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Arcelormittal France v. Ak Steel Corp.
700 F.3d 1314
Fed. Cir.
2012
Check Treatment
Docket

*1 ty, I wоuld remand this case for further development question

factual on the abandoned, suppressed,

whether Cree meaning

concealed invention within the its § 102(g).

III. Conclusion reasons, foregoing although

For the I majority

agree with Cree estab- prior inventorship, I

lished believe there genuine preclud-

are issues of material fact summary judgment

ing Cree’s favor § I 102(g). Accordingly,

under must re-

spectfully judgment dissent from the

majority reaches. I would reverse and

remand for trial.

ARCELORMITTAL FRANCE and Ar Atlantique Lorraine,

celorMittal Et

Plaintiffs-Appellants, CORPORATION, STEEL

Defendant-Appellee, Dearborn, Wheeling-

Severstal Inc. and Inc., Defendants-Appellees.

Nisshin

No. 2011-1638. Appeals,

United States Court

Federal Circuit.

Nov.

Opinion for the court filed Circuit Judge DYK. Opinion dissenting-in-part Judge filed Circuit WALLACH. DYK, Judge. Circuit ArcelorMittal France and ArcelorMittal (collectively et Atlantique Lorraine “Arce- lorMittal”) from a final appeal judgment of the United States District Court for the *4 judgment District of Delaware. The jury a finding based on verdict that defen- Corporation, dants AK Steel Severstal Dearborn, Inc., Wheeling-Nisshin and Inc. (“AK Steel”) infringe did not ArcelorMit- (“the 6,296,805 tal’s Patent U.S. No. and that patent”) the asserted claims were invalid anticipated as and obvious. Arce- challenges lorMittal both the district jury’s court’s claim construction and the verdict. uphold

