280 F. 584 | 2d Cir. | 1922
The patent in suit was granted for a wireless receiving system on October 6, 1914, and on. an application •filed October 29, 1913. There are 12 claims in suit. All are held to be infringed by the decree below. The invention relates to improvements in the arrangement and connections of the electrical apparatus and receiving station of a wireless system and particularly a system in which the so-called audion is used as the Hertzian wave detector; the object being to amplify the effect of the received waves upon the
There are several defenses interposed, including the one of nonin-fringement. The primary question is whether or not the patentee invented the feedback circuit, with an explanation of what it is. The patentee states that he has modified and improved upon the arrangement of the receiving circuits; that the improved arrangement corresponds with the ordinary arrangement of circuits in connection with an audion conductor, in that it consists of two interlinked circuits, a tuned receiving circuit in which the audion grid is included, and which is referred to as á tuned grid circuit, and a circuit including the battery or other sources of direct current and the wing of the audion, which bs referred to as the wing circuit. The grid circuit passes through a stopping condenser, then through the secondary of the receiver, in parallel with which is the tuning condenser. Thus the circuit passes to the filament, and from the filament to the grid, through the space inside the audion. The plate circuit, starting from the plate, passes through the battery and the telephone receivers in series. Thus the plate circuit goes to the filament, and from the filament through the space inside the audion bulb to the plate. The path of the battery current is from the upper positioned terminal of the battery, through the plate of the audion, through the intervening space of the audion to the filament, from the filament to the telephone receivers, and then to the negative side of the battery. The grid is positioned in the middle of that path of the current from the plate to the filament and inside the audion. In other words, in the space between the filament and the plate of the audion, the incoming high frequency is impressed upon the grid, which is in the path of the flow of the battery curfent. The high-frequency current or oscillation is received by the antenna or aerial. An oscillation current flows through this aerial, the primary of the transformer and ground. This primary oscillating current induces a secondary oscillating current in the circuit formed by the secondary of the transformer and the tuning condenser. This oscillating current builds up by resonance a potential difference across the coil and condenser, which is transmitted through the stopping condenser, so that it exists between the grid and the filament of the audion. It is the potential on the grid which varies the steady flow of the battery current through the plate circuit. This is the fundamental operation of the audion. A tuned circuit has the same significance as a resonant circuit. It is a circuit whose inductance and capacity are so adequately related as to give it a natural frequency in accordance with the frequency of an impressed oscillating current. The usual way of a single oscillation is through the medium of an antenna and oscillation transformer, a tuned or resonant grid circuit, and a stopping condenser to the grid and filament.
The Armstrong invention consists in applying the variations, in the current, which are of radio frequency, in such mariner as to transfer energy bade into the grid circuit.. This was a wholly novel idea. This
To produce intelligent signals or speech sounds in the telephone, the transmitting waves, either when they are transmitted or after they are received, must be broken up and modulated, to produce interrupted or varying wave trains, and in consequence interrupted or varying alterations of the grid potential. In the use of the detector, wave trains must thus be interrupted or modulated. The effect of the audion as a detector was that the integrated effect of a train of received radio frequency waves caused an alteration of the grid potential which produced a single pulse of current in the plate or telephone circuit. By audio frequency interruption or modulation of the radio frequency waves, either at the transmitting station or at the receiving station, audible sounds are produced in the telephones. By interrupting or modulating the transmitted waves according to a prearranged system, intelligible signals are transmitted. Heretofore the audion, used only as a detector, was thought to be a device in which radio frequency oscillations existed in the grid circuit and audio frequency impulses — the result of integration of the radio frequency wave trains — existed in plate or telephone circuit. The. idea of radio frequency oscillation in the plate circuit did not exist.
