In an uphill battle, the Board of Trustees of the University of Illinois (“the University”) contends that Congress did not abrogate the states’ Eleventh Amendment immunity when it amended the Age Discrimination in Employment Act in 1974.
See
Fair Labor Standards Act Amendments of 1974, Pub.L. No. 93-259, § 28, 88 Stat. 74. The district court denied the University’s motion to dismiss. Relying on a wealth of our precedent and our application of
City of Boerne v. Flores,
— U.S. --•,
I. History
Goshtasby began working at the University’s Chicago campus as an assistant professor of engineering in 1989. In December 1994, the engineering department recommended him and three other candidates for tenure. In May 1995, the University officially denied him tenure and informed him that it would only issue him a terminal contract. Goshtasby was the only one of these candidates denied tenure. Goshtasby alleges that he performed his job satisfactorily and that he was qualified for his position. He also alleges that each of the tenured individuals was younger and less qualified than he. Goshtasby believes that his age was the motivating factor for this decision. He was 45.
On June 15, 1996, Goshtasby filed a complaint against the University alleging that he was discriminated against on the basis of his age in violation of the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. § 621 et seq. Goshtasby seeks damages and equitable relief.
On September 17, 1996, the University moved to dismiss the complaint as barred by the Eleventh Amendment. Relying on the Supreme Court’s decision in
Seminole Tribe of Fla. v. Florida,
The district court denied the University’s motion to dismiss.
See Goshtasby v. University of Ill.-Chicago,
No. 96 C 4271, slip op. at 10,
The University appealed to this Court. We have jurisdiction of this appeal pursuant to 28 U.S.C. § 1291 under the collateral order doctrine of
Cohen v. Beneficial Indus. Loan Corp.,
II. Analysis
We review a district court’s dismissal under Rule 12(b)(1)
de novo. See Selbe v. United States,
The Eleventh Amendment to the Constitution states:
*765 The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const, amend. XI. Although the text of the Amendment appears to restrict only the federal courts’ Article III diversity jurisdiction, the Supreme Court has interpreted this Amendment “to stand not so much for what it says, but for the presupposition ... which it confirms.”
Blatchford v. Native Village of Noatak,
The Eleventh Amendment bar to suit, however, is not absolute. A state may consent to be sued in federal court, and in certain circumstances, Congress may abrogate the states’ sovereign immunity.
See Seminole Tribe,
To determine whether Congress abrogated the states’ Eleventh Amendment immunity in enacting the ADEA, we must examine two issues: “first, whether Congress has ‘unequivocally expresse[d] its intent to abrogate the immunity,’ and second, whether Congress has acted ‘pursuant to a valid exercise of power.’ ”
Seminole Tribe,
A. Intent to Abrogate
The ADEA makes it unlawful for an employer “to fail or refuse to hire or to discharge any individual or otherwise discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s age.” 29 U.S.C. § 623(a)(1). When Congress enacted the ADEA in 1967, the statute applied only to private employers.
See EEOC v. Elrod,
The University contends that Congress did not unequivocally express its intent to abrogate the states’ immunity when it amended the ADEA. It interprets the Supreme Court’s Eleventh Amendment jurisprudence to imply that the simple expansion of the definitions of “employer” and “employee” is insufficient to override the states’ sovereign immunity.
See Dellmuth,
We addressed this question directly in
Davidson v. Board of Governors of State Colleges & Univs.,
The University, however, requests that we reconsider our decision in
Davidson.
We require compelling reasons to overturn Circuit precedent.
See Midr-America Table-wares, Inc. v. Mogi Trading Co.,
The University interprets
Seminole Tribe’s
first prong to require Congress to speak with greater clarity in order to abrogate the states’ sovereign immunity. As support of this “new strict view,” it highlights two recent decisions from district courts that have concluded that the 1974 amendment to the ADEA did not satisfy this clarity requirement.
See Humenansky v. Board of Regents of the Univ. of Minn.,
While it is true that the Supreme Court in
Seminole Tribe
took an “expansive view of sovereign immunity,”
Gorkiv v. Sullivan,
Because the University does not present any other arguments to us on this issue, it has not provided us with a compelling reason why we should depart from our decision in Davidson. Thus, we reaffirm our position that Congress made its intention to abrogate the states’ sovereign immunity unmistakably clear in the ADEA’s 1974 amendment.
