Lead Opinion
Professor Arthur J. McGowan, Jr., (Professor McGowan) appeals from the entry of a judgment dismissing his action against Sergeant Gerald R. Scoggins, Sergeant Richard B. Klosinski, Sergeant Harold V. Breiding, Captain James A. Etheridge, Jr., Lieutenant Colonel Ward R. Wilder, and Does I-X, inclusive, (hereinafter collectively the military officials). The complaint alleged states causes of action and a deprivation of rights protected from governmental interference by the Fourth, Fifth, Sixth, and Fourteenth Amendments.
The district court entered a judgment dismissing the action for lack of subject matter jurisdiction under the Feres doc
We have jurisdiction because the dismissal of the action for lack of subject matter jurisdiction was a final judgment. 28 U.S.C. § 1291. We review independently the question whether the Feres doctrine is applicable to the facts reflected in the record. Atkinson v. United States,
We must decide whether a retired army captain, discharged as permanently disabled due to combat injuries, who receives disability retirement pay monthly, is precluded from filing an action against military officers for harm suffered while entering a United States Air Force base to conduct a personal errand. We conclude that the Feres doctrine is inapplicable to a claim filed by a person who is not a member of the armed forces of the United States for injuries that are not incident to current military service or who is not subject to the supervision of military personnel. Accordingly, we reverse.
I
The question presented in this matter is novel. To answer it, we must first examine the reach and purpose of the Feres doctrine as explained by the Supreme Court and interpreted by the Court of Appeals.
Prior to the enactment of the Federal Torts Claims Act (FTCA) in 1946, 28 U.S.C. §§ 1346(b), 2671-2680, the United States, as a sovereign nation, was immune from civil liability for tortious acts committed by an employee of the government. Atkinson v. United States,
A. SUPREME COURT RESTRICTIONS ON CIVIL ACTIONS BY SERVICEMEN BASED ON THE CONDUCT OF OTHER MILITARY PERSONNEL
In 1949, the Supreme Court interpreted the FTCA to provide jurisdiction over a claim filed against the United States by members of the armed forces of the United States for injuries “not caused by their service.” Brooks v. United States,
The district court denied the Government’s motion to dismiss. Id. The Government argued that members of the armed forces of the United States at the time of their injuries are barred from recovery under the FTCA. Id. The Fourth Circuit reversed in a divided decision. United States v. Brooks,
The Supreme Court answered the Government’s concerns about the effect of permitting a member of the armed forces to bring an action against the United States in the following words:
The Government envisages dire consequences should we reverse the judgment. A battle commander’s poor judgment, an army surgeon’s slip of hand, a defective jeep which causes injury, all would ground tort actions against the United States. But we are dealing with an accident which had nothing to do with the Brooks’ army careers, injuries not caused by their service except in the sense that all human events depend upon what has already transpired. Were the accidentincident to the Brooks’ service, a wholly different case would be presented.
Id. at 52,
In the year following its decision in Brooks, the Supreme Court was called upon to decide whether a member of the armed forces of the United States who received injuries while on active duty arising out of or in the course of such military duty may bring an action under the FTCA against the United States. Feres,
The Supreme Court distinguished Brooks as follows: “The injury to Brooks did not arise out of or in the course of military duty.” Id. at 146,
In United States v. Brown,
The Court in Brown explicated the basis for its holding in Feres for barring claims by members of the armed forces of the United States as follows:
The peculiar and special relationship of the soldier to his superiors, the effects of the maintenance of such suits on discipline, and the extreme results that might obtain if suits under the Tort Claims Act were allowed for negligent orders given or negligent acts committed in the course of military duty, led the Court to read that Act as excluding claims of that character.
Id. (citation omitted).
In United States v. Shearer,
The Supreme Court concluded that Feres was applicable because civilian courts lacked the authority to “second-guess mili
In United States v. Johnson,
In 1971, the United States Supreme Court held that a violation of the Fourth Amendment “by a federal agent acting under color of his authority gives rise to a cause of action for damages consequent upon his unconstitutional conduct.” Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
In Chappell v. Wallace,
In United States v. Stanley,
The Supreme Court has identified two common factors in each of the cases in which it has applied the Feres doctrine to FTCA and Bivens actions.