We claim con- court’s in part part. struction and reverse it in We also reverse the verdict of antici- obviousness, pation. respect With a required new trial is because the district court’s claim construction error prevented Trela, Jr., Sidley Constantine L. Austin properly considering from Arce- LLP, IL, Chicago, argued plain- of for lorMittal’s evidence of commercial success. tiffs-appellants. him on the brief With affirm-in-part, We therefore reverse-in- Pritikin were David T. And Constantine part, vacate-in-part, and remand for new Koutsoubas. Of counsel on the brief were trial. Stover, Jeffrey B. Bove Chad S.C. and LLP, Hutz Connolly Lodge Bove & of BACKGROUND DE. Wilmington, The '805 covers boron steel sheet Sipes, Covington N. & Bur- Christopher coating applied with an aluminum-based LLP, DC, ling, Washington, argued for rolling the sheet to its final thickness. him defendants-appellees. all With on the “hot-stamping,” The steel is used for R. brief were Roderick McKelvie and Jef- process rapidly heating which involves frey Corporation. H. Lerner for AK Steel steel, stamping parts it into of the desired Of counsel on the brief were Richard W. shape, rapidly cooling and then them Simonelli, Reising Hoffmann and David J. rapid heating The (“quenching”). PC, Ethington, Troy, Michigan for Sev- cooling crystalline alters the structure of Dearborn, Inc, al. erstal et steel, converting it to austenite and CLEVENGER, DYK, By altering martensite. the steel’s Before then manner, WALLACH, Judges. hot-stamp- microstructure this Circuit strong ing produces particularly steel. The asserted claims of the '805 5, 7, dependent are claim and claims hot-stamped strong, Because steel so and 16. Claim the inde- asserted by hot-stamping created can be thin- parts claim, pendent reads: lighter produced ner and than steel parts processes being just other while as 1. A hot-rolled coated steel sheet com- strong. This is desirable in particularly prising hot-rolled steel sheet coated aluminum alloy with an parts the manufacture of automobile be- aluminum wherein coating, the steel in sheet for strong parts required safety cause are comprises following composition light parts promote efficiency. fuel weight: Although hot-stamping has clear bene- < carbon 0.15% <0.5% fits, its use has been historically limited 0.5%<manganese<3% problems because associated with the ‍‌​​​‌‌‌​​‌​​‌​‌​​‌​​​‌‌​​​​‌‌​​‌​‌​​​​​​‌​‌​​​‌​‍process. high temperatures required < silicon 0.1% <0.5% oxidation, hot-stamping resulting cause *5 0.01-romium<l% on formation of “scale” the steel’s titanium <0.2% surface. Seale must be removed before welded, steel can aluminum <0.1% painted but removing requires expensive and envi- phosphorus<0.1% ronmentally “shot-blasting” harmful and sulfur <0.05% “pickling” operations, in which steel is 0.0005%<boron<0.08%, the remain- blasted with an im- abrasive material and being impurities der iron аnd inher- mersed a chemical Shot-blasting bath. in processing, ent steel and the problematic also it can damage because has a very high sheet mechanical parts, thin undermining strength and resistance after thermal treatment efficiency advantages hot-stamping. the aluminum or aluminum al- Oxidation also loss of causes the carbon loy coating provides high resis- (“decarburiza- from the steel’s surface tance to corrosion of the steel sheet. tion”), which weakens the steel. col. 4 patent 1.64 to col. 5 1.15. The coating aluminum-based claimed in 22, January 2010, On ArcelorMittal the '805 prevents oxidation from brought infringement an action AK against occurring during hot-stamping. As a re- Steel in the United States District Court sult, scale does not form decarburiza- Delaware, fоr the District of alleging tion does not occur when the claimed steel AK Steel’s aluminum coated sheet steel hot-stamped. This hot-stamping makes products infringe the asserted claims costly, less reduces im- its environmental patent. parties upon the '805 The agreed pact, and allows production its use in the expedited an trial schedule in AK which parts that are too delicate to survive agreed invalidity Steel to limit itself to two shot-blasting. to arguing defenses and non-infringement AK products the construction of two claim None of Steel’s accused based on literally infringed construed, the claims as terms. prohibited so the district court ArcelorMit- schedule, on December Pursuant to that asserting tal from literal infringement. 2010, court a claim issued Order, Memorandum ArcеlorMittal Fr. v. interpreting construction decision (D. AK Corp., Steel No. 10-CV-00050 Del. steel sheet coat- claim terms “a hot-rolled 4, 2011), Jan. ECF No. 205. The case alloy aluminum or aluminum ed with an proceeded to trial on the basis of the doc- very “the sheet has a coating” and steel equivalents, trine of and the returned mechanical resistance after thermal high 14, 2011, January finding verdict treatment.” Fr. v. AK Steel ArcelorMittal not infringe Steel did the '805 (D.Del.2010). F.Supp.2d Corp., the asserted claims were both The court first construed the term “hot- anticipated. obvious and at rolled steel sheet.” Id. judgment then moved for as a matter of ordinary court noted that those of skill invalidity law on the issues and for a new “hot-rolled” distinguished the art between infringement. trial on The district court and “cold-rolled” steel sheet based on denied those motions and entered final process is used to reduce the sheet judgment August for AK Steel on 2011. Relying final Id. at to its thickness. ArcelorMittal Fr. v. AK Corp., Steel convention, industry on evidence of this (D.Del.2011). F.Supp.2d 960 ArcelorMit- the court concluded that ArcelorMittal timely appealed. tal jurisdiction We have ” generally *6 not claim a ‘sheet’ but “did 1295(a)(1). § under 28 U.S.C. “specifically rather claimed a sheet made by hot-rolling.” Consequently, Id. at 548. Discussion assigned the court “hot-rolled steel sheet” This court a district “review[s] meaning “a steel sheet that has been judgment court’s denial of ... as a matter to its final reduced thickness hot-roll- deference, of law without and its denial of ing.” Id. at 549. This construction ex- a motion for new trial for abuse [a] cluded steel that was first hot-rolled and discretion.” CytoLogix Corp. v. Ventana then cold-rolled to its final thickness. (Fed. 1168, Sys., Med. 1172 Cir.2005). We review de novo the district The court next examined the term “the court’s claim construction. Markman very high steel sheet has a mechanical Instruments, 967, Westview 979 resistance.” Id. The court noted that (Fed.Cir.1995) (en banc), 517 U.S. aff'd applicable there industry is no standard 370, 116 S.Ct. 134 L.Ed.2d 577 defining “very high” mechanical resistance. (1996). Id. at 550. The court relied on the state- specification in “high” ments that and I Claim Construction “may “substantial” mechanical resistance A. “Hot-rolled steel sheet” exceed 1500 MPa.” Id. at 550-51. Accord- ingly, the court construed “the steel sheet All claim construction issues con very high has a mechanical resistance” to only cern claim indepen asserted that mean “the flat-rolled stеel has been patent. dent claim in the subjected, rolling, to additional con- first that argues the district court errone heating trolled an cooling ously has construed the term “hot-rolled steel sheet,” ultimate strength tensile of 1500 MPa or improperly excluding from the greater.” Id. at 550. scope of the claim steel sheet that has

1320 in meaning unambiguous to its final thickness fol- dict claim that is been cold-rolled lowing hot-rolling. replies light initial Steel of the intrinsic evidence.” Id. at properly interpreted Here, that the district court specification makes clear ordinary the term in accordance with its that claim term “hot-rolled steel sheet” customary meaning the art. We preclude cold-rolling step. does not agree with ArcelorMittal. optional cold-rolling References to an “compris of the term

