In this appeal, Arturo Vidal challenges a decision by the Merit Systems Protection Board (the “Board”) affirming as modified a decision by an Administrative Judge (the “AJ”).
See Vidal v. United States Postal Serv.,
BACKGROUND
Vidal was hired by the agency in 1993 as a part-time flexible (“PTF”) clerk, and was assigned to operate a flat sorting machine (“FSM”). 1 For two years, his performance operating that machine was satisfactory.
In 1995, a permanent position operating a different machine — a multi-purpose letter sorting machine (“LSM”) — opened and was posted for bids in accordance with the agency’s national collective bargaining agreement (the “national agreement”). The LSM is more difficult to operate than the FSM at the standard of accuracy required by the agency. No employees volunteered for the position; therefore, pursuant to the requirements of the national agreement, Vidal, the PTF clerk with the most seniority, was involuntarily reassigned to the permanent LSM position.
While Vidal received training on the LSM during a portion of each work day, he continued to work several hours each day on the FSM. To qualify for the LSM position, an employee must achieve a score of 98.0% accuracy on the LSM keyboard; Vidal’s highest score during his training period was 96.0%. Because of his failure to meet the minimum qualifying score for his new position, Vidal received a Notice of Proposed Removal on September 27, 1995, charging him with unsatisfactory job performance. Pending removal, Vidal continued his training on the LSM keyboard, and improved his score to 97.3%, still below the minimum required score of 98.0%. Therefore, on October 12, the Plant Manager issued a decision to remove Vidal for his failure to attain the requisite score; the removal became effective on November 9,1995.
Vidal appealed his removal to the Board. The AJ, in her initial decision, concluded that the agency had proved by a preponderance
The Board denied Vidal’s petition to review the initial decision, but reopened the appeal on its own motion pursuant to 5 C.F.R. § 1201.117 (1997). The Board affirmed the decision upholding Vidal’s removal, focusing in its opinion solely on the AJ’s interpretation of the national agreement and concluding that it made no provision to protect PTF employees who are involuntarily reassigned to a permanent position for which they later fail to qualify. The Board also modified the AJ’s decision with respect to Vidal’s allegation of disability discrimination, concluding that Vidal had in fact properly raised the issue as an affirmative defense. The Board determined, however, that Vidal failed to prove the allegation because he introduced no evidence at all to suggest the agency knew of his visual impairment when it reassigned him. 2 Chairman Erdreich, however, filed a dissenting opinion, noting in part that the agency had failed to present any evidence suggesting Vidal could not continue to serve in his original PTF position on the FSM after he had failed to qualify on the more difficult LSM.
Vidal filed a timely petition for review, challenging both the Board’s interpretation of the national agreement and the Board’s conclusion that his removal promoted the efficiency of the service. The petition was submitted for our decision following oral argument on March 4,1998. We have jurisdiction over this petition under 28 U.S.C. § 1295(a)(9) (1994). 3
DISCUSSION
Our review of Board decisions is strictly limited by statute; we may not reverse a Board decision unless it is arbitrary and capricious, an abuse of discretion, unsupported by substantial evidence, or otherwise not in accordance with law.
See
5 U.S.C. § 7703 (1994);
Wright v. Department of Transp.,
I. The National Collective Bargaining Agreement
At the outset, we examine the terms of - the national agreement to determine whether, as Vidal contends, it mandates his retention by protecting him from discipline or dismissal for his failure to qualify for the LSM position. . Article 37, section 5, paragraph A(4) establishes that “[p]art-time flexible employees who have exercised a preference [for a vacancy in a permanent position] and fail to qualify shall not be discharged or disciplined as a result of such failure.” The agency relies on this provision, arguing that
We are convinced, however, that Vidal’s removal was not required by the national agreement. While it is true that the plain language of the national agreement does not prevent the agency from removing Vidal once he failed to qualify for the LSM position, neither does it require the agency to remove Vidal. We conclude, therefore, that the terms of the national agreement are not dis-positive in this case.
II. The Removal Must Promote the Efficiency of the Service
Because it cannot rely on the national agreement as requiring Vidal’s removal, the agency must demonstrate, by a preponderance of the evidence, that Vidal’s removal promoted the efficiency of the service.
See
5 U.S.C. § 7701(c)(1)(B) (1994);
Wright,
We agree that the Board, in reviewing a removal decision by an agency, must consider whether a legitimate management reason justified reassigning an employee from a position in which he performed well to a position for which he failed to qualify. There may be many valid reasons that support an agency’s decision to assign involuntarily a qualified employee to a new, more difficult position for which he may or may not qualify.
See, e.g., Wright,
The AJ and the Board failed to recognize, however, that consideration of whether Vidal’s reassignment was based on a legitimate management reason does not end the legally-required inquiry. Merely showing that the transfer was based on a legitimate management reason is not enough; under
Majors,
the agency must further demonstrate that the efficiency of the service would be promoted
more
by the employee’s removal than by the employee’s retention in his former position.
