weight deference or no deference.
¶ 26. Masri argues that this court should interpret
¶ 27. Moreover, LIRC has considered the scope of “employee” under
¶ 28. Masri contends that LIRC‘s interpretation should not receive due weight deference because it contravenes what she argues are
¶ 29. In sum, because the legislature charged LIRC with administering
A. Interpretation of Wis. Stat. § 146.997
¶ 30. We begin our analysis with the language of the statute, and we assume that the legislature‘s intent is expressed therein. Kalal, 271 Wis. 2d 633, ¶¶ 44-45. “Statutory language is given its common, ordinary, and accepted meaning, except that technical or specially-defined words or phrases are given their technical or special definitional meaning.” Id., ¶ 45 (citations omitted). In addition to the language, the context and structure of the statute are important, and we interpret the statute in light of “surrounding or closely-related statutes.” Id., ¶ 46. If the statute‘s meaning is plain, the analysis ordinarily ends. Id., ¶ 45.
¶ 31. Because the subsections of
1. Language, Structure, and Context
¶ 32.
¶ 33. Subsection (2) describes who may report violations of state and federal laws and regulations:
Any employee of a health care facility or of a health care provider who is aware of any information, the disclosure of which is not expressly prohibited by any state law or rule or any federal law or regulation, that would lead a reasonable person to believe any of the following may report that information [to any of the enumerated authorities]....
¶ 34. Subsection (3) contains the anti-retaliation provision at issue in this case:
tion under sub. (2)(a), in good faith initiated, participated in or testified in any action or proceeding under sub. (2)(c) or provided in good faith any information under sub. (2)(d) or because the health care facility, health care provider or employee believes that the person reported in good faith any information under sub. (2)(a), in good faith initiated, participated in or testified in any action or proceeding under sub. (2)(c) or provided in good faith any information under sub. (2)(d).No health care facility or health care provider and no employee of a health care facility or health care provider may take disciplinary action against, or threaten to take disciplinary action against, any person because the person reported in good faith any informa-
¶ 35. Subsection (4) discusses the enforcement of the statute and states in part, “Any employee of a health care facility or health care provider who is subjected to disciplinary action, or who is threatened with disciplinary action, in violation of sub. (3) may file a complaint with the department under s. 106.54(6).”
¶ 36.
¶ 37. Masri argues that although
¶ 38. Subsection (5) of
¶ 39. Subsection (6), the final subsection of
¶ 40. Turning from
¶ 41. Considering
2. The Definition of Employee
¶ 42. In the absence of a statutory definition, we may look to a dictionary, keeping in mind that our goal is to give statutory language its common and ordinary
¶ 43. Masri cites to an online dictionary that defines employee as “one employed by another usually for wages or salary and in a position below thе executive level.” Merriam-Webster, http://www.merriam-webster.com/dictionary/employee (last visited July 2, 2014) (emphasis added). She argues that because the definition says an employee usually works for wages or salary, unpaid interns fall within the definition. However, Masri‘s definition could also mean that employees usually work for wages or salary but sometimes work for some other type of compensation. Thus, her definition is not necessarily inconsistent with LIRC‘s decision, which acknowledged that a worker could be an employee based on compensation or tangible benefits other than wages or salary. Masri v. Med. Coll. of Wis., ERD No. CR200902766 (LIRC, Aug. 31, 2011).
¶ 44. MCW answered Masri‘s definition with several definitions of its own, one of which defines an employee as “[a] person who works for another in return for financial or other compensation.” The American Heritage Dictionary of the English Language, http://ahdictionary.com/word/search.html?q=employee (last visited July 2, 2014). LIRC also offers several definitions, including one for “employ,” which means “to provide with a job that pays wages or a salary or with a means of earning a living.” Webster‘s New World Dictio
¶ 45. In addition to offering a dictionary definition, Masri argued in her brief that “[t]he statute‘s interchangeable use of the terms ‘person’ and ‘employee’ creates contextual openness regarding the full class of persons whom the legislature authorized to file retaliation complaints as employees and requires a more expansive understanding than LIRC‘s reflexive and regressive financial comрensation test.” Masri appears to concede that a literal interpretation of “any person” does not fit within the statute‘s context and suggests instead that “any person” refers to an employee, although she contends the definition of “employee” includes unpaid interns. While context is important for our statutory analysis, Kalal, 271 Wis. 2d 633, ¶ 46, we disagree that the use of “any person” creates a contextual openness regarding the class of people that the statute covers.