The patentee, while a student of Columbia University, living in Yonkers, was an amateur wireless operator and had a station at his home. There he made observations which led him to suspect that the radio frequency oscillations might be carried over into the plate circuit with some improvements in the detecting action of the audion. He tuned the plate circuit to radio frequency by inserting in the plate circuit such inductance and capacity as to make it responsive to the radio frequency
After obtaining these characteristics and results, he continued to use this arrangement of apparatus, particularly at night, in testing out the range of his apparatus and trying experiments with it. He made many modifications in the audion receiving circuit. One which proved to be very effective was the placing of the telephone receivers in the path common to both the plate and grid circuits of .the audion, and, because of its effectiveness, he used it permanently thereafter. His apparatus was set up in his bedroom, located in his home in Yonkers, N. Y., and the antenna was very small and of a primitive type, being swung between the roof of his house and that of the house next door. In the fall of 1912 he replaced this small antenna by a 110-foot mast. His first experiments were conducted on wave lengths of from 2,500 meters down to the ship radio service wave lengths of about 600 meters. He was able to deceive all of the Atlantic coastal radio stations within a very short time thereafter. Then he constructed a suitable apparatus to be used in the reception of longer waves; that is, wave lengths of the order used by the then-existing transatlantic radio stations.' This apparatus, which he constructed, was offered in evidence. It was identified by amateurs, who saw it in his home. He told his father of the discovery, and showed him his apparatus, and had him listen to the signals about the 1st of October, 1912, and asked financial aid to secure a patent. This was not granted him. On December 7, 1912, he told
Here the patentee had a complete disclosure of the invention in his sketch. He had an actual apparatus, which was in existence at the time of the sketch, and which is received in evidence. Further than this, on February 17, 1913, the patentee wrote a letter to one Underwood, telling of his experiments and results. It sets forth sufficient to justify the claim that he was referring to the regenerative audion, and stamps the patentee as the original inventor of the feedback circuit. He expressed his intention to make quantitative measurements to determine the cause of the choke or hissing state. He suspected that the audion was independently generating high-frequency currents, and after discovering that the audion was generating high-frequency oscillations, the explanation of the whistling note on the telephone occurred to him. He said he became convinced that he was observing a beat effect between the incoming signals and the local oscillation. To test this out, he set up a second audion system similar to the first, and by adjusting both audion systems in the hissing state, he obtained beats between them, which could be carried to any desired pitch. In March, 1913, he constructed apparatus with constants suitable for receiving messages from Clifden, Ireland, and Glace Bay, in conjunction with the small antenna he was using, and succeeded in receiving the Clifden signals with regularity. Prof. Mason confirms this as of March, 1933.
We think this was sufficient to fix the date of the invention as to the date of the sketch, to wit, January 31, 1913. He demonstrated diligence in making known his idea and in protecting it. He was handicapped financially, and we do not think he was guilty of any laches which worked to the disadvantage of any competitor in inventive thought in the art or himself. He used the apparatus upon which he made his invention, subsequently in commercial use at Sayville, N. Y., with the single exception that some of the original induction coils used at his home were bulky and wound upon holsters or cardboard cylinders, and in the apparatus used at Sayville they were replaced by coils which were physically smaller, but possessed the same electrical constants. He was called into this practical service at Sayville to overcome difficulties in the receipt of signals from Nauen, Germany, in 1914. His apparatus continued in use there for a considerable length of time, until the engineers were able to construct a duplicate system, when the apparatus was returned to Armstrong. The engineers there preferred to use this apparatus in the oscillatory state, even in the reception of spark signals. Since then apparatus built under his invention have reached a high degree of commercial success.
The testimony of De Forest has been offered in evidence, by which it is attempted to show that he had conceived the invention in 1912 and 1913, and that he is, in-point of fact, the prior inventor. His testimony shows that he experimented, having in mind two uses of the audion: First, the use of the audion as a telephone relay or repeater; and, second, the development and use of the audion as an amplifier of telephone and detector of radio signals, and the use of the amplifier to record detected radio signals on a telegraphone wire. The invention
A notebook of Van Etten was offered under date of August 6, 1912. Van Etten was working on the audion as a telephone relay and amplifier, having had telephone experience which qualified him for the work. On July 23, he entered in his note book a two-way telephone circuit, using two audions, with a note: “Think the following would .possibly make a good telephone repeater.” On Jufy 24 Van Etten attempted to set up this two-way circuit with a single audion having two grids and two plates. An entry on August 6 shows this was a failure. On August 6, he connected the input circuit of the double audion to the output circuit, and thus in an accidental way found that the audion would howl or sing. He pointed out in his notes that the arrangement gave beautiful clear tones, which lowered and raised in pitch as the B battery was varied, and could be wiped out by the magnet, and “then the watch ticks come through as before.” He says:
*593 “This phenomenon is apparently similar to the ‘howl’ produced in an ordinary O. B. telephone when the receiver is placed against the transmitter, but nevertheless, as shown by variations of number of cells in battery B and by the magnetic wiper, is also intimately associated with the audion.”
