*1 shown to the most producer put. input Direct was that no used record shows reasonable, by objective, and fair method of adopted accounting Commerce method court), whereby consump- the re- cost (and by accounting for the retort now factory or as Pidgeon process. as overhead tion in torts are treated There Nor is evidence contrary respectful- evidence. I indirect materials. substantial colleagues propose. “equivocal,” my ly dissent. Malaysian producer, CMV Minerals
Ltd., a “major the retorts as raw described See
material,” process. consumed agree My colleagues that the
“Malaysian producer[ classified retorts ] undisputed all input, which direct Maj. Op. at 1030.
parties this case.” that was company The Indian consulted INC., Corporation, APPLE a California Commerce, Magnesium Southern & Plaintiff-Cross-Appellant Ltd., magnesium ceased Chemicals had company’s accounting production. This rec- specifically ords call out retorts as a direct LTD., CO., SAMSUNG ELECTRONICS only expense year, report one Corporation, Samsung Elec- a Korean categories of “other” mate- direct broader America, Inc., New York tronics overhead, general rials and without itemi- Corporation, Telecommuni- zation, for years. the other available At America, LLC, cations a Delaware most, the incon- non-itemized treatment Liability Company, Defen- Limited clusive as retorts classi- whether were dants-Appellants fied as direct materials or over- factory 2015-1171, 2015-1195, 2015-1994 not, however, explain head. Commerce did categorization how “inconclusive” broad Court of Appeals, United States years specific some rendered treat- Federal Circuit. ment of as a direct irrele- retorts material Decided: October vant. Commerce also consulted Chi- another producer, Magnesium Corpora- China
nese (CMC). Although
tion majority states that it “Commerce found was unclear [CMC]
whether classified retorts as di- input,” Maj. Op.
rect CMC de- largest
scribes the as its retorts fourth
reoccurring, cost specifically variable
separates retorts from overhead “fixed
costs.” J.A. 100575. not disputed
It is the retorts are not only they
consumed use and that cost, major production but a significant cost. conclusive
unit
industry showing treatment is as a in-
classification of the retorts direct *4 Samsung Elec- (“Apple”) Picker- Inc. F. Cutler Wilmer Lee, William LLP, MA, Co., Ltd., ar- Samsung Dorr Boston Hale and Electronics ing tronics Also plaintiff-cross-appellant. America, Inc., gued for Telecommuni- AN- Burwell, represented America, (collectively, “Sam- cations LLC DaNA Olcott Christopher Danford, decision, J. MarK banc sung”). Relevant DREW this en Fletcher, Fleming, Lauren B. Sarah R. granted summary judg- court the district Mark D. O’Neill; Frazier, Riohard Wells in- accused devices ment Gregory Alto, CA; Thomas Palo Selwyn, Patent fringe the asserted claim of U.S. DC; Washington, Sprankling, Raohel (“the 8,074,172 patent”). After a No. '172 LLP, San Morrison Foerster & Krevans, trial, found the as- day thirteen Jeffrey CA; Francisco, Palo Olson, Erik 5,946,647 No. claim of Patent serted U.S. Alto, CA. (“the infringed, and the dis- patent”) '647 Sullivan, Quinn Emanuel Kathleen M. Samsung’s requested trict court denied Sullivan, LLP, York, Urquhart & New (“JMOL”). as a judgment matter law NY, Also argued defendant-appellants. jury also claim of found the asserted Adams, represented Mi- David William (“the 8,046,721 pat- No. '721 U.S. Patent Cooper; Cannon, Kevin chael Cosmo Brian ent”) infringed and the invalid Johnson, Maroulis, Fishman P.B. Victoria not inval- claim of the asserted Shores, CA; Redwood Quinn, B. John *5 The district court denied Sam- id. later Watson, Zeller, Thomas L. Michael Scott requested judg- sung’s JMOL and entered Angeles, Los CA. Samsung appealed accordingly.1 ment grant summary judg- court’s of district PROST, Judge, Before Chief infringement patent, ment of as to the '172 MOORE, LOURIE, DYK, NEWMAN, as to non-infringement of JMOL of denial WALLACH, O’MALLEY, REYNA, patent, of JMOL of the '647 and denial HUGHES, STOLL, CHEN, Circuit patents. as to obviousness and '172 '721 Judges.* Concurring opinion in without the result Progress II. Procedural Judge Circuit HUGHES. Dissenting Opinion by Judge Chief filed A. The to Grant Decision PROST. En Banc Review Dissenting Opinion by filed Circuit 26, 2016, February of this panel On Judge DYK. of with court reversed JMOL denial Dissenting Opinion filed Circuit jury infringement regard to the verdict Judge REYNA. patent to the and non-obviousness '647 Apple to the '721 and filed patents. '172
MOORE, Judge. Circuit banc. petition rehearing en I. Introduction argued that petition panel reversed finding infringement appeal from a '647 The current results infringement relying on patent by suit countersuit between extra-record evidence * Judge Samsung’s participate, but Circuit not claim '449 had not did Taranto infringed asserted claim of Separately, jury Samsung found that $158,400 patent and awarded infringed Ap claims of had the asserted damages. patents. Additionally, panel We decision as ple’s jury '414 or '959 reinstate Apple infringed appeals relating found that the asserted to these issues. had that the the appellate “none which was record and conclude court cannot panel appears only through rely to have located on extra-record extrinsic evidence independent Apple Apple the first instance or findings research.” Pet. make factual argued sug- this extra-record extrinsic evi- about such extrinsic what modify gests to agreed plain meaning dence was used about the of a claim See, unappealed term in the art at the relevant time or construction. how e.g., id. (“The panel such may [this looked to extra record inform our understanding its own of how evidence] extra-record create the accused device plain meaning requiring operates. ‘server’ as We likewise did need addi- program.”). Apple briefing, argument ‘stand alone’ ar- tional also determine gued appellate that this permitted extra-record evidence was court is not “considering used in question findings the factual appeal- reverse fact were not Samsung’s phones appellate whether met the ‘ana- ed or required court is lyzer See id. jury limitation.” server’ 8 to fact findings they review when (“The panel dictionary relied on appealed also substantial evidence. The encyclopedia panel entries inform its under- nearly jury reversed fact dozen standing library findings including infringement, how'the shared code motivation Samsung’s phones combine, (emphasis work.” the teachings art ref- original)). erences, success, also argued that the industry case commercial praise, copying, should en banc “in long-felt be taken because need across decision,” unprecedented re- panel patents. despite three different It did so nearly every finding findings versed fact the fact that some of these were Id. at 1. Apple. which favored not appealed mentioning and without ever the applicable substantial evidence stan- granted Apple’s petition We en banc regard objec- dard of review. And affirm understanding our appellate indicia, it ways departed tive did so function to deciding as limited issues *6 existing law. appeal by parties, deciding raised on the dissents, only these on the basis of Judge Dyk’s issues the record and in dissent below, made as requiring particular, big questions and raise appropriate about how to of applied aspects deference be the review fact the ought of obviousness doctrine findings. operate. to But no or party—at panel There was need solicit addi the argument tional briefing question petition rehearing or the the stage— en banc of appellate panel changing whether an look to this court to can consider the invited existing extra-record extrinsic evidence to construe law obviousness. We did patent claim “The take case en Supreme important a term. Court this banc to decide made the components legal clear that factual about questions workings [of the inner claim applied include ‘the back the have construction] law obviousness. We ground the in meaning existing science or of a term facts of obviousness law to the this during the art the time took relevant relevant ease. banc to affirm We case en Pharms., Sandoz, Teva Inc. v. period.’” appellate our func- understanding of'our Inc., (Fed. 1335, 2015) law, tion, apply governing 789 1342 Cir. F.3d the and Pharths., Sandoz, (quoting Teva Inc. v. our fidelity Supreme maintain — — Inc., U.S.-, 831, 841, Teva 135 S.Ct. Court’s decision. Teva, L.Ed.2d-(2015)). After fact such En B. The Banc Decision findings indisputably province to We affirm and reinstate the district district court. We did need '647, '721, briefing judgment solicit or as to and argument additional court’s 1040 jury- N.L.R.B., patents. conclude Edison Co. 305 U.S. 172 We N.Y. 197, 229, 206, (1938). 126 supported on each issue is sub-
verdict S.Ct. L.Ed. that the stantial evidence record and Infringement question a denying -not err court did when district Inc., Techs., Gateway, fact. Lucent Inc. v. According- JMOLs. respective 2009). Our F.3d Cir. opinion affirm panel ly, we vacate and on appeal review is limited to whether judgment respect court’s district in rec there was substantial evidence panel patents. to these We reinstate Id. support ord verdict. We 6,847,- regarding opinion U.S. Patent Nos. underlying presume the resolved all 959, 7,761,414, 5,579,239, 6,226,449. In in favor of verdict. disputes factual panel respects, all other decision Servs., Inc., Sys., SSL LLC v. Citrix jurisdiction vacated. We under have 1073, 1082(Fed. 2014). Cir. 1295(a)(1). § U.S.C. The '647 discloses system detecting method for structures such III. Discussion addresses, numbers, phone, dates documents, or linking then actions or review district court’s We commands those structures. When denying granting der or under the JMOL document, system detects a structure regional circuit. In applied standard “analyzer an links to that actions Circuit, server” proper the Ninth JMOL “is when things Actions detected include structure. permits one reasonable placing phone adding such as call or an contrary conclusion the conclusion is address an electronic address book. See City to that See Monroe v. jury.” 2:21-41. claim 2001). asserted Phoenix, (9th 248 F.3d depends from 1: which explains The Ninth Circuit evi “[t]he system A light computer-based must most dence be viewed detect- nonmoving ing performing party, favorable and all structures data and structures, comprise actions reasonable inferences must be drawn detected ing: that party.” Id. Circuit favor The Ninth grant
reviews district court’s decision to data; input an for receiving device deny Id. JMOL de novo. output for presenting device
data;
memory storing
information includ-
A.
