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Arthur v. State
663 N.E.2d 529
Ind.
1996
Check Treatment
Conclusion
PROCEDURAL HISTORY
DISCUSSION
CONCLUSION
Notes

Rоbert ARTHUR, Appellant (Petitioner Below), v. STATE of Indiana, Appellee (Respondent Below).

No. 49S04-9601-PC-00082

Supreme Court of Indiana

March 22, 1996

663 N.E.2d 529

caused by three upstream factories’ discharge of “chemicals and other deleterious substances ... thereby destroying the fish ..., creating noxious vapors, and breeding large numbers of flies and other insects“);

City of Frankfort v. Slipher, 88 Ind.App. 356, 162 N.E. 241 (1928) (affirming trial court‘s award of damages to downstream landowner caused by upstream city‘s discharge of unpurified sewage). They also point us to the following language from the United States Supreme Court:

The doctrine of riparian rights attained its maximum authority on non-navigable streams.... In such surroundings аnd as between such owners equality of benefits from flowing waters was sought in the rule that each was entitled to their natural flow, subject only to a reasonable riparian use which must not substantially diminish their quantity or impair their quality.

United States v. Willow River Power Co., 324 U.S. 499, 505, 65 S.Ct. 761, 765, 89 L.Ed. 1101 (1945).

It appears to us, however, that however strong the historical precedents may have been for court intervention to protect downstream landowners,9 those common law doctrines have been abrogated—at least with respect to public sewage treatment projects—by the enactment of the statutory scheme governing the construction and operation of such projects. As discussed supra, the legislature has, with the express purpose of protecting the state‘s waters, prohibited the construction and operation оf sewage treatment projects without requisite permits and created procedures for persons such as the landowners to participate in the permitting process. And this regulatory schemе makes no distinction, as landowners ask us to make here, between navigable and nonnavigable waters.10

Conclusion

Having previously granted transfer and vacated the trial court‘s preliminary injunction, we now remand this ‍‌​​‌​​​‌‌​‌​‌​‌​‌​​​‌​‌‌​‌‌‌‌‌‌​‌‌​​‌​​‌​‌‌‌​‌‌‌‍matter to the LaGrange Circuit Court with instructions to dismiss landowners’ complaint with prejudice.

SHEPARD, C.J., DeBRULER, AND DICKSON, JJ., concur.

SELBY, J., not participating.

Susan K. Carpenter, Public Defender, Indianapolis, Patrick R. Ragains, Special Deputy Public Defender, Anderson, for apрellant.

Pamela Carter, Attorney General, Cynthia L. Ploughe, Deputy Attorney General, Office of the Attorney General, Indianapolis, for appellee.

ON PETITION TO TRANSFER

SELBY, Justice.

On July 27, 1984, Robert Arthur was convicted of attempted murder and of being an habitual offender. He was sentenced to a total of eighty (80) years. This case comes to us on a successive Petition for Post-Conviction Relief. The sole issue before us is whether рrinciples of res judicata bar subsequent review of an issue presented on a prior appeal. We find that res judicata does prevent review, and we affirm the trial court‘s denial of the petition.

PROCEDURAL HISTORY

Robert Arthur (“defendant“) was convicted of attempted murder in 1984. On direct appeal, this Court affirmed the conviction, finding, inter alia, that there was sufficient evidence to establish that the defendant had tаken a substantial step toward murdering the victim and to show that he had the requisite intent to kill the victim.

Arthur v. State, 499 N.E.2d 746 (Ind.1986).

In 1992, defendant filed his first Petition for Post-Conviction Relief. Along with several other issues, defendant raised the issue of the adequacy of the jury instructions for attempted murder. In a memorandum decision, the Court of Appeals affirmed the trial court‘s denial of the petition. Although

Spradlin v. State, 569 N.E.2d 948 (Ind.1991), had been decided prior to this petition, the Court оf Appeals held that the instruction did not constitute fundamental error because “the pertinent portion of the instruction given here is essentially identical to that approved by the supreme court in Worley and Santana.”1 We denied transfer.

In 1994, defendant renewed his attack on the adequacy of his attempted murder jury instructions by filing this successive Petition for Post-Conviction Relief. This time, the Court of Appeals reversed the trial court‘s denial of the petition and remanded for a new trial, finding that res judicata did not prohibit review and holding that its previous decision had been erroneous.