On the same day he set up the balanced two-way telephone circuit, corresponding to the two-way telephone circuit which is used to prevent the howling of the mechanical telephone relays, and then made an entry in his notes that he tried “following circuit, but it was n. g.; could not make it boost at all; could only make it howl.” These were characteristic of the notes of Van Etten, and showed efforts to produce a telephone relay circuit in which the audion would not howl, and in this he succeeded August 29, 1912. There is nothing to show, however, that what Van Etten learned about the circuit arrangement on August 6, 1912, was ever brought to De Forest’s attention. He did not include it, and, on the contrary, the record indicates “that this new and simplified circuit” was deemed useful only for abortive “trigger effect.” Although De Forest’s testimony attempted to show that he liad in mind the feedback connection on August 6, and that he had conceived the idea that the feedback would improve the amplifying properties of the audion, Van Etten, when called in the De Forest interference record, says that he did not know, even to this day, that the feedback circuit could be used to produce amplification.
On February 20, 1915, De Forest published in the Electrical World an article in which he made claims with respect to his early work on the oscillating audion, and referred to two such experiments, the first of which he said occurred in the latter part of 1910 or 1911, and the second on August 26, 1912. In these there is no mention of the feedback circuit of the Van Etten August 6 entry, which it is now claimed' represents his first real discovery of a controllable oscillating audion. These and other circumstances seem to us inconsistent with the idea that De Forest had any real knowledge of or understood the Van Etten accidental circuit arrangement of August 6, 1912. Nowhere in the notes which are in evidence is any reference made to the terms which would ordinarily be used if such a discovery were made and understood. The terms “feedback” or “regeneration,” “input circuit” or “output circuit,” or “reainplification,” are not found in the notes. An entry of August 29, 1912, referring to the two-way circuit which did not liowl, made by Van Etten, showed the use of two audion amplifiers and cascade, and the record shows that he explained this arrangement to De Forest, and that it was considered of great importance, and was copied in De Forest’s notebook by Van Etten on that day. It is described merely as an amplifier by Van Etten in his notebook, but De Forest in his notebook says that, by reversing certain connections, the arrangement makes all sorts of musical notes in the telephone, and that the notes could be changed by putting very small capacities between ground and grid, wing or filament. De Forest says this was due to a feedback. Van Etten does not corroborate him as to the existence of any feedback in the circuit, and Hazeltine, in his discussion, makes it clear that, through the complex circuit arrangement of a cascade audion amplifier, it is difficult to avoid electrostatic or capacity coupling be
These entries show that, at the very date, De Forest did not have the invention here in controversy. The thing which makes valuable the feedback circuit is that the amount of feedback and the frequency of the oscillations depend directly upon the electrical constants; that is, the inductance and capacity of the circuit, and not the heating current or plate potential. This characteristic makes the instrument a practical one, capable of control in a commercial way, and responsive to the desires of the operator. One having this conception of the feedback circuit would not malee an entry suggesting that the oscillations were independent of the electrical constants, or that they were peculiar to the audion itself. The De Forest 1914 notes disclose when and where he discovered that the oscillation of phenomenon was not peculiar to the double audion. These notes contain the idea that the pitch of the sounds depends upon the inductance and capacity of the circuits. In February, 1915, after the Armstrong patent was issued, in an article written in the Electrical World, he showed that he knew that the frequency depends upon the electrical constants of the circuit, and he then made claim of this characteristic for the gas action straight audion hook-up of 1910 and 1911, even though gas action oscillations do not have this essential characteristic. The inference is fair that at the time of this writing he did not know the difference between the two. He did not disclose tire circuit arrangement to his associates on his own statement, although he says that this was for fear the Federal Telegraph Company would lay claim to it, but at that time he was under contract to assign his inventions to that company and to use his best endeavors in their behalf.