¶ 46. Given that only employees are subject to “disciplinary action,” it seems more likely that the legislature used the term “person” to avoid confusion. If
¶ 47. Moreover, if the statute‘s reference to “any person” meant that literally “any person” could avail himself, herself, or itself16 of the protections in
¶ 48. If, for the sake of argument, we were to disregard tenets of statutory interpretation and interpret “employee” to include “any person” for the purposes of who may file complaints under
¶ 49. In addition to her statutory arguments, Masri attempts to analogize to the “borrowed employee” test in workers’ compensation cases to support her argument that she was an employee. See Seaman Body Corp. v. Indus. Comm‘n of Wis., 204 Wis. 157, 235 N.W. 433 (1931). The borrowed employee test aids courts in determining whether there is an employment relationship between a borrowed employee and an employer so that the correct entity is responsible for paying for the worker‘s injury. See id. at 158. The borrowed employee test asks the following questions:
- Did the employee actually or impliedly consent to work for a special employer?
- Whose was the work
he was performing at the time of injury? - Whose was the right to control the details of the work being performed?
- For whose benefit primarily was the work being done?
Id. at 163. Masri contends that this is the proper test to assess whether she was an employee and points out that it makes no reference to compensation. However, the borrowed employee test is inapplicable because it does not ask whether a worker is an “employee“; it asks which employer must pay for the employee‘s injuries. Thus, there is no need for the test to address compensation, nor is there a need for the test to consider whether the worker in question falls under the “employee” category generally. We decline to extend the borrowed employee test to the facts of this case, as the test was designed for a different purpose and is not relevant for determining whether an intern is an employee under
¶ 50. The statute and the dictionary definitions demonstrate that an “employee” under
B. Public Policy
¶ 51. In addition to her statutory interpretation arguments, Masri makes a variety of policy arguments. She suggests that the statute‘s remedial purpose war
¶ 52. Masri attempts to support her argument by noting that this court has recognized public policy interests to protect patients in the context of nursing home residents. See Hausman v. St. Croix Care Ctr., 214 Wis. 2d 655, 665, 571 N.W.2d 393 (1997).21 In Hausman, a licensed nurse and a licensed social worker, both employed by St. Croix Care Center, alleged that they were terminated for reporting abuse at the nursing home. Id. at 659-63. The plaintiffs alleged that the public policy exception to the employment-at-will doctrine allowed them to bring a private right of action. Id. at 661-63. This court declined to adopt a broad whistleblower exception to the employment-at-will doctrine despite the fact that it might advance the public interеst. Id. at 666. Instead, we tied the exception to the fact that plaintiffs had an affirmative obligation to prevent any suspected abuse of nursing home residents. Id. at 667-69 (citing
The public policy of protecting nursing home residents from abuse is fundamental and well-defined. Where the law imposes an affirmative obligation upon an employee to prevent abuse or neglect of nursing home residents and the employee fulfills that obligation by reporting the abuse, an employer‘s termination of employment for
fulfillment of the legal obligation exposes the employer to a wrongful termination action. In such instances, the employee may pursue a wrongful termination suit under the public policy exception regardless of whether the employer has made an initial request, command, or instruction that the reporting obligation be violated.
Id. at 669 (emphasis added) (footnote omitted).
¶ 53. Influencing the Hausman decision was the fact that the plaintiffs could have been criminally prosecuted if they did not report the abuse.22 Id. at 665. It is noteworthy that both plaintiffs in Hausman were employed, and the exception related to the employment-at-will doctrine. Id. at 666. Nothing in that decision suggests that the public policy to promote patient safety warrants a broad protection for unpaid interns, especially when that broad protection finds little support in the text. Indeed, Hausman‘s aversion to creating an expansive public policy exception suggests that we should avoid broadening the definition of “employee.”
