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Application of Luke Thorington, Gerald Schiazzano and Joel Shurgan
418 F.2d 528
C.C.P.A.
1969
Check Treatment

*1 528 сhargeable fairly percentage Applying plaintiff’s this amount is August expense period It is true that total for the the defendant. overhead damages 1, 1964, August 31, 1965, proving theory $289,252, cost generally it is that contract case is favored. shown overhead allocable safeguards during period proper to the instant contract that

Under where proof up- $113,098. is no has been is evidence shows there better The $30,039 v. United latter was the amount, held. J. D. Hedin Constr. Co. States, 86 347 F.2d 171 Ct.Cl. type expense overhead incurred (1965), F. v. H. McGraw & Co. United day basis, $83,059 in- calendar was States, F.Supp. Ct.Cl. 131 working day on a basis. curred (1955). of the 80- Since it is found plaintiff’s in- direct costs day performance overrun on the contract $297,706, stant amounted contract disruption plain- was caused compared $463,830 all with other plain- defendant, tiff’s work during period performance. work additional percentage tiff entitled to recover its relation the in- between percent. of: stant contract to all work is 39.1 overhead Day Days

Per Amount** $5,321.15 80/350X$30,039= $6,866.01 $85.825 $17,303.95 68/240X$83,059=$23,533.11 $346.079 $22,625.10 Total $37,090 Adding labor costs the extra total results

to the above amount judgment

$59,715.10, should for which

entered. Application of Luke CCPA ld Schiazzano ‍‌​​‌‌​​‌‌​‌‌‌​​​‌​​‌​​​​​​‌‌‌‌​​​‌​​‌‌‌‌​‌​​​‌‌‌‍and Joel THORINGTON, Shurgan. Ge ra Appeal

Patent No. 8188. of Customs Court

United States Appeals. Patent

Nov. 1969. ** May 4, page computation presented at its brief filed fn. defendant This

529 City, Coplein, York D. New Gordon record, attorney appellants. for Schimmel, C., Joseph Washington, D. for of Patents. Fred the Commissioner Sherling, Washington, C., D. W. counsel. RICH, Acting Judge,

Before Chief designa- McGUIRE, Judge, sitting by tion, ALMOND, and and BALDWIN Judges. LANE, ALMOND, Judge. appeal

This is an decision of from the Appeals, the Patent Office Board ad reconsideration, affirming hered to on 1, rejection 6, examiner’s claims 1 9,7, 15, 24, 26, appellants’ and 28 in 27 application2 ground of double on the patenting. One claim has indicated been to be allowable.

The invention relates to a noncircular cross-section fluorescent tube pаrticularly providing resides cylindrical generally usual fluorescent with one more grooves or are ro- deformations which along envelope’s tated around longitudinal path axis a curved preferred finite In radius. embodi- invention, Fig. ment of shown below, path the curved is a helix which 2, 5, appellants’ multiplicity, stating that claims 1. view It undue furth that “no 2, for before us 14 and 19 are also er issue as to claims agree status Their uncertain consideration. is before us.” We with the solicitor Rejection Final due to their inclusion arises Rejection the Final later mod was ‍‌​​‌‌​​‌‌​‌‌‌​​​‌​​‌​​​​​​‌‌‌‌​​​‌​​‌‌‌‌​‌​​​‌‌‌‍rejections undue based on ified the Examiner’s Answеr exclude patenting. multiplicity 2, 5, 10, on double claims 14 and from the claims, appellants rejections response, elected and there 2, 5, there, including fore is no issue to those claims prosecution. Examiner’s before further this court. only repeated the then Answer 441,411 multi based on undue Serial No. of these claims filed March appellants plicity. appeal, withdrew “Continuous On Non-Circular Cross- Lamp.” and the number of claims Section a substantial holding examiner’s board reversed the substantially more than full turn of one extends is continuous and length along a helix. the entire around *3 major portion along of en- specification points said out that path. corresponding velope in helical its invention be utilized with various having types lainps pressure of fluorescent dif- dis- electric 9. A low materials, radiating elongated, ma- charge comprising ferent tube lamp an starting gases, terials, phosphors straight and generally envelope of vitreous types electrodes, shape, generally of and notes an tubular material of types coatings phosphor of and electron enve- within said ionizable medium starting gas emissive filament-cathodes are well lope comprising inert an lamps present pair mercury inven- known. The quantity and a and a signifi- possess tion are opposite said to several ends of said at of electrodes advantages operating cant as electrical envelope stream to an arc establish advantages, well as discharge therebetween, several mechanical wall the outer envelope least of which increased radia- one least at said efficiency produce due to the increase arc non- to a deformation therein length discharge stream envelope because аrc cross-section circular path generally will follow a helicoidal plane which when transverse longer physical longitudinal stretched out is than the envelope axis where length itself, envelope resulting exists, of the in de- a said said deformation voltage gradient. increased non-circular cross- formation and being thereby produced rotated section reproduced being Claims 1 and 9 are as path a helix around described illustrative: along longitudinal axis for cor- one full turn of the discharge more than 1. An electric thereby path responding elongated helical cоmprising envelope cross-section