B. Power to Abrogate
The second inquiry under
Seminole Tribe
is whether “Congress has the power to abrogate unilaterally the States’ immunity from suit.”
Section 1 of the Fourteenth Amendment provides that no state shall “deny to any person within its jurisdiction the equal protection of the laws,” and § 5 *767 grants Congress broad power to effectuate the goals of the amendment.
Whatever legislation is appropriate, that is, adapted to carry out the objects the amendments have in view, whatever tends to enforce the submission to the prohibitions they contain, and to secure to all persons the enjoyment of perfect equality of civil rights and the equal protection of the laws against State denial or invasion, if not prohibited, is brought within the domain of congressional power.
Ex parte Virginia,
Let the end be legitimate, let it be within the scope of the [Constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consistent] with the letter and spirit of the [Constitution, are constitutional.
Thus, a statute is “appropriate legislation” under § 5 of the Fourteenth.Amendment if. the enactment is “ ‘plainly adapted’ ” to enforcing the Equal Protection Clause and “not prohibited by but is consistent with ‘the letter and spirit of the [Constitution.’ ”
Morgan,
We decided whether Congress used its § 5 enforcement power to abrogate the states’ sovereign immunity in its enactment of the 1974 amendment to the
ADEA in EEOC v. Elrod,
The University levies two attacks against our holding in
Elrod.
First, it argues that we erred by using the wrong test to determine whether Congress acted pursuant to its § 5 enforcement power. Second, it relies on the Supreme Court’s recent decision in
City of Boeme v. Flores,
— U.S.-,
1.
The University believes that we were too swift to attribute to Congress the use of its § 5 enforcement power when Congress did not expressly state it was using that constitutional grounding. It insists that we reverse our decision in
Elrod.
To succeed, it must provide us with a compelling reason to overturn our precedent.
See Mid-America Tablewares,
The University contends that the
proper
inquiry is whether Congress in fact enacted the statute pursuant to that power. As support
for its
argument, 'the University relies on
Gregory v. Ashcroft,
In
Elrod,
we did not ask whether Congress made some “talismanie intoning of the amendment.”
We did not err in determining that Pennhurst was inapposite to an inquiry into a statute’s constitutional grounding.
[T]he question in Pennhurst was whether Congress intended a particular result, regardless of the constitutional grant of power under which it [was en]aeted. In the present inquiry, by contrast, the intended ■result (of subjecting States to suit for violations of [ADEA]’s substantive provisions) is clear, and the grant of power under which Congress acted is at issue.
Doe v. University of III.,
The University also argues that the Supreme Court in
Seminole Tribe
altered the test from whether the statute is within Congress’ power under the Fourteenth Amendment to whether Congress in fact enacted the statute pursuant to that power. The second prong of the
Seminole Tribe
test is whether Congress enacted the statute pursuant to a valid exercise of power.
See
That being said, the University has failed to provide us with a compelling reason to overturn Elrod. Because the proper inquiry for whether Congress used its § 5 enforcement power in enacting a statute remains the same after the Supreme Court’s decisions in Pennhurst, Gregory, and Seminole Tribe, we reaffirm our decision in Elrod that Congress relied on its § 5 enforcement authority in passing the 1974 amendment to the ADEA.
*769 2.
The University argues in the alternative that the 1974 amendment of the ADEA exceeded Congress’ power under § 5 of the Fourteenth Amendment. Even though we-have repeatedly held that the amendment was appropriate legislation under Congress’ § 5 power,
see Crawford,
a.
In
City of Boeme,
the Supreme Court considered the constitutionality of the Religious Freedom Restoration Act (“RFRA”), 42 U.S.C. § 2000bb
et seq.
Congress enacted RFRA in response to the Supreme Court’s decision in
Employment Div., Dep’t of Human Resources of Or. v. Smith,
The Court in
City of Boeme
held that RFRA was an unconstitutional exercise of Congress’ § 5 power because it was “so out of proportion” to the problems which it identified that the act could not be viewed as enforcing the provisions of the Fourteenth Amendment. — U.S. at-,
In its analysis, the Supreme Court in
City of Boeme
provided us with additional guidance in how to determine whether an act is appropriate legislation under Congress’ § 5 enforcement power. The critical question remains whether the act remedies constitutional violations or whether it imposes new substantive constitutional rights through legislation. Legislation which deters or remedies constitutional violations falls within “the sweep of Congress’ enforcement power.”
Id.
at-,
b.