¶ 54. Declining to broaden the definition of “employee” to include interns dоes not contradict the statutory purposes, and in fact, it might actually protect internships. Amicus Curiae, the Wisconsin Hospital Association (WHA), points out that health care employees have had training to recognize reportable conduct,
¶ 55. MCW asserts that if interns fall under the definition of “employee” in
C. Application to Masri
¶ 56. Having determined that
¶ 57. We are not oblivious to the importance of internships and the often mutually beneficial relationship between interns and their supervising entity. The purpose of this opinion is not to impair that relationship but to implement the legislature‘s statutory scheme. Interns often provide valuable services to their supervising entities and receive vital training in return. An internship might provide students with their first opportunity to apply their hard-earned knowledge in a real and practical setting. Although we recognize the importance of internships, this court will not interlope to advance a policy not advanced by the legislature. Should the legislature disagree with our decision and the five decisions below in the administrative and judicial proceedings, it may clarify the breadth of “employee” as it is used in
IV. CONCLUSION
¶ 58. We conclude the following.
¶ 59. First, we accord LIRC‘s decision due weight deference because LIRC has experience interpreting
¶ 60. Second, we agree with LIRC that
By the Court.—The decision of the court of appeals is affirmed.
¶ 61. ANN WALSH BRADLEY, J. (dissenting). The Health Care Worker Protection Act protects whistleblowers who are health care workers and who report unethical or illegal behavior that threatens the health and safety of patients. Masri, a full-time health care worker at the Medical College of Wisconsin (MCW), did everything she was supposed to do under the Act. She reported what she observed as unethical and potentially illegal behavior. There is nothing to suggest that her reporting was anything other than good faith reporting.
¶ 62. She asserts that as a result of her good faith reporting, her internship was terminated, her educa
¶ 63. Even though she did what was asked under the Act, the majority denies her any vindication. It leaves Masri and other health care workers like her without protection and without a remedy. The result is that these health care workers who are in a position to witness and report problems with patient care may now be silent, resulting in lower quality patient care.
¶ 64. This case is about statutory construction. I part ways with the majority because in reaching its conclusion it discards our time-tested canons of statutory construction. In doing so, the majority rewrites the statute, limits application of the Health Care Worker Protection Act beyond what is required by its terms, and undermines the Act‘s purpose of protecting patients.
¶ 65. Contrary to the majority, I conclude that the Health Care Worker Protection Act means what it expressly provides: its coverage extends to “any person.” Further, even if the Act‘s coverage were limited to employees only, the canons of statutory construction mandate that “employee” be interpreted broadly in order to fulfill the remedial purpose of the Act. Under either approach, Masri should be afforded coverage. Accordingly, I respectfully dissent.
I
¶ 66. The majority downplays certain facts relevant to this case. Because there is more to the story, I begin with an overview of the events preceding this action.
¶ 68. In August 2008 Masri started working as a “Psychologist Intern” in MCW‘s transplant surgery unit at Froedtert Hospital. She worked 40 regularly scheduled hours per week. Her duties included interviewing patients and staff, reviewing and assessing medical records, signing psychological reports, preparing patient progress notes, and attending staff meetings. As part of her internship, Masri received full access to patient records otherwise protected by HIPAA1 and the hospital‘s facilities.
¶ 69. Some ethical concerns arose during Masri‘s internship and she was directed by MCW staff to report them to John Mayer, the official designated to receive employee complaints. Masri met with Mayer on November 19, 2008, and reported that Dr. Anderson ordered her to create a borderline personality diagnosis to discredit a patient who may have been contemplating a medical malpractice suit. She also reported that she was directed to perform professional duties outside the authorized parameters of her intern position. Specifically, she was ordered to work as a professional social worker
¶ 70. Masri filed a complaint with the Equal Rights Division of the Department of Workforce Development (DWD) about the termination of her internship. In response to inquiries from the Equal Rights Division, MCW stated that Masri was not an employee and that her internship was discontinued due to her unsatisfactory performance. In support, MCW attached a letter from Dr. Anderson explaining her decision to terminate Masri‘s internship. Dr. Anderson‘s undated letter, which was drafted after Masri‘s internship was terminated, made reference to incidents in October 2008 and referred to them as being the grounds for the termination. Other than this undated, post-termination letter, there are no other notes in the record about the incidents or any other documentation that would substantiate a concern that Masri‘s performance was unsatisfactory.