generally said non-circular rotate shape, tubular electrode manner, envelope corresponding means in at least mounted within said tending portion and an stream ionizable medium contained of the arc path producing non- therein for helical an arc stream travel potential applied when an electric circular cross-section. means, across said electrode said enve- lan- differ the claims While lope being guage con- formed with indenta- the tube two used to describe therein, being figuration, said indentations are similar claims 6

spaced respects. from each 15 is other and formed Claim claim 9 other along separate except said helical also claim similar paths along specified around and as medium” is not “ionizable longitudinal gas axis, including starting and a each said inden- inert being extending quantity mercury. 24 and 26 tations continuous and Claims 15, rejected phosphor, to 28 are and 26 as additionally call indistinguishable patentably dependent from claim from the 28, claims 27 cross-sec- claim of the while claims 26, respectively recite asymmetric. symmetric rejected over the claim оf tion is 7 and 9 are dis- view rejections, as double-patenting Lemmers. closure of examiner characterized essentially board, follows: as 7, 9, 24 and re- Claims 28 are to 28 24 and 26 1. Claims jected over rejected 35 U.S.C. § under stand commonly-assigned claims of the Olsen distinguishable patentably of Ewest. view disclosure appellants' subject de- matter of claimed relied on are: particularly The references sign patent,- more *4 lamp, Thorington ornamental fluorescent discloses thusly: shown early, “dimples” along straight shows an conventional formed Ewest cy- longitudinal type lamp parallel lamp’s of fluоrescent linés resulting elongated axis in an tubular starting gas, envelope, lindrical inert grooved of noncircular cross- quantity mercury electrodes. staggered “dimples” section. The pressure Lemmers discloses a low dis- produce path sinuous arc charge fluorescent whose ionizable stream. starting atmosphere an inert includes Olsen discloses a machine con- gases. gas or mixture of The reference verting glass type tubes of a such as the spaced plurality indenta- shows also enclosure for a fluorescent into Fig. through question so helicoidal formation and the tubes 6 and сlaims subject formed. The matter Olsen oly by appellants’ secured 12 of Olsen is illustrative Claim *5 patent. follows:

