*1 Novelty of consideration. the claimed
pounds known to have the nenes do not the claimed 2-enols is not belong to questioned, class therapeutic A however i-preg- Application of David Neville KIRK and CCPA Vladimir Petrow. Appeal No. 7522. readily properties appar- other United Court States of Customs utility. ent identical situation Appeals. and Patent corresponding exists relative to the March 1967. 2,3-keto compounds appli- Dissenting Opinions April cants derive from the claimed com- pounds by hydrolysis acid and custo-
mary separation. possible itWhile through research, further efforts may develop important uses others compounds,
for the claimed it cannot disputed that no such disclosure specification
exists in the as filed nor readily apparent
are such useful ends skilled in the art. those recognized
The board if satis-
factory utility products had for the been patent-
established all the claims would be board, however,
able. The the first time mentioned 35 U.S.C. § Smith, JJ., Rich and dissented. Regarding dropped all but section 112. Nelson, the board stated:
* * * However, absent a situation seeking
where the same
claims on the same disclosure as was case,
involved in the Nelson cited regarded
et al. decision cannot be
controlling on Each case must facts. necessity, in view of determined particular facts. own
Regarding appellants’ assertion 2,3-diketo compounds could be con- compoundsby pro-
verted to A-nor known
cedures, the was of the view that board merely postulated were reactions
having support publications
patents to show that were known
prior filing appellants’ date.
board reactions were also noted that the filed, specification disclosed nothing
that there was to show the reac- successfully ac-
tions fact could be
complished, no show- and that there was A-nor ultimate any utility.”
“have *2 Thomas, Washington,
Bacon & D. C. C., (Jesse Grove, Washington, Jr., B. D. counsel), appellants. Moore, Washington, Clarence D. C. W. (Jack C., Armore, Washington, E. D. counsel), Pat- Commissioner of ents. Judge, RICH, WORLEY,
Before Chief SMITH, ALMOND, Judges, Judge H. KIRKPATRICK.* WILLIAM Judge. WORLEY, Chief appeal of the from the decision This rejection affirming Appeals Board of 39, 25, 26, 28, 29, 41 and of claims “1- appellants’ application1 entitled in45 Compounds.” Dehydro-6-Methyl Steroid specific steroid claim defines a Each relating compound, to a com- claim 11 series; spirostane pound claims compounds of 25, 26, 28, 29 and 45 series; 39 and and claims the androstane pregnane series. 41 to unnecessary reproduce claim It is compounds will be- the nature of the since apparent. come rejected all claims Office specification com “to for failure As ply 112.” 101 and with 35 U.S.C. §§ record, are concerned we we view the ap legal adequacy of pellants’ “how to use” disclosure of 35 U.S.C. § claimed under 112,2 legal adequacy as but also the original of usefulness sertions * clear, concise, Judge, full, using it, Senior District Eastern District in such any per- by designation. Pennsylvania, sitting as to enable and exact terms per- to which it son skilled the art 796,749, 1. Serial No. filed March 1959. nearly tains, or with which it is most same, connected, pertinent part: make and use the 35 U.S.C. reads § specification mode con- shall set forth the best shall contain a writ- carrying templated description invention, the inventor of ten process making his invention. of the manner and out specification 6-methyl-l 101.3 under 35 U.S.C. We dien-3-ones and :4:6-trien-3- particularly ap- with the are plicability concerned ones which are of value in steroid technology, decision of in the furtherance Manson, applica- Court in Brenner v. 1033, U.S. steroidal and in the research 86 S.Ct. 16 L.Ed.2d facts tion steroidal materials veteri- nary here practice, or medical whether as *3 tablets, elixirs, injections, implants, or appropriate starting point The for dis- types pharmaceutical prepara- other of position appellants’ of those issues is tion well known to those skilled in the specification, begins several with (Emphasis supplied) art. general statements as claimed to how the description The compounds continues with lists are useful: specific compounds cholestane, of the object present It is an inven spirostane, pregnane androstane provide process tion to con for the together steroid series recital of with a 4-6-methyl version of 3- 3-oxo-A compounds “uses” for the recited A4:6-6-methyI oxo- steroidal deriva spirostane lists. Two 1-dehydro- corresponding tives into the disclosed, which, series are 6- one derivatives which are a new class of - - - - hydroxy methyl spirosta- 6 25D high possessing bio often 1:4-dien-3-one, subject claim logical activity. They 11. are said to be provides The invention new * * * of value as intermediates 1-dehydro-derivatives of 3-oxo-A4:6-6- preparation 6-methylated aro- methyl 4-6-methyl A and certain 3-oxo- matic steroid hormones into which having steroids the formula may termediates be converted anhydride
reaction in solution in acetic
(Em-
toluene-p-sulphonic
with
acid.
phasis supplied)
Eighteen compounds of the androstane
series are disclosed.
recited
The five
in the clаims are
-
- dimethylandros-
Hydroxy-6:17a
176
[Claim 45]
ta-l:4:6-trien-3-one
(with or without a double bond at the
-
-
-
-
-
Ethynyl
hydroxy
17a
methylandrosta
6
1-dehydro-deriva-
position)
6:7
-
-
-
-
trien 3 one
1:4:6
on account
their
tives are
value
[Claim 25]
biological properties
as interme-
or
-
-
-
Acetoxy
dimethylandros-
4:6a
preparation
diates in the
ta-1:4-dien-3-one [Claim 26]
biological properties
with
useful
-
-
-
- dihydroxy
Fluoro
9a
116:176
apparent
herein indicated or as is
-
-
-
-
dimethyl
androsta
6a :17a
1:4
to those skilled in the art.
dien-3-one [Claim 28]
******
-
-
-
-
Hydroxy
methyl
6a
17a-
provides the fol-
(prop-l-ynyl)
The
also
invention
androsta-1:4-dien-3-one
lowing
6-methyl-l :4-
new steroidal
[Claim 29]
part:
pertinent
argued
appeal
originally
reads in
3. 35
4.
U.S.C.
This
De-
any
7, 1965,
prior
new
or discovers
Whoever invents
cember
some three months
machine,
process,
manufac-
to the decision in
v. Manson on
Brenner
useful
composition
matter,
ture,
or
March
1966. On November
improvement
thereof,
appeal
useful
new and
this court restored
the cal-
subject
therefor,
reargument,
requested
obtain a
endar for
coun-
requirements
effect,
this
conditions and
sel
to file memoranda
“on the
if
*
**
supplied)
(Emphasis
any,
title.
of Brenner v. Manson
appeal.” Argument
question
on that
was heard December
“Therapeutic
Asserted
I. They
said to be
“Biological” Activity
* * *
as intermediates
of value
6-methylated
preparation
aroma-
rejection,
the examiner
In his final
hormones,
into
tic steroidal
may
stated:
in solu-
reaction
be converted
rejected
again
All
claims are
anhydride
toluene-
tion in acetic
utility.
lacking adequate
The disclo-
acid,
p-sulphonic
intermediates
to one skilled
to indicate
sure fails
biologically active
preparation
the
compounds
novel
use the
is to
the art how one
ac-
in some cases on
compounds of this invention.
biological properties.
count
therapeutic properties are stated
(Emphasis supplied)
e.,
general
bio-
i.
“useful
terms
such
logical properties”,
fails to con-
that it
pregnane
compounds of the
Some sixteen
vey any
information
including
disclosed,
the two
series
*4
fails
and further
in the art
skilled
compounds of claims 39 and
com-
the claimed
to state which of
-
-
Methyl
isopropylidene-
6a
-16a :17a
activity.
therapeutic
pounds have a
-
-
-
-
-
diоxy pregna
3:20
1:4 diene
* * *
dione [Claim 39]
-
-
- methyl-
Bisethylenedioxy
argu-
20:20
6a
response, appellants
In
submitted
pregna-l:4-dien-3-one
41].
[Claim
rejection
warrant-
“is not
that the
ment
ed,”
an affidavit
submitted
and also
alleged
They are
to be
Petrow,
applicants,
Dr.
one of the
*
**
intermediates
of value as
appellants
letter
summarized
preparation
compounds
with
sub-
accompanying
affidavit
biological properties
as
valuable
such
stantially
here:
in their brief
reiterate
progestational
properties
properties or
an affirmation
hereto is
Attached
associated with the adreno-cortical
that one
which shows
Vladimir Petrow
hormones or as intermediates in the
would be able
in the art
preparation
skilled
compounds with
useful
biological
uses of
determine the
biological properties.
sup-
(Emphasis
compounds
tests.
routine
plied)
claimed
specifically
affirmation
The Petrow
Appellants’ arguments are,
main,
in the
*
* *
of]
steroid
[the
shows that
They
two-fold.
first contend that
(Claim 25)
McPhail
well-known
in the
specification
comply
adequate
Assay
Clauberg
modification of
possesses
101 and 112 because it discloses that
§
activity
progestational
compounds
the claimed
“have
hor-
natural
oral administration.
biological activity
useful
of the nature
hand
mone,
other
progesterone, on the
analogous
known for
steroidal com-
response
administra-
on oral
shows no
pounds,” and
the art
that “one skilled in
Accordingly,
same test.
tion
compounds
would know
how use
compound
quite
that the
it is
evident
advantage
of the claims to
of their
take
pro-
oral
a valuable
of claim 25 is
biological activity.”
presently-existing
affirmation,
agent.
gestational
This
argument
speci-
The second
is that the
accordingly,
proof
fact
adequately
fication
discloses that
have
in the art would
one skilled
compounds “have use as intermediates in
determining
difficulty
whether
production
of aromatic steroidal
1-dehydro
derivatives
not the
biologically
hormones and other
claimed,
value
series,
have
pregnane
as
compounds,” and that the examiner has
agents.
biologically
progestational
as
admitted one skilled in the art would
supplied)
(Emphasis
know how to usе the claimed
addition,
affirmation
Petrow
purpose.
as
intermediates
* * *
determination
respective arguments present
discloses
somewhat
** *
activity of
of the anabolic
considerations,
different
and will be dis-
is shown
compound claim 26.
separately.
cussed
procedure
standard test
uses of the claimed
and “how
activity
compound
them,
have anabolic
to use”
does
he concluded:
addition,
that,
much
it has a
* * * nowhere is there
found
higher anabolic/androgenic
ratio than
specific allegation
propionate,
a well-
testosterone
compound
scope
within
* *
*
agent.
known anabolic
specification
claims. Thus the
does
*
* *
progesta-
full,
the oral
not describe the
Further
manner
such
**
*
clear,
activity
concise and exact
terms as to
tional
pound
set forth
vir-
enable one skilled in the steroid art
of claim
procedure.
test
This
of well-known
use the
of the instant
tue
**
*
ap-
Appellants
pregnane
is shown to be
invention.
derivative
progesta-
proximately
listed one
use for
4 times
active
**
tionally
claimed steroids and as
skilled
on oral administration
those
agent.
suscepti-
progestational
oral
art know steroids are
a well-known
*
**
appel-
of other tests
ble to hundreds of uses. What
means
really saying
lants are
to those in the
has been found
of claim 39
steroids, experiment,
art
is take these
anti-inflammatory
ac-
to have valuable
what use
do have
find
greater
tivity
of either corti-
than that
(Emphasis supplied)
medicines.
