ARMSTRONG, APPELLANT, v. JOHN R. JURGENSEN COMPANY ET AL., APPELLEES.
No. 2012-0244
Supreme Court of Ohio
Submitted January 23, 2013-Decided June 4, 2013.
136 Ohio St.3d 58, 2013-Ohio-2237
Judgment reversed and cause remanded.
O‘CONNOR, C.J., and PFEIFER, O‘DONNELL, LANZINGER, KENNEDY, and FRENCH, JJ., concur.
Manley, Deas & Kochalski, L.L.C., Matthew J. Richardson, Andrew C. Clark, and Benjamin Ogg, for appellee.
Heban, Sommer & Murphree, L.L.C., Kevin A. Heban, Gary O. Sommer, R. Kent Murphree, and John P. Lewandowski, for appellants.
FRENCH, J.
{11} In this appeal, we consider whether, for a mental condition to be compensable under the Ohio workers’ compensation system, a compensable physical injury sustained by the claimant must cause the mental condition. We hold that it must.
Facts and Procedural History
{12} On August 27, 2009, appellant, Shaun Armstrong, was involved in a motor-vehicle accident while operating a one-ton dump truck within the course of
{13} After the collision, Armstrong was in shock and did not know the extent of his injuries. Looking in his mirror, Armstrong saw the other driver with his head down and observed fluid leaking from the vehicles. Armstrong exited the dump truck, afraid the vehicles would catch fire, and called 9-1-1. Armstrong then noticed that the other driver was not moving and that blood was coming from his nose; he suspected the driver was dead. After being transported to the emergency room, Armstrong was treated for physical injuries and released. He was distressed to learn, while in the emergency room, that the other driver had, in fact, died.
{14} Armstrong filed a workers’ compensation claim for his physical injuries, and his claim was allowed for cervical strain, thoracic strain, and lumbar strain. He subsequently requested an additional allowance for posttraumatic-stress disorder (“PTSD“). An Industrial Commission staff hearing officer allowed Armstrong‘s additional claim, finding his PTSD compensable because it was causally related to his industrial injury and his previously recognized conditions. Jurgensen appealed to the Industrial Commission, which refused the administrative appeal.
{15} After the Industrial Commission refused Jurgensen‘s administrative appeal, Jurgensen appealed to the Clark County Court of Common Pleas pursuant to
{16} Both Armstrong and Jurgensen presented expert testimony regarding the cause of Armstrong‘s PTSD. Armstrong presented the videotaped deposition testimony of Jennifer J. Stoeckel, Ph.D., who evaluated Armstrong and diagnosed his PTSD. Dr. Stoeckel testified that Armstrong developed PTSD as a result of the accident and that his physical injuries contributed to and were causal factors in his development of PTSD. Jurgensen, on the other hand, presented the testimony of William L. Howard, Ph.D., who agreed with Dr. Stoeckel that Armstrong suffered from PTSD as a result of the accident, but opined that Armstrong‘s physical injuries did not cause his PTSD. Dr. Howard testified that the PTSD was caused by witnessing the accident and “the mental observation of the severity of the injury, the fatality, [and] the fact that it could have been life-
{17} The trial court held that Armstrong‘s PTSD was not compensable, because it did not arise from his physical injuries. The Second District Court of Appeals affirmed, holding that the applicable statutory definition of “injury” includes psychiatric conditions only when they arise from a compensable physical injury. The court of appeals further determined that competent, credible evidence supported the trial court‘s factual finding that Armstrong‘s PTSD did not arise from his physical injuries. 2011-Ohio-6708, 2011 WL 6884238, 139 (2d Dist.).
Question Presented
{18} The question before us is whether
Analysis
{19} The
{110} Aside from certain statutory exceptions,
{111} This case presents an issue of statutory construction, centering on whether Armstrong‘s PTSD qualifies as an “injury” under
{12} A court‘s paramount concern in construing a statute is legislative intent. State ex rel. Dispatch Printing Co. v. Johnson, 106 Ohio St.3d 160, 2005-Ohio-4384, 833 N.E.2d 274, 121, citing State ex rel. Steele v. Morrissey, 103 Ohio St.3d 355, 2004-Ohio-4960, 815 N.E.2d 1107, 121. To discern legislative intent, we first consider the statutory language, reading the words and phrases in context, according to rules of grammar and common usage.