reads as of an extension That there would be comprising 12. An enclosure sin- anyone monopoly the is clear since having glass gle two thin tube walled wishing lamp fluorescent amake wall, grooves in its helical formed techniques the after conventional being grooves each of said entially spaced circumfer- expiration the would of comprising dis- instant confronted the still be lying respectively connected sections patent, so that claims in a mechanical along longitudinally spaced on and design depicted the in the invention the same helix. patent still unavailable would thereafter, years patent- public many The board the affirmed the ing rejections expiration above, notwithstanding the summarized the of find- ing design patent. first that: term the of monop- That this extension Appellants’ departure appel- is that oly is likewise would be unreasonable envelope being lants’ instead of filing patent ap- of clear for the two straight cylindrical' tube as Ewest plications of some not result was the or of a known non-circular cross-sec- but mani- administrative circumstance festly elongated tion that defines an electron appellants an effort was discharge path, ah, inas Lemmers et greater patent protection with secure straight form takes the of a tube hav- patent patents than either alone two ing one or more helical indentations give. of is- The direct result would suing extending substantially length the of single patents in- for the two envelope the or at least of more than concept to circum- would be ventive one turn of a helix. limitation to a vent the Its explained thusly: rationale was designed year patent and a term for a year term for so-called “mechani- view, granting In our the patent. cal” patent single second novelty on the feature of inquiry set is also factual board’s providing of helical indenta- out: tion in an otherwise ‍‌​​‌‌​​‌‌​‌‌‌​​​‌​​‌​​​​​​‌‌‌‌​​​‌​​‌‌‌‌​‌​​​‌‌‌‍conventional lamp concepts fluorescent would constitute find that the inventive We monop- design unreasonable extension of and the double the ap- appel- different orientations the instant embodiment helical lamp response lants’ finds full in the Notwithstand- plication same. are the granted patent already appel- argument their ing appellants’ solely ap- grantеd lants wherein this difference in on design patent was lamp pearance of the essence. appearance their outer the apart its structure envelope, Additionally, affirmed the the board the function, authorizes 35 U.S.C. finding Olsen, based on the on granting aof have to fabricate would been obvious just manufacture, not article of enclosure, the or as defined case the appearance. instant Olsen, 11 to into a fluor- “fluor- is a of manufacture article usual escent internal connotation lamp”, whatever escent components, by Ewest. That as disclosed time had at the have term discontinuous the helices of Olsen are thereon, appellants invented acknowledged; board was however the “ap- just appear felt from the that “it does pearance” one. record us that either con- before interrupted lamp” tinuous or forms at “fluorescent The term any significant applications for helices offer difference appellants filed time their in function.” “mechanical” the instant acquired well design patents had Appellants’ petition for reconsidera- meaning dic- in the both understood requesting modification art, tionary Subsequent denied. board’s decision was Answer, pointed his out in Examiner assignee this, appellants’ filed a contemplated the such part terminal disclaimer as electrodes, ion- features various ap- any patent term of issued on the coatings gas fluorescent izable extending beyond pealed application appellants here envelope which expiration of the issued date distinguishing fea- contend are patent. *6 ap- the instant the tures of treating ap design Prior in detail plication the those of over pellants’ arguments attacking the sound patent. Lemmеrs the Furthermore decision, consider ness the board’s we patent noncircular al. how et describes court, depending lengthen request envelope their that the cross sections of upon granted appellants on discharge path relief the the within the merits, applica the either remand the increased ef- in an and the result improve- instruc appellants’ to the Patent Office with ficiency so disclaimer merely expunge the terminal dif- ment thereover would be disregard it, or that path or shape from the record for this extended ferent favorably con give only be terminal disclaimer apparently the same the will Although appel by efficiency merits. sidered on the found therefor increased filed, An the Examiner’s Appellants not lants after have al. Lemmers et decision, a any comparative board’s swer but before the our attention called right “reserving] to dis appellants’ con- letter test data wherein special perceive any claim,” we do figuration an attains of the config- cause us which would efficiency circumstances improved over expressed depart in In our by views On Lemmers et al. uration devised Heyl, F.2d recognized re contrary 54 CCPA Lemmers et al. Aldrich, 55 CCPA necessarily provided re or six the Patent urged appellants sustained advantages F.2d we where seven * * * untimely, consider, advantage as refusal to Office’s and the seventh * * * prior appearance filed symmetrical terminal disclaimers refer Actually, here. We will were to mention terminal disclaimers two unnecessary two as one. are reasons which filed for amplifying without on reconsideration. board rea- decisions board’s rejections. sons for appellants their disclaimer filed Here on reconsidera- decision the board’s after tion. appellants’ shall We treat therefore, We, this case decide arguments above, presented in the order no there is terminal on the basis setting them out in comment detail as we consideration. for our disclaimer First, however, provide thereon. we Appellants reasons forth several set general regarding some observations support that the of their contention patenting. area double It should now (cid:127) briefly, erred. Summarized board appear clear from this recent court’s pertinent points are: decisions4 in this area that double holding of no 1. There can be patenting rejections usually one take design patent- patenting in a forms, namely, both of two the “same utility patent situation because type patenting” invention” “double in: differences statutory provision identifiable with the origin (a) statutory (35 USC 101, saying 35 U.S.C. that an in § 171); vs. USC