By step specification its use abound of the '805 ing,” expressly contemplates 47-48, claim 1 addi 1 ll. patent. '805 col. col. tional, steps cold-rolling. 30-31, 37-40, unstated such as ll. col. ll. 7-9. AK Steel ‘comprising’ pre “The transition creates argues that these references describe “dis ... that the claim ex sumption does not products” tinct specification and that the additional, clude unrecited elements.” elsewhere uses the word “sheet” where it Crystal Corp. Semiconductor v. TriTech means to refer to both steel that has been Int’l, Inc., Microelectronics F.3d hot-rolled to its final thickness and steel (Fed.Cir.2001). pre To rebut this Appellee’s was also cold-rolled. Br. sumption, AK Steel offers the conclu 29. The district court based its claim con sory very assertion ‍‌​​​‌‌‌​​‌​​‌​‌​​‌​​​‌‌​​​​‌‌​​‌​‌​​​​​​‌​‌​​​‌​‍that definition of “[t]he reasoning. struction on similar Arce See ‘hot-rolled steel sheet’ is steel sheet lorMittal, F.Supp.2d at 546-47. How has been reduced its thickness ever, that reading is not coherent final hot-rolling.” Br. Appellee’s It is specification for at least two reasons. true that there is extrinsic ample evidence First, specification contem establishing ordinary meaning that the plates that according sheet to the “[t]he industry “hot-rolled steel sheet” re may invention ... again be cold-rerolled fers to steel sheet that has not been cold- depending on the final thickness desired.” Expert rolled. witnesses for both Arcelor- col. 2 ll. 37-40. It also de agreed Mittal and AK Steel this defi scribes the invention’s purpose as includ customary nitiоn was industry. *7 ing production the of “cold-rolled steel Furthermore, leading steel-making trea 1 sheet.” Id. at col. ll. 37-38. This direct according tise classified steel sheet to this ly contradicts the district court’s claim industry usage. construction, under which the sheet must However, while AK Steel is correct be reduced to its thickness hot- final ordinary meaning that the the term rolling. specification The claims and clear, the industry specification the is “ should be ‘in a read manner that renders meaning. not consistent with that In Phil ” patent internally Pfizer, the consistent.’ lips Corp., v. we emphasized AWH that USA, Inc., Inc. v. Teva Pharm. 429 F.3d specification the the primary guide to (Fed.Cir.2005) 1364, 1373 (quoting Budde claim interpretation, recognizing that “the Inc., 1369, Harley-Davidson, v. specification single guide is ‘the best to the (Fed.Cir.2001)). 1379-80 ” meaning disputed of a term.’ 415 F.3d (Fed. Cir.2005) (en banc) Second, 1320-21 specification de (quoting Corp. v. Conceptronic, “having Vitronics scribes an embodiment a thickness (Fed.Cir.1996)). 90 approximately F.3d 1582 1 mm.” patent '805 col. dictionaries, thickness, Although definitions based on 4 ll. 8-9. That at least at the treatises, industry invention, practice, and the like time of the could have been important Indeed, often are in interpreting by cold-rolling. aids achieved spec claims, they may not “[a]ccording be “used to contra- ification states that to the in-