{13}
{14} Pursuant to the plain language of
{16}
{17} Beyond requiring physical injury or occupational disease,
{18} The phrase “arisen from” in
{19} Despite the plain statutory text, Armstrong maintains that Ohio courts have concluded that under
{20} The McCrone claimant applied for workers’ compensation for PTSD, which she developed after two robberies of the bank where she worked as a teller. The claimant suffered no physical injuries in the robberies, and, as a result, the Bureau of Workers’ Compensation (“BWC“) denied her application for benefits. On appeal, the claimant argued that
{21} Tracking the statutory language, this court held that “psychological or psychiatric conditions that do not arise from a compensable physical injury or occupational disease are excluded from the definition of ‘injury’ under
{22} Based on several sentences in McCrone, Armstrong argues that “arisen from” is interchangeable with “contemporaneous with.” For example, Armstrong cites a portion of the following statement: “The General Assembly has determined that those who have mental conditions along with a compensable physical injury or occupational disease are covered within the workers’ compensation system, while those claimants with purely psychiatric or psychological conditions are excluded from coverage.” (Emphasis added.) McCrone, 107 Ohio St.3d 272, 2005-Ohio-6505, 839 N.E.2d 1, at 130. Elsewhere in McCrone, the court stated that “[p]sychological or psychiatric conditions, without an accompanying physical
{23} In McCrone, the absence of physical injury, not the nexus between a physical injury and a mental condition, was determinative. In holding that
{24} Like McCrone, the other cases upon which Armstrong relies are not only distinguishable but also silent on the specific question now before this court. Bunger v. Lawson Co., 82 Ohio St.3d 463, 696 N.E.2d 1029 (1998), and Rambaldo, 65 Ohio St.3d 281, 603 N.E.2d 975, both concerned applications for workers’ compensation coverage for purely psychiatric conditions, when the claimant had not suffered a physical injury. While State ex rel. Clark v. Indus. Comm., 92 Ohio St.3d 455, 751 N.E.2d 967 (2001), involved a claimant who suffered both physical injuries and severe stress and anxiety as a direct result of having been held hostage and beaten, the sole issue on appeal was whether the claimant was entitled to receive workers’ compensation benefits for the same period he was receiving hostage-leave benefits under his collective-bargaining contract. Although BWC allowed the claimant‘s PTSD as a compensable condition, no party challenged the allowance, and thus the compensability of that condition was not an issue on appeal. Simply put, this court has never held that a mental condition is compensable solely because it developed contemporaneously with a compensable physical injury.
{26} In addition to the arguments asserted by Armstrong, OAJ argues that requiring a claimant to prove a causal connection between a mental condition and a compensable physical injury would make recovery for many claimants “nearly impossible.” While we appreciate and respect OAJ‘s concerns regarding the difficulty of proving causation, that argument is more properly addressed to the General Assembly, the branch of state government charged by the Ohio Constitution with making policy choices for the workers’ compensation fund. The General Assembly may determine that mental conditions that develop contemporaneously with compensable physical injuries, or that arise out of the same accident or occurrence as the physical injuries, should be compensable, and amend the statutory language accordingly. Absent a mandate from the General Assembly that such conditions are compensable, however, we will not expand workers’ compensation coverage to them.
{27} Armstrong‘s final argument concerns the effect of the 2006 amendment to
{28} The court of appeals noted Armstrong‘s reliance on case law that predated Am.Sub.S.B. No. 7, but it did not suggest that its rejection of Armstrong‘s contemporaneous-injury argument was related to the amendment. Rather, the court focused on statutory language that Am.Sub.S.B. No. 7 did not change and concluded that Armstrong did not establish that his PTSD arose from the physical injuries he had sustained in the accident.
Conclusion
{29} Armstrong undisputedly suffered compensable physical injuries as a result of the accident, and his PTSD undisputedly arose contemporaneously as a result of the accident. For Armstrong‘s PTSD to qualify as a compensable injury under
{130} For these reasons, we affirm the judgment of the court of appeals.
Judgment affirmed.
O‘CONNOR, C.J., and O‘DONNELL, LANZINGER, and KENNEDY, JJ., concur.
PFEIFER and O‘NEILL, JJ., dissent.
PFEIFER, J., dissenting.
{31} This case boils down to whether “arisen from” means the same thing as “caused by.” Given that we are required to liberally construe the provisions of
{32} In McCrone v. Bank One Corp., 107 Ohio St.3d 272, 2005-Ohio-6505, 839 N.E.2d 1, this court considered whether
{33} Thus, the court concentrated not on causation, but on the evidence that a contemporaneous physical injury provides that supports the existence of a psychological injury. In this case, we have no issue of proof. Armstrong‘s employer stipulates that Armstrong suffers from posttraumatic-stress disorder (“PTSD“), and there is no dispute that the accident occurred while Armstrong was on the clock and performing job-related duties. Armstrong suffered a contemporaneous physical injury, which, in the words of McCrone, may or may not have caused a psychological or psychiatric condition, but furnished proof of that condition. Why shouldn‘t Armstrong recover?