The University interprets
City of Boeme
as concluding that Congress’ § 5 power allows it to enforce the substantive provisions of the Fourteenth Amendment like the Equal Protection Clause only if the Supreme Court has previously recognized the substantive
*770
right which Congress seeks to enforce.
See
— U.S. at-,
As support for its argument, the University directs our attention to the Supreme Court’s holdings in
Massachusetts Bd. of Retirement v. Murgia,
In
Elrod,
we rejected the contention that Congress cannot rely on its § 5 enforcement power to legislate a stricter standard of conduct when the Supreme Court declined to use a suspect classification analysis.
See
Such a conclusion “would confine the legislative power in this context to the insignificant role of abrogating only those state laws that the judicial branch was prepared to adjudge unconstitutional, or of merely informing the judgment of the judiciary by particularizing the ‘majestic generalities’ of § 1 of the Amendment.”
Id.
(quoting
Morgan,
We reaffirm that position today. The fact that age is not a suspect classification does not foreclose Congress from enforcing the Equal Protection Clause through an enactment protecting against arbitrary and invidious age discrimination. In
City of Boeme,
the Court confirmed that “sec. 5 is ‘a positive grant of legislative power’ to Congress.” — U.S. at-,
The Supreme Court’s equal protection jurisprudence is not confined to traditional suspect or quasi-suspect classifications.
See Mills,
c.
Finally, the University argues that § 5 cannot support the 1974 amendment to the ADEA because the act is so out of proportion to the problem which the ADEA identified that the act is substantive in its operation and effect.
See City of Boeme,
— U.S. at -—•,
To determine the extent of the threatened constitutional violations, we first turn to Congress’ findings in the ADEA which detail the evil Congress was addressing. Specifically, Congress found that:
(1) in the face of rising productivity and affluence, older workers find themselves disadvantaged in their efforts to retain employment, and especially to regain employment when displaced from jobs;
(2) the setting of arbitrary age limits regardless of potential for job performance has become a common practice, and certain otherwise desirable practices may work to the disadvantage of older persons;
(3) the incidence of unemployment, especially long-term unemployment with resultant deterioration of skill, morale, and employer acceptability is, relative to the younger ages, high among older workers; their numbers are great and growing; and their employment problems grave;
(4) the existence in industries affecting commerce, of arbitrary discrimination in employment because of age, burdens commerce and the free flow of goods in commerce.
29 U.S.C. § 621(a). Because “[i]t is for Congress in the first instance to ‘determin[e] whether and what legislation is needed to secure the guarantees of the Fourteenth Amendment,’ ”
City of Boeme,
— U.S. at -,
Unlike the statute at issue in
City of Boeme,
which the Court determined lacked modern examples of intentional discrimination,
see
— U.S. at-,
The evidence also indicated that employers used age arbitrarily as a proxy for ability. See id.; see also Secretary of the United States Department of Labor, The Older American Worker: Age Discrimination in Employment 7-8, 21 (1965). Finally, Congress subsequently established that these same conditions existed in the public sector. See S.Rep. No. 846, 93d Cong., 2d Sess. 112 (1974); Senate Special Comm, on Aging, Improving the Age Discrimination Law, 93d Cong., 1st Sess. 14 (Comm. Print 1973); 118 Cong. Rec. 7,745 (1972) (remarks of Sen. Bentsen).
Given the amount of deference that we afford Congress’ findings, we agree with our earlier decisions that a firm basis in fact exists for Congress to conclude that much of the “common practice” of using age classifications in employment was “arbitrary” and thus unconstitutional even under a rational basis standard of review.
The remaining portion of our inquiry is whether the scope of the ADEA is so “sweeping” that the statute is not proportional to the evil Congress sought to address.
See Coolbaugh,
Again, unlike the statute at issue in
City of Boeme,
which imposed “the most demanding test known to constitutional law,”
see
-— U.S. at-,
Because we hold that the ADEA is a proper exercise of Congress’ § 5 enforcement power under the Fourteenth Amendment, Congress abrogated the University’s Eleventh Amendment immunity from suit. We therefore Affirm the district court’s denial of the University’s motion to dismiss.
Notes
. The majority in
Wyoming
did not address the question of whether Congress enacted the ADEA pursuant to § 5 of the Fourteenth Amendment. It ended its analysis after concluding that the extension of the ADEA to cover state and local governments was a valid exercise of Congress' power under the Commerce Clause.
See id.
at 243,
