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Arthur Brennan Malloy, II v. Thomas Purvis
681 F.2d 736
11th Cir.
1982
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*2 Alabama, ern District of arguing that his *, Before WISDOM RONEY and illegal conviction was because of the Mobile HATCHETT, Judges. Circuit County failure Sheriff’s to act on the de- tainer. respondents The moved dismiss HATCHETT, Judge: Circuit court, action and consider- We must determine whether the blemish ing the motions to dismiss as motions for on one’s record resulting from one convic- summary judgment, summary entered tion is enough consequence of a collateral to judgment in their favor and dismissed Mal- prevent corpus petition being a habeas from loy’s petition grounds on the that the mate- moot, petitioner where the in custody, is not essentially rial facts were undisputed and and where the petitioner has con- that Malloy’s Malloy claim was frivolous. Finding victions. that such a blemish is not appealed and on June a consequence, affirm. we 1979, the former Fifth summarily II, Malloy,

Arthur Brennan appeals the the judgment vacated of the district court dismissal of his corpus petition, habeas 28 and remanded the case for determination alleged which U.S.C.A. that his 1977 During pendency on the merits. of thé conviction for forgery Circuit, was unconstitutional- to the former Fifth ly imposed. Mobile County, placed Ala- court Malloy parole, on and on No- bama, authorities arraigned 18, 1979, arrested and vember discharged he was from forgery charges. While out on parole respect sentence and with to the trial, pending bail imprisoned he was for a conviction under attack in this proceeding. parole violation. imprisoned, While In May, respondents filed another sheriff of Mobile County issued a detainer motion to asserting Malloy’s dismiss to the holding Malloy authorities requesting release from parole sentence and in Novem- that Malloy ber, 1979, be turned over to the sheriff petition rendered his moot. The for trial on the forgery charge upon com- magis- trial court referred the matter to a pletion imprisonment parole for the trate who petition recommended that the be * Wisdom, Honorable John Minor U. S. Circuit tion. Judge Circuit, sitting by designa- for the Fifth negate failed to any possi- existence of because the conviction

dismissed consequences to those bility consequences added no collateral that collateral ad- burdening Malloy as a result of his here to the under attack. The conviction involving for offenses asserting convictions argument by state counters this adopted turpitude. The district court moral were cited consequences that no collateral magistrate recommendation of the perceived. because none were *3 appeal this followed. primarily custody with the in Concerned issue, Supreme the in jurisdictional