By
hydrocortisone.
sone acetate
affidavit,
regard
pro- With
test
Petrow
further
standard
of a
virtue
examiner
stated:
activity
gluco
corticoid
*5
cedure
* * *
has been
39
of claim
the
may
progesta-
be that oral
that
10 times
more than
activity
shown to
can be
tional
determined
hydrocortisone
procedures
* * *
acetates.
in
well known
the
art.
and
cortisone
After
appellants’
examiner
went for
ing that
[*]
claims
quate
U.S.C.
fication
*
sound and
* * *
In his
Appellants’
dures.5
art
ily determined
in the
of such
do have
The affirmation
**
[*]
reviewing the various
shows
disclosure
specification, but
*(cid:127)
rejected the claims
naught,
art
Answer before
reason
biological
biological
fails
specification
adhered
that
how
and 112
failing
affidavit
final
case as
to teach
the examiner
the
to use
activity
standard
to.
those
activity
rejection
of Dr.
compounds claimed
in that
utility is deemed
lacking an ade-
relating to the
comply
*
that
skilled
those
* *
can be
passages of
Petrow
as asserted
test
board,
the
invention.
of all
argument
respond-
skilled
nature
in the
proce-
speci-
read-
not
reason to
properties”
less.”
compounds
so
erence
would one skilled
filed does not
fidavit
The board
herein claimed
tivity
activity.
use a steroid
specific
tivity
specification
pound
tional
skilled
tine to determine at what
general use the invention ?
bar which
satisfy
It
exists.
agent,
this would have been
does have
is not determinative
in the art would
expect
found in the
allegation
of the claimed
“presents
Thus,
Once one knows that a
agreed,
specification
it is of course
vague
as
possessing progestational
is if the
In other
U.S.C.
that
allege
had
filed there had been
utility
adding
that
aforementioned af-
as to be
progestational
the art
specification no
specification as
words,
specific
the
compounds
probability
as a
know how
doses
that
merely
since
of the issue
compounds
“biological
know how
sufficient
meaning-
progesta-
if in the
the ref-
claimed
those
com-
rou-
“is
ac-
ac-
animals,
laboratory
procedures” involved the use of
test
“standard
that
shows
record
5. The
specifically
rabbits.
rats
expression
scure
“useful
‘technical
”
usefulness
in the
nat-
same manner as a
pharmaceutical
purposes’
unsuc-
ural
hormone.”
cessfully
upon by
appellant
relied
Appellants
rely
allegations
on the
Diedrich,
F.2d
In re
50 CCPA
specification
their
the disclosed com-
1355.6
pounds
“biological activity”
as ade-
quate
help ap-
disclosure of a use for
Nor does the Petrow affidavit
the claimed
compounds, stating:
pellants’ cause here. While that affida-
may
appellants’
show
three
vit
The disclosure teaches that
the novel
possess
do in
claimed
compounds are,
fact
cases,
in some
of value
anabolic, anti-inflammatory
specific
presently existing
because of their
bio-
activity
* *
glucocorticoid
or usefulness
logical activity.
application
progestаtional agents,
not
oral
teaches
such steroidal materials
is what
issue before us.
applied
veterinary
or medical
pounds
disclosed to do that
is deter-
are
practice
tablets,
elixirs,
form of
regard,
ap-
it is
In that
minative here.
injections,
implants
pharma-
or other
specification
propriate
to note that
preparations.
ceutical
words,
In other
intimate that
the claimed
does
even
question
are to be
preg-
spirostane
compounds of
used in the manner
other steroid
“biological
series themselves have
nane
veterinary
hormones
or medical
progesta-
activity,” much less the
compositions.
tional, glucocorticoid or anti-inflamma-
They
rely
also
on the Petrow affidavit
tory
in the affidavit.
activities mentioned
proposition
evidence of the
that one
eighteen
respect
androstanes
With
skilled in the art would know how to use
disclosed,
of which
five
compounds,
claimed
and assert
here,
“are
value
it is said
claimed
* * *
“the
erroneously,
Board
completely ig-
in some cases
account
nored the Petrow
confirming,
affirmation
sup-
(Emphasis
biological properties.”
activity
useful hormonal
of some
suggestion which an-
plied.)
is no
There
* *
*.”
reason, or
*6
for that
are of value
drostanes
persuaded
We
are not
appellants’
biological properties make them
what
arguments
specification
that
their
meets
useful.7
requirements
101 and 112.
§§
seems to us
agree
expres-
solici
nebulous
with the
Thus we
“biological activity”
simply
sions
“biological
appellants’
affidavit
tor
properties”
appearing
specifica-
in
post
irrelevant
affirmation
ex
an
facto
convey
original
tion
explicit
adequacy
more
of the
indication
to the issue
of the
compounds
attempts
usefulness of
to add
inasmuch as
disclosure
how to
equally
use them than did the
the disclosure
ob-
of usefulness
statements
disap-
6.
rejection
There
approved
this court affirmed the
nor
neither
v. Manson
applica-
of certain
reasoning
claims for failure of an
proved
conclusions
comply
112,
tion
noting
531,
cases,
with section
1033.
86 S.Ct.
383
those
U.S.
“specific
that
just
it had no
appellants’
However,
disclosure as
those
on
reliance
сompounds
how the
misplaced.
are to
appears
be used.”
In those
here
cases
cases,
in-
had carried
the inventors
Appellants
rely
also
on this court’s deci
appel-
substantially
further
than
vention
Hitchings,
80,
sions in In re
342 F.2d
testing
here, pharmacological
hav-
lants
1141;
Dodson,
52 CCPA
In re
292 F.2d
par-
ing proceeded
943,
that some
1125;
to an extent
Krimmel,
48 CCPA
In re
292
salutary
948,
in-
1116;
on conditions
F.2d
effects
48
ticular
CCPA
and In re
Bergel,
955,
1102,
292
be ascribed to the
F.2d
imical
to animals could
48 CCPA
proposition
compo
compounds
general
that usefulness of
in
there.
issue
sitions
matter under § 101
be es
results of those tests were disclosed
appropriate
tablished
an
application
filed,
demonstra
contrast
composition
prop
tion that
lias
Papa,
useful
situation here. See also Archer v.
erties or activities when tested in
labora
265 F.2d
413;
121 USPQ
CCPA
tory
Appellants
correctly point
animals.
Treves,
Blicke
241 F.2d
v.
out
Court
in Brenner
CCPA 753.
synthetic
[presumably
Indeed,
al and
appellants
hormones
application
as filed.
of the
analogy
ap-
intend to
an
affidavit
draw
of the
sum and substance
ordinary
make-up
pears
skill
or constitution
one of
between
to be that
and,
compounds
example,
“how to use” the
claimed
know
the art would
progesterone]
instance
the natural hormone
en-
pounds
in the first
to find out
predict
not
ables
that the new com-
are —or
whether
pounds
possess
proper-
possess
would
similar
useful
hormonal
—in
useful or
fact
activity.”
proper-
Moreover,
ties,
those
since some of the
and to
ascertain
pregnane
disclosed
to an admission
se-
are. It amounts
ties
experimentation
necessary
ries,
here,
not claimed
were stated
would be
specification
possible lack
value
account
actual uses—or
determine
hydrocortisone-like
compounds,
of their
as how
as well
anti-inflam-
of uses—of the
matory properties, appellants
employ
in a useful manner. But
contend
to
surely Congress
them
pre-
pre-
that “it
112 to
would
be unreasonable to
intended §
require-
dict that
suppose
others
this series
e. the
[i.
satisfaction
full
pregnane
Necessarily, compliance claimed
would also
derivatives]
ments of 101.
§
property.”
description
requires
have this
of how
with
§
inventiоns,
presently
other-
use
arguments
Similar
ad
were
anomalously
applicant
an
would
wise
before,
rejected by,
vanced
the Su
required
how to use a useless
to teach
preme
Manson,
Court in Brenner v.
stated
Die-
As this court
vention.
531-532,
U.S.
