Lead Opinion
OPINION
¶ 1 The question presented is whether Proposition 107, a constitutional amendment proposed by voter initiative, complies with the separate amendment rule of Article 21, Section 1 of the Arizona Constitution. Proposition 107 would amend the constitution by adding a new Article 30 defining “marriage” and prohibiting the state and its political subdivisions from creating or recognizing a legal status for unmarried persons similar to that of marriage.
I.
¶2 Whether a voter initiative complies with the separate amendment rule of Article 21, Section 1 presents a question of law, which we review de novo. See Clean Elections Inst., Inc. v. Brewer,
A.
¶ 3 The Arizona Constitution requires that “[i]f more than one proposed amendment shall be submitted at any election, such proposed amendments shall be submitted in such manner that the electors may vote for or against such proposed amendments separately.” Ariz. Const. art. 21, § 1. “The clear import of this provision is that voters must be allowed to express their separate opinion as to each proposed constitutional amendment.” Clean Elections,
¶ 5 We first enunciated the test to maintain this balance in Kerby:
If the different changes contained in the proposed amendment all cover matters necessary to be dealt with in some manner, in order that the Constitution, as amended, shall constitute a consistent and workable whole on the general topic embraced in that part which is amended, and if, logically speaking, they should stand or fall as a whole, then there is but one amendment submitted. But, if any one of the propositions, although not directly contradicting the others, does not refer to such matters, or if it is not such that the voter supporting it would reasonably be expected to support the principle of the others, then there are in reality two or more amendments to be submitted, and the proposed amendment falls within the constitutional prohibition [of Article 21, Section 1].
¶ 6 This “common purpose or principle” test requires us to analyze two components. First, the proposed amendment’s provisions must be topically related: All the provisions must embrace the same “general topic.” See Kerby,
B.
¶ 7 The parties agree that Proposition 107, despite being drafted as a single sentence, can be divided into two provisions. The first requires that “only a union between one man and one woman shall be valid or recognized as a marriage by this state or its political subdivisions.” Proposition 107, § 1. The second provides that “no legal status for unmarried persons shall be created or recognized by this state or its political subdivisions that is similar to that of marriage.” Id. The initial question, then, is whether both provisions embrace the same general topic.
¶ 8 We conclude that the provisions are topically related. The text of Proposition 107 identifies its purpose as being to “preserve and protect marriage in this state.” Id. The first provision adopts an exclusive definition of marriage, while the second emphasizes that the state cannot circumvent the definition by conferring any other marriage-like legal status upon unmarried individuals. Consequently, both provisions of Proposition 107 embrace the same general topic.
C.
1.
¶ 10 In assessing whether the provisions of a proposed amendment are sufficiently interrelated, we do not apply “a strict rule that all components of a provision be logically dependent on one another.” Korte,
whether various provisions are facially related, whether all the matters addressed by an initiative concern a single section of the constitution, whether the voters or the legislature historically has treated the matters addressed as one subject, and whether the various provisions are qualitatively similar in their effect on either procedural or substantive law.
Id. at 177 ¶ 11,
¶ 11 We have already noted that the language of both provisions addresses the definition of “marriage” and the purpose of both provisions is to preserve and protect marriage. Accordingly, the text of the provisions of Proposition 107 demonstrates a facial relationship.
¶ 12 In addition, the two provisions of Proposition 107, as proposed, involve a single section of the constitution. No section of the Arizona Constitution presently purports to define marriage.
¶ 13 Because the Arizona Constitution has never defined marriage, the historical treatment of these provisions offers little guidance. Arizona Together, however, asks us to look to two other sources. It first asks us to consider the treatment of marriage and domestic partnerships afforded by the legislatures and voters of various sister states. In addition, Arizona Together encourages us to regard the Arizona Legislature’s treatment of marriage and domestic partnerships in separate parts of the Arizona Revised Statutes as evidence that Arizona has historically treated marriage and domestic partnerships separately. Neither argument persuades us that Arizona has historically treated the subjects of these two provisions differently as a constitutional matter.