patent, interpreted ventor obtain a meaning only patent; one and the protected (b) subject matter type patenting,” “obviousness” “double ornamentality (utility vs. judicially-created grounded doctrine legal monopoly; public policy rather than statute and primarily infringement. (c) prevent prolonga intended to the tests monopoly by prohibiting tion of claims 2. The patent patentably a second dis appeal dif- directed to claims on are tinguishing from claims of first design ferent inventions since patent. This court has held that a ele- fails to the claimed show terminal disclaimer is ineffective where electrode, phosphor ments of attempted it is to twice claim the same medium, quan- coating, an ionizable invention; however, an “obviousness” gas tity of vitreous and an type patenting” rejection may “double material. by a terminal disclaimer. obviated extension 3. There will be no Appellants contend that there can be monopoly since covered patent- no double employed can be utility patent situation because ap- infringing without different de- bases which peal. sign utility patents predicated, namely, utility 101 for U.S.C. § *7 subject patent 4. The and Olsen patents design and 35 U.S.C. 171 for § application inven- are for different patents.5 separate provisions, These it compares the inven- one when urged, subject is matter, in result differences in by respective claims. defined patentability criteria of and main, brief, scope protection in re- in that 35 U.S.C. § The solicitor’s utility requires positions usefulness or as a of the examinеr iterates the undertaken, designs for not be Patents § 4. Extensive citation will 171. original any new, White, and In re CCPA Whoever invents ut see b design (1969). for an article of man- ornamental 405 F.2d 904 therefor, may patent obtain a ufacture requirements subject provisions and to the conditions 5. The read: patentable of this title. Inventions § any or new Whoever invents discovers relating manufacture, provisions process, machine, to The of this title and useful apply matter, patents composition any to shall for inventions or new and or except designs, improvement thereof, may patents otherwise for obtain a usеful subject provided. patent therefor, the conditions to requirements title. and patenting patentability, result, prerequisite while does for the rea- design patent key is “orna- son that in is invalid. 35 U.S.C. § word * * * design patent, appellants [Citations omitted.] mental.” visible, only orna- argue, protects Appellants acknowledge, however, article, dis- its mental features expressed the view in that case has not appearance in the as shown tinctive universally been followed. predi- drawings, patent cannot be question rejecting While the function, protect a whereas on nor cated utility аpplication patent- of a for double by utility patent its claims a defines ing design in patent view of a an including operat- article utilitarian one, unusual it is not one first im- ing hidden functions and elements pression in this In In re court.7 Har- Accordingly, they urge, the tests view. graves, 19 CCPA 53 F.2d infringement for two also. for differ USPQ 240, appellant’s design patents re- holding they brief, thus view the design cited a for “resilient tires” and patenting the instant situation double displayed, substance, the identical de- Appel- as not authorized statute. sign drawings fairly shown language rely principally on in the lants utility set out in appli- the claims of the Norris, case of v. 18 F.2d Grоss appeal. cation on This court observed: 1927),6 stating: (4th Cir. true, law, While it is as a matter may patent that one But it is difficult to understand how have a mechanical patenting upon a a situation of double can the same subject-matter, design of a and of a there must a clear arise case be patentable patent applicable distinction mechanical to the between the two * ** device, notwithstanding inventive ideas same certain involved. ****** statements the books the con- * * * trary. There be double Hargraves design If two patents when two patents, them, or if either of would sought, mechanical structure are same anticipate application here, then * * * patents when two patent to issue the mechanical asked applied same are pat- for now would result a * * ajid a *. But enting appellant, which would patent mechanical to different relate. clearly contrary power be law. subject pertains matter. The first monopoly, cases, to create a in such appearance while the second re- patent. exhausted the first lates to the mechanical structure The court then found that the same in- device, is well settled that a grant- ventions were involved and mechanical cover- ing utility patent simply would be ing manufacture, the same article of appellant’s monopoly. further extend the * * * may coexist. It further observed: Finally, appellant presents It is true can- this novel protect proposition: design patents used to mechanical That his function, being upon unpatentable article to cover an whose void as configuration utility alone, subject-matter, treads, namely, affects its tire *8 appearance is a of and whose matter and that therefore he stands as one * * * Yet, consequence. pre-existing patent, no if an no attempt given patent upon such struc- is made cover a should a be his by patents, ture kinds of Upon both double mechanical device. the invalid- appellate conflicting 6. The 7. court reversed the lower The theories on cases whether, question point analyzed thorough court on the of the de- this in a re sign patent by Megley, Design the met “standard of inven- view and Mechanical tion,” disapprove language Relating Subject but did not Patents to the Same quoted. Norris, Matter, Soc., p. XLIV, Gross v. 26 F.2d 898 Pat. J. Off. Vol. (4th 1928). May Cir. 1962. enting in- patents where same invention is hе cites ity sev- his of volved, being utility patents de- limited to held courts have where eral cases “may [utility] read as obtain a upon to be must sign treads be patents tire 171, being patent,” while 35 U.S.C. § omitted.] void. [Citations design patents must be read limited opinion question of that the areWe “may [design] patent” obtain a as prior validity appellant’s of of Hence, (emphasis supplied). while by design patents can not raised be statutorily approved patenting double Waiving proceeding. in this him utility-utility rejections may in exist estoppel possible of question of the design-design situations, or situations pat- question