Our task is to decide whether a corpus pro- in a habeas habeas re Carafas held corpus petitioner’s unconditional jurisdiction has ceeding, “once the federal custody peti lease from state renders the Court, tion moot in the District it is not consequences where no collateral attached by petitioner to the the release of the conviction under attack cause the defeated prior completion proceedings to of on such petitioner any to suffer the loss of civil 238, application.” 391 at 88 at previously deprived liberties not of as a U.S. S.Ct. did, however, preliminari- result of the cir 1560. The Court prior convictions. Unlike question address the mootness and its normally presented ly cumstances in a case of of nature, courts power this the substantial here is not effect on the of federal to issue grant declaring whether “in relief. the case not Malloy has satisfied the custo moot, dy” consequences the Court discussed the requirement necessary to establish fed 2254(d). burdening eral still as a of his jurisdiction under section Cf. Carafas result Blackburn, (5th “In consequence Sinclair v. 599 F.2d 673 Cir. conviction. of his convic- tion, 1979) (in he cannot in custody requirement, engage not moot certain business- es; ness, cases). is the in he cannot serve as an official of a labor substantial issue such time; specified period At the union for a of he petition’s filing, Malloy time of the any was confined in the cannot vote in election held in New Staton Correctional State; Center, Elmore, Thus, juror.” York he cannot serve as a Alabama. the statu 237, tory (footnotes 391 at at complied scheme has been with and U.S. 88 S.Ct. 1559 omitted). Malloy’s custody penalties unconditional release from These civil furnished while his court’s first Carafas with “a substantial stake in dismissal was pending does not defeat of conviction which survives the jurisdiction satisfaction of the previously imposed established. Carafas sentence LaVallee, and, such, 234, 1556, prevented 391 88 20 him” as the case from U.S. S.Ct. concern, (1968). becoming L.Ed.2d 554 We focus our moot. 391 at 88 at U.S. S.Ct. therefore, States, on the question quoting of mootness.1 Fiswick v. 329 211, 222, 224, 230, 91 U.S. S.Ct. L.Ed. 196 Although he has served the sentence and (1946). has been unconditionally released from cus- tody, Malloy contends that the con- According Malloy, to the blemish on one’s viction now challenged constitutes a conse- caused aby enough record conviction is of a quence to him in the form of a blemish consequence prevent collateral to a habeas upon his record. civil Conceding corpus petition becoming that no from moot where liberties not petitioner longer forfeited as a result of is no custodial under case, will convictions be reinstated should restraint. If this were the mootness overturned, this Malloy, conviction be in would never be an issue the resolution nevertheless, charges that the state has petitions habeas because the mere fact custody” Although Although both mootness and the “in issue of mootness is often 1. requirement 2254(d) jurisdictional question, of section relate to federal mistaken for a within subject-matter jurisdiction, they analytical- questions are the context of the case, raised this ly requiring jurisdiction satisfying distinct issues different treatment. is a matter of Estelle, (5th statutory custody’ requirement, Escobedo v. 615 n.5 ‘in whereas 1981). question Cir. As framed the Seventh Circuit 117-18 mootness is a any of whether there Indiana, in Harrison v. F.2d it has relief the court can once (7th 1979): jurisdiction. Cir. determined that it indeed has appellant’s multiple status, always keep peti- offender the conviction extreme, argu- to the Court stated the test to be that “a tion alive. Taken criminal the merits if only ment would call for treatment on case is moot it is shown that there is petitioner in where the no that any legal even those instances con- in engage sequences imposed was still allowed to vote or cer- will be on the basis of professions, challenged tain or where the conviction conviction.” 392 U.S. at 1900. pur- could not be used for enhancement 88 S.Ct.