'647 Patent
*7
ing program
including
routines
Apple asserted infringement
an analyzer
detecting
sener
for
patent.
claim of
'647
The jury
the
found
data,
structures
link-
for
Ap
Samsung infringed
and awarded
ing actions to the detected struc-
$98,690,625.
ple
district
J.A.
The
40869-79.
tures-,
denied JMOL
court
non-infringement.
enabling
a user
selec-
interface
the
Samsung argues
the district
40-48..
tion of a
a
detected structure and
granting
erred in
for
court
its motion
action;
linked
non-infringement.
JMOL
Because
processor
performing
an action
for
the
support
was substantial evidence to
the selected action linked to the se-
verdict,
evi
we affirm. “Substantial
,..
structure;
lected
and .
dence
means such
as
relevant evidence
might
ade
accept
processing
coupled
input
a reasonable mind
a
unit
the
to
device,
quate
device,
to support
output
Consol.
the
and the
conclusion.”
controlling
the
memory
execution
per-
broutine
CPU to
that causes
program
routines.
sequence
operations
form a
on that
system
The
detected structure.”
recited
wherein the user interface enables selec-
Instrs.,
Final
Jury
Annotated
Ap
No.
tion
by causing
of an
the output
action
ple
Samsung
Co.,
Inc. v.
Elecs.
5:12-
No.
display
pop-up
device
menu of the
cv-00630-LHK,
(N.D.
Motorola, Inc,,
The term server” means “a spective, specification discloses an server separate routine from a client analyzer separate from server having receives data structures application analyzer serves. The client.” part 165 of “program server present at col. “linking term actions to the detect- invention.” '647 “creating speci- 11.38-39. Fig. program ed structures” means shows fied separate connection between each parts detected and the application 167 *8 (RAM): memory and at computer structure least one of a su- random-access program Further, “shows the 165 and Id. specification Fig. a ran- separate parts of application 167 as 165 of the program that “the states (RAM)” they memory dom-access is stored RAM 170 present invention Id. Under the “separate thus structures.” identify 120 to struc- causes CPU construction, program Motorola presented by applica- in data tures Thus, separate re- Id. at col. application satisfied 37-41. tion 167.” they structurally because were analyzer quirement specification describes the i.e., parts separate, located different which it application, and the server case, parties agreed serves, RAM. In separate structures. Motorola construction be given to that the (red fig- Id. at 1304-05 box annotation appealed that jury, party and neither added).2 explained This court that the ure construction. separate requirement for the patent’s however, used extra-record panel, analyzer “program server is met when the agreed modify extrinsic evidence “application 165” 167” are stored unappealed construction of “ana- upon and of random access memo- “separate parts It Op. at 10 n.5. lyzer Panel Id. As we Figure 1 of the server.”3 ry.” explained, Dictionary library (software library), Program opinion court in Motorola— 2. The district (4th Computing 1996) ("Usually deter which we affirmed—likewise based its ed. "separate” that the library mination of on the fact only necessary to reference analyzer in dif client and server are located automatically program to be in- to cause it citing Figure memory, parts of the also ferent (emphasis corporated program.”) in a user’s patent: "Had the intended ("A added).”); at 10-11 n.5 id. client/server appli analyzer integrated into the server to separation of relationship a 'clean assumes cation, separate, program box rather than the client and the server are functions'—both logically appear application inside operating programs, independently per- each Inc., Figure Apple box in 1." Inc. v. Motorola See, Stephen forming separate e.g., functions. 1:11-cv-08540, 12537293, at *6 No. 2012 WL Object-Oriented Montgomery, Information L. 19, 2012). (N.D. Ill. Mar. Imple- Engineering: Analysis, Design, and (1994).”). argues mentation panel opinion extra-rec- 3. The also used the portions of same extra-record evidence operation of ord evidence to understand the panel support Apple's posi- See, not cited e.g., Op. products. Panel the accused findings regarding the ("In words, tion. We make library pro- the software other teachings evidence. of the extra-record gram part program. See runs as of the client *9 Samsung’s systems that separately analyzer held accused did at the part server as a infringe Samsung because “the soft- of a separate routine.” at Apple’s Id. 44:55. library programs ware are not counsel repeatedly clearly rejected ‘standalone’ separately.” that run programs Op. panel’s suggestion Panel that “separate” means a party changed at for this program 13. Neither asked standalone separately. which runs construction.4 And there is no requirement foundation “There is no claim in for it. terpretation Motorola that it run as a standalone program.” Arg. Apple Oral at 34:55.6 ar agreed The claim that Apple dissents gued panel’s proposed that the interpreta during argument.5 a new construction oral “separate” tion of was “a new claim con Apple’s The dissents take out statement actually specific struction that’s more Apple’s context. When that counsel stated charge. different than No one has analyzer separately, server runs he urged you to do that. is no sugges There explaining analyzer was server interpretation tion that is memory; runs its own location in wrong.” Id. at 45:45.7 Apple reiterated its library copied shared code is not into and objection to panel’s modified construc part application. run as the client See tion in Rehearing.8 its Petition for Arg. big fight Oral at 29:15-30:25. “The this, big fight, this was the does the Claim construction was appealed analyzer get copied from the Apple code server we agree agreed do not part analyzer and become panel’s change server the construction ana- run, where it is or is one copy lyzer Even server. counsel code, it is run at analyzer agreed, “[Apple] server is correct that we are not it, argue require did not Motorola tion doesn’t and the claim doesn’t it, expanded require construction should be require separate or modified but it does rou- tine.”); ("There require "analyzer requirement server” "run at no id. 44:00 separately” or legally program.”). "stand alone” from the client be it a standalone application. The where instances Motoro- “separate” la uses the word are when de- Apple’s explained require counsel that to locations, scribing "separate parts such as analyzer pro- server to be a standalone (RAM)” memory a random-access or describ- gram taking interpreta- be the claim “would ing analyzer application server and client given in tion that was the Motorola case and Motorola, "separate structures.” 757 F.3d reinterpreting require something it more parties at 1304-05. Both tried the case and 44:00; specific.” see id. at Id. 46:05-46:25 presented appellate arguments based on this (“Court: question is what does the claim The understanding. honor, your interpretation Apple: No mean? they haven’t raised that issue. There is no argue agreed Apple interpretation, 5. Two of the dissents there is no issue issue of claim incorrect, panel’s analyzer construction that the ser- of whether it was there is no issue is, given. only question ver must "run on its own.” Prost Dissent at of whether it was 1073-74; Dyk charge, Dissent at 1085. We note that on that was there substantial evidence decision.”). Judge Reyna’s support dissent not address this does issue. ("[T]he panel 8. See Pet. 6 relied on non- ("There Arg. finding 6. See Oral at 28:45 also record sources to make its own alone.”); requirement meaning. Specifically, plain that it be [server's] stand id. at ("There nothing panel 33:15 in the claim inter- ruled that 'servers’ must be “standalone ”); says pretation programs’ separately.’ has to stand alone. It that run id. at 7 n.4 routine.”); ("But says separate it has to be a was clear that '[t]here id. counsel ("The question requirement analyzer [the 40:15 is ... does the claim is no server] standalone, require completely separate requirement is that it be a be standalone. routine, ”) (alterations separate original). interpreta- and this court’s routine.’ Motorola *10 performs Oral devices all the claimed the claim accused disputing construction.” our functionality—the per- return to Arg, dispute 1:12:40. We thus is where'it at agreed was Samsung construction which Motorola forms those functions. contends case, given parties upon by the in this library in its devices is shared code the “analyzer ser- jury, appealed: and the ap- copied incorporated and into the client separate from a is “a routine ver” server run, the is it runs plication, so when code having that receives data structures client Therefore, application. of the client part evaluate whether from the client.” We library not “separate” is its code shared jury’s for the is substantial evidence application. client from the infringement con- finding of under library contends the shared code struction.9 Samsung’s cop- in accused devices never Samsung argues no appeal, reason- On library. It rather at the ied but remains its accused able could have found that, application when contends a client the limita- “analyzer meet server” devices Samsung’s library wishes use shared devices do not the accused tion because code, application goes the to the shared from “separate” routine contain server Therefore, library uses the there. and code 16-25. Samsung application. the client Br. Samsung’s library “sepa- shared code argues “the It uncontested from the client. rate” Mes- at the Browser and trial showed their senger applications each contain own limit our review to appellate We analyz- application routines within the evidence the district record before (ie., performing detecting ing the data record, court. On we hold that sub functions) rely on do not linking supports find stantial (emphasis in separate at 18 server.” Id. Samsung’s con ing that accused devices original). argues that in its It accused de- “a separate tain server routine from vices, application when client needs having client that receives data structures code, copy it from library “it will shared Motorola, from See at the client.”' 757 F.3d it library part and will run as 1304. It Id. cites the testimo- application.” “[y]ou go ny expert, Jeffay, of its Dr. Apple’s expert, Mowry, Dr. testified that library, you out of the take code “analyzer server” in the accused de- library, you integrate your applica- it in code,.and library client vices shared tion, point library at that code is Messag- applications are Browser and than in any no different other code ing applications. J.A. 13030:4-22. He testi- application.” Id. at 21. library shared code fied applications “separate” is no and client are be- dispute regarding
There real library they separate parts are whether shared cause located code allege library fringe library Two of the dissents that the because where the shared (whether programs satisfy analyzer copied cannot server was into code used use), despite they sepa- application limitation not wheth- the fact that the client before See, detecting programs perform application. rate which er it was used the client 19, 21-22, 17, 18, linking request in response e.g., actions to a client Br. 24. The required concept analyzer Prost server claims. Dissent must 1073-74; Dyk or Dissent at 1085. The lan- "standalone” "run its own” or run guage applica- apart plainly request client has no indicates that the isolation a client analyzer perform patent, uses the tion server to foundation '647 our functions, decision, linking pat- detecting parties briefs on See Motorola Samsung argued appeal ent claim 1. in- court. it did not to this *11 memory: “the are in position shared libraries devel- the best to determine whether application” oped independently of the and it Mowry Jeffay found Dr. or Dr. more See, “designed different persuasive. e.g., be reused across MobileMedia Ideas 13035:12-18, applications.” Inc., J.A. 13036:13- LLC v. Apple F.3d 2015) explained only (“[W]hen 20. He “there’s one that there is conflict- code,” copy library ing trial, the shared testimony and when at and the evidence applications Samsung’s in only client accused finding overall does make one on code, library point reasonable, use the devices wish the “those jury permitted the is applications go to it code and use to make credibility that determinations and be- to, they where it is want time access lieve the it each witness considers more trust worthy.”).10 that code.” He J.A. 13035:22-25. testified no error in We see district the that, devices, in the one copy accused court’s conclusion substantial that supported shared “20 library may jury be respect code shared verdict with 100” this applications, different J.A. limitation. that, 13036:13-20, in ap- and order an Linking Actions code, plication to library use the the appli- cation “go library must the shared code appealed also dis in in place comput- the one that exists the- trict court’s denial of JMOL non-in Id.; memory er to use it.” see fringement upon hardware “linking based ac (“It also J.A. 13037:1-6 has access tions” limitation. We hold that there was goes and it to the it code where is and to support jury’s code substantial evidence there, finding uses it and it time does each that the accused meet devices code.”). Mowry “linking Dr. accesses the actions” con limitation under our applications also testified the client Motorola. struction library and shared code the accused Motorola, “linking we construed ac- devices are “in part stored a different tions to the detected structures” “creat- n the address He con- base.” J.A. 13036:1-2. ing specified connection each between library, cluded that the shared code and detected structure and com- at least one programs client devices are accused puter subroutine that causes the CPU -to “definitely separate.” 13036:20. perform operations -of sequence on that record, Motorola, On this substantial evi- detected structure.” support finding dence to appeal, Samsung argues 1307. On “analyzer meet server” “specified accused devices connection” the accused Jeffay provided contrary limitation. Dr. request per- devices between a user’s testimony Mowry, jury application to Dr. form some but action 3073:13-17; credibility jury. misleading.”); leave We We issues id. at id. at repeatedly (“He note that the district court map, men- 3076:7-9 was all he over the Dr, Jeffay,gave expert tioned that give opinion plain ordinary didn't testimony particular inconsistent lim- about server, meaning analyzer very he’s incon- See, e.g., itation. Tr. at 3058:6-10 4/28/14 throughout.”). sistent The district court also ("[Dr. Jeffay map over has] been all Jeffay in Dr. its JMOL order for scolded plain ordinary meaning about what the attempting argue “misleadingly” he had of this term is been .... all over He's used the Motorola constructions "since the (“He's map.”); all id. at 3059:2-3 over very day I worked on this J.A. 43. first case.” plain meaning map ordinary of ana- A could have concluded that reasonable ("I server.”); lyzer id. at 3063:17 think that is negatively impacted such inconsistencies testified.”); contrary just to how id. he persuasiveness Jeffay’s opinions. of Dr. (“What’s 3072:17-18 been testified to thus far however, requested requires action. detected performs the
ultimately Samsung argues ‘computer structure subrout- specifically, More linked “startActivity()” perform’ subroutine—the accused that causes the CPU to ine Samsung’s prod- subroutine” “computer (emphasis original). function.” J.A. 45 satisfy con- specified ucts—does quoted rejected Samsung’s The court Samsung Br. 27. It requirement. nection argument specified that “no connection ex- *12 startActivity() merely determines argues ‘you requires ists claim 9 link because perform request- will application which performs program the actual than performing ed rather the task action function,’ dialing phone such as a number.” Thus, “specified at 29. a connec- itself. Id. Jeffay). Dr. (quoting Id. startActivity() to the subroutine tion” agree We the district court infringe there is no would not- because Apple presented substantial evidence application that ultimate- connection specified that the accused contain a devices ly task. performs the Id. connection between a detected structure argument can be illustrated This computer and a subroutine causes the (the example. operat- through an Android perform operations. to sequence CPU a ing system phones) run on the accused devices, the detected accused struc phones typically multiple applica- contain data, an object ture is such as a capable sending emails. When a tions phone number or address. email J.A. email, inputs a to send an user command 10854:11-25,10858:3-12. computer And the phone prompts the user to select an ais method called “startActivi subroutine application to send the email. available ty().” Mowry Dr. J.A. 13040:25-13041:4. or may appli- be two three available There phone that the numbers testified and email cations; application the user selects which object. form of an Intent part addresses contends is not use. this a J.A. 10858:3-12. a user wishes When “specified connection” because the user’s perform some action in the accused devices particular appli- is not tied command to a (such place phone call send performs cation that the command. See email), setlntent() passes a method called 28; (tri- Samsung Br. J.A. 11586:1-11587:6 object startActivity() the Intent su Haekbom, Google al testimony Dianne Dr. broutine. J.A. 13040:6-23.11 Mowry ex argues- engineer). It is “no evidence that if a wants plained “program open specified of any connection between detect- program, Intent object.” it uses an another actions,” Samsung ed structures and Br. 10861:4-6. J.A. He described startActivi added). 