Arizona Right to Life Political Action Committee v. Betsy Bayless Janet Napolitano, in Her Official Capacity as the Arizona Attorney GeneralArizona Right to Life Political Action Committee v. Betsy Bayless Janet Napolitano, in Her Official Capacity as the Arizona Attorney General
OPINION
Negative political advertising is nothing new. Whether the mudslinging came in the form of name calling by Abraham Lincoln’s detractors, 1 taunts about Grover Cleveland’s draft-dodging and his illegitimate child — “Ma, Ma, where’s my pa?” 2 — or the more recent and memorable Willie Horton incident — linking Governor Michael Dukakis with a furloughed convict 3 —the rough and tumble of political campaigning has embraced a wide range of political speech. Arizona’s effort to curb such negative political advertising is the genesis of this lawsuit.
We consider here the extent to which a state may regulate political speech in the final days before an election. To limit negative advertising and to afford candidates an opportunity to respond to “negative hit pieces,” the Arizona legislature passed a statute requiring advance notice before distribution of certain political literature and advertising. Specifically, within ten days before an election, a political action committee advocating the election or defeat of any candidate must mail a copy of the communication to the candidate at least twenty-four hours in advance. We conclude that this regulatory scheme, which imposes a severe burden on political speech, violates the First Amendment because it is not “narrowly tailored to serve a compelling state interest.”
Buckley v. Am. Constitutional Law Found., Inc.,
Background
In 1993, the Arizona legislature passed an election reform scheme that contained, among other provisions, limitations on the timing of political advertising. Ariz.Rev. Stat. (“A.R.S.”) § 16-917(A).
A political committee that makes independent expenditures for literature or an advertisement relating to any one candidate or office within ten days before the day of any election to which the expenditures relate, shall send by certified mail a copy of the campaign literature or advertisement to each candidate named or otherwise referred to in the literature or advertisement twenty-four hours before depositing it at the post office for mailing, twenty-four hours before submitting it to a telecommunications system for broadcast or twenty-four hours before submitting it to a newspaper for printing.
[A]n expenditure by a person or political committee, other than a candidate’s campaign committee, that expressly advocates the election or defeat of a clearly identified candidate, that is made without cooperation or consultation with any candidate or committee or agent of the candidate and that is not made in concert with or at the request or suggestion of a candidate, or any committee or agent of the candidate.
Appellant Arizona Right to Life Political Action Committee (“ARLPAC”) is a PAC. According to its bylaws, ARLPAC’s primary purpose is to “present detailed and factual information upon which individuals and the general public may make an informed decision about the various topics of fetal development, abortion, alternatives to abortion, euthanasia, and infanticide.” ARLPAC seeks to advance this goal by “[ijdentifying and educating the public regarding candidates for public office .... ” To further this objective, ARLPAC often makes independent expenditures to express its support for or opposition to candidates.
Believing that
Discussion
I. ARLPAC Has Standing to Challenge
As a threshold matter, we must consider whether ARLPAC has standing to challenge
Constitutional challenges based on the First Amendment present unique standing considerations. In an effort to avoid the chilling effect of sweeping restrictions, the Supreme Court has endorsed what might be called a “hold your tongue and challenge now” approach rather than requiring litigants to speak first and take their chances with the consequences.
See Dombrowski v. Pfister,
The record before us demonstrates that ARLPAC has suffered injury from the operation of
It was not unreasonable for ARLPAC to modify its behavior out of fear of being the object of an enforcement action. Arizona has not suggested that the legislation will not be enforced if ARLPAC or any other PAC were to violate its provisions nor has
Finally, we observe that it would turn respect for the law on its head for us to conclude that ARLPAC lacks standing to challenge the provision merely because ARLPAC chose to comply with the statute and challenge its constitutionality, rather than to violate the law and await an enforcement action. Rather, ARLPAC’s decision to comply “demonstrates a commendable respect for the rule of law,”
see Bland,
Accordingly, we conclude that ARLPAC has standing to challenge
II. First Amendment
The central question raised in this appeal is whether the notice requirement contained in
The Supreme Court teaches that “[w]hen deciding whether a state election law violates [First Amendment rights], we weigh the character and magnitude of the burden the State’s rule imposes on those rights against the interests the State contends justify that burden, and consider the extent to which the State’s concerns make the burden necessary.”
Timmons v. Twin Cities Area New Party,
Significantly, the statute is aimed at political speech, which is at the heart of our democratic process and “operates at the core of the First Amendment.”