1321 may sary “high” the sheet’s thickness be as mechanical resistance. If vention” 44-46, high resistance, 1500 MPa is mechanical mm, ll. patent 0.25 col. 3 low as very high then resistance must be at least that even Steel concedes is a thickness argues “very 1500 MPa. ArcelorMittal that To оnly by cold-rolling. achievable high” mechanical resistance can include a sure, protection does not extend to MPa, as pointing resistance low as to matter disclosed but not claimed. subject language specification stating Brown, Concepts, Inc. v. Unique possible the invention “makes it to obtain a (Fed.Cir.1991). However, mechanical resistance in excess of 1000 normally interpret do not claim “[w]e However, MPa.” at 1 ll. Id. col. way in a that excludes disclosed terms specification does not refer to 1000 MPa as examples specification.” Verizon Thus, “high” “very high.” much less Id. Corp. Vonage Holdings Corp., Servs. specification supports (Fed.Cir.2007). 1295, 1305 F.3d court’s construction. specification unambig Because the evidence, Turning to the extrinsic uously contemplates cold-rolling, the dis the district court observed that term by interpreting trict court erred the claim “very high mechanical resistance” is not a term “hot-rolled steel sheet” to exclude term of art in the steelmaking industry subsequently sheet cold-rolled.1 The steel any ordinary and does not have meaning. correct construction of “hot-rolled steel ArcelorMittal, F.Supp.2d at 550. Ar “a sheet” is steel sheet has been hot- points celorMittal to various documents during production.” rolled its suggesting that steel with mechanical re may sistance as low as 700 MPa be consid “Very high B. mechanical resistance” steel, high” strength ered “ultra but the disputes ArcelorMittal also record does not establish that these refer interpretation district court’s of the claim comparable ences concern boron steel “very high term mechanical resistance.” patent. described in the On the other interpreted The district court that term to hand, one inventors of the '805 mean “the flat-rolled steel has been sub patent coauthored an article heat-treat jected, rolling, to additional con ed boron steel before the was filed. heating cooling trolled an and has This article is art. The article de strength ultimate tensile of 1500 orMPa “high steel with scribes mechanical charac ArcelorMittal, greater.” F.Supp.2d at (UTS > > teristics 1500 MPa and YS *8 agree 549-50. We with the district court. MPa)” after heat treatment. X. Baño & begin specification, We with the Laurent, JP. Heat Treated Boron Steels in “high” states that a or “substantial” me Industry, the Automotive in XXXV 39th “may chаnical resistance exceed 1500 673, 673, MWSP Proc. ISS Conf. 51-54, (1998) (“Bano”). MPa.” '805 col. ll. col. 3 ll. Prior art can “help to specification 52-54. The not does define how a disputed demonstrate term is used resistance, “very high” mechanical but it by those skilled in the art.” Vitronics implies Thus, that the 1500 MPa Corp., level neces- 90 F.3d at 1584. while testi- “comprising” language This conclusion is not contradicted the substitution of the prosecution history. Although ArcelorMittal optional steps made that clear additional explicit amended claim 1 to remove the refer- contemplated. Nothing pros- were still in the optional cold-rolling, rejec- ence to the initial history ecution amounted to a disclaimer of ambigu- tion of the claim was because it was cold-rolling. coating optional, ous whether the and the

mony subjective mary judgment by jury an inventor’s or in a new trial. regarding jury ir- the understanding patent terminology infringement Because found no construction, equivalents, claim under the doctrine of and Ar- relevant to Howmedica Tech., Inc., Corp. Wright challenged aspect Osteonics v. Med. celorMittal has not that verdict, (Fed.Cir.2008), any infringement analysis 540 F.3d understanding necessary when an inventor’s found to be on remand should art, in expressed prior infringement. claim term is the be limited to literal can be evidence of how those skilled the Anticipation II

art have that term at' would understood Markman, the time of the invention. argues ArcelorMittal that (“[Ejvidence, in F.3d at 991 the form of support evidence cannot antici prior documentary expert art evidence ‍‌​​​‌‌‌​​‌​​‌​‌​​‌​​​‌‌​​​​‌‌​​‌​‌​​​​​​‌​‌​​​‌​‍or pation “Anticipation verdict. is a question testimony, can show what the claims would fact, reviewed substantial evidence art”); mean to those skilled jury.” Corp. when tried to a Finisar v. Howmedica, By 540 F.3d at 1347 & n. 5. Grp., DirecTV defining “high” mechanical resistance as (Fed.Cir.2008). jury’s finding of an MPa, greater prior than 1500 art here ticipation on was based Bano. The Bano suggests “very high” that mechanical re- presented by article was written and in sistance would to be at be understood least ventor Jean-Pierre Laurent and his col that high. league Xavier Bano during develop pre-coated ment of the steel claimed

Accordingly, both intrinsic evidence patent, parties agree and the support and extrinsic evidence hot-stamping it discusses boron steel. very high court’s conclusion that “a me- found, argued, jury Steel and the chanical resistance” means a mechanical the article disclosed the entire invention. resistance of 1500 MPa or greater. There- challenges finding fore, we affirm the district court’s con- grounds that Bano disclosed neither struction of “the very steel sheet has a coating the steel sheet before thermal high mechanical resistance.” coating treatment nor the steel sheet with At argument, oral AK Steel’s counsel aluminum alloy. or an aluminum We con conceded that at prod- least some accused clude that there is not substantial evi ucts have a mechanical resistance of 1500 dence that coating Bano disclosed However, MPa or greater. as a result of aluminum or aluminum allоy. the district court’s incorrect claim con- struction of “hot-rolled steel A sheet,” anticipated only claim is at was instructed trial to consider where “each every limitation is found infringement only direct expressly under the doc- either inherently single equivalents. Jury Techs., trine of Final Instruc- art reference.” Celeritas Ltd. tions, 1354, 1361 ArcelorMittal Fr. v. AK Corp., Corp., Steel Rockwell Int’l (D. 10-CV-00050, (Fed.Cir.1998). No. at 22 Del. Jan. Anticipation must be *9 2011), Thus, 212. proven ECF No. there has been by convincing clear and evidence. — no determination regarding below v. Corp. P’ship, Ltd. U.S. 141 Microsoft -, products accused would or not would liter- 131 S.Ct. 180 L.Ed.2d 131 (2011). ally infringe under the correct claim con- expressly Bano does not disclose infringement struction. That pre-coating particular issue will either coating However, need to bе addressed in the first compositions. instance it does state that remand, on by either the court on “it protect sum- is advisable to heat treated coatings” explicit and that Without an of alumi- parts “[fit finished with disclosure num coating to coat this new heat treated or substantial evidence that possible is aluminum a degreasing belonged sufficiently as with con- to defi- boron steel possible coatings, at nite and limited class of steels.” Bano ventional jury anticipation verdict of based section, in next As discussed Bano cannot stand. We therefore reverse supported could have a the district court’s denial of these statements JMOL as to pre-coat anticipation. that Bano disclosed jury finding However, jury’s apparent con ing. Ill Obviousness coating