Arthur v. State, 657 N.E.2d 435 (Ind.Ct.App.1995). We grant the State‘s petition for transfer. IND. APPELLATE RULE 11(B).

DISCUSSION

The sole issue before us is whether defendant‘s successive Petition for Post-Conviction Relief is barred by res judicata. ‍‌​​‌​​​‌‌​‌​‌​‌​‌​​​‌​‌‌​‌‌‌‌‌‌​‌‌​​‌​​‌​‌‌‌​‌‌‌‍An issue which previously has been raised and determined adverse to the appellant‘s position is res judicata. See, e.g.,

Grey v. State, 553 N.E.2d 1196 (Ind.1990). Additionally, IND. POST-CONVICTION RULE 1(8) requirеs that all grounds for relief be raised in the original petition, and such grounds may not be the basis for a subsequent petition.

Defendant argues that res judicata is not always a bar to relief, and should not be a bar where the prior decision was erroneous. Indeed, this court has held that despite claims of res judicata, a court may correct an error in its prior holding.

State v. Huffman, 643 N.E.2d 899 (Ind.1994). However, finality is an important goal of thе judicial system.
Id. at 901
. Although a court may revisit a prior decision, it “should be loathe to do so in the absence of extraordinary circumstances such as where the initial decision was ‘clearly erroneоus and would work manifest injustice.‘”
State v. Lewis, 543 N.E.2d 1116 (Ind.1989)
(quoting
Christianson v. Colt Indus. Operating Corp., 486 U.S. 800, 817, 108 S.Ct. 2166, 2178, 100 L.Ed.2d 811, 831 (1988)
).

At the time of the first Court of Appeals decision, this court had decided

Spradlin but had not expressly overruled
Worley
and
Santana
. Thus, some confusion remained on the standard for attempted murder jury instructions. Although we have since clarified the case law regarding such instructions,
Taylor v. State, 616 N.E.2d 748 (Ind.1993)
, new rules of criminal procedure are generally not available on collateral review,
Daniels v. State, 561 N.E.2d 487 (1990)
. Therefore, we do not find the mеmorandum decision to be clearly erroneous. Furthermore, in the ‍‌​​‌​​​‌‌​‌​‌​‌​‌​​​‌​‌‌​‌‌‌‌‌‌​‌‌​​‌​​‌​‌‌‌​‌‌‌‍direct appeal, this court found that there was sufficient evidence to find intent to kill.2 In this case, by choosing finality we are in no way saсrificing fairness.

The Court of Appeals also looked to P-C.R. 1(8) and noted that: “Any ground finally adjudicated on the merits ... may not be the basis for a subsequent petition, unless the court finds a ground for relief asserted which for sufficient reason was not asserted or was inаdequately raised in the original petition.”

Arthur, 657 N.E.2d 435 (alterations in original). The Court of Appeals then stated that this was the type of case contemplated by this rule. We disagree. This rule is not inconsistent with res judicаta. Rather, it exists for those cases in which an issue was

unascertainable or unavailable at the time of the original post-conviction petition. See

Babbs v. State, 621 N.E.2d 326 (Ind.Ct.App.1993). In this case, the sole issue raised in this succеssive Petition for Post-Conviction Relief, the adequacy of the jury instructions for attempted murder, had been adequately raised and fully litigated in the first Petition for Post-Conviction Relief. Thus, P-C.R. 1(8) does not provide the dеfendant with a basis for a successive Petition for Post-Conviction Relief.

CONCLUSION

The trial court‘s denial of defendant‘s successive Petition for Post-Conviction Relief is affirmed.

SHEPARD, C.J., and DICKSON and SULLIVAN, JJ. concur.

DeBRULER, J. dissents with separate opinion.

DeBRULER, Justice, dissenting.

The trial court held a hearing on the petition for post-conviction relief and entered judgment for the State. The court judged that the attempted murder instruction correctly stated the law and did not consider the State‘s defenses of res judiсata, or finality, and laches. The trial court based its judgment on the fact that the attempted murder instruction was essentially the same as instructions approved in

Santana v. State and
Worley v. State
. See
Santana v. State, Ind., 486 N.E.2d 1010 (1986)
;
Worley v. State, Ind., 501 N.E.2d 406 (1986)
. As the trial court concluded, the instructions in
Santana
,
Worley
, and the case at bar are essentiаlly the same: they all required the State to prove the defendant ‍‌​​‌​​​‌‌​‌​‌​‌​‌​​​‌​‌‌​‌‌‌‌‌‌​‌‌​​‌​​‌​‌‌‌​‌‌‌‍knowingly or intentionally took a substantial step toward a knowing or intentional killing.