II
¶ 71. The majority determines that the Act‘s protections apply only to individuals who work in exchange for compensation or tangible benefits. In reaching this determination, the majority fails to follow time-tested canons of statutory construction. Those canons provide that when interpreting a statute, we look first to the language of the statute. State ex rel. Kalal v. Circuit Court for Dane Cnty., 2004 WI 58, ¶ 45, 271 Wis. 2d 633, 681 N.W.2d 110.
¶ 72. Unlike what the majority suggests, the statute expressly states who is covered—“any person.” Specifically, it рrovides:
No health care facility or health care provider and no employee of a health care facility or health care provider may take disciplinary action against, or threaten to take disciplinary action against, any person because the person reported in good faith any information under sub. (2)(a), in good faith initiated, participated in or testified in any action or proceeding under sub. (2)(c) or provided in good faith any information under sub. (2)(d) or because the health care facility, health care provider or employee believes that the person reported in good faith any information under sub. (2)(a), in good faith initiated, participated in or testified in any action or proceeding under sub. (2)(c) or provided in good faith any information under sub. (2)(d).
¶ 73. The majority, however, inserts its own word “employee” for the legislature‘s chosen words “any person.” In doing so, it violates a cardinal canon of statutory construction. Rather than adhering to the express language chosen by the legislature, it discards it.
¶ 74. The majority attempts to justify its rewriting of the express language of the Health Care Worker
¶ 75. This excuse is without merit. If the legislature had intended for the statute to apply only to employees, it could have easily cured the suggested confusion. It takes this writer mere seconds to providе an example: “No health care facility or health care provider and no employee of a health care facility or health care provider may take disciplinary action against, or threaten to take disciplinary action against, an employee who reported in good faith....”
¶ 76. “We have stated time and again that courts must presume that a legislature says in a statute what it means and means in a statute what it says there.” Kalal, 271 Wis. 2d 633, ¶ 39 (quoting Connecticut Nat‘l Bank v. Germain, 503 U.S. 249, 253-54 (1992)). As this court has previously explained, “[i]t is not reasonable to presume that the legislature preferred elegance over precision in its wording of the statute. The more reasonable presumption is that the legislature chose its terms carefully and precisely to express its meaning.” Ball v. Dist. No. 4, Area Bd. of Vocational, Technical & Adult Educ., 117 Wis. 2d 529, 539, 345 N.W.2d 389 (1984).
¶ 77. Further, it is a well-established canon of statutory construction that each word in a statute should have independent meaning so that no word is redundant or superfluous. Pawlowski v. Am. Family Mut. Ins. Co., 2009 WI 105, ¶ 22, 322 Wis. 2d 21, 777 N.W.2d 67. Thus, “[w]hen the legislature chooses to use two different words, we generally consider each separately and presume that different words have different meanings.” Id.
¶ 79. In reading the words “any person” as meaning “employees,” the majority limits the Health Care Worker Protection Act beyond its terms. In its analysis, the majority cites to other provisions in the Act and reasons that the words “any person” must mean employees working for compensation or tangible benefit. It asserts that the disciplinary actions the Act prohibits
¶ 80. The Health Care Worker Protection Act adopts the definition of “discipline” provided by
¶ 81. Similarly, it is unclear why the whistleblower‘s remedies permitted by the statute could not apply to unpaid workers.4 As explained by the majority,
¶ 82. In paragraphs 47-48, the majority sets up its own straw man only to quickly knock it down. In еssence, it warns that the sky is falling if there is a literal translation of the statutory words “any person.” For example, the majority suggests that a literal translation would mean that anybody in the world could file a complaint, “absolutely anybody.” Majority op., ¶ 48. And, if that does not frighten the reader enough, in a footnote, the majority expounds further to observe that “person includes all partnerships, associations and bodies politic or corporate.” Id., ¶ 47 n.17. Having set up the straw man that “any person” could include a body politic in Timbuktu filing a complaint, the majority warns “there would be no stopping point” and that a literal translation would “jeopardize the structure and efficiency of administrative agencies and regulatory bodies in the State.” Id.
¶ 83. The problem with the majority‘s straw man argument, like all straw men arguments, is that it sets up an argument that no one is advancing. Instead, I determine that “any person” includes any person who faces disciplinary action from a health care facility for reporting possible violations that pose a risk to public health or safety.