Boos v. Barry,
The statute poses yet another difficulty in its imposition of restrictions on PACs that are not levied on candidates and other participants in the political process. Under
These reasons lead us to conclude that the advance notice requirement of
Arizona argues that the advance notice requirement is substantially related to the state’s compelling interest in promoting an informed electorate and in avoiding corruption or the appearance of corruption in the political process. 8 It is difficult to relate these stated purposes to the legislation at issue. Not surprisingly, legislative history is scant. The sparse legislative history that exists is best characterized as a pre-legislative study effort. The Election Reform Study Committee, established by the legislature in 1991, issued a final report that contained a recommendation concerning independent campaign expenditures. Election Reform Study Committee Final Report (1991) (“Study Report”). The Study Report recommended that a copy of the advertising or literature be submitted to the Secretary of State within “24 hours of the time it airs or is distributed if the advertisement or literature airs or is distributed in the 20 days preceding the election.” The other recommendations related to reporting of expenditures. Id. at 15. Nothing in the report suggested a pre-distribution notification requirement or advance disclosure to the candidate.
According to Arizona, the notice requirement is necessary to an informed electorate because it affords candidates an opportunity to respond to last-minute negative “hit pieces” that may confuse or misinform voters. In evaluating this assertion, we are guided by the Supreme Court’s discussion in
Mills v. State of Alabama.
In
Mills,
the state passed a law making it a crime to “do any electioneering or to solicit any votes ... on the day on which the election affecting such candidates or propositions is being held.”
Mills,
This argument, even if it were relevant to the constitutionality of the law, has a fatal flaw. The state statute leaves people free to hurl their campaign charges up to the last minute of the day before election. The law ... then goes on to make it a crime to answer those “last minute” charges on election day, the only time they can be effectively answered. Because the law prevents any adequate reply to these charges, it is wholly ineffective in protecting the electorate “from confusive last-minute charges and countercharges.”
Id.
at 220,
As in
Mills,
the notice requirement does not bear a substantial relationship to the state’s interest in protecting voters from confusion and misinformation. The law leaves candidates and individuals “free to hurl their campaign charges” without the burden of a twenty-four hour waiting period but prevents PACs from responding to these charges in a timely manner.. In the absence of any evidence to suggest that PACs are more likely to distort facts or confuse voters than are the candidates themselves or that PAC speech warrants special treatment,
9
the state has not met its burden of demonstrating that
Even assuming that
Here, the fit between
As ARLPAC points out, Arizona could eliminate this problem, while also reducing the statute’s restraint on spontaneous speech, by “allowing the communication to be submitted or mailed at the same time that a copy is provided to the candidate by immediate delivery methods such as facsimile, e-mail, telephone, or hand delivery.” By restricting PACs from providing notice via the most expeditious means available,
In addition, for a significant segment of the population, Arizona’s early voting procedures are making “last-minute” campaigning an outdated notion. Since Arizona began allowing its citizens to vote early either by mail or in person at various satellite polling places,
see
Significantly, although Arizona claims that the purpose behind
On the flip side, the statute is also under-inclusive in that it fails to reach many kinds of negative campaigning that would
Nor is § 16 — 917(A) substantially related to Arizona’s interest in preventing corruption or the appearance of corruption in the political process. Although we do not doubt that the state has an interest in preventing corruption and the appearance of corruption in its elections, Arizona has failed to explain how the statute relates to these interests.
13
We are not persuaded by Arizona’s attempt to equate the notice statute with the financial disclosure requirements upheld in
Buckley
and
FEC v. Furgatch,
Finally, we cannot agree that the statute is justified by the state’s desire, as explained in its brief, to “deter last minute negative campaigning by those whom the candidates cannot control.” This premise is flawed- — the statute is not directed to negative advertising nor does the state’s evidence support even an infer
[T]he concept that government may restrict the speech of some elements of our society in order to enhance the relative voice of others is wholly foreign to the First Amendment, which was designed “to secure the widest possible dissemination of information from diverse and antagonistic sources,” and “to assure unfettered interchange of ideas for the bringing about of political and social changes desired by the people.”
Buckley,
Conclusion
Although Arizona’s efforts may be well-intentioned and adopted in the spirit of good government, the statute puts the state at the crossroads of political speech and in the role of a First Amendment traffic cop — a prospect that raises red flags, if not red lights. Because
REVERSED.
Notes
. Lincoln was called everything from "Ape, Buffoon, Coward, Drunkard, Execrable,” to "Knave, Lunatic, Murderer” and "Outlaw.” Bruce Felknor, Dirty Politics 27 (1996).