26 (emphasis ty() that launches “launcher” other construction, however, claim does Our perform requested programs action. specified not require a connection between example, For if J.A. 10858:13-20. a user applications detected structures and the call, phone to make wishes startAc- It perform operations oh them. re- tivity() launches the user’s subroutine se quires specified connection between de- dialing application. lected J.A. See 10861:4- computer structures su- tected 10. causes perform broutine that the CPU to According Mowry, startActivity() to Dr. operations. court made district computer its “the observation JMOL order: “The subroutine causes actions,’ perform construction ‘linking sequence opera- Motorola the CPU Mowry product. [of Dr. testified that “the names on the version of accused J.A. depending are a different” subroutines] little 10862:16-20. structure,” B. as our The '721 Patent tions on that detected requires. J.A. construction 13040:25- infringement asserted of claim 8 Mowry testified that startAc- 13041:4. Dr. patent. entered a tivity() “necessarily” called when user infringed that claim' 8' verdict 13040:6-23, action. J.A. particular selects a would not have been J.A. obvious. explained 13041:7-16. He that “if the user Samsung challenges the district option, picks particular that information court’s denial JMOL that 8 would passed procedure another shown agree will'be have obvious. been We with the bottom, district court that on the is called Activi- there was substantial which Start support jury’s underlying ty, and that is the launcher.” findings fact .findings and that these fact “you get 10858:13-20. He testified that supported the that Samsung conclusion Activity different behaviors Start convincing to establish clear and failed you based on fill how fields *13 that claim evidence 8 would have been object. Intent that causes the different So obvious. A actions to occur.” 13042:25-13043:2. on jury have
reasonable could relied this question of Obviousness is law testimony Samsung’s find accused underlying based on facts. Kinetic Con linking devices actions limitation. meet the Inc., v. cepts, Nephew, Inc. Smith & 688 J.A; (“[T]he jury See 45 could have deter- 1342, (Fed. 2012). F.3d 1356-57 Cir. When startActivity() this mined satisfies reviewing a of of denial JMOL obvious it admittedly limitation is linked because ness, jury there is a box where black ver of performance subroutine that causes dict, here, presume is the case as we the action.”).12 jury underlying disputes resolved factual of the verdict winner and leave favor Circuit, proper In the “is Ninth: JMOL presumed findings those if undisturbed when rea- permits only the one evidence supported substantial evidence. Id. We is sonable conclusion and the conclusion legal then de examine conclusion novo Monroe, contrary jury.” of the 248 to that light of those facts. at 1357. Id. Mowry’s testimony pro- F.3d at 861. Dr. Co., In v. John 383 Graham Deere U.S. of infringement. vided substantial evidence 1, 17-18, 684, 86 15 545 S.Ct. L.Ed.2d light Mowry’s testimony, can- of Dr. we Inc., (1966), and KSR Int’l Co. v. Teleflex permits conclude evidence 398, 406, 1727, 550 U.S. 127 S.Ct. is one reasonable which conclusion (2007), Court Supreme L.Ed.2d set contrary jury verdict. see no We in- out framework for the obviousness error in the district court’s denial of JMOL § quiry under U.S.C. 103: of non-infringement. § scope and content of Under validity pat- judgment the '647 determined; art are to prior dif- ent was not affirm the dis- appealed. We art ferences between the and the ascertained; trict of JMOL to this court’s denial at issue are to be claims patent. ordinary skill in the level Samsung argues “specified specified Because also con- connection limitation. place nection” the user we conclude that there is substantial record must be before begin timing argu- operations finding, on a for this selects a command to necessarily Regardless, we see no detected This ment fails. structure. Br. 31-32. claim, timing argument premised timing is limitation in the and construc- on startActivity() satisfy appealed. claim was not contention does not tion this course, present.”). requirement is Against art This
pertinent resolved. recognition of fact that each of or nonobvi- background, obviousness subject helps deter- factors inform ultimate matter is Graham ousness Kinetic secondary determination. Con considerations obviousness mined. Such success, Nike, 1360; un- 688 F.3d at Inc. v. Adi long cepts, felt but commercial (Fed. others, etc., AG, needs, Cir. failure of das solved 2016) give (holding secondary light utilized might be surrounding origin of be examined to considerations must deter circumstances patent- impact to be three subject sought matter mine its on first Graham factors). ed. patent portable de- The '721 discloses
A whether determination display with a that can vice touch-sensitive under claim invalid as obvious performed via gestures” be “unlocked § requires consideration all four patent at Abstract. the screen. factors, Graham error reach “problem teaches associated of obviousness until those conclusion all portable using touch with screens de- Cyclobenzapr are considered. In re factors activation or vices the unintentional Hydrochloride ine Extended-Release deactivation functions due uninten- Litig., Capsule Patent 676 F.3d tional screen.” contact the touch Id. 2012) (citing Richard 1075-76 1:38-40. “Unintentional activation deac- Co,, Upjohn son-Vicks Inc. 122 F.3d *14 tivation functions due unintentional 1997)),13 (Fed. 1476, Objective 1483 Cir. contact with the screen” is common- touch must be indicia nonobviousness consid See, ly dialing.” to as “pocket e.g., referred See, every case present. e.g., in where ered Cockburn) (Andrew (de- J.A. 10638:9-13 Deepwater Drilling, Transocean Offshore scribing “pocket problem”); dial USA, Inc., Drilling Maersk Inc. v. (“Apple’s Br. '721 discloses 1340, (Fed. 2012) (“[Evi F.3d Cir. user-friendly problem to the solution oí rising ‘secondary out dence so-called accidental activation mobile touchscreen always present considerations’ must when (e.g., ‘pocket dialing’).”). Greg devices en route to considered a determination Christie, patent, an inventor '721 (quoting Stratoflex, Inc. v. obviousness.” problem and he his col- described (Fed. 1530, Aeroquip Corp., 713 leagues set out solve: 1983))); Corp. Simmons Cir. Fastener Works, Inc., 1573, use, Illinois Tool 739 F.2d were about accidental [W]e worried 1984) (“The [sic], dialling section 103 pocket phone getting accidentally, test of forth Gra or nonobviousness shut down since we set were part comprising, four inquiry going ham is a have all these features on the (scope phone, messaging, the three familiar like elements e-mail and we art, that, know, mail you and content of differences were worried could prior art or accidentally between the and the claims be sent deleted acciden- issue, of ordinary skill in the or tally phone level would answer and itself art), pertinent simply surface—you but also evidence second because the touch is, know, like, ary like, when if it the touch considerations such evidence sur- courts, though secondary appropriate, invited Even and where considerations look secondary argued Supreme any were in KSR Court considerations would obviousness, KSR, regard prove the Court ex- 550 U.S. at instructive." plains: inquiry sets S.Ct. “Graham forth broad know, leg pocket, against your your face or day, we tens hundreds of times a like, know, you that just, be, were so we worried want didn’t the instruction around, moving jostling you know, around would insulting or talk down to the ,to trigger things customer, the screen. want it be cum- We didn’t bersome, something they J.A. 10601:4-13. grow tired of after while. impor- also describes phone Apple’s expert, tance of Dr. making “user- 10602:6-20. Cock- activation burn, friendly” possible. explained “efficient” It that there was a tension preventing pocket dialing teaches: between ease of use: has to It [I]t “... work. has to for Accordingly, there a need more in preventing succeed efficient, accidental activation user-friendly procedures for by yet mistake. be some- devices, screens, But needs .to unlocking touch such thing do,, easy easy that’s so but not applications. generally, -More and/or accident, that it can efficient, occur and it suc- there is a need more