words, necessity speci for a specification.” “there is been shown product fication of an end to teach the use held that “It was never intended that a product granted where such end is not the inven upon product, a or a claimed, merely process tion but producing result there product, unless of.” product such be useful.” Nor was this new doctrine the court. See Thomas might The decision in Nelson well con- Michael, 944, 946-947, v. 166 F.2d 35 trol that decision were still a here —if (Pat.) 1036, C.C.P.A. 1038-1039. precedent. question remains, viable however, The Patent whether Office has view remained CCPA, steadfast in this Nelson—that steriod chemical view. The however, sharply away be useful under 101 if has moved § doing began Appli- ster- Bremner. The trend chemists research on produce Nelson, 172, cation of oids and can be used to steroids 280 F.2d 47 C.C. general (Pat.) There, P.A. which are members class 1031. the court re- rejection versed the Patent Office’s some members of which are known to process [product] yielding a claim on a thereapeutic properties have useful —can chemical intermediates “useful possibly remain the law in view of Bren- doing steroids,” chemists research on ner v. Manson. despite the absence evidence that Court, There in consider- any ultimately pro- the steroids thus process what renders a useful under ultimately duced were themselves thus 101, discussed § appel- cases cited produced tvere themselves “useful.” here, stating (all emphasis lants sup- accelerated,10 The trend has culminat- plied) : present case where court case, As is so however, often the process held pro- it sufficient that a simple, everyday word can be [useful] duces the result intended and not pregnant ambiguity applied when public “detrimental interest.” to the facts of life. That this is so is 238, 333 (Pat.) F.2d at 52 C.C.P.A. demonstrated conflict 745. between the Patent and the Office Stripped COPA ap- highly over how proce- the test is to technical plied process yields differences, to a chemical dural here, the basic issue alrеady product Manson, known whose Brenner v. is whether the possible object resting —other than as a sci- burden on an to show inquiry yet his been evi- invention is useful within the re- entific —has long ago agen- quirements denced. It was not 101 has been satisfied. cy and court seemed of one mind on While Manson did not disclose use at question. Application the ner, compounds produced In all for Brem- the steroid 216, 217, process, arguments 182 F.2d his C.C.P.A. he ad- comments, thereby yielded. Application 10. In a footnote to the above See also Adams, the Court added: 316 F.2d 50 C.C.P.A. Thus, Application Wilke, (Pat.) F. (Pat.) Application Szwarc, 2d 50 C.C.P.A. 319 F.2d (Pat.) 1571, court reversed a Patent denial of Office court C.C.P.A. process claim, holding acknowledged U.S.C. its view the law (1964 ed.) respecting utility processes § though satisfied even *9 * * * only specification changed the had recited the since Bremner. process (Emphasis supplied) manner in which the was to be any products used and not use for the why- of the CCPA are in as to accord the vanced those were product may correspond pat- view that a not be useful under sub- § showing utility great- the ented absent of disclosure of a stantial measure to the arguments er specification than on adduced the and the relied absolutely no the in- case. We no here. There can be doubt that warrant find proposition substantial, superficial vague, although of the nature Con- for gress general arguments grant- intended that no disclosures or of “use- building compound ed on a chemical ful or “useful as whose sole research” “utility” potential consists blocks of value to the researcher” was role object recognized, clearly rejected, by use-testing, as an a the different apply set of rules was to Court: meant process yielded unpatentable which the weight Whatever is attached the product. proposition That to us seems encouraging value of disclosure and of attempt little more than an to evade inhibiting secrecy, we a believe more impact the the rules which conced- compelling proc- is a consideration edly govern prod- patentability field, ess the chemical (Emphasis supplied) uct itself. developed pointed has not been degree specific utility, creatеs a Wholly from aside con knowledge monopoly of which should trolling impact reasoning here, of that granted only clearly if commanded inescapable that, just the conclusion is * * * The basic the statute. practical utility as the quid pro quo contemplated by the Con- produced by process a chemical “is an es Congress grant- stitution and the for establishing patenta sential element” patent monopoly a benefit is the bility process, 383 U.S. public from an derived inven- practical utility so S.Ct. utility. tion with substantial Unless compound, compounds, produced process and until and de- refined “intermediate,” “‘starting a chemical specific veloped point to this —where process, material” in such essen an currently benefit exists available establishing patentability tial element justifica- form —there is insufficient that, of that intermediate. seems clear permitting tion for process producing product if a for engross may prove be a broad only conjectural use not itself “useful” field. within it cannot be said § arguments against starting process— These for and materials for such a patentability process e., presently of a i. either claimed intermediates in n —are enough has no known use or is “useful.” It is useful object specification the sense that be an disclose that the intermedi apply equally reacts, “works,” research would ate and that exists scientific pro- patenting product produce or can be used to some intended process. Respondent ap- product duced use. Nor is it known pears respect enough product to concede that with disclosed product, opposed process, belongs to a Con- obtained from the intermediate gress is, has struck balance now class of some subject nonpatentability be, might side of unless “util- or in future ity” Indeed, shown. the decisions use.11 research to determine some appear appellants 11. It does not seri intermediate would not be such ously disagree matter, meaning with us on the for within the 35 U.S.C. reargument merely in their memorandum on make because it be used to can product, state: or because the end intended By analogy process product belongs C. between a class of to a production produсt subject of a inter- and an now the of serious scientific producing product, investigation. mediate an end *10 946 dissenting opinions. an Mehltretter, 418, has been There F.2d 236 Reiners v. Cf. proce- departure this 1026, from 421, 1019, com- unwarranted where 43 CCPA case, is pro- in this the effect of dure
pounds employed to intermediates my expression preclude views an directly to duce other wherein I to see this time. am unable at useful. found were to themselves by such justice is served the cause impossible reason- to reconcile the It is irregular procedure. is This dissent majority in Nel- and conclusion 1) protest procedure to therefore son, Wilke, and Szwarc with the Adams my 2) adopted, full here notice majority v. Manson. in Brenner view forthcoming written dissent will be Therefore, those deci- extent per- pressures soon as the of court work with Brenner v. inconsistent sions are mit. expressed herein, Manson and the views are, be, must overruled. WORLEY, Judge (specially con- Chief affirmed. decision curring) . Affirmed. regrettable for the first It is most court, history time of this Judge. RICH, orderly processes usual court minority. ignored by been Dissenting Forthcoming Notice of Opinion re-argued appeal De- The instant was majority 5, opinion cember Judge Smith, I, sentiments whose like pres- in its 22 was circulated December dissenting revising share, I now am Yet, now, nearly three months ent form. opinion and the this case to cover dissenting opinions later, 906, case, Joly panion F.2d 54 CCPA 376 given. available and no valid excuse 1966, -, argued together December initially involving I similar issues. majority can would if the It seem that dissenting opinion my tentative filed expediting direct its time and attention response February to the De- herein not be toó the work of the court should majority opinion Janu- and a cember diligence expect much the same Joly. ary opinion Thereafter minority. Joly majority opinion in rewrit- was 75% necessary say that It should not be February again, Febru- ten on 8 and litigants, duty of this court is to content, part ary responsive in applicants patents, the Patent Office dissent, my reduced observations possible public and the —not ensuing three weeks the 50%. judges. caprices whims and of individual long agenda of on a court has conferred discharge duty impossible1 hearings a week of March cases and held derelictions, by condoning the instant 6-10, upon of which conclusion my resumed, revision which hereafter not be countenanced. on March will given by day notice was dissent. On Judge cases these two the Chief Judge. RICH, go Thursday, March 16.” “will down arbitrary Notice Withdrawal use of as- Protest futile, power having proved sumed filing dis- With attached unseemly haste, display unprecedented senting opinion case, I here- above majority, by the necessitates condoned my “Notice of Forthcom- withdraw this notice. ing Dissenting Opinion,” dated. March 16,1967 Patent, (published in Trademark (dissenting). SMITH, Judge April Copyright Weekly Reports 3, 1967, USPQ page fol- No. practice to release usual Our herein). lowing opinion simultaneously majority opinion
947 Judge RICH, (dissenting). 1 I. Introduction Distinguishable 3 Not Be Extended Manson Is and Should
II. Nelson 7 Manson Did Not Overrule III. “Trend,” Nelson Was Intended Starting Than IV. Rather Departure Stop from Established To Short-Lived 9 Law “Highly by Than and Manson Differ More This V. Case 16 Procedural Differences” Technical Meaning Legislative History on the There Is a VI. Vast 17 of “Useful” Supreme in Manson Did Not Hold That Dis- Court VII. Noncompliance in Research Is closure Use Alone Question 21 That the Statute. It Reserved Problems. Unworkable Administrative VIII. These Create Cases Stand, Congress They 24 If Act Should Majority IX. The Con- Are an Incentive to the Decisions triving Withholding Phony Utilities, Informa- Delay Applications, of New tion from Disclosure Compounds 30 Quid X. Pro The Clash of the and the Unsound Sound Quo System Philosophies 38 of the Patent Manson), 519, 1033, 383 U.S. 86 I. Introduction S.Ct. 21, Chap- March 1966. These cases are my Herein I state views both on ter II to Manson’s Chapter I and involve companion In re case and the case placed argued issues not before Joly, 906, CCPA-, 376 F.2d wherein Supreme Court Manson. As I read Judge principal has written the Smith opinion, following the Manson after dissenting gen- opinion, with which closely, including cases attendance agree. erally having These been cases arguments Supreme before together throughout considered Court,1 my the Manson view that Joly on the having decided controlling, decision is not is not deter- agreed opinion herein, basis of its we minative of the issues here. That was on this division the dissent- of labor and my when, 11, 1966, July view on I cir- ing opinions had to in each case have opinion culated an for the court herein developments await in the other. enjoyеd majority support which for more months, during than three time something These two cases are of a dissenting opinion appeared.2 no 234, sequel Manson, In to our re 333 F.2d reversed key CCPA question, my A mind, related (hereinafter Court Brenner Manson then, v. and still is whether our deei- fact, development 1. jority opinion I have followed the first circulated Dec. long of this opinion branch law dissenting 1966. The first prior Coe, Joly Judge Worley case Monsanto v. was also Chief signifi- App.D.C. 155, (1944), separate opinions 145 F.2d Oct. 19 after three cantly twice referred to Mr. Justice reverse had been circulated the late majority opinion. Fortas in his Manson Judge who, however, Martin decided be- fore he died that the “thrust” of Manson Worley Judge filed a dissent- first Chief required Joly. 19, 1966, ing opinion affirmance He never herein Oct. expressly my knowledge. ma- bears little resemblance to his reached Kirie to phrase express Nelson, “we 47 ment with the 280 F.2d sion in In re Nelson), group (hereinafter on view” on a of our cases which CCPA rely, remains we held new chemical appellants principally “useful,” though utility only having I think herein, precedent after Manson. a viable investigation. overruling I find those de- does and that scientific cisions *12 indistinguishable logically haphazard together se- with a somewhat majority by principles applied cases, actually the incon- the other lection of (See foot- Supreme here in the name of Manson. action sistent with the Court’s notwithstanding Manson.) deciding Manson, note 17 of in opinion. some of the words in its out of Man- makes What utility by way under of majority’s son a test for of Manson The extension is that Joly me 35 U.S.C. to herein and in demonstrates utility,” things: “practical “some must have the need for one or both of two specific of Supreme is its summation (1) use.” This illumination further pas- arguments in the Manson majority. My Court, to what is be found directed based on sages “utility” quoted own problem, on the respect of the law summary be that componds, of that dictum would are which to chemical utility specific, there must be substantial in in research chemists fact useful provides cur- benefit which work and commercial in sense their rently reason for manufactured, sold, available form. One that purchased characterizing is that (2) this as dictum purpose; action for that opinion of uncertainty decisions by Congress also refers to remove the Nelson, court, including listed and confusion in which these decisions undisturbed, surely left which footnote 23 and the law. leave utility great- showing required of have “a may legal problems To the that the end case,” any er in the than adduced light appraised practical con- of mine) (emphasis which, remem- it will be legal theories, I siderations as well as bered, The distinc- was zero in Manson. set down have what follows. in mind is that tion which must be borne utility and between some disclosure of Distinguishable and II. Manson Is significant aspect of none. The most Be Not Extended Should application patent his Manson’s purpose of I cannot believe 204(b) is that dis- Rule affidavits Supreme majority in Manson Court utility for the com- closed no whatever patent law future issues was to decide pounds produced process. his claimed