In the Matter of the Application of Timothy P. DOWNING, for a Writ of Habeas Corpus, In the Matter of the Application of Peter J. HARRISON, for a Writ of Habeas Corpus, In the Matter of the Application of Alvin H. PENNY, for a Writ of Habeas Corpus, Petitioners-Appellants, v. STATE of Idaho, DEPARTMENT OF HEALTH AND WELFARE, Respondent.
No. 13996.
Supreme Court of Idaho.
June 17, 1982.
Rehearing Denied Oct. 29, 1982.
652 P.2d 193 | 103 Idaho 689
SHEPARD, J., dissents without opinion.
Charles Johnson, III, of Idaho Legal Aid Services, Inc., Idaho Falls, for petitioners-appellants.
David H. Leroy, Atty. Gen., Lynn E. Thomas, Sol. Gen., James F. Wickham, Deputy Atty. Gen., Boise, for respondent.
BAKES, Chief Justice.
The appellants in this case instituted habeas corpus proceedings to challenge their commitment to State Hospital South at Blackfoot under
“(1) When a defendant is acquitted on the ground of mental disease or defect excluding responsibility, the court shall order him to be committed to the custody of the director of the department of health and welfare to be placed in an appropriate institution for custody, care and treatment.”
Each of the appellants was charged with the commission of a criminal offense, and
Following their commitments, appellants sought release through habeas corpus proceedings initiated in the Seventh Judicial District on the ground that automatic commitment violated their rights to due process and equal protection of the law as guaranteed under the
I
The initial question to be answered is whether the district court erred in quashing the writs without reaching the merits of the claims presented. Each of the appellants was committed by a court in a judicial district other than the Seventh Judicial District. The Seventh Judicial District, however, is the district in which the appellants are restrained of their liberty. The district court quashed the writs on the authority of this Court‘s recent decision in Flores v. Lodge, 101 Idaho 533, 617 P.2d 837 (1980), which held that habeas corpus relief was inappropriate where the petitioner has an adequate remedy in the committing court pursuant to that court‘s continuing jurisdiction under
The privilege of the writ of habeas corpus is not a statutory remedy, but rather a remedy recognized and protected by
A fundamental requirement of due process is that a person threatened with the deprivation of life, liberty or property be given an opportunity to be heard at a meaningful time and in a meaningful manner. Simmons v. Board of Trustees of Independent School Dist. No. 1, 102 Idaho 552, 554, 633 P.2d 1130, 1132 (1981). Thus, the appellants’ claim that they have been denied a hearing on the question of whether they should have been committed to a mental institution is cognizable under habeas corpus proceedings, notwithstanding their failure to appeal, as long as there are no other adequate remedies available. The specific question to be answered in this case
In Flores v. Lodge, supra, the petitioner had repeatedly, but unsuccessfully petitioned the committing court (Third Judicial District) for conditional release pursuant to
Flores also contended that he had not received the care and treatment to which he was entitled, and therefore should have been released. The lack of appropriate care and treatment, however, is not a condition for release under
The present situation, however, is distinguishable. Appellants here urge that their commitments were constitutionally defective from the outset, and therefore void. A person who has been committed pursuant to an order which is void is not subject to the restrictive release procedure of
II
It has been clearly established that involuntary commitment to a mental institution constitutes a severe curtailment of an individual‘s liberty which invokes the constitutional protection of procedural due process. E.g., Vitek v. Jones, 445 U.S. 480, 100 S.Ct. 1254, 63 L.Ed.2d 552 (1980); Jackson v. Indiana, 406 U.S. 715, 92 S.Ct. 1845, 32 L.Ed.2d 435 (1972). The issue in regard to due process in this case is therefore whether automatic commitment pursuant to the provisions of
In Lynch the petitioner initially pleaded not guilty to the charge against him, but later attempted to withdraw that plea and substitute a plea of guilty. The court denied that request and subsequently found Lynch “not guilty on the ground that he was insane at the time of the commission of the offense.” He was thereupon automatically committed to a mental hospital pursuant to a District of Columbia statute similar to
The primary rationale supporting that conclusion was that:
“[A]n accused ‘is entitled to an acquittal of the specific crime charged if, upon all the evidence, there is a reasonable doubt whether he was capable in law of committing crime.’ [Citations omitted.] Consequently, the trial judge or jury must reach a judgment or verdict of not guilty by reason of insanity even if the evidence as to mental responsibility at the time the offense was committed raises no more than a reasonable doubt of sanity.” 369 U.S. at 713, 82 S.Ct. at 1069.
The court went on to state in essence that although the evidence may be such as to leave a reasonable doubt concerning a defendant‘s sanity, thereby precluding conviction, the evidence will not necessarily be sufficient to meet the burden of proof necessary to establish that the defendant is dangerously insane so that he may be justifiably committed to a mental institution. This reasoning is particularly significant in light of the Supreme Court‘s recent holding that involuntary institutional commitment of a person requires proof greater than a mere preponderance of the evidence to establish that the person being committed is dangerously insane. Addington v. Texas, 441 U.S. 418, 433, 99 S.Ct. 1804, 1813, 60 L.Ed.2d 323 (1979). To automatically commit an acquittee, who has neither asserted nor attempted to prove an insanity defense, simply on the basis that there is a reasonable doubt as to his mental responsibility, falls short of constitutionally required standards of proof, and denies the acquittee due process of law. In such circumstances, Lynch requires that other constitutionally acceptable avenues of commitment be employed. 369 U.S. at 720, 82 S.Ct. at 1072.