See
There are some positions for which training for the next level position is an explicit job requirement set forth in either the job standards or some other controlling regulation or formal agency policy. A common example of these so-called “up-or-out” or
The situation here is not comparable to that in Sullivan or Wright, because the PTF position which Vidal held was not an up-or-out position. The agency implies that, because the national agreement requires that the senior PTF be promoted into a vacant permanent position where no other qualified candidates bid on it, Vidal’s PTF position was an up-or-out position. But Article 37, section 5, paragraph C(6) simply states that “[ilf there are no remaining currently qualified part-time flexibles for a duty assignment, the senior part-time flexible ... will be assigned and placed into training.” This provision of the national agreement is simply a procedural mechanism by which vacancies may be filled; it does not change the job standards applicable to employees in PTF positions. Furthermore, there is no indication, either in the national agreement or in the PTF job standards, that all PTF clerks are required to train and qualify for permanent positions. Thus, the evidence in the record does not support the agency’s implicit contention that Vidal’s PTF position on the FSM was an up- or-out position, such that his failure to qualify for the LSM automatically required his removal.
We do not suggest that only up-or-out or up-grade training employees who fail to qualify for the next job level can legitimately be removed, however. Indeed, there may be many other situations in which an agency’s efficiency would be better served by removing an employee who failed to qualify for a higher or more difficult position than by retaining .that employee in his former position. The Board in
Majors,
for example, suggested several circumstances that might justify the removal of an employee who failed to qualify for a new position: “It may well be that appellant’s return to his prior position was not possible due to the operation of applicable provisions of the National [Collective Bargaining] Agreement, or because there were no vacant slots for him there.”
But while we might hypothesize as to the possible rational management goals which might justify the agency’s removal of Vidal, the agency cannot; the agency must bear its burden of proof. The agency must produce actual evidence or argument to suggest it would have achieved greater efficiency from
The agency initially relied simply on the terms of the national agreement and Vidal’s failure to achieve a qualifying score to justify its removal action. The. agency provided no argument or direct evidence that we can discern to explain why Vidal could not have been returned to his original PTF position. 4 Furthermore, the record does not indicate that the agency even considered retaining Vidal in a PTF capacity, much less explain why retaining him as an employee was less efficient than removing him. Yet Vidal had performed the PTF job for two years in a satisfactory manner, and he continued to perform his necessary FSM duties satisfactorily while he trained for the new LSM position.
On appeal here, the agency similarly failed to advance any argument or point to any evidence that arguably might prove Vidal’s removal was more efficient for the agency than his retention as a PTF clerk. It appears, therefore, that the agency failed to meet its burden of proof; however, given the Board’s failure to apply the test it required in Majors, and its inadequate findings with respect to the efficiency analysis, we cannot be sure.
The facts of Vidal’s appeal appear almost identical to the facts of
Majors,
in which the Board clearly enunciated the correct legal standard, and applied that standard to reverse the agency’s removal decision. In
Majors,
the appellant had been “promot[edj to a distribution clerk machine position pursuant to provisions of the National Agreement” after successfully and satisfactorily operating a letter sorting machine for five years.
We are unable to determine from the record before us whether the agency failed altogether to present the necessary evidence to support its claim that removing Vidal was more efficient than retaining him, or whether the agency did present sufficient evidence and the Board simply failed to conduct the final comparative step in the .required Majors analysis. We therefore remand this case to the Board for additional consideration of the evidence already presented, if any, by the agency that would explain why Vidal’s removal would promote the efficiency of the service more than his retention. We do not intend the agency to have another opportunity to present evidence to the Board on the efficiency issue; rather, we simply hold that the Board’s failure to conduct the comparative aspect of the analysis was an error of law. We believe the Board should have the opportunity to reconsider the evidence before it and to make the finding required by its own precedent in Majors, which we have approved here.
III. Request for Attorney Fees
Finally, we recognize that Vidal has requested attorney fees pursuant to the Equal
CONCLUSION
Because under applicable law the Board must re-examine the facts of this case in light of the correct legal test to determine whether Vidal’s removal would in fact promote the efficiency of the service more than would his restoration to his prior position, we
VACATE AND REMAND.
COSTS
The costs of this appeal shall be borne by the agency.
Notes
. It is our understanding that PTF clerks at the Postal Service are neither "temporary” employees nor "part-time” in the traditional sense. According to the national collective bargaining agreement, PTF clerks are "regular" employees with protected seniority status. Furthermore, at oral argument, the agency explained that PTF clerks may be required to work, but are not guaranteed, full-time hours. It is our impression that the operation of the FSM required that Vidal's performance as a PTF clerk be almost, if not entirely, full-time.
. Vidal is a veteran who receives service-connected disability compensation based on a 10% rating for his right eye. Vidal's vision is 20/50 in his right eye. As the AJ noted in her initial decision, however, Vidal’s vision in his left eye is 20/20, and therefore he met the minimum vision requirement for the LSM position (which requires at least 20/40 vision in one eye).
. As required by Federal Circuit Rule 15(c)(1), Vidal filed a statement that his "claim of discrimination ... raised before the Board has been abandoned and will not be raised or continued in this or any other court.”
. Indeed, the agency at oral argument abandoned its earlier contention that PTF clerks do not occupy "positions” and therefore the agency could not have returned Vidal to his original PTF job on the FSM because there was no position to which it could return him.