On April 17, 1913, notes were made of the work done in June, 1912, and they show that he was looking for “beat note” and showed an arrangement of the straight audion hook-up, in which, instead of having a single tuned circuit connected to the grid, there were two tuned circuits so connected; the intention being to break up the received signals into two sets of signals of slightly different frequency, which would together produce a “beat note.” His later entry showed that this was an impossibility. A later entry, made under date of April 17, 1913, said: “This day I got the long looked for beat note.” The entry made on that day establishes that De Forest had not been able to get the het-erodyne phenomenon prior to April 17, 1913, which was some months after the day we are crediting Armstrong for his invention, to wit, January 31, 1913.
In his testimony, De Forest said that, to change the circuit in his experiment, the load coil was taken out of the antenna and put in the plate circuit, although he stated that his note of April 17 did not mention this essential change. In the interference, De Forest said two loaded coils were used, one in the antenna, and the other in the plate
The notebook entries of 1914 negative the idea of his having had the conception of this invention in 1912. His notes deal with his “trying for squeal or whistle — to get this in a critical state, where the right spark frequency will start it, and other frequencies will not.” He refers to his having followed the directions of his Palo Alto notes without any result; “couldn’t get one bulb alone to squeal — used a double grid and plate bulb with distinct leads.” This negatives the claim that De Forest knew about the feedback circuit, and how to set it up and control it, and was in possession of the vast amplifying capacity of the feedback circuit. If he was in possession of all this, he" cotí fd get the audion to “squeal or whistle,” and there would have been no necessity for his pursuing the idea of “adjusting the audion circuits to a critical state, where the right spark frequency would start oscillations, and other frequencies would not.” As late as February 10, 1914, he made an entry:
“1 find that both grids are necessary — either alone, or with both joined together, will giro the whistle.”
It seems he still had the idea that the whistle or oscillating condition was the characteristic of the double wing, double grid audion, and cow’d not be produced with a standard audion having a single wing and a single grid. It was not until September, 1915, that De Forest filed an application describing his feedback circuit. This is the application which is involved in the interference, and contains broad claims for a feedback circuit used to generate oscillations. The record shows that he had filed some 30 patent applications, and it is curious to note the late day that he filed his application. This record clearly negatives the claim that he invented and had the idea of a feedback circuit in 1912.
Meissner filed an application in this country on March 16, 1914. In the oath, four German applications are recited, filed April 9, 1913, October 1, 1913, October 23, 1913 and December 6, 1913. The German application of April 9, 1913, was granted, and is now known as the German patent, No. 291,604, dated June 23, 1919. It discloses the regenerative or feedback circuit adjusted to produce oscillation. There is nothing suggesting the use of this arrangement in a radio signaling system either as receiver or transmitter. The German application of October 1, 1913 (now German patent No, 295,673), granted June 23, 1919, discloses a double audion generator which is not of interest in this issue. The grant of October 23, 1913, provides for a divided grid
The Schloemlich and Von Bronk (United States) patent No. 1,087,-892, issued February 17, 1914, was filed March 14, 1913. The oath recites two German applications, one filed September 2, 1911, and the other filed February 8, 1913. Prof. Hazeltine points out that there is no regenerative feedback included in it. The inventor recognized the existence of high-frequency plate current variations in the plate circuit, and that these variations were of greater amplitude than the potential variations on the grid. They proposed to use the straight audion hookup, without feedback, for amplification of high-frequency signals, without using it as a detector; the amplified variations being- detected by a separate crystal detector associated with the circuits. They show no realization of a use for reamplification or regeneration, or that it could be used simultaneously as an amplifier and detector. It lacked essentially what Armstrong invented, namely, the feedback from the plate circuit to the grid circuit, and the plate current variations to accumu-latively amplify the potential variations on the grid.
The Reisz patent. No. 1,234,489, was filed subsequent to Armstrong’s date of invention, namely, April 9, 1913. It does' not anticipate the patent in suit.
We think this excellent contribution to the wireless art should be accorded the full scope which the court below gave it in the decree. We think the decree is not too broad, but properly describes what the inventor conceived, and for which protection must be accorded to him.
Decree affirmed.