One. The injured person was a member of the armed forces of the United States at the time the injury was sustained. Feres,
Two. The injury must arise out of or occur in the course of activity incident to military service. Feres,
The Supreme Court has applied the Feres doctrine in those cases where the cause of action would require a civilian court to examine decisions regarding management, discipline, supervision, and control of members of the armed forces of the United States. Shearer,
The Supreme Court has recognized the jurisdiction of a federal court to consider the claim of a person who is a member of the armed forces of the United States for injuries that did not arise out of military activity. Brooks,
C. APPLICATION OF THE FERES IN-TRAMILITARY IMMUNITY DOCTRINE IN THE NINTH CIRCUIT
Injuries to Members of the Armed Forces Arising Out of or in the Course of Military Service.
The question whether a member of the Armed Forces of the United States can recover in an action against the Government for a governmental official’s injuries arising out of or in the course of military service has been before this court in a number of eases. In Enoch v. United States,
In Henninger v. United States,
In Callaway v. Garber,
We have also concluded that members of the armed forces of the United States may not bring an action against the Government or service personnel for injuries that occurred on a military base during activity under the control or supervision of a commanding officer.
In Millang v. United States,
In Preferred Insurance Company v. United States,
In Dexheimer v. United States,
In Atkinson,
D. INTRAMILITARY IMMUNITY WAIVED WHERE INJURIES ARE NOT INCIDENT TO SERVICE
As discussed above, in Brooks,
In Johnson,
On December 13, 1975, Johnson and Hay checked out shortly before 2:00 a.m. but remained at the NCO Club to attend an after hours party. They consumed liquor until 4:30 a.m. The accident occurred one mile outside the base. Hays drove the car. Hays was determined to be legally intoxicated at the time of the accident. Id. Johnson filed an FTCA claim against the Government. The Government moved to dismiss under the Feres decision. The motion was denied. The civil court found that the proximate cause of the accident was the failure of Air Force personnel to close the NCO Club at 2:00 a.m. as required by Montana law and military regulation.
On appeal, the Government contended that Johnson’s injuries were incident to military service. Id. at 1434. We held that “the occurrence of government negligence on a military base should not automatically bar recovery.” Id. at 1437. We also distinguished “ ‘between those cases involving activities arising from life on the military reservation, and those in which the presence on the base has little to do with the soldier’s military service.’ ” Id. (quoting Parker v. United States,
E. OTHER NON-STATUTORY EXCEPTIONS TO THE WAIVER OF IMMUNITY FOR FTCA OR BIVENS CLAIMS
In Johnson, we explained that “the most persuasive justification for the Feres doctrine is the potential impact of civil suits on military discipline.” Johnson,
In Monaco v. United States,
Daniel J. Monaco did not discover he had been exposed to radiation until July of 1971, long after he had been discharged from the military. At that time he was diagnosed as having radiation induced cancer of the colon. Id. Daniel J. Monaco alleged in his complaint that the Government had negligently exposed him to radiation. Id. Denise E. Monaco filed a separate complaint alleging that exposure to radiation induced chromosomal and genetic changes in her father that caused her to be born with a birth defect. Id.
The district court dismissed both actions on the authority of Feres. Id. at 130-131. We affirmed. We rejected Daniel J. Monaco’s argument that his injury was the cancer, rather than his exposure to radiation. Id. at 132-33. We held that the Government’s negligence occurred while he was
We upheld the dismissal of Denise E. Monaco’s claim on the same grounds. We held that the negligent act that caused her birth defect occurred while her father was a member of the armed forces of the United States. Id. Denise E. Monaco argued that the Feres decision was inapplicable to her because she was never a member of the armed forces. Id. We concluded that the Government’s negligence occurred while her father was on active duty. Accordingly, a trial on her claim would entail an examination by a civilian court of the Government’s activities with respect to service personnel. Id. We commented in respect to this issue: “It is precisely this type of examination the Feres doctrine seeks to avoid.” Id. at 134.
In Broudy v. United States,
In Stauber v. Cline,
Stauber filed an action in state court for intentional infliction of emotional distress and libel. The defendants removed the matter to federal court on the ground that they were federal officers acting under col- or of federal authority. Id. at 396-97.