clusion that Bano disclosed with alloy pro aluminum or aluminum is more urges also us to JMOL, denying blematic. In verdict, jury’s overturn the obviousness ar Petering, relied on In re 49 CCPA court guing jury’s both that the verdict was not (1962), F.2d 676 to hold that “al supported substantial evidence and that very uminum was a member of a small jury from foreclosed consideration in coating metals suitable for use class of secondary of the factor of commercial suc steel,” therefore inherent boron cess the district court’s incorrect claim ArcelorMittal, F.Supp.2d at Bano. construction. “We review con [the] Petering establishes that when a obviousness, law, question clusions on a a prior art reference discloses “definite deference, without and the underlying limited class” of suitable members findings of fact ... for substantial evi formula, general may a it be read within Corp. dence.” Cordis Boston Scientific of that class. to disclose each member (Fed.Cir.2009) Corp., 561 F.3d at Petering, 301 F.2d 681. Yet Bano does (alterations (internal in original) quotations coating to with explicitly not even refer omitted). metals; indeed, only specific coating “phosphatization ... fol references A. Prima Facie Case by cataphoresis.” Bano at 676. lowed ArcelorMittal concedes that “each ele- process coating paint, That refers to with ment of the invention” was known metal, paint not and it is not clear how prior Appellant’s jury art. Br. 3. The coatings any and metal would both fit into found the claims of the pat- asserted '805 general comparable formula to that found ent of Bano in obvious view combination Moreover, art in Petering. (“French 1,297,906 with French Patent No. paint part even if and metal were patent”). '906 The French '906 formula, general same record does coating steel aluminum describes to support finding not that there is a “defi protect against during forg- oxidation hot coatings nite and limited class” of (the ing missing anticipa- element in the There is insufficient steel sheet. evidence finding). agree togeth- tion We that Bano paints that the and metal al varieties patent supported er with the French '906 loys sufficiently are narrow that one of finding prima facie case of ordinary skill in the art would “at once obviousness.2 envisage each member of this limited Petering, (empha coating class.” F.2d at 681 The aluminum-based de added). in the applied sis scribed *10 prima of 2. Because the correct claim construction undermine the facie case obvious- claims, scope by jury. broadens the it does not ness found the hot-stamping to in order is that the hot forging steel sheet described the prevent Regarding pre- oxidation. that patent to French '906 is so different from requirement, argues AK Steel that coating hot-stamping that there would be no moti- discussing coating distinguishes Bano in vation to combine. points to ” parts between “heat treated and several forg- differences between the hot finished steel,” and that “boron the reference to ing process described the French '906 coating inherently the latter discloses coat- patent and hot-stamping and cites evi- hot-stamping. ing Apрellee’s before Br. dence that those skilled in the art not did Further, AK argues Steel that the coating think that an aluminum would sur- coating degreasing to after reference hot-stamping. vive impli- ArcelorMittal’s clear that the coating applied makes is cation appears to that hot-stamping and hot-stamping. before ArcelorMittal coun- forging hot are not analogous art. For its “degreasing” ters that the language could part, points AK similarity Steel to the of applied refer to the removal of oil problems the confronted the pat- two hot-stamping and that the article’s discus- ents and evidence that aluminum coatings problems sion of decarburization is incon- were to known survive thermal treatment pre-coating.3 sistent a prior with What art quеnching. particular Whether a question. reference discloses is a factual technology is art analogous question is a of Am., Inc., Tegal Corp. Tokyo Electron Co., Wyers fact. v. Master Lock (Fed.Cir.2001). 1345-46 (Fed.Cir.2010). As We think the resolution of this factual evidence about whether a skilled artisan dispute up jury, to the and that the would read Bano to disclose pre-coating, jury properly could conclude that Bano we think dispute this factual was for the applying coating teaches before ther- jury to resolve. We also conclude that mal treatment. substantial evidence supports determination that there was a sufficient aluminum,

