Arthur D. Rutherford v. James v. Crosby, Jr.Arthur D. Rutherford v. James v. Crosby, Jr.
Lead Opinion
This is the appeal of Arthur Dennis Rutherford, a Florida death row inmate, from the judgment of the district court dismissing his
I.
The first ground on which the district court dismissed Rutherford’s
Of course, circuit law certainly can be changed by a decision of the Supreme Court. See Davis v. Singletary,
II.
The district court also dismissed the complaint on the alternative basis that even if Rutherford’s complaint states a cognizable claim under
The district court concluded that Rutherford’s unreasonable and unexcused delay in waiting until the eleventh hour to file the claim in a
In reaching that conclusion in Gomez the Supreme Court emphasized the State’s strong interest in proceeding with its judgment and how a court may consider the last-minute nature of a stay application:
Whether his claim is framed as a habeas petition or as a§ 1983 action, Harris seeks an equitable remedy. Equity must take into consideration the State’s strong interest in proceeding with its judgment and Harris’ obvious attempt at manipulation. This claim could have been brought more than a decade ago. There is no good reason for this abusive delay, which has been compounded by last-minute attempts to manipulate the judicial process. A court may consider the last-minute nature of an application to stay execution in deciding whether to grant equitable relief.
Gomez,
A stay is an equitable remedy, and “[e]quity must take into consideration the State’s strong interest in proceeding with its judgment and ... attempts] at manipulation.” Thus, before granting a stay, a district court must consider not only the likelihood of success on the merits and the relative harms to the parties, but also the extent to which the inmate has delayed unnecessarily in bringing the claim. Given the State’s significant interest in enforcing its criminal judgments, there is a strong equitable presumption against the grant of a stay where a claim could have been brought at such a time as to allow consideration of the merits without requiring entry of a stay.
Id. at 649-50,
The Supreme Court’s teachings in Gomez and Nelson that lower courts should apply equitable principles in this kind of
In each of those cited decisions the petitioner raised the same three-chemical challenge to the means of lethal injection that Rutherford has raised in this case. Of course, where petitioner’s scheduled execution is imminent, there is no practical difference between denying a stay on equitable grounds and denying injunctive relief on equitable grounds in a
The district court was fully justified in applying the Gomez/Nelson equitable principles to bar Rutherford’s request for an injunction against his execution by lethal injection. Rutherford has been on Florida’s death row for more than nineteen years. See Rutherford v. Crosby,
The district court pointed out that Rutherford had offered no reason for his delay in bringing this action just days before his scheduled execution. In his filings with us, Rutherford argues that he was precluded from filing this lawsuit earlier by our Robinson decision, an excuse the dissenting opinion accepts. The obvious flaw in that argument is that, as we have already explained, the grant of certiorari in Hill has not affected the precedential value of Robinson. It is no less the law of the circuit today than it was when we issued it. If Rutherford could file the lawsuit now, as he has, he could have filed it before.
If, as the dissenting opinion says, “not until the Supreme Court granted certiorari in Hill did Rutherford have reason to believe that, in this circuit, he might have a cognizable claim under
In addition to affirming the district court’s dismissal of Rutherford’s
III.
Rutherford has filed with us an application for a stay of execution pending resolution of this appeal. Because we are resolving this appeal by affirming the district court’s dismissal of his
Rutherford also has filed with us a separate application seeking a stay pending a decision by the Supreme Court in the Hill case. We also deny it for two reasons. First, even if the Supreme Court decides in the Hill case to overturn our Hill and Robinson decisions and holds that this type of claim is cognizable in a
Second, the Supreme Court is in a better position to decide whether it wants a stay of execution issued in this case than we are, and it has time to make a decision about a stay. All of the papers filed in the district court and in this Court throughout this proceeding have been contemporaneously lodged with the Supreme Court, and that Court will have our opinion within minutes of the time we issue it. Our decision to let the Supreme Court decide whether it wants to issue a stay of execution in this case is informed by two considerations.
One of those considerations is what this Court has done when facing this same situation in the past. At least four times over the years we have been asked to issue a stay of execution based on a grant of certiorari in another case raising an issue identical to one that the movant was raising in the case before us, an issue foreclosed by existing circuit precedent that might be overruled by the Supreme Court. All four times we have declined to do so because the grant of certiorari does not change circuit precedent, and it makes more sense to let the Court that is going to be deciding the issue determine whether there should be a stay in another case raising it. Robinson v. Crosby,
Both complaints rely on the same research letter published in The Lancet, a medical journal. They both characterize the principal finding of the cited work as being that sodium pentothal levels in the blood of 21 of the 49 executed inmates indicated that those inmates had “consciousness during the execution,” (Bieghler Compl. at 6), and were therefore able to feel “the suffering of suffocation from pan-curonium bromide, and the burning of the veins followed by the heart attack caused by the potassium chloride.” (Rutherford Compl. at 6-7).