¶ 14 First, even if we were to rely on the opinions of voters and legislatures in other states, the argument Arizona Together submits actually demonstrates that some other states have treated marriage and domestic partnerships as one subject. See, e.g., Cal. Fam.Code § 297.5(a) (West Supp.2007) (giving registered domestic partners the “same rights, protections, and benefits ... as are granted to and imposed upon spouses ” (emphasis added)); Vt. Stat. Ann. tit. 15,
¶ 15 Our focus upon the treatment afforded by the Arizona Constitution leads us to conclude that Arizona Together’s reliance on various Arizona statutes concerning marriage and domestic partner rights does not advance our inquiry. Merely showing that the legislature has addressed an issue in various places in Arizona’s statutory scheme fails to demonstrate that the specific concerns addressed by each statute would not constitute a “single subject in constitutional amendments.” See id. at 397,
¶ 16 We do find guidance, however, from the factor that instructs us to consider whether provisions are qualitatively similar in their effect on the law. Cf. Slayton,
¶ 17 In this ease, both provisions affect substantive law in the same way; both pertain to the law surrounding the definition of marriage. The first provision sets forth a definitional framework of marriage, which the second provision makes exclusive in terms of “legal status.” The provisions of the proposed amendment, while not logically dependent on one another, clearly share a logical relationship and comprise a unified pronouncement on the state’s constitutional understanding of marriage. Because both provisions affect substantive law, pertain to the subject of the definition of marriage, and derive meaning and effect from the mandates contained in the other provision, we conclude that they are qualitatively similar in their effect on the substantive law of marriage. Cf. Slayton,
2.
¶ 18 Since our decision in Kerby, we have included a “reasonable voter” analysis as one factor to consider in determining whether a common purpose or principle joins the provisions of a proposed amendment. See Kerby,
¶ 19 As part of our separate amendment rule jurisprudence, we have previously considered whether a “voter supporting [one part of an amendment] would reasonably be expected to support the principle of the [other parts of the amendment].” Id. We have never applied this reasonable voter inquiry to invalidate an initiative based solely upon this Court’s prediction of voter behavior, however, and we have never regarded this factor as a separate test for determining whether provisions advance a common purpose or principle. Korte,
¶ 20 After reviewing our cases interpreting the separate amendment rule, we are convinced the reasonable voter analysis has shed little light on whether a common purpose or principle exists. Generally, when we have found that a common purpose or principle joins the various provisions of an amendment, we have also found that a reasonable voter is likely to support all the provisions of the amendment. See id. at 177 ¶ 11, 178 ¶¶ 14-17,
¶21 Nevertheless, as our previous cases reveal, litigants have persistently attacked proposed amendments under the reasonable voter approach by using a variety of arguments, most of which asked the Court to speculate about the behavior of the electorate at some future time. See, e.g., Korte,
¶22 The parties here have suggested no other objective factors that we should consider in this case, and none are apparent to the Court. For the reasons set forth above, we conclude that the two provisions of Proposition 107 exhibit sufficient interrelatedness to satisfy the second component of the Kerby test.
3.
¶ 23 Because we find that the two provisions contained in Proposition 107 share both topicality and interrelatedness, we hold that the provisions “are sufficiently related to a common purpose or principle that the proposal can be said to ‘constitute a consistent and workable whole on the general topic embraced,’ that, ‘logically speaking, ... should stand or fall as a whole.’ ” Korte,
II.
¶ 24 Amicus Institute for Justice urges us to adopt an entirely different approach to determine whether a proposed amendment satisfies the separate amendment rule. Amicus argues that Article 21, Section 1 merely imposes a procedural rule that instructs the Secretary of State as to the proper method to use in preparing ballots for proposed constitutional amendments. Under this interpretation, the separate amendment rule lacks any “substantive” component and does not require that we consider whether the various provisions of a proposed amendment further a common purpose or principle. We reject this interpretation.
¶25 Contrary to the argument made by amicus, history does not support a strictly procedural understanding of the separate amendment rule. Article 21, Section 1 of the Arizona Constitution was originally submitted as Proposition Number 14 at the Arizona Constitutional Convention. See The Records of the Arizona Constitutional Convention of 1910, at 686, 1062 (John S. Goff ed., 1991). The proposition was designed to model Arizona’s method for amending its constitution after that previously adopted by South Dakota. Id. at 686. During discussion of the matter at the Constitutional Convention, Delegate Cunniff noted:
In examining the mode of amendments in the various constitutions, the South Dakota form seemed to those of us who worked on this proposition to be as carefully drawn up and as unmistakably a presentation of the idea that our constitution wished to convey as we could find. Into that the initiative method of proposing an amendment to the constitution was inserted, in the same manner (and following the same plan) by which an amendment to the constitution was worked out in our initiative and referendum article covering the method of initiating laws. In that way it conforms to measures that we have already adopted.