unwittingly, by ex- virtue of lower court knowing dictum, pansion Supreme of its without The issue before the Court implications right was, primarily, decisions. In- of such in Manson language may though cautious of its an issued some Manson to an interference with judg- been, expressly claim, subsidiary patent3 process reserved a on a Supreme point aware That Court well was made son brief wherein the ap- aspect practical (p. 31) of this the case that: * * * harmfully pears 12, discussing from footnote rule below was, (my case, prefer operate, wherein it said em- the issue it did in this phasis) use, : and who an inventor who finds no * * * invention, propo- for the there is no basis even disclose his does not afterwards, who, shortly in- sition that even where an over one trying dependently an the new [Manson was arrives at both interference pro- provoke patent] pre- product process with an one issued and a use for the patent a claim which on its face is un- a after full dis- sents patentable, duced and seeks complicated frequently exploit a invention. closure his inquiry overlooks, however, lengthy priority of that only factual into What the brief place. inexorably invention must take interference is the declaration operate policy policy beginning consid- The and that considerations prevent priority disputes (interferences) operate might erations well priority Man- to the one with the well indicated in Government’s award Judge sufficiency Worley opinion In re Fol- being the affi- his issue kers, here- no disclosure davits, containing F.2d 52 CCPA VIII, infra), process, (section inafter product the claimed discussed for the indistinguishable practice from this hence case I find show a reduction to statutory might priority, util- de- one found prima but which he facie patent. ity support of the patentees prive with the unanimous court, legal adequacy not overruled. he has issue is the case here itself, ap- a use in an footnote admitted disclosure of Court Manson, acknowledged the Follcers plication showing having pounds, question being no case as no issued utility “greater being priority adduced” involved. than Manson. While in Manson there was disclo- compound, through sure of use for the reliance diligently I have searched *13 being placed process that on a mere assertion opinion’s Manson of discussion utility Manson, here there to utility was obvious for some authoritative statement utility admitted disclosure in a of what usefulness constitutes pound, to cer- as intermediates make have found more than the dic- no Supreme
tain steroids. in using adjectives “substantial,” Court tum Manson not have this issue “specific,” available,” “currently did before it. “practical,” on I am forced back in Nelson when con- inquiry same I made If it use as intermediates said that by fronted the Patent Office with utility “only the sense that in words, whom and to same research,” object I usefulness be an of scientific purpose? believe, what as I hereinafter Manson, note, 17 of as footnote did doing stated, usefulness, to chemists that findings holding of anti-tumor cases that as intermediates steroids, research on compounds in effectiveness of chemical they to make other desire e., mice, rabbits, rats, i. in labora- make is I further believe sufficient. only tory objects animals, of scientific meaning that this is the as to the law statutory research, useful- constituted of “useful” 101 as it in 35 U.S.C. was § Supreme ness. Court Since the delib- applied by for decades and reaffirmed erately standing these left decisions provision the 1952 codification patentability on was wherein sustained change that, without reasons in basis of scientific usefulness stated, hereinafter it is sound and vener- research, Manson possibly I read cannot patent sys- able law to a sound conducive legally inadequate. finding utility such settling I tem. do that not believe Although opinion Manson makes Manson's claim to an interference argumentative assumption an that “Con- Supreme Court showed intention of gress granted that no intended wholly overturning years of 175 estab- ‘util- on a whose sole chemical “useful,” especially law lished what ity’ potential consists its role as an when seems not to have found the object testing,” there no cita- use significant legislative history underlying legislative prior tion decisions or his- history, 35 U.S.C. is in not tory support assumption, I legislature. in the annals of the none, here, know of is not the case appears and the incon- statement III. Manson Did Not Overrule Nelson sistent with the action taken the Court including majority here, is the Manson footnote 17. See Potter v. judges dissenting Tone, opinions (1911), App.D.C. two 181 who wrote which is Nelson, pre- uses Manson as a history part overlooked unnecessarily overruling Nelson. text for and a case relied on law Chief Hepburn, App.D.C. disclosure, just they operate ferior so fact. See Mason v. (1898); Carlson, F.2d that not interferences conclude 86 436, Woofter v. all grant to the first inventor in CCPA-. Although directly opinion notions are Certainly indicates these con- the Manson legal fact, trary years history, they to 175 Nelson. no intent overrule very conforming majority Supreme little find dictum Manson said Court say majority This con- views. assumed it did about Nelson and requires indicating “view” in find the case and Manson tains errors history overruled, just place legal not well Nelson to be its were find majority opinion compels Manson here these cases to be af- understood. referring However, quotes only passage firmed. Nel- be- the differences son, taking Supreme tween note of one of the er- on which the silent facts inserting rors in it in brackets the Court had to base decision in Man- following “product” son word reference the facts it would to think “process” process about if for the reason it had these cases or one com- parable it, were in Nelson. All the before involved Nelson are such claims about Nelson Court said was conclusions here sharply controlling about therein this court moved effect of Manson away Bremner, legally elementary from In re 182 F.2d unsound under reversing “rejection principles 37 CCPA decisis. stare (which process” of a claim on hope clarify In the next section fact) “yielding intermedi- legal history. where Nelson stands doing ates ‘useful to research on chemists steroids,’ despite absence of evidence “Trend,” *14 Starting IV. a Rather Than ultimately of the steroids thus Stop a Nelson Intended To Was produced were themselves ‘useful’.” If Departure from Estab- Short-Lived any process claims, Nelson had involved lished Law perhaps decision the Manson would trend, contrary Nelson did a not start implication have overruled a decision on Manson. It was statement in them, but not. did stop tended to until some and now to The Government’s brief in Manson very stopping, extent succeeded in a mod- say likewise had little about Nelson trend, ern after Pat- started 1950 in the and deals with the case in a foot- appreci- ent Harlan Mr. Justice Office. stating, alia, note inter that “Product ated Manson this fact. he said in his claims Nelson,” alone in were issue in Douglas, dissent, joined by Mr. Justice overruling Bremner, and “While not 1044, 539, 383 U.S. at S.Ct. at 86 —and interpreted requiring nothing court it as repeated: it cannot be too often more than was in Nelson.” Ac- proof While is not conclusive available tually, opinion, wrote, the Nelson which I e., record, in the [i. Manson there be pains say is at some the rule ing plenty in elsewhere the memories application Bremner was that an must living], those commentators utility contain “an assertion of and an agreement seem to be in that until intended,” indication of the use or uses 216, Application Bremner, 182 F.2d fully the rule met had been 1950, (Pat.) 1032, 37 C.C.P.A. in case, disposed and that we were “not patent applications chemical were com requirement, alter this which has now monly granted although resulting (280 been with us for decade” a F.2d at end use was stated or statement 184, 1047). 47 CCPA at It is not seen extremely in Tak was broad terms.3 how this can be a characterized as move ing is], this to be true Bremner [as “sharply away Bremner,” as the represented a deviation from estab Supreme Court said. practice lished which the CCPA has sought dissenting remedy part only The situation now is clear. The judges held, hold, does Nelson and still the Patent not find Office priori certain want to return notions about the mean- beaten track. If typically regarded of “useful” in 35 was U.S.C. 101 and usefulness predecessor during long prolific inherent and statutes back to 1790.
951 type “compound Joly cases” period, and devel research chemical country, surely Mr. Marcus. opment this is referred to this why result added reason Court’s contemporaneous news historical A Congress adopted until should change Patent Office item on the expressly it, presumably on mandates Engi- policy appears in Chemical empirical this data which the basis of neering for December News possess. (My empha does not Court Supervisory Stone, p. Mr. where sis.] divisions, the chemical Examiner saying: quoted as 3 Justice Harlan’s footnote cites articles 61, 66, in 41 JPOS Geo.Wash.L.Rev. years Bremner several Until case 87, 91, Am. 183 and 14 Geo.L.J. ago, state- that a which made it clear *15 ly requirement for disclosure of Invention,” Pharmaceutical 47 JPOS making “utility” to 35 but no reference Anniversary paper at read the 175th Brem- 101. The examiner on USC relied Symposium April The situa- rejection, supported ner. The his board during extent, period tion of indefinite adding Fahren- reference Avakian v. clearly bracketing passage but (unpublished, bach Decisions Vol. MS by Patent Act of is thus described 172, 425, 426, 1951). Comm’r. 672): (p. Mr. Marcus “Adequacy of In an article entitled in a The cases treated were Regards Specific Disclosure as Embodi- pharmaceuti- different manner [from Wolffe, Invention,” by ment and Use of composition cal and method of thera- board, member of Tolkmith peutic spite of use In disclo- cases]. (a given April JPOS talk stating merely phar- “useful as sures 1958) is the statement: preparation maceuticals or pharmaceuticals,” e., as “intermedi- [i. many cases the manner compounds were allowed as advantage ates”] an invention be used to being for useful There inventions. specification is so obvious very objection was little such dis- objected de- to even if it does not * * *(cid:127) pat- our full closures and files are particular scribe a Nu- use. vague ents with these disclosures. alloys patents merous do not specifically particular use describe the It is not the statutes or the decisional alloys may applied to which changed, law of courts of law which have granted. have been policies. but Patent Office decisions recently only question course, here, Until it was also rather get patents statutory requirements. common to on chemical are the applications use of Kirk and cases where no was steady requirements escalation for the claimed for indicated “utility,” raising them very disclosures of broad indication which a or in anything required the statute included suggestion to use was above or by Bremner, developing deci- its own application. or Two recent in the sions, philosophy brand theories and about Customs new Court of one by “useful.” In Appeals and what the statute means [Bremner] and Patent process, from the Patents as we learned Commissioner Fahrenbach], many put an Nelson record observed on v. [Avakian occasions, [Emphasis con- practice. other confusion worse end to this cross-breeding generated by founded was mine.] commingling sections 101 and requirements reports interestingly that the ex- Wolffe utility, disclosure took the case the Avakian aminer in disclosure, use, how to and best mode position did not the Bremner case lay down with the result that we tried to (P. 67.) compounds! apply to chemical guidelines separate some Nelson “Organic said, The examiner had statutory requirements. these discrete inherently pounds as inter- (not opinion In our 1958 in that case preparing other mediates for published until later because of rehear- utility and this inherent satisfies ing), pointed we first out that empha- statutory (My requirement.” preceding years five so the Patent sis.) respect That is the situation gotten Office had out of line with law to the administration century-old upper echelon law. before some unidentifiable course of the thumb in the Patent Office turned application Nelson’s first filed It did with screws on the chemists. so just beginning when this shift was Congress the courts. no mandate from given place. to take The shift was first change just arbitrarily decided to general publicity by Wat- Commissioner law. portion unpublished son in a of an speech accuracy City him in For the sake of historical delivered Atlantic September 19, 1956, Bremner should be noted that requirement set out to the Division quantum Chemistry of Medicinal a minimum American utility Society, All it Chemical at which time he stat- and no definite test. said policy, ed that this new was that a must be asserted and then well known criticism, being moreover, fully Nelson, to be under indicated. cepted ac- was still (see previous- studied “with Bremner the section of the care.” As to ly obtaining opinion practice “The Bremner he said: entitled Case *16 « n * very past For some time actually paid happened little What in the inter- attention was to the re- quirement by utility nal administration the Pat- a disclosure of law that, building pat- ent Office on what chemical cases. was Some imagined say, specifications it ents were issued with wished Bremner reciting very ruling suggestions and a not in an the barest definitive uses by compounds claimed, interference the new an Assistant Commis- being Fahrenbach,4 sioner in even without uses Avakian v. stated at all. generally began position It Patent Office in Tolkmith a was super- Murphy’s utility 4. tions that if a was statement could This Commissioner visory be inserted would “new mat- review of an examiner’s refusal not be (which interference, silly ter” seems a idea if in fact dissolve on motion Avakian, none) ground ap- there interference on the Fahrenbach’s then the was plication any proceed, should examiner was “devoid of statement as otherwise utility complex should dissolve it. As to on the chemical com- its effect pound law, all does is to reiterate covered the count.” same case Bremner in Bremner. rule that “an situation It does not there must be existed utility exist assertion and an indication of the here. The sent Commissioner case back use or uses intended.” examiner with instruc- Differ and Manson