poses. require Such a rule would us to read The types of civil liberties language of Carafas mentioned above which Carafas refers are similarly applica merely surplusage as or dicta. We refuse Thus, vote, in ble Alabama. cannot to do so. If the Supreme Court desired to 182; Ala.Const. art. VIII he cannot serve hold that a conviction in and of itself consti- juror, 12-16-60(a)(4); as a Ala.Code Ann. § tuted a collateral consequence, the circum- he cannot serve as an official of a labor *4 stances in presented ample op- Carafas an union, 504; he U.S.C.A. cannot obtain § portunity for expressing such a rule. Be- see, a license in professions, e.g., various not, however, cause it did we refuse to (physician’s Ala.Code Ann. 34-24-35 § effectively sanction a rule that would abro- license upon revokable conviction of felo gate meaning the and purpose underlying ny); subject and he is to enhanced sentenc the requirement proving of collateral conse- if, future, ing in the he is convicted of quences. another crime.2 Ann. Ala.Code 13A-5-9. § Inasmuch as his offender status Malloy contends, however, that the lan has already deprived him of all those civil guage from Sibron allows him to assert that liberties he would have otherwise lost as a may he pardon seek a for his offenses from conviction, challenged Malloy result of the governor the or seek financial aid for his point any concedes that he cannot to actual family from the government, state and this presently flowing harms forgery from his forgery conviction could be considered in claims, however, conviction. He that he determining government whether officials need not prove legal the existence of actual requests. either of these consequences, but that the state has the types penalties These are not the civil of of establishing any possi- burden the lack of in reading discussed Carafas and our of of bility consequences Malloy collateral to considerably Sibron narrower than Mal stemming forgery from the conviction. Ab- loy’s. interpret simply We to mean Sibron contends, sent such a demonstration he the possi that the state must show that no case is not support moot. He finds for this imposition bilities exist for the of collateral argument York, in Sibron v. New 392 U.S. legal consequences on the basis of the chal (1968). 88 S.Ct. 20 L.Ed.2d 917 lenged conviction. all the civil lib Because Exercising jurisdiction appellate under 28 by Malloy previously erties cited for U.S.C.A. in Supreme the Si- § feited, nothing prove. the state had to bron possession reviewed a conviction for of differently, it would have been im Stated heroin ground attacked on the that the New possible possi for the state to show that no York statute under which appellant the was any legal consequences bilities of arrested was unconstitutional. Before ad- Malloy would attach to as a result of his dressing claim, the merits of the the Court forgery deprivation conviction because the considered whether the case was moot upon noted, of the civil to liberties similar the discovering argument at oral ap- Carafas, that ones cited in had previously oc pellant completed Moreover, had his sentence and was curred. the Supreme Court has longer no Disregarding incarcerated. again addressed in the context of topic 2. We are informed counsel that on March 13A-5-9. further indicates that Counsel 31, 1982, following robbery, a conviction for conviction here under attack was not imprisonment upon was sentenced to life one of the offenses relied parole sentencing purposes without under the Ala- in court for enhancement Act, issuing Malloy’s bama Habitual Offender’s Ala.Code Ann. life sentence. impossible a section 2254 it would be petition alleging that for us say to failure peti of the trial court to advise the he had no interest in beginning proc- tioners mandatory parole requirement of a ess of redemption particular with the case accepting pleas deprived before their guilty sought adjudicated. to be process them of due law. Lane v. 55-57, Sibron 88 S.Ct. at 1898-1899. Williams, -U.S. -, 102 S.Ct. completion Sibron involved of a sentence (1982), petitioners L.Ed.2d 508 sought pending direct of a conviction. In specific plea bargain enforcement of a Indiana, 1979, Harrison v. agreement by having mandatory parole however, Appeals the Court of for the Sev- terms eliminated from their sentences. Be applied enth Circuit corpus Sibron to habeas parole cause the expired terms had and the proceedings. The court observed that petitioners longer subject any were no “multiple peti- offenses affect [the] direct parole restraint as a result of the tioner’s credibility, eligibility parole, his for terms, Supreme Court held the case may subject and him to harsher sentencing moot. The Court found the rule of Carafas if in the future he is in trouble with the inapplicable Sibron to the situation in law”. 597 F.2d 118. Lane, noting that Carafas was concerned A repu- blemish on an blemished with existing civil disabilities as a result of blemish, tation is still a usually with collat- petitioner’s conviction. “Collateral re eral consequences. view of a final is not an endeavor to be undertaken lightly. It is not warrant

ed absent a showing that the complainant

suffers actual harm from

that he Lane, - U.S. seeks to avoid.” at

- n.13, 102 n.13, S.Ct. at 1327 71 L.Ed.2d

at 516 n.13.

For above, the reasons discussed we af- firm the order of the district court dismiss- Lynn GRINDSTAFF, Janet a minor ing Malloy’s petition. Grindstaff, Douglas friend, as next AFFIRMED. Plaintiff-Appellant, WISDOM, Judge, specially con- curring: COLEMAN, M.D., Blanche D. I concur in the result reached Defendant-Appellee. Court, because, assuming that we can take No. 81-7471. judicial notice of the facts stated in foot- note 2 of majority opinion, petition- Appeals, States Court of er is now serving a life sentence without Eleventh Circuit. parole. July 1982. I York, read Sibron v. New 392 U.S. S.Ct. 20 L.Ed.2d holding as that a defendant’s prior convictions are ir-

relevant to the question of collateral conse-

quences. In Sibron the Court said:

Moreover we see no relevance in the fact Sibron is a offender.. ..

It impossible for this say Court to

what point the number of convictions on

a man’s record reputation renders his ir-

redeemable. And even if we believed

that an individual point, had reached that

Case Details

Case Name: Arthur Brennan Malloy, II v. Thomas Purvis
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Jul 29, 1982
Citation: 681 F.2d 736
Docket Number: 81-7314
Court Abbreviation: 11th Cir.
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