Id.
¶ 26 At the time Mr. Cunniff and the other delegates who worked on the separate amendment proposition determined that the South Dakota provision conveyed the idea the framers wished to adopt, South Dakota courts already had held that the provision required substantive judicial review to decide whether proposed amendments constituted separate amendments. See State ex rel. Adams v. Herried,
¶ 27 In addition, between the time that South Dakota construed its provision and the time Arizona adopted its constitution, several other jurisdictions had given corresponding constructions to parallel constitutional provisions. See, e.g., State ex rel. McClurg v. Powell,
¶28 Amicus further argues that giving a substantive interpretation to the separate amendment rule necessarily undermines the fundamental role the voter initiative plays in Arizona. As already noted, however, the framers clearly meant to incorporate both the power of initiative and the South Dakota approach to amending the constitution. See The Records of the Arizona Constitutional Convention of 1910, at 686.
¶ 29 Moreover, we find it compelling that, while amicus has cited no jurisdiction that has adopted its proposed interpretation, other jurisdictions with similar constitutional provisions share Arizona’s substantive approach.
III.
¶ 80 For these reasons, we affirm the judgment of the superior court.
Notes
. Proposition 107 provides:
TO PRESERVE AND PROTECT MARRIAGE IN THIS STATE, ONLY A UNION BETWEEN ONE MAN AND ONE WOMAN SHALL BE VALID OR RECOGNIZED AS A MARRIAGE BY THIS STATE OR ITS POLITICAL SUBDIVISIONS AND NO LEGAL STATUS FOR UNMARRIED PERSONS SHALL BE CREATED OR RECOGNIZED BY THIS STATE OR ITS POLITICAL SUBDIVISIONS THAT IS SIMILAR TO THAT OF MARRIAGE.
Ariz. Sec’y of State, 2006 General Election Ballot Measures, Proposition 107, § 1 (2006), available at http://www.azsos.gov/election/2006/general/ ballotmeasures.htm (follow ballot number 107 full text hyperlink) [hereinafter Proposition 107],
. On November 7, 2006, the voters rejected Proposition 107. Ariz. Sec’y of State, State of Arizona Official Canvass at 15 (Dec. 4, 2006), available at h ttp://www.azsos.gov/election/2006/ GeneraVCanvass2006GE.pdf.
. Arizona Together argues that the provisions of the proposed amendment do not embrace the same general topic because inclusion of the phrase "legal status” in Proposition 107 will prohibit the state and its political subdivisions from conferring benefits and rights on domestic partners, while Protect Marriage Arizona asserts the proposition will not have that effect. We need not determine conclusively the hypothetical substantive impact of the proposition, which the voters ultimately rejected at the polls. We do note that when alternative constructions of proposed constitutional amendments are available, courts will generally adopt a construction that avoids constitutional difficulty under the separate amendment rule. See Slayton,
. Although the second paragraph of Article 20 of the Arizona Constitution provides that “[plolyga-mous or plural marriages, or polygamous cohabitation, are forever prohibited within this State,” this provision does not itself define marriage and does not affect our analysis of whether Proposition 107 satisfies the separate amendment rule.
. Before the South Dakota Supreme Court decided Herried, other jurisdictions had also given their separate amendment clauses a similar construction. See, e.g., State ex rel. Hudd v. Timme,
. Other states that, like Arizona, give voters the power of initiative, also construe their separate amendment rules in a substantive manner. See, e.g., League of Or. Cities v. State,
. See, e.g., Carter v. Burson,
Concurrence Opinion
concurring.
I.
¶ 31 I have previously suggested that our separate amendment rule case law needed clarification. Clean Elections Inst., Inc. v. Brewer,
¶32 Today the Court appropriately re-tens to first principles — the test articulated more than seventy years ago in Kerby v. Luhrs,
¶33 But Kerby requires more. In that case, the various provisions of the proposed constitutional amendment all related to the same general topic — taxation. This Court, however, found that the proposal did not pass muster under the separate amendment rule because the various provisions were not sufficiently interrelated. This second part of the Kerby test requires that “logically speaking,,” the various provisions “should stand or fall as a whole.” Id. (emphasis added).