com- V. This that a chemical Case Patent Office “Highly Technical regarded Than an inter- More pound as could prepa- Procedural Differences” substance useful mediate compounds, since other ration of this case between The differences regarded or- as was obvious being aptly de- from are far Manson ganic compound Ex be so used. could majority describes thus the scribed —and USPQ Watt, parte C.D. terms lawyer’s brush-off them classic procedural dif- “highly technical —as the law the view of such was also And to assume It is naive ferences.” Tone, Potter v. taken the courts. decided have Court would Reviewing supra. speech makes it have or would it did Manson this case as concerning really аppear what was supporting rea- same sort of uttered the Office, into the Patent which blurred soning respect Different to it. with cases, the desira- other “chemical” was decisions call for different facts descriptions bility complete of full and rationalizations, n ofthe call forth different using phar- manner of anyone written an who has ever knows preparations for hu- maceutical intended question is not opinion. here very man This is a use as medicines. and later whether a second problem ques- different broad utility for with no disclosure of statutory tion of usefulness. product process should be allowed of a Historically, insupportable I find it patentee an interference with say “trend.” The that Nelson started a disclosure, good the at- with who had flare-up utility rejections during taking patent possibility tendant period years of four or five —but away issue That the real from him. now, decisions, will under quite dif- here is in Manson. The issue indefinitely continue and with no clear existing specific disclo- whether ferent: guidelines in fact an innovation —was compounds, sure of the utilities of new interpretation a stable of the word “use- else, yet anyone patented not prevailed ful” in the statute which had com- other to make termediates century, for over a both in sup- pounds disclosure is a sufficient Office and the courts. Nelson reviews pat- history heading “Utility.” port this otherwise under the on an a first review, For an unobvious) earlier brief see “Com- (i. e., new and entable parative Utility Requisite as a of Patent- course, but Utility, pound. ability,” by Marshall, C. O. 1 JPOS ques- This patentability. prerequisite seq. (1919). 553 et It behooves those Manson. We presented in tion was speak authority who would on what knowing the Court way how have no “useful” means in law to consult decided it. would have ample history some of the of the sub- clear, I understand is therefore ject hoped foregoing and it is decisis, there principle of stare puts place opinion of the Nelson bearing Manson decision in is no development perspective. in clearer is, there- this ease and issue in sole *17 controlling are free We imagined, fore, here. As be the self-induced not reasoning facts change set of position apply to the part in on the the our of to Manson, on respect in The words Office with the us. to what before hangs requires by majority rationaliza- way law its of the disclosures of which utility the full applications is but in result which has con- tion of a dissenting opinions in heavily flowering disproportionate tributed of the authority bind- appeals Nelson, number in are not words chemical cases. my judgment, majority Nor, be- ing The in decisions us. and their incon- on underlying sistency holdings erroneous with other of several over- cause they words change assumptions, even ruled are are not calculated to that factual picture. wisdom. law-making, majority myself in Manson align with as the to I am constrained opinion in that expressed Har- be mere dictum Mr. Justice would
the views if dignity I expressing to of “law.” views is raised as lan refer to which long think, and clear in view here. omitted legal history construc- on the course Legislative “useful,” There Is a Vast im- VI. would that tion it Meaning History on to proper an intent to such attribute Supreme “Useful” Court. majority Though think I am sure and the Patent Office The adhering reasonable, being most up are 101 and 112 sections wont to mix are principles in the Constitu- to embodied “utility” find some- to issue and Congress tion, following “must what thing and can found more than intended,” are point of fact The Nelson requirement of 112. ignoring legislating the law Con- replete with and record were case briefs gress enacted it. “section to the non-existent references argument utility requirement.” The in Manson found The Court be, was, to the two and still seems legislative in the “no assistance inseparable can and each sections 101,” underlying which was materials § hands —if to the other’s be used wash That is because 1952 enactment. “prac- you requirement for find a cannot taking legislature action was then cannot) (and utility you in 101 tical” except respect provision Judge you Kirk- in 112. find then change, wherefore reenact without patrick in Nelson it in dissent voiced necessarily “legislative materials” true (my emphasis): follows long history of con- consist unwilling accept mere Apparently repeated reenactment struction application that statement change, some re- rather than without useful, Congress subject hearing. matter is testimony at a visor’s note effect, which, re- added Section 112 consider, history rather is must one spec- quires in his the inventor to tеll pre-
than inner one’s consciousness exactly how make use ification conceptions. ministrative cation of as tion of writers, law Considering, tion lative analyses statute, one of the course “useful” has statutes, date, lows: (B) anybody expressed analyzed always If one then enacted (1790-1952), situations ABC’s of the situation of 162 this (A) the Patent *18 any simplest prerequisites was was term practice, without in If been finally, years intent courts’ the examines legal “utility.” All Nelson one is found employed of all first found. cases, texts, any degree Act of the identical the courts it is clear that the goes views Congressional is change in detail. slightest possible patentability. through Through to describe interpreta- in 1790 are as the text- the and ad- legis- indi- term law, case (C) fol- ac- the by “useful.” of Which “no ging the fully. his Thoughtful describe the certainly means, Section separable the invention. the question known up [*] outstanding primary showing to usefulness. The invention can majority opinion finally requirements question going [*] use,” from those of Section that the manner of manner of analysis in section the around [*] “only as to what meaning specification [*] conjectural use,” view will show that is also must show using employed Section using characteristic provision of of [*] circle, “useful,” begging * Section 112 as meant [*] shall end- * * beg- how use- majority indulging judicial specific here and “some use” is without once leaving meant, not confound it to current cases so as explaining meanings requirement with that own their section to formulate readers pointed according out These of section 103. It own notions. has been to their “currently again days along “specific,” terms, of Justice time since the with Story, fully Nelson, available,” “practical” use can all discussed in degree utility public one label— is of no concern under be subsumed majority elementary principle “petitio principii.” This What whatsoever. any through appears gotten applicable wishes law not to be the utility given implicitly who in terms situation is taken those still talk of fact granted. History “quid pro quo” patent. law of and the for a The for case only by every quid pro reported quo author who ever demanded statute provide a wrote a textbook sounder disclosure of a new and unobvious full working mostly foundation and are invention which is of some use some- reported They very use, patent If in Nelson. are unani- one. it is of little finding any correspondingly very will mous in law to be that little degree slight, utility, patentee, value however to the who has never plies requirement with the that an been called on know or either to to ex- plain potential vention be “useful.” has all The uses of his invention. “quid pro quo” philosophy an undefined The hard fact never knows is he almost simply squared utility years cannot be with the full extent of the until legal history. after he makes his invention. Uses evolve inventions are disclosed. after Any to add to effort section 101 VII. Manson The through Court any section must fail in his- Did Not Hold That torically justifiable Disclosure construction of the Is Non- Use Research Alone simple statute for and con- compliance trolling It (A) with Statute. reasons that: The relevant Question Reserved That terms now in section have also been substantially ever same since thing The main to be remembered were first introduced into the statute opinion about the Manson in section 2 of first Patent Act of speaks about a in which there situation approximately 1790 and cast into utility. was no disclosure present form in revision act of relatively opinion Manson The (B) interpretation section 6. say short, opinions go. not does throughout ensuing century “useful” actually point much. decided including and a half the courts as provoking purposes is that for any anybody including use useful- — process an claim with a interference ness as an “intermediate” to a research an issued for a notwithstanding chemist —was made patent on the claim must disclose same provisions concurrent section process produces a “useful” (§ 4888 of the Revised Statutes from product, enough it is not to assert 1874 to which contains the exact product the use of is obvious phraseology 112). of § applicant, specific but some must use (as said), be mentioned Bremner considering history this case-law least in the absence of evidence that a alert, escape one must be in order specific use would obvious. being elephant mental pits, to avoid con- by opinions dealing Now, fused cases utility per products se but with the unob- uses the claimed are as- (or predecessors, (In Joly making processes viousness issue serted. presence “invention,” products claimed.) or “inventiv- also This Stringham it) level” as calls in terms is the first from Manson. difference degree Manson, as an indication To use the words of there exists greater precaution “utility thereof. The same is called' disclosure of than deciding patentability present case,” for in issue adduced *19 re- and that is sible answer to surmount next hurdle zero. The workers in their research. There search “a chemical reference to the Manson nothing “practical” ‘utility’ uses. about these of sole consists whose object potential use an role as its testing” of its acts that the It from is clear me process product of a and a regardless Supreme majority, of Court only in sense that which “is useful they though words, pleasing of its some may may object re- an be dissenters, scientific of de- to the Nelson (My emphasis.) search.” passing liberately on refrained fact we in the situations such as merely the words People look who cases, instant where there are regard to what opinion without an specifications uses disclosures in trying “law” discover in court does workers, name- chemists research discovery religious as from its as far are ly, specifically make other named use to discovery are from the fundamentalists coupled compounds, with a Of- insisting holy in writ in “truth” fice of record how to admission (7) days. seven made in world was purpose use under for that 35 U.S.C. actually in the respect to what was With an for- is not issue. Lest Supreme Court of the mind collective gotten, quote disclosures, simpli- those testing” majority “use when talked fied omission of the involved chemical research” —which “scientific replaced names which are only something we can surmise —the retaining clauses bracketed the let- significant Court most act designations parentheses ter in used it ac- footnote 17 where manifest in its opinion: the board in its tually grips relat- decisions with came (c) spirostane series, testing” re- “scientific [The “use (there four cases cludes claim lists value 11] search.” there really preparation are two com- in the five as there intermediates 958, 6-methylated Bergel cases, panion 292 F.2d aromatic steroid * * * 955, 48 CCPA hormones CCPA 1101 and F.2d 1102, issue, both both with same 26, (d) androstanes, [The claims Worley) opinions by Judge Chief are of value as inter- 45] alleged chem- the sole preparation mediates object compounds was “an ical 6-methylated aromatic steroidal testing,” object or “an of scientific use hormones, into animals, spec- laboratory research” converted reaction solution anhydride ified in footnote We held such in acetic with toluene- p-sulphonic acid, as intermediates section 101. utilities under sufficient biologically preparation Supreme majority As to Court these active and in some very “express careful view.” biologi- on cases account of their brings This us to contention of the properties. cal Manson decision here (e) pregnane series, claims [The “prac- “specific” demands assertion are of value as intermediates 41] utility” tical is. What- —whatever preparation in the is, ever it Manson nor neither biological proper- with valuable majority give clue, the contention sim- progestational prop- ties such as ply jibe cannot be made to the act properties erties or associated withholding Court with the adreno-cortical hormones judgment legal adequacy on the dis- prep- or as intermediates closure of “scientific” tests on lab- use aration of with useful oratory rabbits) rats, (mice, animals biological properties. compliance statutory as a with the re- quirement cry far from the invention be This is a total silence “useful.” Useful to whom and what? Manson and it is more than use pos- compliance rule of Bremner. footnote cases there is full with the
957
Co.,
1, 18,
Unworkable
VIII. These Cases Create
U.S.
S.Ct.
If
Problems.
L.Ed.2d
Administrative
545.
Congress
They Stand,
Should
patent system
very
operated
The
well
Act
—indeed, a lot better and at a lower cost
money,
in time and
with less trouble and
majority,
its im-
of the
with
rule
appeals
fewer
Of-
—before
criteria,
up
possible-to-define
sets
fice,
very long
using
ago,
Bremner
not so
line-drawing
administratively
impossible
going
beyond
as an excuse but
far
utility?
problem.
“practical”
What
requirements,
get-tough pol-
initiated its
view,
clearly
My
I
which
believe is
icy
bringing
utility,
policy
on chemical
a
legal history,
a new
accord with
is that
appeals
confusion in its train
as the
steroid,
can
which a research scientist
during
past
this court
decade well
daily work, and which
at once in his
use
practical
illustrate.