The instruction in

Spradlin v. State was distinctly different, however. Unlike the
Santana
and
Worley
instructions, it was of the “murder” genre. It said that the State was required to prove that a knowing or intentional step was taken toward “murder” rather than a “killing.”
Spradlin v. State, Ind., 569 N.E.2d 948 (1991)
. Indeed, this Court expressly noted that distinction in
Spradlin
.
Id. at 951
. In my view,
Spradlin
should mainly be recognized for its expression of this Court‘s firm resolve to require instructions to employ plain “intent to kill” statements, and not for directly confronting the language in
Santana
and
Worley
.

It should now be noted that

Santana and
Worley
were first directly condemned in
Taylor v. State, Ind., 616 N.E.2d 748 (1993)
. Like
Santana
,
Worley
, and
Spradlin
,
Taylor
was a direct appeal.
Taylor
was not decided until a year after appellant‘s appeal from the denial of his first post-conviction petition was concluded and the trial сourt‘s judgment denying him post-conviction relief upon his second post-conviction petition had been rendered. Additionally, it was even later in 1994 that
Spradlin
was applied in a post-conviction proceeding. See
Simmons v. State, Ind., 642 N.E.2d 511 (1994)
. In conclusion, I would say that
Taylor
and
Simmons
mark a change in the law after the denial of appellant‘s original post-conviction petition, one favorable to appellant‘s ground for relief urged in his original petition. He has heretofore diligently presented that claim in the courts. In consideration of the due administration of justice and in light of the new direction of
Taylor
and
Simmons
, I cannot say that representment of the same claim should now be barred by the prior post-conviction judgment.

Notes

1
Worley v. State, 501 N.E.2d 406 (Ind.1986)
;
Santana v. State, 486 N.E.2d 1010 (Ind.1986)
.
2
The facts of the case included the following: While [the victim] was in the phone booth talking on the phone, Appellant stabbed him in the chest with a knife. Appellant continued to stab at [the viсtim] as he tried to close the phone booth door to protect himself. Even after [the victim] had the door closed, Appellant continued striking at the glass with his knife.
Arthur, 499 N.E.2d at 747
. “[W]e find there was sufficient evidence on each material element of the crime of attempted murder to support Appellant‘s conviction.”
Id. at 748
.
9
We do feеl constrained to say that we find landowners’ authority unconvincing. In none of the three Indiana cases cited was injunctive relief provided, only monetary damages. And in
City of Frankfort
, the Appellate Court affirmed the city‘s liability in part because the city had not adopted “a reasonable and practical means of disposing of the sewage by the installation of a modern method of its treatment.”
Id. 88 Ind. App. at 364, 162 N.E. 241
. As to the passage from
Willow River Power Co.
cited, we оbserve that the omitted second sentence of the paragraph reads, “No overriding public interest chilled the contest between owners to get the utmost benefits from flowing streams.”
Id., 324 U.S. at 505, 65 S.Ct. at 765
. There is, of cоurse, a public interest at stake ‍‌​​‌​​​‌‌​‌​‌​‌​‌​​​‌​‌‌​‌‌‌‌‌‌​‌‌​​‌​​‌​‌‌‌​‌‌‌‍in this case. Furthermore, the court in
Willow River Power Co.
rejected a power company‘s contention that the impaired efficiency of its hydroelectric plant caused by thе action of the United States in raising the water level of the St. Croix River River constituted a “taking” of its private property.
10
“‘Waters’ means the accumulations of water, surface and underground, natural and artificial, public and private, or parts thereof, that are wholly or partially within, flow through, or border upon this state. The term does not include any private pond or any off-stream pond, reservoir, оr facility built for reduction or control of pollution or cooling of water prior to discharge unless the discharge from the pond, reservoir, or facility causes or threatens to cause watеr pollution.” Ind.Code § 13-7-1-27.

Case Details

Case Name: Arthur v. State
Court Name: Indiana Supreme Court
Date Published: Mar 22, 1996
Citation: 663 N.E.2d 529
Docket Number: 49S04-9601-PC-00082
Court Abbreviation: Ind.
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