As for coating with motivation to provided combine. Steel patent French '906 coating disclosed steel significant expert testimony person with aluminum that a during forging4 hot to pro ordinary tect of skill in the art against the same would have had oxidation and decar problems knowledge burization that to combine patent the '805 the aluminum coating was intended to disclosed address. AK the French 906 Steel thus urges that pre-coating the invention with the jury described that the found is no more than the Bano disclosed application expected and would have equivalent short, known solutions to problems succeed. In properly con- analogous an context. The thrust of cluded that AK Steel had established a objection ArcelorMittal’s reasoning to this prima facie case of obviousness.5 The dis- 3. The graphs Bano reference purposes contains measuring decarburization dur- Thus, show ing decarburization which would not occur graph thermal treatment. is of if the steel was coated in evaluating accordance with limited use in whether or not Bano However, patent. claim 1 of the '805 pre-coating. there is disclosed no coatings evidence that other not covered in prevented claim 1 would have forging decarburiza 4. Hot rapid does not involve the heat- Moreover, only tion. ing cooling Bano states that hot-stamping "[i]t and does not possible to coat change this new heat treated boron the steel's microstructure. steel.” language suggests Bano at 676. This coating optional step, an 5. We conclude that ArcelorMittal’s assertion there is no reason to assume that the steel claim would not have beеn obvious necessarily would have been coated even if claim 1 would have been obvious was

1325 Muniauction, subject matter. denied ArcelorMittal’s nonobvious properly trict court 1318, 1328 Corp., of non-obviousness. v. Thomson 532 F.3d motion Inc. JMOL (Fed.Cir.2008) (noting “long-estab n. 4 Secondary B. Considerations which are ‘[c]laims lished rule that broad whether the dis The final issue is enough subject to read on obvious matter claim construction trict court’s erroneous unpatentable though they are even also ” requires steel sheet” new of “hot-rolled subject read on nonobvious matter.’ argues ArcelorMittal trial on obviousness. Lintner, 1004, (quoting In re 59 CCPA 458 necessary trial because under that a new (1972))). 1013, urges F.2d 1015 AK Steel court’s claim construction the if that even the claims included both hot- commercial jury could not consider the (which cold-rolled) rolled steel was not their cold-rolled commercial success6 of steel, cold-rolled verdict that the Although ArcelorMittal’s com product. hot-rolled steel embodiment was obvious before the mercial success evidence was rendered the whole claim obvious whether jury court instructed the jury, the district or not the cold-rolled embodiment is non- success or only “[c]ommercial to consider obvious in view of its commercial success. products success of cov lack of commercial However, is not a situation in this Jury Final the asserted claims.” ered the claims themselves describe distinct al- Instructions, Fr. v. AK Steel ArcelorMittal invention, ternative embodiments of the (D. 10-CV-00050, No. at 37 Del. Corp., of one and whеre obviousness embodi- 2011) added). 14, jury (emphasis Jan. ment would invalidate the entire claim. only steel sheet was also instructed ‍‌​​​‌‌‌​​‌​​‌​‌​​‌​​​‌‌​​​​‌‌​​‌​‌​​​​​​‌​‌​​​‌​‍Rather, it in which the claim situation to its final thickness was cov hot-rolled hot-rolled, is limited to steel that is but asserted claims. Id. at 20. ered “comprising” language permitting contains Thus, from consid proscribed (cold- performance of an additional of Arcelor- ering the commercial success In our rolling) step. such circumstances cold-rolled steel sheet. Mittal’s make clear that the commercial suc- cases A court’s incorrect claim district cess of the embodiment with additional trial, may require a new Eco construction unclaimed features is to be considered Inc., 1362, Paraclipse, Inc. v. 285 F.3d lab evaluating when the obviousness of the (Fed.Cir.2002), but where the claim, success provided embodiment’s seeking they a new trial shows that party nexus to the claimed and has sufficient prejudiced by the error. Verizon were Kao, In re novel features of the invention. Corp. Vonage Holdings Corp., Servs. (Fed.Cir.2011); In re (Fed.Cir.2007). 1295, 1307 F.3d Techniques, Glatt Air (Fed.Cir.2011); Materials, Applied argues that it is not Steel Materials Inc. v. Advanced Semiconductor necessary to consider the commercial suc (Fed.Cir. Am., Inc., F.3d because of product cess of the cold-rolled 1996) (“[A] all patentee need not show that that claims principle the well-established the claims possible embodiments within subject matter are which read obvious in order successfully if on were commercialized unpatentable they even also read results, ing unexpected but ArcelorMittal waived. Claim 7 must stand or fall sufficiently claim 1. has not briefed those issues preserve them. passing makes reference to secondary copy- considerations such as other *12 1326 prejudiced with rely marketplace on the in the construction ArcelorMittal