¶ 84. I acknowledge that ambiguity arises because the Health Care Worker Protection Act incorporates the definition of “disciplinary action” found in
¶ 85. However, “[w]hen a statute is ambiguous, the legislature is presumed to have intended an interpretation that advances the purposes of the statute.” Belleville State Bank v. Steele, 117 Wis. 2d 563, 570, 345 N.W.2d 405 (1984). The purpose of the Health Care Worker Protection Act is evident from its language. It protects workers who report that “the quality of any health care service provided by the health care facility or health care provider ... violates any standard ... and poses a potential risk to public health or safety.”
¶ 86. The majority‘s approach undermines this purpose. Although the majority acknowledges that the purpose of the statute is to protect patients, it simultaneously chastises Masri for “engraft[ing] purposes onto the statute that are not embedded in its text.” Majority op., ¶ 51. Then, without explanation, the majority states that “[d]eclining to broaden the definition of ‘employee’ to include unpaid interns does not contradict the statutory purposes.” Majority op., ¶ 54. It is hard to conceive how a limited reading of the Health Care Worker Protection Act would not run counter to its goal of patient protection. If fewer health care workers report problems with patient care, there will be fewer opportunities for those problems to be fixed and patients will be left at risk.
¶ 87. Due to the remedial purpose of the Health Care Worker Protection Act, our canons of statutory
¶ 88. When liberally construed, the conflict between the Act‘s scope as dictated by the “any person” language and the definition of “disciplinary action” should be cured by deferring to the language defining the scope of the Act. The Health Care Worker Protection Act incorporates the definition of “disciplinary action” from a statute on state employee protection.
¶ 89.
¶ 90. The language of the Health Care Worker Protection Act indicates its remedial purpose of protecting patients. This is best achieved by interpreting the words “any person” to mean what they say. See Kalal, 271 Wis. 2d 633, ¶ 39. Accordingly, I conclude that the Act protects any person from facing disciplinary action for reporting quality of care issues. This includes Masri.
III
¶ 91. Even if the majority were correct that “any person,” as used in the Health Care Worker Protection Act, refers only to “employees,” that does not mean that “employee” should be accorded a narrow definition centered on compensation. It is worth noting again that statutes should be construed liberally to effectuate their purpose. State v. Zielke, 137 Wis. 2d 39, 47, 403 N.W.2d 427 (1987). Accordingly, “employee” should be read broadly to meet the purpose of protecting patients.
¶ 92. The majority suggests that the Labor and Industry Review Commission (LIRC) has always construed “employee” as an individual working for an employer in exchange for wage or compensation. Majority op., ¶¶ 26, 37 n.14. That is incorrect.
¶ 93. LIRC decides appeals in three administrative areas: workers compensation law, unemployment
¶ 94. The appeals that LIRC review arise from the decisions of the Department of Workforce Development (DWD). Here, the DWD dismissed Masri‘s complaint without further investigation, concluding that because she was not compensated by MCW for her work, Masri was not a covered employee under the Act.
¶ 95. Yet, the DWD has previously explained that the definitions of “employee” in the different statutes that LIRC administers will vary depending on the purpose of the statute. It notes that the definitions “are likely to be similar, but rarely will they be identical. The Legislature has determined that there are different policy considerations for each program, that in turn require slightly different definitions [of ‘employee‘].” Department of Workforce Development, “Independent Contractors and Worker‘s Compensation in Wisconsin” at 6 (June 2003), available at http://dwd.wisconsin.gov/dwd/publications/wc/WKC_13324_P.pdf (emphasis supplied).
¶ 96. For example, in Green Bay Packaging, Inc. v. Dep‘t of Indus., Labor & Human Relations, 72 Wis. 2d 26, 36, 240 N.W.2d 422 (1976), the court determined that for purposes of the Worker‘s Compensation Act an employee of a subcontractor qualifies as a statutory employee of the general contractor when the subcontractor regularly furnishes to a principal employer materials or services which are integrally relаted to the finished
¶ 97. Similarly, as noted in Sears, Roebuck & Co. v. Dep‘t of Indus., Labor, & Human Relations, 90 Wis. 2d 736, 742, 280 N.W.2d 240 (1979), the definition of “employee” for purposes of the unemployment compensation law “mean[t] any individual who is or has been performing services for an employing unit, in an employment, whether or not he is paid directly by such employing unit.” Id. at 742 (quoting
¶ 98. In this case we are presented with an issue of first impression. The Health Care Worker Protection Act does not define “employee.” We are asked to determine if it is more reasonable to liberally construe the term “employee” in the Health Care Worker Protection Act to effectuate the Act‘s purpose, as the court has done with the Workers’ Compensation Law and Unemployment Compensation Law, or to use a limiting test, narrowly focusing only on compensation between the employer and employee. Both LIRC and the majority have opted for a narrow interpretation.