On January 26, 2006, Bieghler filed a last-minute
The dissenting opinion in this case attempts to distinguish the Bieghler case on the ground that the state in that case offered to alter the dosages of the drugs used, an offer Beighler refused. That is an interesting fact, but not one that had anything to do with the district court’s denial of injunctive relief and dismissal of the
The district court in this case, like the district court in the Bieghler case, denied relief on the Gomez/Nelsoh unreasonable delay ground. The only difference is that the district court in this case had an additional ground for denial of relief, which was that under our Hill and Robinson decisions relief could not have been granted on the claim anyway. The inclusion of an additional ground for denying relief certainly does not justify the grant of a stay.
We disagree with our dissenting colleague’s assertion that Rutherford’s case is on all fours with the Hill case, that the issues are virtually “identical” and that “had the instant case preceded Hill by one day, it would be currently awaiting Supreme Court review with the execution stayed.” (Dissent at 1097). That assertion misses the whole point that the denial of relief in Hill was not based in any part on unreasonable delay in filing the
IV.
The judgment of the district court dismissing Rutherford’s
Notes
. In the Hill case the district court and this Court treated Hill's
. The wisdom behind a policy of discouraging to the extent reasonably possible last-minute filings in death sentence cases is illustrated in this case. Rutherford's attorneys waited until 7:00 p.m. ET on Friday, January 27, 2006 to file his
. The Fifth Circuit in White also rejected White’s argument that because he was not requesting just a stay but permanent injunc-tive relief in his
. Our dissenting colleague relies on Mobley v. Head,
Although it attempts to distinguish Robinson, the dissenting opinion makes no effort to distinguish Thomas, Jones, and Bowden, and in fact they are indistinguishable.
Dissenting Opinion
dissenting:
I would stay Rutherford’s execution, and hold his case in abeyance until the Supreme Court reaches a decision in Hill v. Crosby,
(1) Whether a complaint brought under42 U.S.C. § 1983 by a death-sentenced state prisoner, who seeks to stay his execution in order to pursue a challenge to the chemicals utilized for carrying out the execution, is properly recharacterized as a habeas corpus petition under28 U.S.C. § 2254 ?
(2) Whether, under this Court’s decision in Nelson, a challenge to a particular protocol the State plans to use during the execution process constitutes a cognizable claim under42 U.S.C. § 1983 ?
Furthermore, Rutherford’s case raises these questions with regard to Florida’s method of lethal injection, the same state method at issue in Hill. In spite of these striking similarities, the majority holds that we must follow our decision in Hill and deny Rutherford’s application for a
I.
In Hill, we denied a stay of execution based on our decision in Robinson v. Crosby,
In Robinson, we did not attribute much weight to the fact that the Supreme Court had then granted certiorari on our decision in Nelson v. Campbell,
First, the grant of certiorari alone is not enough to change the law of this circuit or to justify this Court in granting a stay of execution on the possibility that the Supreme Court may overturn circuit law. Second, and more important, the Defendants point out that there are material factual and legal distinctions between Nelson and this case in any event.
Id. at 1284 (internal citations omitted) (emphasis added). Nelson, we explained, involved not a challenge to the lethal injection itself, as in Robinson, but rather a challenge to the “cut-down” procedure used to gain venous access prior to the
The majority relies upon Bieghler v. Donahue, No. 06 C 136 (7th Cir. Jan. 26, 2006), stay vacated by No. 05A684, — U.S. -,
In short, Rutherford’s case is on all fours with Hill, a case from our circuit in which the Supreme Court has granted cer-tiorari to review the same issues about the same method of execution in the same state. Indeed, had the instant case preceded Hill by one day, it would be currently awaiting Supreme Court review with the execution stayed. The Supreme Court’s decision will provide us with essential guidance on the district court’s jurisdiction, if any, to entertain Rutherford’s
II.
The majority holds that, even assuming there is jurisdiction over Rutherford’s
Appellees contend that Rutherford could and should have raised his claim in 2000, when Florida first provided for lethal injection. The key research on which Rutherford relies, however, was not published until April of 2005.