to success that commercial- we respect Accordingly, of the embodiment was to obviousness. ized.”) vacate the obviousness verdict only a trial addressing remand for new the Thus, Kao, consideration required we aspect success commercial of obviousness commercially a patent applicant’s suc- of infringement claim under the correct even painkiller controlled release cessful construction. though proven the success was not across range full of rates. the claimed dissolution IV Conclusion However, we empha- F.3d at 1069. required that the consideration of sized remand, the district court must ad- On a success includes threshold commercial whether, under claim dress the correct of whether the commercial determination construction, the asserted claims necessary has the nexus the success any are of light obvious 1068-69; invention. see claimed Id. at of hot- evidence commercial success of Wyers, The also 616 F.3d at 1246. same that is also rolled steel cold-rolled and apply here. The commercial success rules required has nexus with ArcelorMit- embodiment of ArcelorMittal’s cold-rolled Additionally, tal’s claims. as discussed must considered to the extent its above, district court must address the success results from the claimed combina- infringement issue of literal under the cor- of tion elements that constitutes inven- remanding rect claim construction. In for tion, cold-rolling, rather than from a in- addressing limited new trial already not claimed and known in the under the con- fringement correct claim art, or prior from other unclaimed fea- struction whether has words, In other there a tures. whether pertinent commercial suf- success evidence comparison here depends upon nexus prima ficient to overcome the case of facie produced between cold-rolled steel obviousness, we do not foreclose the dis- process patented pro- and cold-rolled steel trict court from entertaining a motion to see if processes duced alternative summary judgment on these issues former achieved suc- material commercial might obviate need for a trial. further over and above Absent a cess the latter. AFFIRMED-IN-PART, REVERSED- nexus, demonstrated ArcelorMittal’s com- IN-PART, VACATED-IN-PART, RE- significant. mercial success evidence is not MANDED Tech., Inc., Corp. Ormco Align

See (Fed.Cir.2006) (“[I]f F.3d Costs feature that suc- creates commercial art, cess was known in the the suc- party. Costs to neither pertinent.”). is not cess WALLACH, Judge, dissenting- Circuit remaining The is whether a issue in-part. required trial on

new obviousness is agree address the issue of I that “very high commercial success. do not mechani- think this is not a We case which the cal resistance” means a mechanical resis- that, Rather, prima strong facie case so as a mat MPa greater. tance of 1500 law, ter would overcome ArcelorMit conclude because I that intrinsic evidence See, tal’s commercial supports reading success evidence. of this term to mean Therefore, e.g., Wyers, 616 F.3d at 1245. mechanical resistance in excess MPa, respectfully we conclude that court’s claim I dissent. specification fur- passages Other in the “very high mechani- disputed term interchangeability exemplify ther expressly *13 is not defined cal resistance” instance, the patent these terms. For resistance” “Mechanical specification. the paragraph reads in one thermal “[t]he however, in “resistance,” are discussed and ... it applied possible treatment makes to referеnces Their multiple passages. high mechanical characteristics obtain are instruc- throughout specification the may exceed 1500 MPa” and in the which tive, necessarily conflict with the they a “substan- very paragraph, next describes following for the majority’s construction abrasion, wear, fatigue, tial resistance to reasons. shock, good as well as a resistance to “very high,” on majority’s 49-52, The focus col. 2 ll. 59-60 corrosion....” Id. added). Likewise, the (emphases is unwarranted claimed “high,” and “substantial” having is disclosed as a “sub terms, lau steel sheet and other similar these because in the de stantial resistance to corrosion terms, interchangeably in datory are used state, livery during shaping and thermal Position, Bid patent. the '805 See during usage treatments as well as of the LLC, 1311, AOL, 1317-18 LLC v. casting,” and after thermal treat finished (Fed.Cir.2010) and “value of (holding “bid” ment, having “a is described as substantial meaning because bid” to have the same the resistance, may mechanical which exceed specification used language the claim (em Id. col. 3 ll. 49-53 MPa....” example, interchangeably). the terms For added). Finally, specification the phases entitled, Hot- and “Coated patent the certain ele explains modulation of Comprising a Steel Sheet Cold-Rolled in composition ments the steel After Thermal Very High Resistance it cluding possible “carbon makes to (em col. 1 ll. 1-4 Treatment.” high achieve mechanical characteris added). “subject of the inven phasis The ” (emphasis tics .... Id. col. ll. 20-21 composi tion” is then described as steеl added). high mechanical “very tion that ensures a “very ‍‌​​​‌‌‌​​‌​​‌​‌​​‌​​​‌‌​​​​‌‌​​‌​‌​​​​​​‌​‌​​​‌​‍high,” patentee’s use treatment” and a resistance after thermal “high,” and “substantial” shows that these col. 1 ll. resistance to corrosion.” Id. “high interchangeably. used It does terms are added). Also, (emphases the 61-63 patentee made technical appear not purported as “purpose of invention” varying to resistance levels distinctions as a me a coated steel sheet with producing the use of these terms. On the con- 1000 MPa chanical excess resistance terms inter- trary, patentee used these treatment, is de thermal laudatory changeably and fashion to as “substantial resistance scribed any limiting purposes. without See Min shocks, and a fatigue, abrasion and wear” Dealers, Inc., 336 ton v. Nat’l Ass’n Sec. Id. col. 1 “good resistance to corrosion.” (Fed.Cir.2003) (declining F.3d added). In another (emphases ll. 37-43 efficiently,” part, construe “traded instance, the “de states that “efficiently” its face does not because in which follows will make the scription of how the trade is inform the mechanics re clearly vention understood----” that it is a lauda concluding executed and high “a a steel sheet that exhibits cites result of the tory characterizing term treat mechanical resistance after thermal executing step); Eng’g see also Allen Indus., high resistance to corro ment and Corp. v. Bartell (em (Fed.Cir.2002) 34-35, (declining to ...” col. 2 ll. 1346-47 sion. Id. added). steering” language in hold that the “fast phasis terms, preamble limiting “substantial,” “high” because was corre- laudatory, merely setting forth the intend- spond only to a mechanical resistance that combination). purpose ed of the claimed “may exceed 1500 MPa.” Based on this such, As interchangeable use of these reading, majority that “if determines laudatory light terms does not shed on the high resistance, 1500 MPa is mechanical disputed proper scope. claim’s very then high resistance must at least 1500 MPa.” Majority Op. at 1321.