From the
adminis-
manufacturer,
a
in accordance
chemical
standpoint,
rule,
trative
the best
practice,
common commercial
will
with
is what
we had
until
substance
knowing
happy
be
to sell him without
compounds
per
is that chemical
are
se
it, has, in Man-
what
is to be done with
meaning
“useful” within
of 35
U.S.C.
terms, “currently
available,”
son
“sub-
101. Since that was
§
the rule
effect
stantial,”
“practical”
“specific”
and
Congress
when
reenacted the “useful”
research
scientists
as
—to
provisions
and “how to use”
segment
public.
the relevant
the same terms which had
been
I am unable to
how or
determine
beginning,
from
statute
is no
there
de
where to draw the line between such
assuming any
for
basis
that
“intent”
compounds
in-
facto useful
and those
there should be a
rule.
different
Folkers,
in In re
344 F.2d
volved
brought
pass
If
cannot
(1965), opinion by
52 CCPA 1269
Wor-
decisions,
problem should
court
then the
ley,
J.,
example,
C.
for one
wherein
Congress. An effective
be submitted to
unanimously accepted
this court
as ade-
law to
statute which would restore
showing
quate
compounds
a
that
century
half
a
was for
and
it
reducing
oxidizing
“useful
or
were
as
(a)
merely
provide:
would
have to
agents,”
is no
more than a state-
and
new
unobvious chemical
capable
meaning
per
ment
useful
se
within the
(b)
reactions,
shall
35 U.S.C.
and
two kinds
basic chemical
§
conclusively presumed
will
that chemists
bio-
“useful
to the
were
mean-
know
how
them within
use
enzyme systems,”
study
chemist
ing of 35 U.S.C.'
nothing
but
re-
“scientific
testing.”
search” or
Folkers
law,
“use
however
Such restoration
state
application, moreover,
did not even
salutary
accomplished, would have the
prop-
merely
these utilities.
stated
(1) rendering
It
def-
effects of:
law
willing
erties from which the court was
inite,
(2) removing
from the
a burden
to infer “some uses.” The
has
examining corps
equipped to
is not
seen no need to
overrule this decision
reducing ap-
(3)
deal
effectively,
with
Manson.
to find it
inconsistent with
peals,
(4) speeding up
disclosure
has shown no desire
If
(5)
to be consistent.
consequent
research,
facilitation
is to
an indication of
increasing
where
produce and
the incentives to
line,
draw
fail
to see how
encourag-
either
(6)
compounds,
disclose new
group
the inventors
production
marketing
of new
Patent Office exаminers will
be able to
experimental
purposes
for
such,
follow it. The law
them,
should be
develop
which will
new uses
possible,
sofar
advancing
advantaging
examiners
thus
the art
“strictly,”
can follow it
public,
(7)
admonished
putting
an end
the Commissioner
wasting
concocting
the Su-
money
time and
preme Court
in Graham v. John
merely
Deere
compliance
uses
with Patent
product
produces
practice
requirements,
herein-
Office
(8)
we will
stopping
Then
exemplified,
the intermediate.
after
question
made
to who has
requiring
illegal practice
two
serious
*21
If
the intermediate.
be
the invention
can
be made before one
inventions to
of
unobvious, it
product
by
is
dif-
the useful end
patented
often made
—inventions
of the
working
inventor
would seem that
the
people
for different em-
ferent
join
in-
to
the
inventing
compound
will
ployers,
intermediate
have
the
one
product
him in
discovering
of the end
use.
ventor
the
another
get
patent. On the
a
order to
valid
fol-
point
the
illustrated
The
is
last
product
hand, if
useful end
other
the
Joseph
lowing
paper
read
a
from
knowledge of the
is obvious
the
distinguished Philadel-
Gray Jackson,
intermediate,
the
it
seem that
would
teacher,
lawyer
at an
patent
phia
get a
can
of the intermediate
inventor
of
South-
Law
the
on Patent
Institute
by dis-
aas
inventor
valid
sole
Dallas,
Foundation,
Legal
Tex-
western
product. We
closing the useful end
Discussing
Manson
as, March
challenging problems
will also have
mine):
(all emphasis
he said
pos-
statutory
about
Can it be
bars.
utility from
It
would seem that
thus
public
of
publication or
use
sible that
aiding
standpoint
the
research
the
year
than
the intermediate more
one
highly undeveloped
community is a
discovery
any
prior
useful
Law.
the
area in
Patent
uncertain
statutory
product
a
bar
will
end
create
matter,
you
practical
if
invent
As a
against patenting
be-
intermediate
the
research,
as
a new machine for
such
possible
file a valid
fore it is
to
microscope,
electron
an
electron
application
It
intermediate?
the
analyzer
chromatograph,
probe
it
or a
you
a
create
me
cannot
seems to
is
Patent Office
believed
year
statutory
bar
one
after
until
readily accept
will
idea
the courts
possible
for
inventor
question
it is useful without
application for
to file an
intermediate
utility
to
informa-
the scientific
patent.
a valid
particular process or
tion derived in a
product.
An
is re-
elaborate ritual dance
satisfy
quired
Office
process
If the invention relates to a
drug.
utility
of a
the disclosure of
which
research,
is useful
humans,
drug
applied
If
is
be
requires utility
Patent Law
for the
usually requires
the Patent Office
product.
[Citing
If
Manson.]
tests,
is,
human
tests on
clinical
composition
invention
a new
relates to
get
patients.
It
difficult
research,
utility
solely
whose
exists
proof
accept
Patent Office
example,
a new chemical
inter-
experiments performed on
based on
mediate,
grave
there is
doubt whether
alone,
unless
course
animals
enough utility
this is
the inter-
unless
drug
veterinary drug, or relates
is a
produce products
mediate is useful to
something
X-ray opacifier
like an
utility.
which have themselves known
foreseeably perform the
which will
it is to be the law
a
in-
new
If
way
humans.
same
on animals as on
termediate for
which
known useful
case
reservation in the Manson
product
patent-
end
exists
not to be
question
treat-
as to whether
able
product
until such
end
might
ac-
be
ment of tumors in mice
developed, in the
will
meantime we
utility,
cepted
doubt
throws further
strange
have a
situation.
Jack-
[Mr.
be
as to how far animal
tests will
yet
son had not
learned of these deci-
effective.
sions.]
intermediate will be a
potential
again
foregoing
suspended
how
invention held in
see
we
patentable
animation.
a
is not a
situation
decisions create
get one
vention. The
two inventions to
inventor
the inter-
it takes
may
patent,
mediate will
different
have to
made
wait until some-
anywhere
people
Mr. Jackson
I
at different
times.
know of or
else
fully developed
prob-
po-
applicants
has not even
brief has shown—the
compound
applicants
compound
If
as the
lems.
claimed
tential
chemical
invention,
patents began
ponder
problem
how can the discoverer
inventor,
joined
its use
as an
since
to do.
compound
did not
he
invent
single-
6-page
me
have before
been
to him as
delivered
spaced
one
memorandum
internal
stranger?
If
invention
is the
them,
a research chemist
(as
рrocess,
use that
is claimed
largest
companies,
country’s
di-
100(b)),
U.S.C.
how can the
inventor
counsel,
company patent
dated
rected to
joined,
since he did
July
months before
few
*22
“joint”
not discover it?
is no
There
argued.
Nelson
I know no bet-
case was
invention in such cases.
See
U.S.C.
way
ter
to
clear
the mistaken
make
102(f),
expressly prohibits
which
§
philosophy5
majority
of
and to show
claiming,
patent
or invalidates a
claim-
how
will work in
it
commercial
ing,
patentee
that which the
or
following pas-
world than to extract
“did not himself invent.” Cf. 35 U.S.C.
sages (my emphasis):
282(2).
organic
A well-characterized
majority,
Thus the rule of the
and of
chemist,
something
pound is
which the
majority
it,
Manson if read as the
reads
art,
e.,
person
def-
in the
i.
a
skilled
plays
large
into
of
the hands
to
initely
can
use.
knows how to
He
gigantic corporation possessed
esterify
etherify
hydroxy radical
a
manufacturing
of
but,
chemical
facilities
compound,
can amidate
in a
he
involving subject
in cases
matter such as
alkylate
radical,
knows
he
an amino
biological
here,
screening
and test-
variety
great
to
a
how
introduce
testing
facilities —even clinical
fa-
ring, and
substituents
into a benzene
cilities —as well.
enough
typical reac-
he knows
about
majority
The trouble with
organic
typical
rule
tions and
would seem to stem from the fact
unknown
to start with a hitherto
opinions
not,
the authors of the
through
do
compound
proceed
or do
to,
consequences
not wish
gain
see
many
steps
in
as 30 or 50
order
decisions,
example being
developed
Hence,
compound.
a desired end
next
section.
organic compound
the chemist
new
* *
is a
which
can
*.
tool
he
use
Majority
IX. The
Decisions Are an
necessary
to a
Is it
that we resort
Contriving
Incentive
to the
which can
understood
Phony Utilities, Withholding of
* * * Certainly,
the non-skilled?
Applications,
Information
public
concerned, it
insofar as the
is
Delay
in Disclosure of New
appropriate
would be wiser and more
Compounds
simply
state
the new
shortly
When
consistent
after
is
as an intermediate
useful
statutory
construction of
preparing
compounds.
term “use-
In
other
prevailed
ful”
readily
which had
art,
1790 be-
since
the mechanical
claims are
gan
upset by
to be
the Patent Office—
of ma-
allоwed to individual members
anywhere
and it was
though
not altered
else that
chines even
the member
majority opinion
my
phrase,
meaning
The Manson
ends with
been
could not have
literary
completely
a
flourish in the form of a sen
more
inverted.
is to the
Ruschig,
I
opera-
tence wrote in In re
965, 970,
343 F.2d
world of commerce and the actual
said,
system
52 CCPA
I
“a
tion of the
there-
incentive
system
attempted
must he related
to the
I
have
to relate the law
Nelson,
world
commerce rather
than to the
in such
cases as
our decision
philosophy” ;
precise
realm
Manson,
and that
this case and the others so cav-
ly why
alierly
majority.
I would reverse in these cases.
overruled
shall
Therefore,
as the
Court used the
continue on this course.
utility.
majority opinion
no
has
A valve
itself
direct
scale and
will
accelerating
my
it is connected
ineffective unless
It is
the effect
it.
contrary
conduit,
serves
itself
evil and
rivet
view that
is a social
purpose
public policy.
the members
without
to sound
It is one
similarly
unite,
“implications
will
a link is
of a decision”
inevitable
*
* *
Similarly,
ineffective.
like the
decision here.
may
chemistry,
thousands
there
research
fact
spite of the
regarded
proceed unless
cannot
arts
allied
ineffective
but
themselves
replenishment
constant
there
can be
methods as well
converted
some-
tested, we have
compounds to be
screwing,
known to the
chemist
new
to consider
failed
how
riveting,
jointing known to the
At the
arts.
in these
tools
as useful
give products
which con-
mechanic
to artificiali-
we resort
present time
much
a contribution
stitute as
provision
justify our
in order
ties
as does
so-called
arts
economy and
national
tools
of these
finished machine.
instance, for ex-
well-being.