appellant his own logically do not see there can be we how quite ents, that it seems evident it design-utility statutory a base in situa- court to de- function this not the because the distinct nature tions appellant’s former termine whether This is not inconsistent the two. view granted. patents illegally That were with the above cited this decisions court, pro- in as done another be court since nowhere therein were the patents themselves vided law. patenting rejections double based on a prima proof of their furnish fade statutory provision. validity. However, problem still a exists Similarly, in In re decisions constituting the where same feature 231; Barber, 81 F.2d CCPA produces aspect utilitarian also novel unique Phelan, 205 F.2d re CCPA appearance, as the ornamental Dubois, and In re 46 CCPA Hargraves, supra. in It tread can tire principle accept the that double F.2d argued, attempted in as Har be was patenting proper ground is a graves, design patent is thus ‍‌​​‌‌​​‌‌​‌‌‌​​​‌​​‌​​​​​​‌‌‌‌​​​‌​​‌‌‌‌​‌​​​‌‌‌‍producing the novel if the features stating invalid view the law case design patent effect of or aesthetic properly that a be cannot application re- are the same as those configuration on obtained of an utility patеnt cited the claims of a imperative made article utili application producing struc- a novel purpose tarian of the article.8 The in ture. validity patent pre thus Viewing sumably rejec patenting these with cases defeats double gained perspective argument unconvincing from this court’s tions. Such court, only recent decisions in the area of double to this not however because patenting light rele jurisdiction this court lacks to deter statutory must, provisions, validity patent vant as we mine of an but issued it clear to us ques seems that double it also serious since would raise rejeсtions design-utility good concerning situation appellant’s predicated any challenging cannot be provision, on only faith in not lidity the va only judicially rather patent but ap of his own also but grounded recognizable plying config doctrine patent on a per theory patentee that a will be uration known him to be functional. beyond monopoly Moreover, extend functionality mitted to his if the of the de Thus, contemplated sign only patentee, law. can is known itas might be, that 35 the usual enjoyed, seen U.S.C. well will have § he authority prohibiting pat- monopoly practically speaking, for the Aрpellants point subject unpatentable raise but do have been to mat- argument, stating ter, make in their brief. is not in this Per- discussed challenge mitting patentee brief: to later concept appellants’ validity earlier is- own would do his invalid ah being system by sued violence to the in- *9 initio, theory jecting uncertainty on the if is that there and in- factors of patenting stability. double must the design patent lamp. opinion, in years has been fluorescent the In our that the clearly of evidence record establishes existence. lamp” that the term “fluorescent has therefore, agree, this with We meaning neсessarily well-defined which sanctioning double prior court’s cases includes those elements recited in the design-utility rejections patenting in appeal. design patent claims on the Once situations, pointing out that such while expires, public the should be free to con- judicial rejections doctrine are on based lamps having struct fluorescent the grounded public policy abhors that on the configuration helicoid disclosed without monopoly, improper even of extensions by appeal. restraint the claims here on express an in case the where appeal employ While claims on the term- lacking. rejection is is This basis for inology which includes helicoid case, the irrespective the whether specific other than the of the the bn in the relied patent, we do not find such differences appeal application the same on involve significant appellants here. do Nor they in invention, or involve whether seriously agree so contend. We with obvious variations ventions which are appeal the board that claims on are one another.9 directed an obvious variation of the Finally, in- turn to the factual we by invention defined clаims quiry required raised and the issues here design patent as demonstrated points 2, 4, supra. by appellants’ secondary evidence of record. the board characterized We note that Appellants argue further no that ex- rejections patenting on double based monopoly tension of will exist since there being as under U.S.C. ways are several in which the inven- disagree that we with While § tion covered can be characterization, that we do not believe practiced infringing without the claims stating error in basis to be fatal appeal. discussing on appel- Without simply accordingly rejections treat hypothesis detail, lants’ only we note improper patenting as “double appear that unrealistically these to be type. monopoly” extension produce strained efforts an article that conforms to the illustration in the argue Appellants their that de design patent but not to on the claims sign patent protects only the ornamental appeal and results in an article of du- design, appeal while claims bious commercial worth.10 fail We directed to the exact structure func pertinence plac- see affidavit lamp. appeal, tion of ing in evidence an advertisement urged, require cooperation it table a helicoid “metal elements, namely electrode, certain candlestick” base. phosphor coating, an ionizable medium starting gas and an unnecessary it While material, so, vitreous nor not shown covered do we treat also the “obviousness” design patent. accept type patenting rejection We cannot double based on argument. design patent pro Olsen and Ewest. cannot We sustain tects rejection. Comparing the article of em manufacture that the inven bodying configuration. the ornamental defined the claims of Olsen with appeal, U.S.C. 171. The article of manu § defined the claims on we being facture is recited therein as fail to see that the latter is obvious. question logically monopoly. 9. The next would be no wise extensions of Since properly whether a terminal disclaimer will over- ns terminal before disclaimer holding patenting consideration, come double we must refrain design-utility deciding question held area we have here. overcome will rejections utility patent example, making area where 10. For rejections judicial only pole. painting thоse are based on the it as a barber preventing doctrine unlawful time- *10 538 glass merely tube hav- for