The district court also stated that, even if Rutherford had not delayed in bringing his claim, the claim would nevertheless fail because it does not fall within Nelson’s “narrow confines.” In other words, the district court construed Nelson to require that Rutherford demonstrate that he suffers from a “unique medical condition” which the lethal injection protocol would aggravate. Yet, this is precisely the subject of one of the questions presented to the Supreme Court in Hill (and specifically not addressed in Nelson): whether a challenge to a particular protocol the State plans to use during the execution process constitutes a cognizable claim under
Finally, as Hill demonstrates, a last minute stay of execution in an extraordinary case is not unique, particularly when the Supreme Court is preparing to decide an issue that controls the case’s outcome. See Mobley
APPENDIX
IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF FLORIDA TALLAHASSEE DIVISION ARTHUR DENNIS RUTHERFORD, Petitioner, v. JAMES V. CROSBY, JR., Secretary, Florida Department of Corrections, and CHARLIE CRIST, Attorney General of Florida, Respondents.
Case No. 4:06-cv-50/MCR
ORDER
This matter is before the court on a Verified Complaint for Declaratory and In-junctive Relief filed by Arthur Rutherford through his counsel on January 27, 2006, with supporting memoranda, and an Application for Stay and Motion to Hold Proceedings in Abeyance.
Petitioner now brings the instant suit as a complaint for declaratory and injunctive relief under
Lethal injection usually consists of sequential administration of sodium thio-pental for anaesthesia, pancuronium bromide to induce paralysis, and finally potassium chloride to cause death. (Cite omitted). Without anaesthesia, the condemned person would experience asphyxiation, a severe burning sensation, massive muscle cramping, and finally cardiac arrest. Thus, adequate anaesthesia is necessary both to mitigate the suffering of the condemned and to preserve public opinion that lethal injection is a near-painless death.
Id. at 1412. The above conclusion is based on research and data from post-mortem toxicological tests conducted on condemned inmates in Arizona, Georgia, North Carolina and South Carolina, from which the researchers found that the concentrations of thiopental (sodium pento-thal) were lower than that required for surgery in 88% of the executed inmates and that 43% of the executed inmates had concentrations of thiopental consistent with awareness because they had an insufficient amount of sodium pentothal in their bloodstream to provide adequate anesthesia. (Doc. 2-1 at 7-8).
This very same issue was recently addressed in Hill v. Crosby,
A§ 1983 claim seeking relief-including a TRO, preliminary injunction, or a stay of execution-from a sentence of death as cruel and unusual punishment is the “functional equivalent” of a successive habeas petition. The district court lacked jurisdiction to consider Robinson’s claim because he failed to apply to this Court for permission to file a successive habeas petition. We further note that such an application to file a successive habeas petition would be denied in any event. See In re Provenzano,215 F.3d 1233 , 1235-36 (11th Cir.2000), cert. denied,530 U.S. 1256 ,120 S.Ct. 2710 ,147 L.Ed.2d 979 (2000) (concluding that a claim that lethal injection constitutes cruel and unusual punishment does not meet the requirements of28 U.S.C. § 2244(b)(2)(A) or (B)).
Id. at 1284 (remaining internal cites omitted). The issue presented in Robinson is essentially the issue presented here, i.e. whether a district court has jurisdiction to consider an inmate’s claim brought pursuant to
the affidavits [accompanying Robinson’ssection 1983 complaint] discuss the drugs used in the lethal injection. Three affidavits that Robinson filed in the district court are copies of affidavits from the case of State of Texas v. Jesus Flores, No. 877994. These affidavits address the effects of the drugs used during lethal injection, how they each cause pain and suffering, and particularly how the pancuronium bromide chemical paralyzes the person and masks the pain and suffering being incurred.
Robinson,
Additionally, Petitioner has offered no reason for his delay in bringing a
A stay is an equitable remedy, and “[e]quity must take into consideration the State’s strong interest in proceeding with its judgment and ... attempts] at manipulation.” [Gomez,503 U.S. at 654 ,112 S.Ct. at 1653 ], Thus, before granting a stay, a district court must consider not only the likelihood of success on the merits and the relative harm to the parties, but also the extent to which the inmate has delayed unnecessarily in bringing the claim. Given the State’s significant interest in enforcing its criminal judgments, there is a strong equitable presumption against the grant of a stay where a claim could have been brought at such a time as to allow consideration of the merits without requiring entry of a stay.