. Id. at 29; John S. Cooper, Rum, Romanism, and Rebellion: The Election of 1884, xi (2002). In the same campaign, Cleveland accused his opponent of wrongdoing: "Blaine Blaine, James G. Blaine! The Continental Liar From the State of Maine .... ”
. A political action committee issued an advertisement captioned, "Weekend Prison Passes,” highlighting a prison furlough program supported by Dukakis. An inmate participating in that prison program had committed an attack while on a weekend pass. The George H. Bush campaign "picked up the attack, in an- advertisement called the 'Revolving Door,' which discussed [the] furlough program and showed a stream of men dressed in blue prison uniforms walking in and then out of a revolving door.” Stephen Ansolabehere & Shanto Iyengar, Going Negative: How Political Advertisements Shrink & Polarize the Electorate 129 (1995).
. The suit also included claims related to other provisions of Arizona’s election reform law that are not the subject of this appeal.
. A plaintiff also must demonstrate that the injury is "fairly traceable to the defendant's allegedly unlawful conduct and likely to be redressed by the requested relief.”
Allen,
. To the extent Arizona also suggests that the challenge is not ripe for review, our conclusion that ARLPAC has suffered actual harm dispenses with any ripeness concerns.
LSO,
. For example, Senator Joseph Lieberman recently sent numerous unsolicited e-mails to potential voters announcing his plans to seek the Democratic nomination for the presidency. Similar efforts have been used by candidates from both parties, including Florida Governor Jeb Bush and Bill Jones, an unsuccessful gubernatorial candidate in California. See Declan McCullagh, Perspective: Hail to the ... Spammer-in-Chief?, (Jan. 20, 2003), available at http://news.com.com/2010-1071-981258.html (Jan. 31, 2003). Websites also have been used as campaign tools. In Arizona, Matt Salmon, a candidate in the 2002 Arizona gubernatorial race, created a website that allowed supporters to send "virtual campaign post cards” to their friends and to download Salmon screen savers and wallpaper for their computers. See http://www.salmonforgovernor.com/interac-tive/index.asp (last visited Jan. 31, 2003). See also generally Richard Davis, The Web of Politics. The Internet's Impact on the American Political System, 85-120 (1999).
. In an effort to demonstrate legislative purpose, Arizona offered, and the district court relied upon, various newspaper articles expressing dismay over the level of negative campaigning in recent elections. These articles, however, failed to demonstrate that the restrictions on PACs are supported by compelling governmental interests, particularly because many of the articles do not discuss advertisements placed by PACs at all, but rather focus on the candidates’ own negative campaigning. Further, even if these articles did demonstrate the public’s concern over campaign practices, these articles are inadequate to demonstrate the legislature’s purpose in enacting the statute. Although the views of then Speaker of the House Jane Dee Hull are expressed in an editorial, her editorial sheds little light on the motives of the legislature as a whole.
. Although the state did not offer any credible evidence on this point, it is interesting to note that in a published study of Federal Election Commission records of independent expenditures, two respected academics concluded that “independent money isn’t bad for elections, since it goes overwhelmingly to produce positive messages” and "interest groups promote candidates much more frequently than they attack.” Going Negative, supra note 3, at 129.
.See Dotty Lynch, Vote Early, Vote Often, CBS News, Oct. 7, 2002, available at http ://www/cbsnews. com/stories /2002/10/07/opinion/Iynch/mam524605.shtml (last visited Jan. 31, 2003); Marc Ambinder, Early and In-Person Absentee Ballot: Voting in Many States Has Begun, ABC News, available at http://abcnews.go.com/sections/poli-tics/DailyNews/earlyvoting.html (last visited Jan. 31, 2003); Brooke Donald (Associated Press), Voting Early: More People Getting the Jump on Election Day, Dodge City Daily Globe, Sept. 28, 2002.
. See Voting Early, supra note 10.
. See, e.g., Pima County Elections Voter Information, available ’ at http://www.co.pima.az.us/elections/vote.htm (last visited Jan. 31, 2003).
. As one district court noted recently in striking down a similar advance notice law, "[i]t is not enough simply to invoke the general desire to avoid corruption or its appearance without explaining how[the statute] furthers that goal.”
Wisconsin Realtors Ass'n v. Ponto,
. As Ansolabehere and Iyengar observe: "Organized interests seem to have a unique edge in going negative. Attack advertisements from interest groups convey all of the negatives about the candidate who is attacked without the risk of a political backlash against the candidate the group supports.” See Going Negative, supra note 3, at 128.