{34} Elsewhere in McCrone, this court discounted the requirement of a direct causal link between the physical injury and the compensable psychological trauma. Instead, the physical injury and psychological injury need only have arisen from the same series of events: “Psychological or psychiatric conditions, without an accompanying physical injury or occupational disease, are not compensable under
{135} McCrone was decided in 2005; the General Assembly did not make the relevant amendment to
{136} It did not. In neither the present version of the statute nor in its predecessor did
{137} In Bailey v. Republic Engineered Steels, Inc., 91 Ohio St.3d 38, 741 N.E.2d 121 (2001), syllabus, this court held, “A psychiatric condition of an employee arising from a compensable injury or an occupational disease suffered by a third party is compensable under
{38} Where does today‘s decision leave employees who suffer from PTSD? If an employee is horribly injured in an accident, can he receive compensation only for being depressed over the state of his body but not for psychological injuries
{139} Finally, as I set forth in McCrone, I would find that
O‘NEILL, J., dissenting.
{140} I must respectfully dissent from the well-reasoned majority opinion because this case presents a perfect opportunity to right a wrong in the area of workers’ compensation law. The claimant here was involved in a truly gruesome motor-vehicle accident, in the course and scope of his employment, that left him traumatically psychologically impaired. He witnessed the sudden death of a fellow motorist, and he suffers as a result of that accident to this day. That is what the record reflects. From a legal-analysis standpoint, it is wholly irrelevant whether the psychological condition arose from the accident or from the trauma and drama incident to the allowed physical injuries. Either way, he was injured in the course and scope of his employment. It is that simple.
{1141} As noted by the majority, this issue was addressed, I believe wrongly, to some extent in this court‘s earlier decision of McCrone v. Bank One Corp., 107 Ohio St.3d 272, 2005-Ohio-6505, 839 N.E.2d 1. In that case, the psychologically injured worker, an employee of a bank that was robbed twice, was denied workers’ compensation benefits because she had not received a contemporaneous physical injury during the traumatic events. That she could not return to work due to having been traumatized at work simply was not enough to entitle her to workers’ compensation benefits.
{42} Simply stated, the whole theory of workers’ compensation is to ensure that when an injury, whether physical or mental, occurs in the workplace and it is supported by competent medical evidence, it is compensable under the Workers’ Compensation Act. As aptly stated in dissent by Justice Resnick:
Not only are workers’ compensation claims routinely amended to include psychological injuries resulting from previously allowed physical injuries, but the time has long since passed when denying recoveries for “purely
psychological” injuries can be excused on grounds of evidentiary difficulties or illusory claims. We are no longer living in the 19th century when it was considered impossible to accurately diagnose psychological injuries.
{43} On the other hand, if the justification for not allowing psychological injuries is purely economic, drawing the line at psychological injuries that occur simultaneously with a physical injury versus those that occur without a physical injury is arbitrary at best. They are both real injuries. They both result in loss to the worker. And they both are directly related to the incident on the job. As stated by Justice Pfeifer in a dissent in McCrone:
There is no rational basis to treat injured employees differently when both the physically injured and the nonphysically injured employees each can identify the genesis of their psychological condition. A cognizable triggering event, whether resulting in a physical injury or not, is the proper determinant for proof of psychological injury. A professional can evaluate the injury and the event to determine whether compensation is appropriate.
{44} Reducing government costs, while an admirable goal, is not acceptable when it nullifies the protections of the Ohio Constitution. Justice Resnick asked the question “Is there a specific dollar amount of savings that must be realized before ignoring the Equal Protection Clause is justified?” Id. at 150. The answer must be a resounding no. The reality is that there is no constitutionally adequate explanation for the practice of treating psychologically traumatized workers in a distinctly different manner from their counterparts who, for example, break their arm or leg. It is government-sanctioned discrimination with tragic results, as demonstrated by this case.
{45} From an examination of the relevant code section, the conclusion I reach is consistent with the law.
{46} Accordingly, I respectfully dissent.
Harris & Burgin, L.P.A., and Jeffrey Harris, for appellant.
Ice Miller L.L.P., Corey V. Crognale, and Meghan M. Majernik, for appellee John R. Jurgensen Co.
Michael DeWine, Attorney General, and Colleen C. Erdman, Assistant Attorney General, for appellee Administrator, Ohio Bureau of Workers’ Compensation.
Philip J. Fulton Law Office, Philip J. Fulton, and Chelsea J. Fulton, urging reversal on behalf of amicus curiae Ohio Association for Justice.