Olsen calls if

ing and even sections disconnected use of render obvious Ewest would lamps, the de- for fluorescent

such tube arising cross-section sired noncircular groove would helical from continuous lacking.

Accordingly, the board decision rejection respect to affirmed with 9, 15, 1, 7, 28 of claims unpatentable over ground patenting, of double respect rejection with

reversed unpatent- as28 and 26 Olsen view of

able over the claims

Ewest. Plante, Davis, Arens, Herbert L. Affirmed. ‍‌​​‌‌​​‌‌​‌‌‌​​​‌​​‌​​​​​​‌‌‌‌​​​‌​​‌‌‌‌​‌​​​‌‌‌‍Hartz, Southfield, Thompson, Smith & Mich., attorneys record, appellant. Judge (concurring). BALDWIN, Schimmel, Joseph C., Washington, D. agreement cоmplete I with the am for the Commissioner of Patents. Jere opinion, majority wish take but Sears, C., Washington, W. D. of counsel. position my opportunity re- to adhere RICH, Acting Judge, Before Chief handling garding the of terminal dis- designa- MATTHEWS, Judge, sitting by as set the Patent Office claimers tion, ALMOND, BALDWIN and concurring opinion in re forth in the LANE, Judges. Jursich, 56 410 F.2d 803 CCPA (1969). Judge. LANE, particularly approve I of the action appeal from the decision This Appeals

taken in such the Board Appeals af- Patent firming Board Office USPQ parte Fertig, cases as Ex of all the examiner’s (1967) parte Deering, and Ex 157 US patent applica- appellant’s ten сlaims in PQ (1967). January 166,316, tion serial No. filed Testing Electri- for “Test Set Apparatus.” We affirm board’s cal decision.

THE DISCLOSURE test Appellant electrical discloses testing adapted particularly com- set 57 CCPA Application of Carroll B. VAUGHAN. plex The form. in module circuits Appeal Patent No. 8201. typically have would module circuits sixty- terminals, g. large e. number United States Court of Customs single plug-in action four, which Appeals. and Patent test set. can be connected to the Dec. 1969. are important of the test set features combinations, by out, brought in various following appealed claims. ap- typical appearing in each limitations pealed claim: testing ap- electrical A set for test paratus having multiple electrical

Case Details

Case Name: Application of Luke Thorington, Gerald Schiazzano and Joel Shurgan
Court Name: Court of Customs and Patent Appeals
Date Published: Nov 26, 1969
Citation: 418 F.2d 528
Docket Number: Patent Appeal 8188
Court Abbreviation: C.C.P.A.
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