¶ 99. Contrary to the majority, I conclude that it is more reasonable to construe “employee” liberally to effectuate the remedial purpose of the Act. In doing so, I would apply the test for a master-servant relationship
¶ 100. Use of the master-servant test is also consistent with our caselaw. Where a term in a statute is undefined or not helpfully defined, the Wisconsin Supreme Court has referred to the common law definition of the term to aid in interpretation. For example, it utilized this approach in interpreting “employee” as used in the Unemployment Compensation Act. Wisconsin Bridge & Iron Co. v. Indus. Comm‘n, 233 Wis. 467, 478, 290 N.W. 199 (1940). At the time, the statutory definition of “employee” was “any individual employed by an ‘employer’ and in an ‘employment.‘” Id. at 477. The court stated that this implies that the term “employee” and “employer” are to be given their common-law meaning. Id. The court explained that “there is nothing in the definition there given to indicate anything different from the common-law concept,” and that if the legislature “had intended to change the ordinary and commonly understood meaning of the words ‘employer’ and ‘employee’ they would have used language expressly so declaring.” Id. at 478.
¶ 101. Likewise, the United States Supreme Court has explained that “[w]here Congress uses terms that have accumulated settled meaning under... the common law, a court must infer, unless the statute otherwise dictates, that Congress means to incorporate the established meаning of these terms.” Community for Creative Non-Violence v. Reid, 490 U.S. 730, 739 (1989) (quoting NLRB v. Amax Coal Co., 453 U.S. 322, 329 (1981)).
¶ 103. In a similar vein, the Wisconsin Court of Appeals has determined that “the factors relevant to a master/servant relationship are relevant to deciding whether [the defendant] was a state employee” for purposes of
¶ 104. The common law definition of a master-servant relationship is much broader than the definition that the majority applies here, which is limited to whether or not a worker receives compensation or tangible benefits. At federal common law, a determina-
the hiring party‘s right to control the manner and means by which the product is accomplished. ... the skill required; the source of the instrumentalities and tools; the location of the work; the duration of the relationship between the parties; whether the hiring party has the right to assign additional projects to the hired party; the extent of the hired party‘s discretion over when and how long to work; the method of payment; the hired party‘s role in hiring and paying assistants; whether the work is part of the regular business of the hiring party; whether the hiring party is in business; the provision of employee benefits; and the tax treatment of the hired party.
Darden, 503 U.S. at 323-24 (quoting Reid, 490 U.S. at 751-52). “[A]ll of the incidents of the relationship must be assessed and weighed with no one factor being decisive.” NLRB v. United Ins. Co. of America, 390 U.S. at 258. Consistent therewith the Restatement (Third) of Agency, § 7.07(2)(b) states: “the fact that work is performed gratuitously does not relieve a principal of liability.”
¶ 105. Wisconsin courts use almost identical factors in determining whether a master-servant relationship exists in the context of tort liability. As explained in Pamperin v. Trinity Mem‘l Hosp., 144 Wis. 2d 188, 199, 423 N.W.2d 848 (1988), the dominant test in determining whether an individual is a servant is “[t]he right to control.”
¶ 106. Other factors to consider include: “the place of work, the time of the employment, the method of payment, the nature of the business or occupation, which party furnishes the instrumentalities or tools, the intent of the parties to the contract, and the right of
¶ 107. Contrary to the majority, I determine that it is more reasonable to interpret the Health Care Worker Protection Aсt with the broad master-servant test from our common law than a dictionary definition of the term “employee.” This broad test is consistent with the statute‘s purpose. Further, Wisconsin and United States Supreme Court caselaw establishes that it is the appropriate test to apply when a statute uses the term “employee” without providing a helpful definition.