¶ 34 Our cases have generally applied this second prong of the Kerby test in a straightforward fashion. Tilson v. Mofford,
¶ 35 Slayton v. Shumway, 166 Ariz. 87,
¶ 36 In this case, there is no doubt that the two parts of the Kerby test are satisfied. As the Court notes, both provisions of Proposition 107 relate to the same general topic— marriage. Op. ¶ 8. And, it is also clear that the two provisions have a “logical relationship.” Id. ¶ 17. One provision defines marriage as only being between a man and a woman; the second enforces the first by preventing governmental agencies from enacting marriage substitutes — relationships substantively identical to marriage but called by a different name.
¶ 37 To be sure, the second provision in the initiative before us today is not necessarily required by the first. It is quite possible to limit the institution of marriage to persons of different gender while allowing same-sex couples to enter into marriage-like relationships. But Kerby does not require that various provisions of a proposal all be required by the others. If that were the case, the initiative in Slayton, to use but one example, would not have passed muster; it was not necessary to extend rule-making power to the Legislature to protect victims’ rights. But it was logical and reasonable to do so, and the rule-making provision therefore met the interrelatedness test. The provisions here also do so.
¶ 38 I therefore concur in the Court’s conclusion that Proposition 107 does not violate the separate amendment rule. I write separately to address two points briefly.
II.
A.
¶ 39 The Court’s conclusion that the two provisions of Proposition 107 “share a logical relationship,” Op. ¶ 17, more than suffices to establish the interrelationship required by the second prong of the Kerby test. That conclusion should end the analysis. I would leave for another day the question of whether in some future ease the second prong could alternatively be satisfied by establishing one of the four “objective factors” listed in Korte v. Bayless,
¶ 40 In my view, Korte did not correctly state or apply the Kerby interrelatedness test. As Chief Justice Zlaket cogently noted in dissent, there was simply no logical or reasonable relationship among many of the provisions of the proposed amendment at issue in Korte.
¶ 41 I think that the second prong of the Kerby test requires more — a reasonable or logical relationship of the various provisions with each other, and not simply with the broader topic that they cover. It is this interrelatedness which, in the words of Ker-by, ensures that “logically speaking, they should stand or fall as a whole,” 44 Ariz. at
¶ 42 In finding the two provisions of Proposition 107 sufficiently interrelated to pass separate amendment rule scrutiny, the Court today cites language in Korte suggesting that the separate amendment rule is satisfied when “the various provisions are qualitatively similar in their effect on either procedural or substantive law.” Op. ¶¶ 10, 16-17. Korte in turn cited Slayton in support of this formulation, Korte,
¶ 43 A great virtue of the Court’s decision today is the return to the historic Kerby test. Because a logical relationship between two provisions plainly satisfies the second prong of that test, I would not today attempt to tease out of our post-Kerby cases other “objective factors” establishing interrelationship, and I am particularly reluctant to use Korte as an avatar.
B.
¶ 44 Perhaps the most useful aspect of the Court’s opinion is its interment of the “reasonable voter” test. Op. ¶¶ 18-20. I have previously noted my discomfort with that test, which requires “a judicial determination of whether a voter supporting one part of a proposed amendment would ‘be expected to support the principle of the others’” and thus “involves the Court in a prediction of voter preferences and behavior that is often somewhat subjective.” Clean Elections,
¶45 As the Court notes, our past cases applying the reasonable voter test have also relied on other parts of the Kerby rubric in determining whether a particular proposal satisfied the separate amendment rule. Op. ¶ 20. Whether each of those cases was correctly decided is not before us today, and there is no reason to revisit each of our prior opinions to speculate whether they would have come out the same way in the absence of the reasonable voter test. But, at the very least, our past focus on the mythical reasonable voter has required us to engage in a predictive exercise for which judges are ill-suited and which had the potential of producing inconsistent results. By limiting our analysis to two far more objective factors— topicality and interrelatedness — the Court’s opinion should add greater predictability to our future separate amendment rule jurisprudence.