(remaining internal cites omitted). See also In re Hicks,
Finally, even assuming Petitioner had not delayed in bringing his current action, the court would nonetheless find that Petitioner’s claim fails to fall within the narrow confines of Nelson. Here Petitioner is challenging Florida’s standard protocol involving lethal injection and has made no claim, as the petitioner did in Nelson, that due to his unique medical situation the lethal injection protocol as applied to him constitutes cruel and unusual punishment in violation of the Eighth Amendment. Therefore, Petitioner is in effect challenging the validity of his sentence and is thus subject to the laws governing federal habe-as corpus petitions. This court is without jurisdiction to entertain Petitioner’s petition without his first complying with the requirements of 28 U.S.C
Accordingly, it is hereby ORDERED and ADJUDGED that Petitioner’s Verified Complaint for Declaratory and Injunctive Relief (doc. 2) is hereby DISMISSED for lack of jurisdiction. Petitioner’s Application for Stay of Execution and Motion to Hold Proceedings in Abeyance (doc. 4) is DENIED. No stay of execution shall issue in this case.
DONE and ORDERED this 28th day of January, 2006.
s/ M. Casey Rodgers
. Although the Court also recognized that, under some circumstances, a method-of-execution challenge could implicate the "fact” of the sentence itself, the Court's language was not absolute. See Nelson,
. The district court did not consider the April 2005 Lancet article to be significant, because courts had rejected factually similar arguments made prior to the article’s publication. There is a difference, however, between how much Rutherford might have relied upon the presentation of losing arguments in court, and how much he might have relied upon a peer-reviewed article published in a scientific journal.
. Had Rutherford brought his claims then as a successive habeas petition, they would have been denied as well. See Robinson,
. For reasons explained infra, the court will hereinafter refer to the complaint as a petition and to plaintiff as petitioner.
. While Respondents argue that Rutherford's petition should be dismissed for failure to state a cause of action as opposed to lack of jurisdiction, a federal court may determine sua sponte that it lacks the jurisdiction to entertain the matter before it. Vermeulen v. Renault., U.S.A., Inc.,
. Florida’s lethal injection procedure is outlined in detail in Sims v. State,
.
(1) A claim presented in a second or successive habeas corpus application undersection 2254 that was presented in a prior appeal shall be dismissed.
(2) A claim presented in a second or successive habeas corpus application undersection 2254 that was not presented in a prior application shall be dismissed unless—
(A) the applicant shows that the claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(B)(1) the factual predicate for the claim could not have been discovered previously through the exercise of due diligence; and (ii) the facts underlying the claim, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that, but for constitutional error, no reasonable factfin-der would have found the applicant guilty of the underlying offense.
.The two questions presented to the Court in support of the petition for certiorari review are as follows:
1. Whether a complaint brought under42 U.S.C. § 1983 by a death-sentenced state prisoner, who seeks to stay his execution in order to pursue a challenge to the chemicals utilized for carrying out the execution, is properly recharacterized as a habeas corpus petition under 28 U.S.C. § 2254 ?
2. Whether, under the Court's decision in Nelson v. Alabama Dept. of Corrs.,541 U.S. 637 ,124 S.Ct. 2117 ,158 L.Ed.2d 924 (2004), a challenge to a particular protocol the State plans to use during the execution process constitutes a cognizable claim under42 U.S.C. § 1983 ?
Notably, on January 27, 2006, the United States Supreme Court vacated a stay of execution issued by the Seventh Circuit Court of Appeals in Bieghler v. Donahue, Case No. 06-1300. See Donahue v. Bieghler, Case No. 05A684, - U.S. -,126 S.Ct. 1190 , - L.Ed.2d -,2006 WL 189970 (2006). The Seventh Circuit had granted the stay based solely on the Supreme Court’s grant of the writ of certiorari in Hill v. Crosby. However, in Bieghler the lower courts did not recharac-terize Bieghler's§ 1983 claim as a successive habeas corpus petition and therefore the issue before the Supreme Court on petition for cer-tiorari in Bieghler and Hill was not the same.
.While this court acknowledges that a writ of certiorari was granted in Hill's case and that the claim and request for relief sought by Petitioner are identical to Hill's, the grant of certiorari in Hill's case does not change the law of this circuit or justify this court's granting a stay of execution on the possibility that the Supreme Court may overturn Eleventh Circuit law. See Robinson v. Crosby,
. The court seriously doubts that Petitioner’s claim in any event would fall within the narrow confines of Nelson v. Campbell,
. Petitioner has also not specifically addressed his failure to comply with the requirements of The Prison Litigation Reform Act of 1995 nor argued why he would be exempt from these requirements. See
. The Supreme Court also recognized in Nelson that “the mere fact that an inmate states a cognizable