In one
background.
pre-
But
by way
much
faced with
So
ample,
writer
problem
practical
class
we
on a
specification
then
come
paring a
*23
being
having groupings
posed by
promulgated
compounds
the rule
complex
vagueness
great
In-
the
rule
a Cancer
which
and substituents
—a
re-
to
thought
reason
like
and no definite limits
would
it
had
stitute
pre-
“practical,” “sub-
compounds
on the
had been
liance
terms
test.
“currently
out, it
stantial,”
“specific,”
sending
and
them
; but
pared
before
nothing
They
applica-
but
patent
are
necessary
available.”
was
file
amply
per
trouble-makers,
compounds
dem-
will
se.
claiming
as time
the
tions
testing
want
onstrate.
institutions
Biological
using
they
compound
are
what
know
Any
compound is also use-
chemical
they
relate
wish to
because
research
ful as a material with which
activity.
biological
Of
structure
New
in allied
is conducted.
fields
any
utility
stage
at this
course
com-
fuels are
because new
available
dem-
had been
[except
tools]
nature
testing
pounds
were available for
research
cancer
since
and
onstrated
biological
fuels. New
toxicants
also
but
long time
a
takes
serving
public
com-
because new
the
utility, an-
brings
rarely
a direct
testing
out
pounds had
for
been available
and
utility
asserted
to be
against
had
bacteria,
other
insects
weeds.
specification.
plastics
the
New
fibrous
materials
demonstrated
carboxylate
compounds
had
offered
new chemical com-
because
Since
pounds
testing.
provided
easy
had been
for
the chemist
for
radicals, it was
public
is
fact
well aware
into
they
converted
be
how
could
to see
compounds
provision
that the
new
utility.
Ac-
some direct
testing purposes
contributes
for
cordingly,
hydrolyzed
con-
he
national
it
wealth and
realizes [would
resulting
into a
free acid
verted
segment
that that
of it on courts did
salt, being quite
copper
certain that
progress depends upon
that its
so]
containing
compound
copper would
capital
of new
to be tested.
fungicide
It did. And
a
effect.
compound
pub-
Each new
adds to the
up
specification was
set-
written
capital;
doing,
lic’s
and in so
be-
it
utility
ting
of the new com-
forth
comes useful.
pounds
intermediates
for
as useful
fungicides,
now come to
crux of the matter
preparation
We
the
hydrolysis
concluding paragraphs
salt-forming
steps
in the two
it
were
my
why
identify
fungicide
described,
be
will
clear
cannot
tests and
and the
paragraphs
apparent-
source. What these
describe
results
set forth. This
were
already being
increasing
utility
is
ly
requirement.
on an
done
satisfied
instance,
complex
utility
In
for
another
fear of a demand that
ring
having
actually
pound
was
shown
benzene
to exist and that
readily
give
provеd by
beyond
power
sulfonated to
material
clincial tests
possessed surface-activity,
supply.
even
I have
though
compound
happening
so
watched this
new
ex-
for more than a
pensive that
the chemist
decade.
so
far
expedient
knew it would never be
Least of all am I
about
concerned
employ
merely
it
as an intermediate
specification
failure of a
to re-
production
wetting-out
for
cite “definite” uses of
at the
agent.
again
simply
This
was done
early stage when
about
little is known
satisfy utility requirements.
practical
them.
This
is no
cause
thing
surely
concern because one
skilled
view
fact
that one
respect
can be counted on with
to new
in the chemical art knows how to con-
compounds, once made available
use
any
vert
new
material
into a
through
patent coverage,
incentive
which will have the sort of
without
further
incentive
understands,
non-skilled
it
patent system,
rapid
possible,
dissemination of
expense
of valuable
knowledge
practical
about
effort,
uses.
time and
to demonstrate
even-
Spreading
knowledge
such
utility.
But,
is the ven-
undeniably
tual
it
creating
hampers
dor’s means of
ought
his market and
di-
effort
increasing
Judge
profits.
his
worthy end;
Smith
and,
rected at a more
gives examples
Joly
of this in
dis-
equally
his
important,
cheapens
senting opinion. There is not the least
the science.
practical necessity
statutory obliga-
nor
Clearly
against public policy
to so
tion,
determine,
so far
Ias
can
for in-
sys-
dynamics
establish
*24
sisting
patent
on inclusion in the
of such
they operate
tem that
to
scarce
cause
respect
newly
use information with
to
in-
brainpower
scientific
and
to
inventive
compounds.
vented
concocting “legal
waste its time
utili-
Neither am concerned about
the
merely
purpose
satisfy-
ties”
for the
ventor-producer
compound
of a
en-
new
Office,
the Patent
uses are
which
joying
years
its market
for 17
an
on
pursued further,
never
intended to be
exclusive
after
basis
he has obtained his
promoting
instead of
honest disclosures
legally
single,
on the
basis
some
simply
state
always
adequate disclosure of a use. He
useful as “intermediates”
and are in-
this,
always
long
has and he
will do
so
merely
supplied
tended
to
to
anothеr
patentable.
as
And
remain
group
research
as
raw
the
materials
for
why should it be otherwise?
It
is he
further
research.
Such fantastic
“law”
gave
who
the world the new
indulged
respect
is never
in with
to other
thereby produced
progress
and
scientific
“tools” of a mechanical
or
art,
serving
public.
is
thus
optical
sort,
or electronic
such
a
as
major
indeed that all or even the
rare
laboratory balance,
new
electron micro-
uses are foreseen.
scope, oscilloscope,
spectrophotometer,
or
example, yet they
analogy
for
use what-
To cite an
from the non-steroid
except
provide
compound field,
ever
and
chemical
how could
information
possible.
frying pan
make research
Nor
Teflon-coated
de-
does the
have been
worry
veloped
Teflon,
Office
about
without
a material
games,
mostly
toys,
today,
and cosmetics. The rule
“definite”
countless
uses
majority
actually
incentive,
not even visualized when Teflon
first
was
furthermore,
produced by
conceal
Pont
du
as material
information
important
actually
interesting
Today
potentialities.
uses
in con-
it cir-
templation by
the researchers
cles
such diverse uses
earth
not even mention
dare
such
flexible fuel
insulators
sensitive
lines
electrical
subjects
possible
engines.
therapeutic
jet
human
in missiles and
defin-
Which
suppos-
supply
if
cannot first
Who will
them
ite use is the
public
protected?
of what
Do we wish
restrict
ed wait for and
real
first,
protection,
majority would, to
importance
as the
is it that
organizations
manufacturing
important,
those
perhaps
be dis-
the least
biological
support
testing
application?
fa-
own
closed in
cilities? The solicitor’s brief herein
ruling
my view,
In
the Patent Office
quotes extensively from a textbook on
attempt
to enforce
this case is an
steroids,
Drugs,” by Norman
“Steroid
short-sighted
impractical policy not
Applezweig
summarizing
(1962),
as fol-
required by
terms
either
literal
lows:
objectives it
the statute or the
is intended
foregoing
apparent
It is
from the
accomplish,
policy
never deemed
including
steroids,
aromatic ster-
necessary by
the Patent
under
Office
oids, may may
biologically ac-
or
not be
years
very
same statutes until
few
activity
tive,
they possess
even if
ago
applied
except in the
nowhere
possible
are diverse
activities
examining group, which is
numerous,
us-
the activities
legal
something of a discrimination in
ually
drastically
frequently
administration.
changes
affected
smallest
Relating
matter
instant
Consequently, the
steroid molecule.
case,
clear from
the examiner’s
applica-
broad
references in
appeal
his
Answer on
to the board that
tion to
harmones
aromatic steroid
[sic]
gaze
prospect
fixed
that what
utility re-
are
quirements
insufficient to meet
from the
would be made
“intermediate”
statute, especially in
product
would or must be an ultimate end
does not describe
such disclosure
therapeutic properties,
shown
either
how to
use the invention
terms
disclosed,
be known
determined and
required by 35
U.S.C.
nothing
patentable.
else
would be
That
Accepting
fact, it
the first sentence as
probably
the trouble.
started
argues
against
legal
for the
more
than
logical conclusion,
Followed to its
consequences
decision.
idea
ad
becomes a reductio
absurdum.
sought
patented
inventions
progress
the normal course
patentabil-
are new
and their
product
final
arts one man’s
ity
dependent upon
is not
thera-
starting
often another man’s
material.
*25
peutic
discovery
activities,
of which
products
The
a
or
final
of manufacturer
biological
being
others,
is
left
to the
to
producer
may
of
the bio-
chemicals
and
not
could
dis-
medical workers who
logical researcher’s raw material and the
having
cover their
activities without
starting
pharmaceutical
material of the
compounds supplied
them
to
progress
manufacturer.
Is
Progress
synthesizers.
chemical
arts to be deemed never
until
achieved
step
chemical
at a
made
time
arts is
beneficially
pill?
some man
a
swallows
people.
groups
and often
of
different
Why
patenting
should the
of
chemi-
new
group
One
invents the chemical com-
many
compounds
potential
cal
of
uses
pounds.
group discovers their
Another
industry and in medical science await
therapeutic
may im-
others
uses. Still
physiological response?
his favorable
prove upon
by modifications and
them
anyone
How
on
can
do research work
compounding.
steroids, adding
subtracting
and
sub-
stituents,
The
is of vast
presence
issue in
cases
or
of
these
absence
practical
pub-
importance to the
economic
examiner and
solicitor tell
research,
lic,
and
profound
chemical and medical
us case
such
effects
this
have
industry
whole. The
the chemical
a
physiological properties,
on
and how
simple
involved,
question
investigate
to
they
properties,
borrow
can
un-
those
really
Douglas,6
phrase from Mr.
less
?