“The criminal defendant who chooses to claim that he was mentally irresponsible when his offense was committed is in quite a different position. It is true that he may avoid the ordinary criminal penalty merely by submitting enough evidence of an abnormal mental condition to raise a reasonable doubt of his responsibility at the time of committing the offense. Congress might have thought, however, that having successfully claimed insanity to avoid punishment, the accused should then bear the burden of proving that he is no longer subject to the same mental abnormality which produced his criminal acts. Alternatively, Congress might have considered it appropriate to provide compulsory commitment for those who successfully invoke an insanity defense in order to discourage false pleas of insanity.” 369 U.S. at 715, 82 S.Ct. at 1069-1070.
The court in Lynch further discussed the intent of Congress in passing the automatic commitment statute as follows:
“It is significant to note that in finding that mandatory commitment would not result in ‘impairing the rights of the accused’ and that it was ‘just and reasonable . . . that the insanity, once established, should be presumed to continue . . . until it can be shown that . . . [the accused] has recovered,’ the committee report, which was embraced in the reports of the Senate and House committees on the bill, spoke entirely in terms of one who ‘has pleaded insanity as a defense to a crime.‘” 369 U.S. at 717, 82 S.Ct. at 1071. (Emphasis added.)
We agree with the Supreme Court‘s statement that the criminal defendant who chooses to claim mental irresponsibility as a defense is in a very different position than one who does not assert that defense. In our view, the fact that a defendant asserts the defense of mental disease or defect is of itself sufficient to authorize commitment automatically upon acquittal by reason of mental disease or defect. By pleading an insanity defense, the defendant admits not only mental irresponsibility, but also the commission of the act upon which prosecution is based.2 People v. Chavez, 629 P.2d 1040, 1047 (Colo. 1981); Leick v. People, 136 Colo. 535, 322 P.2d 674, 681 (1958), cert. denied 357 U.S. 922, 78 S.Ct. 1363, 2 L.Ed.2d 1366 (1958); State v. Quigley, 135 Me. 435, 199 A. 269, 271 (1938); Novosel v. Helgemoe, 118 N.H. 115, 384 A.2d 124, 128 (1978); People ex rel. Henig v. Comm‘r of Mental Hygiene, 43 N.Y.2d 334, 401 N.Y.S.2d 462, 464, 372 N.E.2d 304, 306 (1977); State v. Bowser, 214 N.C. 249, 199 S.E. 31, 34 (1938); State v. Page, 104 R.I. 323, 244 A.2d 258, 264 (1968); Lewis v. State, 57 Wis.2d 469, 204 N.W.2d 527, 529 (1973); see also People v. Pollard, 176 Cal.Rptr. 726, 729 (Cal.App. 1981); People v. Dumas, 51 Misc.2d 929, 274 N.Y.S.2d 764, 772 (N.Y.Sup.Ct. 1966); In re Harris, 94 Wash.2d 430, 617 P.2d 739, 742 n. 3 (1980).
A defendant‘s assertion of the defense of mental disease or defect, and his
The appellants argue that the pronouncements of the United States Supreme Court in Vitek v. Jones, 445 U.S. 480, 100 S.Ct. 1254, 63 L.Ed.2d 552 (1980); Jackson v. Indiana, 406 U.S. 715, 92 S.Ct. 1845, 32 L.Ed.2d 435 (1972), and Baxtrom v. Herold, 383 U.S. 107, 86 S.Ct. 760, 15 L.Ed.2d 620 (1966), require a different result in this case. However, we find those cases to be inapposite. In Vitek and Baxtrom, prison inmates were transferred to mental institutions without a prior hearing or judicial determination that they were suffering from a mental disease or defect. In those cases, the Supreme Court held that commitment to a mental institution is a deprivation of rights for prison inmates, just as it is for any other person, and that commitment must be premised upon a judicial determination following an adversarial hearing that the inmate suffers from a mental disease or defect. Such situations, however, are quite different from that of an accused who in a judicial proceeding admits the fact of dangerous mental illness by successfully asserting the defense of mental disease or defect. In the latter case, the accused obtains his hearing and judicial determination on the question of his mental condition when the judge or jury accepts his tendered defense of mental disease or defect. Vitek and Baxtrom are therefore clearly distinguishable.
Similarly, Jackson v. Indiana, supra, is not on point. In that case the defendant was adjudged to be incompetent to stand trial and was committed to a mental institution until certified to be sane. There was no finding that the defendant fell within “any of the articulated bases for exercise of Indiana‘s power of indefinite commitment,” including dangerousness to self and others. The court in Jackson held that:
“[A] person charged by a State with a criminal offense who is committed solely on account of his incapacity to proceed to trial cannot be held more than the reasonable period of time necessary to determine whether there is a substantial probability that he will attain that capacity in the foreseeable future.” 406 U.S. at 738, 92 S.Ct. at 1858. (emphasis added).