I would instead focus on the in touted crease in mechanical resistance the '805 *14 above, however, As discussed specifi patent purports prior to achieve over art— cation “high,” “substantial,” shows that namely, the obtention of mechanical resis and other similar terms are used to de “in tance excess of 1000 MPa.” Id. col. 1 ll. varying scribe levels of mechanical resis In particular, “very high,” “high,” tance. Specifically, in addition to refer and “substantial” were used to promote “may ences to exceed 1500 MPa” “high” as improved invention’s of levels resis resistance, or “substantial” patent re tance without the shaping “detriment of cites “excess of 1000 MPa” as “substantial” properties” problem in art. —a Compare resistance. '805 col. 3 ll. Id. col. 1 ll. 10-11. majority’s The con- (“[A] substantial mechanical resis requiring struction of a mechanical resis- tance, MPa____”) may exceed 1500 tance of “at least unduly 1500 MPa” con- added), (emphasis with id. col. 1 ll. 40-43 tracts the wide breadth of the invention (“[Mjakes possible to obtain a mechani patentee discloses. Without clear lan- cal MPa, resistance excess of 1000 otherwise, guage рroviding 1500 MPa can- shocks, substantial fatigue, resistance to not be set as the floor of range of wear....”) abrasion and (emphasis add mechanical resistance levels recited in the ed). specification The thus describes both patent, principally because “excess of 1000 1500 MPa and 1000 MPa as “substantial.” MPa” is stated range as within the of satisfy resistance levels that purpose “High” or “substantial” interchangeably the invention. Apple Comp., See Inc. v. describe in similar context the mechanical (Fed. Sys., Articulate MPa, resistance level of 1500 giving “high” Cir.2000) (“[T]he claim must interpret Hence, “substantial” similar meaning. light ed in of the teachings of the written “high” or “substantial” may likewise de- description and purpose of the invention scribe interchangeably the mechanical re- therein.”). described Additionally, other sistance level of “excess of 1000 MPa.” levels, values of resistance including 1500 Applying majority’s logic, if 1000 MPa MPa, are in permissive form, recited characterizes both “high” “substantial” and therefore, are less than instructive in de resistance, mechanical “very high” then re- termining scope “very high mechani sistance must be in excess of 1000 MPa. cal resistance.” col. 2 ll. 51-53 Accordingly, “very high mechanical resis- (“may exceed 1500 MPa for mechanical tance” should be construed as a mechani- resistance....”) added); (emphasis id. col. cal resistance excess 1000 MPa. I find (Table 4 ll. 52-61 2 illustrating ranges specification sufficiently instructive, examples of “maximal resistance of therefore, no need to turn to extrinsic the steel according sheet to the invention evidence. treatment,” after thermal ranging from MPa). 1665 to 1695 majority nevertheless takes differ-

ent approach. It implies that the use of

Case Details

Case Name: Arcelormittal France v. Ak Steel Corp.
Court Name: Court of Appeals for the Federal Circuit
Date Published: Nov 30, 2012
Citation: 700 F.3d 1314
Docket Number: 2011-1638
Court Abbreviation: Fed. Cir.
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