Justice
the steroids are first made available
147, 154,
Corp.,
Concurring
71 S.Ct.
340 U.S.
& Pa
The Great Atlantic
Equipment
Supermarket
statutory met, must unadorned has terms are unchanged The may granted, worth. the statutes since 1790. it for what unwavering in course of con- nothing about the courts There is quid in the statutes go struing been quo. look- “useful” since then has pro But if one must Story one, enough is. construction initiated Justice clear what for it is made, universally adopted effect that patentable having to the A invention been any any anybody purpose for use listed the first four conditions regard degree. As suffices, complied with, without above have been Rogers as- late quid quo required is on Patents restated it as pro of the inventor *** (Vol. 1, “utility required p. 9) the disclosure of his invention nearly approaches presumption requirement more of him as the fifth point patentability. than stat- other recited in the questioned by courts ute is seldom possible quite dis- It is is that what Office, except the Patent in cases very totally closed either or has lacks * * perpetual motion And practical But little value. or commercial category questions nos- this court pro- system operates this how the is heads,. growing trums for hair bald progress. produces dross mote Oberweger, 826, In re F.2d CCPA gold. get with the You cream cannot or are devices will not work producing without milk. There is incapable being comprehended, In way any prac- to tell ahead of time with Perrigo, re 48 F.2d 18 CCPA degree accuracy going tical which is and, being, alleged for the time cancer gift prophesy to be which. The exists cures, Citron, In CC re F.2d neither nor Office PA 852. These term cases involve the courts We which review its actions. operativeness,. “useful” in the sense of had best adhere to administration degree utility. Inoperative system according ground rules positions utility. and devices have no by Congress. laid down Any today judge undertaking or court Considering must, quid pro quo, we if degree open to hold legal point, on this it is beau- compliance consideration on the issue of system given by ties changing simply with 35 U.S.C. 101 is § through people government— the course the law been as it has right automatically valued —is century established for a half. over a given by patentee. what is His legislative that, history is clear on directly has value related to the bearing the identical term con- the same invention, of his value as determined having struction been enacted time marketplace. short, notwith- again until last reenactment standing grant patent, of a if the legislative It is true there are no mater- given govern- nothing, inventor has simple ials on 101 for the there reason given right nothing. ment has firmly was no discussion of fixed something ethers exclude from the use of codifying statute in the course no one wishes to use worthless'—eco- legislative history, 1952. There is no nomically. Nevertheless, in another as- therefore, support change from the pect system the disclosure is there construction. historical way promote serve its own up my law, To sum view progress. patentable invention when it is category (here quo named in Taking quid pro the statute this view of *27 necessary composition matter, namely only, a it disclosure additionally becomes well), pound, Joly process in a place and to state new, (without regard requirement it is be “use- that the invention cases, degree utility), ful,” in kind or and unobvious. the context of these in quo patent wrong quid pro The for a on such make is order to clear what statutory invention, by mandate, sim- pro concept quid quo. The the other
965
only point
is the
in the statute at which
ply
disclosure. Now
its full
Congress injected any concept
supportable
in the
?
? Is
other view
it
degree
nature of
is the unobviousness
Judge Worley
idea
his
articulated
Chief
requirement
103,
require-
a
section
dissenting
pro
quid
quo in his
about
opinion
injected
by
ment
into the law
Su-
Nelson,
opinion
he
in
preme Court in 1850.
John
Graham v.
(my emphasis):
term and said
used the
Co.,
1,
Deere
383 U.S.
at
86 S.Ct.
rights
rights and
are valuable
by
earned
seek
should
those who
said,
In Graham the
Court
S.Ct.
patent monopolies.
effect
But
net
at
granting
patent
here
be to
will
Within the
of the constitu-
limits
give appellants
monopoly
an unearned
Congress
grant,
may,
tional
on a
area
field of
substantial
in the
course, implement
purpose
the stated
chemistry,
others,
prevent
unless
by selecting
policy
of the Framers
willing
infringement,
are
to risk
judgment
which in its
effectuates
best
experimenting
from also
in a field
the constitutional aim.
open
which should
to all.
policy
give patents
That
is to
who
to those
dispose quickly
point
To
of a collateral
any new, useful,
disclose
and unobvious
law,
infringe-
experimental use is not
statutory category.
invention in the
Judge Worley
ment.7
expressed similar
stating
policy,
recently
most
dissenting opinions
sentiments
his
necessarily
it
used the word “useful”
the instant
he
in the
cases before
according
meaning
acquired
it had
majority,
quote
which I will not
law which leaves no room for
officially
since
opinions.
are not
quality
judges
determination
They resemble his conclusion in the
enough
quid
whether there is
for the
Nelson dissent that
quo.
interpreted
As Graham
our
has
* * *
opinion
if the
serves present statutes,
presumed
precedent,
aas
seems inevitable
public
has derived
benefit
public
thе future
ex-
will be
contemplated by Congress
when the
changing
rights
fixed
for a
new, useful,
vention disclosed is
diminishing quid pro quo far below
Congress
unobvious.
set no further
contemplated
the standards
conditions.
Constitution and the statutes.
majority’s
It seems
me that
I'
am unaware of
in the
standard
reasoning involves the
error
classic
concept
Constitution other than
thinking
requires
the law
system
statutory
Congress
whatever
de-
every
promote
each and
invention shall
vised,
promote
it should be one which will
progress. contain no such
statutes
progress. Congress
sys-
devised
such
principle. Obviously,
individ-
whether an
pre-1950 history
tem and the
actually
progress
promotes
ual invention
promoted
arts
indicates that it
history.
is a fact determined
progress very
indeed,
well
without
practically
Such a test
unworkable
majority’s affirmation
the Patent
stage
application
history
cannot
Office’s innovations in
law.
Congress,
be foreseen.
in its
Therefore
wisdom,
“contemplated”
laid down
for de-
As
the standards
tests
termining
statutes, they
They
patentability
explicit.
im-
has
posed
judiciary
nothing
set out
them
or the Patent
above. There
determining
rights by
impossible
“earning” patent
pro- Office the
about
task of
degree
utility.
ducing
patent.
particular
how much
“earns”
some
Mass.1813);
Guild,
States,
F.Supp.
v.
21 Fed.Cas.
7. Chesterfield v.
Sawin
United
p.
(No. 12,391)
(C.C.D.Mass.1813).
838, (Ct.Cls., 1958)
141 Ct.Cl.
Cutter,
Mfg.
Ghesebrough-Ponds.
cited;
Kaz
Go. v.
v.
See
cases
Whittemore
1963).
Inc.,
(C.A.2,
p.
(No. 17,600)
(C.C.D.
1. See the of new and lubricants. and unobvious *29 matter, can section compositions dictum in Manson dis- to the Nelson matter,” possibly expressed be “new within senters’ as to views what interpretation ought be,” appellants reasonable of the statute. to crit- “law are appellants’ apparent to me evidence icized It seems proves for their lack of knowl- clearly edge chemistry that the examiner and in the art of steroid board were to under- members unable told that their of useful- disclosure simply wholly appli- products inadequate. stand the uses for the ness is Their they knowledge by majority because lacked and cation is found to be possessed skills the evidence shows were deficient ab initio. by ordinary those of art. skill this by appellants Evidence of offered facts majority “Appellants’ The states that ordinary one in the art would skill arguments recognize many to fail products find by useful is characterized compounds may possess steroid activ- no majority irrelevant, inadmis- ity whatsoever.” I find observation sible, post ex affirmation. an facto meaningless. Appellants are not so The stark truth of the matter is They naive. asserted dis- had majority to chemical construes a “law” as products possessing covered use- useful utility, or “after the occurrence of a fact activity. majority ful Thus what the [filing applica- commission of an act an saying effect is is that not be- does changes retrospectively which tion] appellants lieve and for this will reason legal consequences [patentability] or not consider evidence shows one of deed,” Black’s relations such fact or ordinary learning art, skill in the after ed.1957) (defi- Dictionary (4th Law products the claimed and their asserted law,”). post nition of “ex facto Justice uses, would how know to use them given appellants demands that products. determining whether oppоrtunity to the evidence products “useful,” majority majority aside, presum- casually casts holding appellants its restricts edly inconsistent with the because proofs knowledge stated in their conclusions wish to reach. specification to the exclusion of all in- possessed by ordinary formation those of justify majority attempts The skill in this art. holding as, spec- “the statements such ification does not intimidate even majority, me, injects it seems to spirostane the claimed confusion into the law and indorses pregnane have series themselves concerning erroneous standard ” ‘biological activity’ practice. “There is The usefulness of chemical * ** biological suggestion products what judged is henceforth to be ** properties nebulous, “general make androstanes] [the specific” versus “fly to be useful.” This seems to me dichotomy without resort what specking” specification individ- ordinary as to skill in the art would in fact products an affirmance. ual to reach conclude as Henceforth, to usefulness. if Considering specification whole as a disclosure of usefulness deemed too “general,” and in submitted view of the inquiry evidence is at an end and appellants appellants I would find sections attempt are warned not to 112to satisfied. examiner, confuse board, or this court with prove evidence of facts my explain attempted I the invention is useful in the field Joly why I inven- dissent feel chemical purposes for the asserted. being wrongfully tors are discriminated injustice against. appellants majority opinion this case I believe readily apparent. my Operating supporting views. under here is evidence they thought they Considering simple be, the law invention of an application compliance admittedly filed an lubricant there- new and unobvious eight years later, alloy, with. Now over think do not that the through majority’s apply would either rush the Office or the find *30 alloy and trying to be “useless.” Yet both the lants are to claim “one of those conceivably can be found lubricant inactive steroids.” reasoning “useless” under Here, Joly, major- as in I find that “High majority temperature” al- here. ity misconstrues, misapprehends and loys inopera- well be and lubricants misapplies Manson, all to the denial temperatures. tivе or “useless” at low process appellants. due I therefore inventions, how- The usefulness these dissent. ever, not tested reference to be so, art; if that were one of no skill in the probably many specifications would an asser-
found to be “deficient” because useful as
tion that invention “alloy”
“lubricant” would general.” stated, Simply speci-
“too speaks ordinary skill
fication to those of ventions. Once these inventions lubricant art know how to use these in the Persons art, section ordinary given they skill and not can disclosure of experiment, alloy laymen. Application CCPA Raymond Appeal No. 7788. C. WALLACE. United States Court of Customs without the assistance of the inventor Appeals. and Patent skill, higher of a someone like or level of 4,May applications uses, to ascertain for the inventions. majority to me that con- seems knowledge
fuses own lack of concern-
ing requirements “steroids” with the legal
the law. for dis- see basis
tinguishing alloys steroids, between concerning use.
lubricants assertions of majority, The fact is that
personal observation, apparently is will- alloys presume and believe that ap- Further,
lubricants are useful.
parently willing presume and be-
lieve to them would be obvious products
to how such would be used. products
But here are ster- because oids, they many prod- other chemical presumed
ucts “useless” because majority personal is the belief of majority
that some “do work.” “proper”
has convinced itself required require
test “law” claiming prove he is not
one of what would “useless” term develop- invention, steroids. Chaos ment, and disclosure of inventions Wallace, pro Raymond se. C. I can see arts result reasoning. flowing majority’s Schimmel, Washington, Joseph D. C. from the indulging Washington, (Joseph D. Nakamura, There F. is no record basis contrary counsel), presumptions C., Commissioner for appel- specification, assertions in the Patents. U.L.Rev. 78 notes the Govern- in a included must be ment of ment’s brief Manson accord was patent, it was almost chemical saying: ignored. pletely Publication tightens September Tolkmith last case apparently by the assumed [I]t * * * requirement up more even [prior Patent Office to 1950] demanding specific utility. [Em- were neces- * * * phasis ours.] sarily spe- and that beyond inquiry cific the success of USPQ parte Tolkmith, Ex unnecessary process was therefore (1954), Patent Board was a Office * * [My emphasis.] *. involving applica- Appeals an decision n containing containing application tion an subject authority A on this further containing claims to a Irving Marcus, Manager, Or- General allegation of use as an intermediate Examining Group, ganic Chemistry composi- parasiticide constituent Office, Group 120 of who tions, under deemed insufficient signed in this the Examiner’s Answers referring vague- 112, the board U.S.C. § case, “The author of Patent Office