Clearly the person who is committed because he admits that he has engaged in conduct which would be criminal but for his lack of sanity stands in a different position than the defendant who is committed solely on his mental incapacity to proceed to trial. In the former case, the acquittee has in fact received the process due him through judicial acceptance of his admission. In the latter case, the dangerousness of the defendant found incompetent to stand trial has yet to be established. Jackson is therefore not controlling.
We therefore hold that an accused who asserts the defense of mental disease or defect, and is acquitted on that basis, may be automatically committed to a mental institution without further hearing; that such automatic commitment does not violate the acquittee‘s rights to due process or equal protection because his dangerous mental condition has been established by his own admission; and that the committed acquittee thereafter bears the burden of establishing his right to release by showing, pursuant to authorized procedures, that he is no longer dangerously insane.
III
As a final matter, since confinement to a mental institution may not constitutionally continue after the basis for confinement no longer exists, O‘Connor v. Donaldson, 422 U.S. 563, 575, 95 S.Ct. 2486, 2493, 45 L.Ed.2d 396 (1975), we must determine whether the release provisions of
“[N]o such application by a committed person need be considered until he has been confined for a period of not less than six (6) months from the date of the order of commitment, and if the determination of the court be adverse to the application, such person shall not be permitted to file a further application until one (1) year has elapsed from the date of any preceding hearing on an application for his release or discharge.”
Thus, the question is whether such limitation on the right to petition for release is reasonable.
In People v. Chavez, supra, the Colorado Supreme Court upheld a statute identical to
“[T]he commentators [to the Model Penal Code] also state that a defendant‘s release application is ‘limited by what is thought to be the period of time necessary to observe him initially (six months) and by the interval probably necessary for a significant change in his condition to occur after any application has been denied (one year).’ Model Penal Code § 4.08, comment at 200-01 (tent. draft no. 4, 1955).” 629 P.2d at 1049-50 n. 16.
In upholding the release provisions, the court in Chavez further stated the following:
“In establishing a period of six months during which the defendant is not entitled to a release hearing as a matter of right, the General Assembly undoubtedly considered this period as necessary for adequate observation. Given the uncertainties and variables of psychiatric diag-
nosis and prognosis, we cannot say that the legislative choice of a six month period of initial commitment violates due process. [Citations omitted.] In the absence of a showing that the time fixed is unreasonable in length and unrelated to purpose—and no such showing was made in this case—we defer to the legislature‘s decision in this matter.” 629 P.2d at 1049-50.
It was within the province of the legislature to establish reasonable time limits under
Appellants also argue that the release procedures of
“66-343. PETITION FOR REEXAMINATION OF ORDER OF COMMITMENT.—All patients committed pursuant to section 66-329, Idaho Code, shall be entitled to a reexamination of the order for or conditions of his commitment on his own petition, or that of his legal guardian, parent, spouse, relative, attorney or friend, to the district court of the county in which the patient was committed or is found. Within three (3) years of the effective date [July 1, 1981] of this act,3 the department shall petition for the reexamination of all patients committed pursuant to section 66-329, Idaho Code, prior to the effective date of this act. Upon receipt of the petition the court shall determine whether the conditions justifying involuntary care and treatment continue to exist except that such proceedings shall not be required to be conducted if the petition is filed sooner than four (4) months after the issuance of the order of commitment or sooner than one (1) year after the filing of a previous petition under this section.” (Emphasis added.)
As can be seen, the only real difference between
Under
We do not believe that the minor differences between the above discussed provisions for release are unreasonable with regard to appellants’ equal protection claims. There is a substantial difference between the situations of those persons committed because of acquittal on the basis of mental disease or defect, and those otherwise involuntarily committed. That difference was succinctly pointed out by the Supreme Court of Maine in Chase v. Kearns, 278 A.2d 132, 138 (Me. 1971):
“[T]he finding . . . that a defendant, because of his mental disease or defect, shall be held blameless for an act otherwise subject to criminal sanctions puts such a defendant into an exceptional class. The special interest which the public has acquired in the confinement and release of people in this exceptional class results from the fact that there has been a judicial determination that they have already endangered the public safety and their own as a result of their mental conditions as distinguished from people civilly committed because of only potential danger.”
In view of the fact that the differences between the above discussed release procedures are minor, and that the state is reasonably entitled to take greater precaution in releasing persons judicially determined to have already endangered the public safety than may be appropriate for persons committed under
DONALDSON and SHEPARD, JJ., concur.
MCFADDEN, J., concurs in the result.
BISTLINE, Justice, concurring in the result.
Because I believe that there is much in the Court‘s opinion in this case and the related cases argued contemporaneously, Carter v. State, 103 Idaho 701, 652 P.2d 649, and State v. Russell, 103 Idaho 699, 652 P.2d 203, which is apparently in conflict with the Court‘s recent opinion in True v. State, 103 Idaho 151, 645 P.2d 891, I am unable to join the Court‘s opinion, being satisfied only that the result reached therein is correct.