user- ceeds that.” JA.. 10639:19-23. friendly transitioning procedures devices, screens, such touch ap- and/or Apple asserted claim depends which plications between user interface states from claim against several de- (e.g.; a user state for interface vices. These claims recite: first to a application user interface state device, portable A7. electronic com- for a application, second between user prising: application, interface states the same display; touch-sensitive states). locked between unlocked memory; addition, for sensory a need processors; one or more progress feedback to regarding the user one or modules more stored input towards satisfaction a user con- memory configured for execution dition required for the transition or more processors, the one to occur. *15 including one or in- more modules '721 Mr. Christie at 1:56-67. testi- structions: fied that the ease the user interface was to a contact detect vrith the touch- a central design consideration devel- when display prede- a first sensitive oping to unlock the slide feature: corresponding location to fined thought to [W]e some sort of introduce image; unlock gesture. definite We we to knew wanted continuously to move unlock im- the have some instruction. knew we We age display on the touch-sensitive in wanted to be the the interface obvious movement of accordance with the It possibly customer. would be first contact while continu- detected experience even a retail environment. with ous the touch-sensitive contact They’re they deciding want to whether maintained, display wherein the iPhone, buy up you it. They pick this graphical, is a image unlock interac- know, they if very would be bad object with which tive user-interface phone they looked at the had heard to unlock interacts order a user so at it they much and look about and device; and figure “I use I
(cid:127)say can’t out how to this. how to electronic don’t know unlock it. It’s locked.” hand-held unlock time, At image the unlock people we knew if moved same device you predefined location on unlocking phone, would be their from first “entertainment, controllers for predefined touch to a mounted screen systems.” Id. region security, and climate control unlock the touch-sensitive in- were to be display. These controllers intended or the into the stalled “flushmounted wall com- further The device claim cabinetry.” presented Id. The authors six display visual prising instructions unlocking alternative mechanisms to communicate a cues direction students, undergraduate group fifteen image required of the unlock movement including toggle” a “slider a user where to unlock device. by “grab[bing] activate controller could Samsung’s found that accused jury The it to other pointer sliding] patent. infringed claim 8 devices preferred side.” J.A. 20743. The students Samsung appeal J.A. 40872. does “toggles pushed” “toggles that are over also found aspect of the verdict. The slide,” generally ranked the slider was willful Samsung’s infringement paper fifth of the six alternatives. Id. prove clear failed pre- also notes sliders “were not convincing claim 8 invalid. ferred,” “sliding is complex task more verdict, Samsung Following J.A. 40874. simply touching,” than “sliders alia, that, for JMOL inter moved implement are more difficult to than but- Samsung did have been obvious and would tons.” Id. willfully infringe claim. district court motion as obvi- denied appeal, not contest On does granted the motion as to will- ousness but that, together, Neonode and Plaisant dis fulness. Rather, all the of claim 8.14 close elements Samsung argues would have claim 8 parties dispute person whether light combination of been obvious ordinary skill the art would have been and Plaisant. “Neonode” refers Neonode unlocking motivated combine one N1 Quickstart to the Neonode Guide. J.A. mechanisms disclosed Plaisant with a mobile device 20713. Neonode discloses Samsung argues was no Neonode. “there explains a touch-sensitive screen. It with any suggesting kind that Plais- may that a user unlock the device application ant’s a wall-mounted device user pressing power button. After the lead inventors not to combine Plais- button, presses power appears text Br. Samsung Resp. ant Neonode.” sweep to instructing “Right the user to expert, Greenberg, 19-20. Its Dr. testified Sweeping unlocks the right unlock.” then person of ordinary that a skill “would be *16 unit. J.A. 20725. be highly interested” in both references sys refers corre- “they “Plaisant” to a cause both deal with touch base video tems, they in 1992 both interfaces.” sponding two-page paper published deal with user Toggle Design” Greenberg “Touchscreen 11982:13-17. Dr. testified titled J.A. person just looking Catherine Plaisant and Daniel Wallace. that “a would two, to con- think it natural these paper J.A. 20742. authors combine Plaisant, slider, taking experiment an to which well the ideas in ducted determine is, (“toggles”) prefer putting controls on wall- them on the Neonode users appear dispute prior not art to be 14. There does to be a considered for obviousness inquiry. parties two makes clear between over whether the does not end Graham prior inquiry requires analo- obviousness references are art and within the that the a deter- course, gous concluding the ref- whether the claimed invention arts. Of mination scope within have been skilled artisan. erences are and content of would obvious to a Pharms., Inc., just very thing a routine to think about F.3d TWI (Fed. design.” 2014); interaction J.A. terms Cir. 1196-97 Transocean Off- Samsung points to the 11982:23-11983:2. Deepwater shore Inc. v. Drilling, Maersk which sliding Plaisant reference states that USA, Inc., Contractors 617 F.3d likely movement “is less to be inad- done (Fed. 2010). KSR, “Before we Samsung Br. vertently.” (quoting 35-36 consistently the question had also treated 20743). J.A. to prior motivation combine art refer- question a ences as fact... KSR did not Apple that a artisan de- counters skilled ” change .... Wyers this rule v. Master signing phone a mobile not would' have Co., to to a Lock been motivated turn wall-mounted 1238-39 2010); (“[W]hether air conditioning controller solve the Cir. id. at 1237 there pocket dialing problem. Apple Br. 26-27. was motivation sufficient to combine the (cid:127) Cockburn, expert, Its Dr. testified a ].”). references” is a “factual issue[ person ordinary skill would not have district court determined that a reasonable naturally been motivated to combine Neo- jury person could have found that a node and Plaisant. J.A. 12877:17-21. Dr. ordinary skill not would have been moti- way Cockburn testified that the the Plais- vated to combine Plaisant and Neonode: ant controllers “were intended to be used jury A infer from reasonable could [Dr. was the touch screen would be mounted testimony ordinary Cockburn’s] into cabinetry a wall or into and would not artisan would have motivated been control, control, for used remote to combine elements from a wall-motmt- appliances, office or home like air condi- appliances ed touchscreen home tioning units or heaters.” J.A. 12876:20-23. smartphone, view of particularly explained He also that Plaisant dialing” specific “pocket problem to mo- sliding toggles itself discloses that were devices that invention bile less preferred than the other dis- switches sought address. Apple points closed. J.A. 12877:7-16. Additionally, explained Dr. Cockburn teachings Plaisant’s “sliders were away Plaisant “teach[es] preferred,” “sliding complex is more sliding,” you use of it “tells because task,” and “sliders are more difficult sliding [toggle] use mechanism.” implement.” Br. ar- Apple 27-28. gues substantial there was (citations omitted).15 noting J.A. 55 After jury to conclude not have would is question that what reference teaches been a Plaisant and motivation combine fact, the district court discussed the Neonode arrive the claimed inven- about various statements Plaisant slid- tion. ing toggles and concluded that substantial supports findings fact art teach