¶ 108. Applying the master-servant factors to the case at hand reveals that Masri qualifies as an employee. Throughout Masri‘s internship, MCW had the right to control her actions. Masri was placed in MCW‘s transplant surgery unit at Froedtert Hospital. She worked 40 regularly scheduled hours per week as a psychology intern. Dr. Anderson had obtained a grant to fund Masri‘s work. Masri‘s duties included interviewing patients and staff, reviewing and assessing medical records, signing psychological reports, preparing patient progress notes, and attending staff meetings. In that role, MCW granted Masri full access to HIPAA protected patient records and MCW‘s facilities. This suggests the intent to have an employee-employer relationship. Further, MCW had the right to summarily discharge Masri at any time. These factors outweigh
IV
¶ 109. The parties dispute whether due weight or no wеight should be accorded to LIRC‘s interpretation of the Health Care Worker Protection Act limiting coverage to paid employees. These levels of deference are analytically equivalent as both require the court to independently interpret a statute. Racine Harley-Davidson v. State Div. of Hearings & Appeals, 2006 WI 86, ¶ 20, 292 Wis. 2d 549, 717 N.W.2d 184. Even under due weight deference, the agency‘s interpretation will not be adopted if the court determines an alternate interpretation is more reasonable. Id.
¶ 110. As discussed above, I conclude that there is a more reasonable interpretation of the Health Care Worker Protection Act than the limited one accorded by LIRC. The Health Care Worker Protection Act should be interpreted as meaning what it expressly provides: its coverage extends to “any person.” Further, even if the Act‘s coverage was limited to employees only, the canons of statutory construction mandate that “employee” be liberally construed in order to fulfill the remedial purpose of the Act. Under either approach, Masri should be afforded coverage. Accordingly, I respectfully dissent.
Notes
- Dr. Anderson ordering her not to speak to anyone about an “off-list” organ transplant recipient who paid $25,000.00 for a kidney harvested from Pakistan;
- A social worker on the transplant unit making an unethical recommеndation to eliminate a transplant candidate based on a subjective moral judgment of the candidate‘s personal life and educational background; and
- Dr. Anderson‘s order that Masri interview and assess a mentally incompetent and semi-conscious ICU patient to disqualify that patient from the priority transplant list.
For example,
(2) Reporting protected.
(a) Any employee... who is aware of any information, ... that would lead a reasonable person to believe any of the following may report that information to... any employee of the health care facility ....
(b) An agency [shall],... notify the health care facility or health provider.... The notification and summary may not disclose the identity of the person who made the report.
(c) Any employee of a health care facility or health care provider may initiate, ... any action or proceeding....
(d) Any employee... may provide any information relating to an alleged violation....
(3) Disciplinary action prohibited.
...
(b)... no employee ... may take disciplinary action against... any person on whose behalf another person reported in good faith any information... or because the... employee believes that another person reported in good faith any information... on that person‘s behalf....
She alleged Dr. Anderson‘s assistant told her to prepare two separate patient evaluations, which Masri refused to do.
Finally, Masri alleged that Dr. Anderson told her to create a “borderline personality” diagnosis for a patient who had received a possibly negligent breast cancer operation in order to discredit the patient if she filed a malpractice suit. Masri refused. Masri claims that Mayer cut her off but that she would have continued with more complaints. AlthoughThere is also a section in the Internship Handbook titled “Credits/Intern Status” that provides, “The student should have a title such as ‘intern,’ ‘resident,’ or other similar designation of trainee status. Full-time Ph.D. interns do not need to register for intern credits, though they need to maintain dissertator status.”The intern should be employed under a contract comparable to the psychological services staff contracts within the internship setting. Salary, fringe benefits, and travel allowances (if applicable) should be specified in the contract. Office space, equipment, and secretarial services should be provided by the internship setting as well as some released time for professional development.
each material allegation in the petition and to the affirmance, vacation or modification of the order or decision under review.Every person served with the petition for review as provided in this section and who desires to participate in the proceedings for review thereby instituted shall serve upon the petitioner, within 20 days after service of the petition upon such person, a notice of appearance clearly stating the person‘s position with reference to
Id.In Hausman, we gave employees that fulfilled their legal duty protection from retaliatory firing. The idea behind the exception is simply that we want people to fulfill their legal duties.... We do not want people to be afraid to report nursing home abuse because they are afraid to be fired; therefore, we protect them.