The jury awarded Stauber compensatory and punitive damages. In a post-trial motion, the defendants claimed that the court lacked subject matter jurisdiction under Feres. Id. We affirmed.
On appeal, Stauber argued that Feres was inapplicable because the claims arose while he and defendants were serving as civilian employees. Id. at 399. We concluded that because the record showed that “in their work Stauber and the defendants were always under the command of active-duty military officers” the doctrine of in-tramilitary immunity applied. Id. at 400. In support of the holding, we stated: “To examine the relationship between on- and off-base events in this case, beyond determining that the conduct was incident to service, would result in an impermissible intrusion upon military matters.” Id. (footnote omitted).
We applied Stauber in Miller v. Neubauer,
In a recent case, Norris v. Lehman,
On April 21, 1982, Captain Marwood Lewis, the officer responsible for conducting the NJROTC program revoked Norris’ certification to teach effective August 16, 1982. Norris was sixty years old at that time. Id. at 285. Norris filed a claim in the district court alleging age discrimination and due process violations. This complaint was later amended to allege a cause of action under Bivens against the Secretary of the Navy, Rear Admiral Kenneth Shugart, and Captain Lewis. The district court dismissed the action against the Secretary of the Navy and the naval officers under Chappell. Id. at 285-86. The Eleventh Circuit affirmed. The Court of Appeals concluded that “the decision to decer-tify ... was a military one.” Id. at 286. The court reasoned as follows: “while it may be true that Norris was nominally a civilian at the time, the relationship between him and Captain Lewis, in its very essence, was a military supervisory relationship." Id. at 287 (footnote omitted) (emphasis added). The court stated, “We conclude that any injury he suffered ... arose out of or was in the course of activity incident to service.” Id. at 287.
II
In reviewing an order dismissing an action for lack of subject matter jurisdiction, we must accept all of the plaintiffs factual allegations as true. Atkinson,
On October 27, 1986, McGowan went to the Mather Air Force Base to obtain a new parking decal for his personal automobile. While he was standing in line outside the Visitor’s Center, a gate guard, Sergeant Gerald R. Scoggins, began to stop traffic in the incoming lane. Sergeant Scoggins shouted over his shoulder. His voice was inaudible to Professor McGowan because a helicopter was hovering at a low altitude in the immediate area. An unidentified woman Air Force member told Professor McGowan and the others standing in line that Sergeant Scoggins wanted them to go inside because there was possible danger outside. Everyone, including Professor McGowan, then crowded into the Visitor’s Center.
About ten minutes later, Sergeant Scog-gins came to the Visitor’s Center. He asked Professor McGowan to step outside. Sergeant Scoggins berated Professor McGowan for disobeying his orders. Professor McGowan tried to explain that he could hear nothing over the helicopter noise. Sergeant Scoggins then went inside and returned with Captain James A. Ether-idge, Jr. Captain Etheridge ordered Sergeant Richard B. Klosinski to arrest Professor McGowan.
Professor McGowan was taken to a security police office where, over a loud speaker system, he heard Lieutenant Colonel Azuma, the Deputy Base Commander, order that Professor McGowan be released. Professor McGowan was not released. Sergeant Scoggins continued questioning him. Professor McGowan requested an attorney after being advised of his Miranda rights. Professor McGowan was then placed in a holding room of the security police squadron headquarters. Shortly thereafter Professor McGowan heard a voice over the speaker ordering that Professor McGowan be released. Professor McGowan was asked if he would speak to Lieutenant Colonel Ward R. Wilder. Professor McGowan was then advised he could leave.
Professor McGowan returned to the Visitor’s Center to obtain a visitor’s pass. Professor McGowan went to the security police
Before he could leave, Professor McGowan was seized by two armed men. Professor McGowan was forcibly pulled back inside the security police building. He was physically assaulted and his eyeglasses were knocked off his face and fell to the cement. At that time, a third command was made over the loud speaker system to release Professor McGowan. He was released.