What reference a motiva- es failed to establish skilled whether artisan agree tion to We have motivated to combine. 55-56. been combine references Pharm,, record, are questions of fact. See Par Inc. court that on this the district *17 prefer- away, regarding 15. The court denied on two users district JMOL its statements discrete bases. J.A. 54-56. Because we 'find ring are forms of switches relevant to a other support substantial for fact evidence the regarding finding whether a- skilled artisan combine, finding regarding motivation to we to the slider would be motivated combine not reach issue of Plaisant need the whether toggle phone in Plaisant with the mobile in note, away teaches however, that, from the combination. We Neonode. if. not teach even Plaisant does by findings supported tion evi- jury’s implicit fact Plaisant was also substantial weigh strength or the relative provided not have skilled artisan dence would Samsung’s against Apple’s combine evi- a motivation to its evidence with slider supported determining is limited to toggle with dence. are switch Neonode We for there was substantial evidence evidence. addition to the whether substantial Plaisant, jury’s findings, entirety on the in court ex- statements . the Ninth Circuit stan- plained: record. And under dard, we cannot conclude that evidence testified, contrary to Dr. Dr. Cockburn affords one reasonable conclusion and Greenberg, person ordinary contraxy jury. it to that of See in not skill art would have been Monroe, agree F.3d at We with 801. motivated combine Neonode “A jury the district could court: reasonable way in Plaisant such a invent testimony ordinary infer this an from First, provided He reasons. Plais- two artisan not have motivated to would been designs” “toggle ant described intended elements from combine a wall-mounted “touch used screen [that] be appliances for home touchscreen into wall mounted or into would be smartphone, particularly in view of the controlling cabinetry” “office or for specific ‘pocket dialing’ problem to mobile like appliances, conditioning home air Apple’s sought devices that invention jury A units or reasonable heaters.” address.” J.A. testimony could infer from this ordinary not been artisan would have Objective 1. The Indicia
motivated to combine elements of Non-Obviousness ap- touchscreen home wall-mounted particularly pliances smartphone, and a Supreme explained The Court dialing” “pocket in view of problem “may various factors also serve devices that specific mobile ‘guard slipping against into use of hind sought invention to address. sight,’ temptation to"resist the to read omitted). (citations teachings J.A. 54-55 into art prior Graham, invention in issue.” 383 U.S. agree analy- district We with the court’s (citation omitted). These S.Ct. sis. found issue of Because the commonly secondary factors known as validity presume we Apple, favor of it objective of non- considerations indicia conflicting expert testimony resolved obviousness. These include: commercial artisan and found that a skilled enjoyed practicing success devices been to combine have the slider motivated invention, patented industry praise for the phone cell toggle Plaisant with the dis- invention, others, patented copying by question closed Neonode. for our long-felt of a but unsatisfied existence review whether substantial evidence As need for this court the invention. held supports finding. fact implied con-We Stratoflex: clude does. discloses a Neonode Indeed, phone. mobile Plaisant of secondary discloses a wall- consider- air conditioning may mounted controller. often be the probative ations most jury had it- Al- It cogent both before references record. though arguments Samsung presents may establish often that an invention references, combining light ax-gu- appearing to have two these been obvious in jury. ments Our art It job were before is to not. evidence, losing posi- part review whether all the considered *18 just findings the re- derlying when of “industry decisionmaker favor reviewing praise mains in the art. specifically doubt after slide to un- lock invention.”. J.A. 56. It cited numerous F.2d at evi- 71S 15B8-39. introduced Samsung that internal both documents industry praise, copying, of dence commer- praised Apple’s slide to. unlock feature and success, long-felt pre- cial and We need. that Samsung modify indicated should its the the sume found that evidence was phones to .incorporate Apple’s own slide to preponder- sufficient establish each unlock feature: of ance We evidence. find substantial evidence, in support record each (cid:127) PTX 119 at presentation 11: pre- findings. those pared by Samsung’s European de- sign team a pic- June with Industry
a. Praise stating ture the iPhone that industry that Evidence Apple’s slide to unlock invention is praised product claimed or a invention way[] splving “[creative UI weighs that embodies claims complexity” “swiping and un- against an that the same claimed assertion on lock pre- screen allows to invention would Indus have been obvious. unlock,” 50950; vent erroneous J.A. try participants, especially competitors, (cid:127) Samsung PTX 121 at 100: software not likely praise an obvious advance group verification document with a Thus, over known art. if is evi picture noting iPhone un- of industry praise dence of the claimed “Victory” Samsung’s phone, like record, weighs invention in it favor “unlocking pre- iPhone’s standard is in of the non-obviousness claimed through cise as it is sliding, handled See, e.g., vention. Univ Institut & Pasteur any prevention allows Focarino, ersite Pierre Et Curie v. Marie motion,” wrong recommending (Fed. 2013) 1337, 1347 (¶ n - Cir. improvement” máke “direction' dustry praise probative ... provides iPhone, it the clarify “same as [and] cogent ordinary evidence that one of skill unlocking by sliding,” standard in the art ex would not have reasonably 51289; J.A. invention].”); pected [the claimed Power- (cid:127) Samsung PTX One, 19-20: docu- Techs., Inc., Artesyn Inc. v. 599 F.3d 2010) picture ment with a the iPhone (noting recommending improving the Sam- industry praise, specifically praise sung phone by making it “easy to from a competitor, tends to indicate unlock, [given lock screen that] al- obvi the invention not have been ous). guide ways shows text arrow like iPhone” to make the lock regarding appeal entire icon’s movement “be smooth and jury’s praise fact finding industry iPhone, continuous” like the J.A. 57 weighed in favor of is con- nonobviousness (JMOL 157); citing PTX Order “Indeed, in one half of one sentence: tained (cid:127) solely generic Samsung relied 219 at 14: district court PTX document (cid:127) ¿ praise not subject-mat- picture noting linked to actual iPhone ” “intuitively ter .... Br. 37. The indi- iPhone argu- rejected Samsung’s length district court cate[s] the direction and issue, determining unlocking ment on this sub- move when the lock screen,” 51603; un- supports stantial *19 invention, linking that in- thereby' (cid:127) claimed Samsung docu- 120 at 84: PTX patented invention. praise with dustry that of an iPhone picture with a ment Improve- the “Direction describes Copying b. un- bar to using a defined as
ment” is on the done phone, lock the briefing in its Samsung dispute not does de- document iPhone. The same evidence jury heard substantial Improve- “Direction scribes the fea- iPhone’s claimed copied it in- displaying the unlock ment” words, Samsung In other does tures. screen, on as is done on the struction substantial challenge appeal evi- J.A. the iPhone. Samsung in the record dence exists (JMOL citing several feature, Order See J.Ai 56-57 nor to unlock copied Apple’s slide documents). internal docu- Such Samsung appeal that this evi- challenge it does competitor patentee’s top ments from a conclusion copying supports dence admissions, acknowl- represent important not have been obvious. that claim 8 would patented of the advance edging the merits Samsung internal Apple cites the same art can be then state over the industry praise and for both documents n industry praise. Dr. used establish they show evidence of both. copying, as Cockburn, expert, testified “these multiple internal Sam- contains The record recognized Samsung documents various given by Sam- sung presentations different (citing of claim 8.” J.A. 57 advantages stating times sung groups at different 10640-52). J.A. is bet- to unlock feature the iPhone’s slide Samsung alternatives. ter than the various explained Apple pre- The court also (PTX 119); J.A. supra J.A. See showing trial Steve Jobs a video at sented (PTX (PTX 120); J.A. feature at an unveiling to unlock the slide (JMOL 121); citing PTX Order J.A. 57 swiped to Mr. Jobs Apple event. When (PTX 219). 157); many J.A. 51603 And into phone, “the audience burst unlock the conclude that the presentations same (Andrew these . Cock- 12879-80 cheers.” J.A. Samsung is for improvement direction bum). jury, was shown The video unlocking mechanism to be modify its inventor, Ap- Apple’s expert, id. This substantial like the iPhone. See all Marketing refer- ple’s President Vice by Samsung, and it copying testimony. See their enced video jury’s verdict supports (JMOL citing Tr. at J.A. 57 Order 4/4/14 not have been ob- claimed invention Christie)); 12879:17- (Greg 603:6-11 vious. Cockburn); (Andrew Tr. at 12880:2 4/1/14 Schiller) (“There (Phillip were
428:12-17
c. Commercial Success
event,
press in attendance
many
enormous.”).