As Professor McGowan was approaching his car, Lieutenant Colonel Ward R. Wilder yelled, “Get him back in here.” Three security policemen led by Sergeant Klosinski, armed with loaded pistols, surrounded Professor McGowan’s car. An unidentified W.A.F. pointed a loaded M-16 rifle directly at Professor McGowan at close proximity. Professor McGowan was taken to Lieutenant Colonel Wilder’s office. Lieutenant Colonel Wilder held Professor McGowan for questioning after telling someone on the telephone that Professor McGowan had been released. Lieutenant Colonel Wilder then ran at Professor McGowan, starting approximately fifteen to twenty feet away, with his fists raised. Over two and one half hours after his initial arrest, Professor McGowan was permitted to make a report to the base commander.
Professor McGowan filed this action in the Superior Court of the State of California. The defendants removed the action to the United States District Court for the Eastern District of California pursuant to 28 U.S.C. § 1446(a)(1). Thereafter, the military officials filed a motion to dismiss, or in the alternative, a motion for summary judgment.
The district court granted the motion to dismiss. In the court’s order dismissing the action, the court held that Professor McGowan’s injuries “occurred because of his military relationship with the government.” C.R. 16. The court stated that “[retirement pay does not differ from active duty pay in its character as pay for continuing military service.” Id. (quoting Costello v. United States,
Ill
Professor McGowan is a civilian teacher of History at the University of California at Davis. He has not been a member of the armed forces of the United States Army for many years. Professor McGowan was visiting Mather Air Force Base on a personal errand for the purpose of obtaining a parking decal when he was subjected to assault and battery, false arrest and imprisonment, intentional and negligent infliction of emotional distress by military personnel.
As discussed in Part I, supra, intramilitary immunity under Feres applies to members of the armed forces of the United States who are injured as an incident to their current military service. Feres,
We are not persuaded by the military officials’ argument that Feres and its Supreme Court progeny are applicable be
The military officials’ alternative argument that Professor McGowan can be considered an active member of the armed forces for the purpose of applying the Feres decision, because he is receiving monthly disability retirement pay is equally unconvincing. The cases cited by the ap-pellees are not relevant to the present matter. None of them discusses the question of intramilitary immunity concerning claims filed by an honorably discharged officer for conduct that occurred after he left military service. In United States v. Tyler, 105 U.S. 244,
In fact, receipt of military pay is a false issue. The Supreme Court has allowed claims against the United States by members of the armed forces who are receiving monthly pay for current active duty, if the action is not based upon injuries received as an incident to military service. Brooks,
We also reject the military officials' argument that Professor McGowan was injured as an incident to service because the right to get a parking decal is “a privilege conferred on him by virtue of his military status.” Brief for Appellees at 16. It is true that Professor McGowan would not be entitled to a parking decal but for the fact he formerly served as an officer in the armed forces of the United States Reserve.
Professor McGowan’s right to a parking decal, however, is a benefit he enjoys because he was a military officer who was retired as the result of suffering a disabling injury during past service in the military. Those cases that have held that a person is barred from pursuing a claim based on harm incurred while enjoying a benefit incident to military service involve members of the armed forces of the United States who were on active duty at the time of the injury. See Millang,
As analyzed above, a claim may be barred under the intramilitary immunity doctrine if the action brings into question command or personnel decisions by military personnel, notwithstanding the fact that the plaintiff is a civilian. In each of these cases, as set forth in Part I-E, the injured person was working under the direct supervision of military personnel. Stauber, 837
Professor McGowan was not employed at Mather Air Force Base. His work as a history teacher at the University of California at Davis is not subject to military supervision, command, or discipline. While on a military base, he is subject to the same regulations that govern the conduct of any other civilian visitor. Professor McGowan, while standing in line at the Visitor’s Center to get a parking decal was under “compulsion of no orders or duty and on no military mission.” Feres,
The judgment is REVERSED.
Notes
. Feres v. United States,
Concurrence Opinion
concurring in the judgment:
This is a closer case than Judge Alar-con’s opinion indicates. The incident took place on a military base and involved active duty military personnel, and its resolution will require an evaluation of the manner in which these personnel performed their respective duties, including that of the base commander, in the light of the obligations imposed upon them by military regulations and orders. I assume, as does Judge Alar-con, that a civilian having no ties with the military would not be barred by Feres v. United States,
Therefore, I concur in the judgment reached by the majority.