the reaction was
brief,
appellate
opening
In its
glosses over commercial suc
also
any
not discuss
Samsung does
cess,
“Apple
sentence:
made
giving
one
light
of this evi-
appeal.
evidence on
a nexus between
no effort
to establish
dence,
argument that the dis-
we find its
subject
and the
matter
commercial success
only generic
trict court cited
praise
Samsung Br. 37. Commercial
iPhone,
of claim 8.”
praise
tied
the claimed
to the claimed
feature,
a nexus
requires
without
success
merit.
slide
unlock
Transocean,
d. Need particular regarding case the claimed art, prior long-felt Evidence of advances “as minimal as but unre over Martin, weigh -the non- they George can in favor of solved need here.” M. George it is importantly, of an F.3d at 1304. And obviousness invention because explains to infer M. Martin court that the “need” reasonable the need would prior persisted already have had been obvi had been met art the solution already problem for the ous. There substantial evidence devices solved Thus, long- George Id. jury to found issue. at 1305. M. have that there was Martin, be- unresolved for was the difference felt but need a solution dialing problem Apple’s prior art the claimed inven- pocket until tween minimal, unlock, already Ripple unlock, tion but art had glass and the problem patentee for unlock, solved the which the circle explained how each of long-felt there was a need. Id. claimed these failed solve accidental activa- argument long-felt sole need problem. jury tion Id. The could have rea- based, misreading George on a thus M. sonably this testimony found that estab- Martin. long-felt lished unresolved need. case, In this evi- there is substantial addition, could have found jury’s finding long-felt dence internal docu- same supported need nonobviousness upon industry ments relied Denying claimed invention. JMOL praise copying demonstrate Sam- issue, the district court testimony cited sung its compared rejected four of own expert: “Dr. Coekburn’s testi- (Kepler, mechanisms alternative unlock mony phone designers been try- had Behold, Victory, Amythest) & ing to problem solve the acti- accidental *22 mechanism, iPhone unlock slide to ‘pocket problem’
vation and the dial before Samsung the concluded iPhone slide existed, up the but had come only iPhone See, e.g., to unlock was better. J.A. 51028 ‘frustrat[ing]’ with solutions.” J.A. 57 (PTX (“Behold3: 120 at 28 Unintentional 10638-39). (quoting expert J.A. the While ,.. unlock occurs Lock iPhone undone first particular examples discusses sliding applied when action person: “I very have with frustrated been button”)); (PTX specific J.A. 51289 121 at options],” jury art could still [the the Lock un- (“Victory: gets The Screen reasonably testimony find was with slight locked flick motion”; “iPhone probative long-felt See need. . Unlocking as it is han- precise standard 10638:17-19. through sliding, dled preven- allows The district court also the testimo- cited motion”)). any wrong jury tion The inventors, ny of one the where he dis- Samsung could found that these doc- have pocket dialing.18 cussed concerns over Samsung, Apple’s uments show that fierc- portion addition to the of Dr. Cockburn’s competitor, est unsuccessfully trying court, by testimony cited the district problem. All solve same of this the portions upon testimony other his presented during to the jury evidence was jury finding predi- which the fact be could trial in this case. This consti- the The cated. record á document contained (PTX jury tutes evidence for the fact 55) substantial which all listed the finding long-felt was a but unre- that there alternatives iPhone slide to unlock. (Andrew need, patented which See Tr. at solved 680:10-687:15 4/4/14 Cockburn). Apple’s expert through This weighs went invention solved. alternatives, including several favor of non-obviousness. that, know, mail, you This how the inventor sent described could be worried problem to be solved: accidentally accidentally or deleted or Q: you problem guys phone simply What was would answer itself because working know, you like, were at the on time that came surface—you if touch it was up the '721 like, invention?. leg against your the touch surface ,. We were worried A: about accidental like, pocket, just, your we were worried that use, [sic], pocket dialling phone getting around, know, you jostling moving around accidentally, we shut down or since were things trigger would on screen. going to have all these features J.A, Christie). (Greg 10600:17-10601:13 phone, messaging, like we were e-mail.and be both intuitive to mechanism would Conclusion Obviousness pocket dialing problem
of the '721 Patent
use and solve the
phones,
for
to look to a
cell
wall-mounted
important
Acknowledging
“it can
for an
two-
controller
air conditioner. The
that would
identify
a reason
have
page Plaisant
in 1992 re-
paper published
ordinary
person
skill in the
prompted a
ported
user-preference
of a
the results
relevant
combine the elements
field
survey
undergraduates
of fifteen
on six
does,”
way
claimed
invention
new
computer-based
That
different
switches.
Supreme
“[h]elp-
Court cautioned
artisan
look to
skilled
the Plaisant
however,
rig-
insights,
ful
need
become
paper
to a
directed
wall-mounted interface
KSR,
mandatory
id and
formulas.”
appliances
for
choose the
screen
and then
418-19,
U.S.
S.Ct. 1727. The Su-
toggle,
study
which
found
slider
rated
explained:
preme Court
options
usability,
fifth out of six
to fulfill
analysis
cannot be
obviousness
intuitive unlock mechanism
need
by
conception
confined
formalistic
pocket dialing
problem
that solves
suggestion,
teaching,
the words
cell
phones seems far
obvious.
motivation,
overemphasis on the
importance
published
articles and
implicit
have
the jury’s
We
considered
explicit
patents.
content of issued
findings
teachings
fact
about the
of Plais-
diversity
pursuits
inventive
ant
have
and Neonode. We
also considered
technology
against
of modern
counsels
objective
found
indicia
*23
analysis
way.
limiting
in this
particularly strong
which are
in this case
powerfully weigh
validity.
and
favor of
419, 127
preventa
“Rigid
Id. at
S.Ct. 1727.
industry praise,
They
copying,
include
deny
tive rules that
factfinders recourse to
success,
long-felt
commercial
and
need.
sense, however,
neither
common
neces
real
These
indicators of whether
world
sary
our
law nor
under
case
consistent
combination would have been obvious to
421,
it.” Id. at
J.A. 63-66. graphical 18. A user a interface Elecs., Halo willfulness decision in recent portable key- electronic device with a — Elecs., Inc., U.S.-, Pulse Inc. v. a display, board and touch screen com- (2016), prising: we S.Ct. L.Ed.2d 278 remand willfulness issue for dis display a first area touch screen trict court new stan consider under the displays a current character in the dard first instance. being input by a string user with the
keyboard; and area of C. The n '172Patent second the touch screen separate display from the area first summary moved for judgment displays the current character patent, infringement claim 18 of the '172 portion string sug- thereof and a granted. which the district court gested replacement string character entered verdict that claim 18 the '172 current string; character patent would not have been obvious..Sam- wherein; challenges sung judg- the district court’s string the current character in the infringement ment which based is replaced suggest- first area with the “key- the court’s construction of term if replacement string ed character It also challenges board.” the district key keyboard user activates on the court’s denial JMOL that claim would delimiter; associated with a have been obvious. We affirm both the the current character string relating to judgment infringement and replaced first suggest- area with the relating invalidity. if replacement string ed character gesture performs sug- user on the method, directed replacement gested string character system, providing interface for “auto- *24 area; in the second and input- correct” recommendations users string the current character into ting portable text a electronic device. kept if performs first area the user patent '172 Abstract. Claim in gesture on the a the second area claim, graphical asserted recites a user string por- character or current comprising “a and “a interface first area” displayed tion thereof in the second area” of a The “first second touchscreen. area. text, displays area” or charac- “current trial, input string,” by Apple summary ter The for the user. “second Before moved displays both judgment Samsung’s area” the “current character that accused devices suggested a of In string” replacement. infringe patent. and claim 18 the '172 provides option Samsung disputed only a to response, Claim user with the whether suggested or accept replacement keep satisfy its devices claim re- accused 18’s inputted. accept quirement “keyboard.” can a the text The user of district The motion, Apple’s suggested replacement by activating granted determining court (such keyboard spacebar) key Apple infringement on as a that had shown and suggest- jury that performing gesture on the that no reasonable could find in area. replacement Samsung’s ed The accused devices fell outside the second “keyboard.” of keep inputted by perform- user can its court’s J.A. text construction on the ing gesture “current character (J.A. 21000). The Xrgomics issues of at Abstract jury proceeded
The trial tes- presented jury expert damages. parties validity jury found timony objective both references patent of not invalid and on claim the '172 of $17,943,750 for in- non-obviousness. indicia and awarded Samsung’s accused devices. fringement by Samsung’s Wigdor, expert, Dr. testified JMOL, Samsung moved J.A. 40874-76. of every limitation that Robinson discloses that could find arguing no reasonable limi- patent except the '172 claim claim '172 that requiring a “current tation character motion, Samsung argued invalid. its in the first area.” 12024:5- string J.A. claim have been obvious that 18 would 12025:9, Dr. that Wigdor further testified No. over the Patent combination U.S. computer since “anyone who’s used (“Robinson”) 7,880,730 and International be familiar with this that would idea 1970s (“Xrgom- Publication No. WO 2005/008899 your you type, up ... as the text shows ics”). Samsung’s court denied district He cursor.” J.A. 12025:1-9. testified that motion, evi- determining substantial art that example prior one discloses findings supported the fact dence Robinson, missing limitation “cur- concluding related obviousness area,” is string in the rent first character findings supported fact the conclu- these Xrgomics. Wigdor J.A. 12025:1-11. Dr. prove by had sion failed Figure Xrgomics, like stated convincing evidence that the '172 clear 18, displays inputted claim text “deva” patent was invalid. J.A. 67-69. is typing where user and in the both bar. 12026:3-19. He álso suggestions argues the appeal, Samsung district On ordinary that a skill person testified denying its motion court erred the art have Robinson would combined have the '172 JMOL Xrgomics to render claim 18 obvious. Xrgomics. with Robinson been obvious over J.A. 12027:1-21. argues the court Samsung also district construing “a keyboard and erred Cockburn, expert, disagreed Dr. display” encompass both touchscreen scope on the content art. keyboards, resulting in physical and virtual He testified Robinson fails disclose grant court’s erroneous sum- the district lack- “a series elements” addition to in- mary judgment devices ing string the “current character fringe patent. We first area” limitation. J.A. 12915:24- argument turn. consider each Cockburn, Dr. According 12916:15. be- text display cause Robinson does *25 Obviousness
1. types the user characters in the when Robinson, sys area, of “Keyboard any first fails titled Robinson disclose correction,” options replacing keeping is 18’s for or tem automatic directed claim string.” particu- that character entry system to “an enhanced text the “current lar, not disambiguation to auto he testified that Robinson uses word-level does keys string matically in user that the character correct inaccuracies disclose “current (J.A. replaced,” by first troke Robinson at 3:24-26 area entries.” either is 20910). Xrgomics, by and word on the or activating keyboard titled “Letter a key keyboards gesture suggested input choice text method performing Robinson, keyboard systems,” replacement, is “there direct because reduced no entering replaced.” ed to a text efficient text there J.A. “method Likewise, Dr. ly by providing choices.” 12916:6-13. Cockburn testi- letter word character fled that “because the current ments and comments carriers were Robinson], string is not industry can’t be evidence of praise. [in there J.A. 12918:10- kept performs gesture.” if the user J.A. 13. Dr. Cockburn testified that such one document, 12916:14-15. Samsung internal J.A. reflected request Samsung T-Mobile’s that Xrgomics Dr. Cockburn that testified modify technology adopt its autocorrect not missing does disclose these elements. functionality (citing claim 18. J.A. 68 He Xrgomics testified that is not directed 698-700). Tr. jury A reasonable 4/4/14 correction, to spelling but is com- a “word could have evidence that Sam construed pletion “type patent,” a user can where sung’s carrier requested customer Sam Xrgomics series characters and. offers sung adopt technology claimed complete alternative words that that feature, praise of the claimed Using, word.” J.A. 12916:22-25. the same example Samsung’s expert, Dr. Cock- jury The Samsung that determined did Xrgomics burn testified does not prove that not convincing clear and evidence J.A, “deva,” correcting spelling teach that but claim 18 was The invalid. suggests devalue, “devastating, the words district that court determined substantial devastate, all of which are completions of supported jury’s evidence fact implicit - already what the user Graham factor typed.” findings has J.A. each Xrgomics, 12917:11-15. He light testified jury’s findings, “[i]n factual Robinson, like therefore does not disclose this Court cannot conclude that “the current string convincing character in the first clear and evidence that it would replaced obvious, suggested law, area with the have re- been matter as a placement string,” Xrgomics, bridge because gaps “[i]n between art presses if the user the space D-E- claim 18.” J.A. district court rea- bar.... kept. replacement.” V-A is There’s impliedly soned found Dr. jury testimony 12917:18-12918:2. Cockburn’s that Robinson and Xrgomics all did disclose the elements non-obviousness, objective On indicia of claim Wig- more than Dr. credible testified, Samsung’s clear to expert “its dor’s opinion, impliedly and the ac- me secondary that none of those consider cepted objective Apple’s evidence indicia ations were met.” J.A. 12032:14-15. Dr. Wigdor’s non-obviousness Dr. testi- over that, Wigdor iPhone while the testified mony no such evidence existed. J.A. commercially successful, it does have 67-68. district court held these specifically the user recited in interface findings fact presumed supported were expert, 18. J.A. Apple’s 12032:17-24. substantial evidence and denied Cockburn, disagreed, stating Dr. there was ' Id. motion for JMOL. see no error We success, “clearly” testifying commercial Gra- weighing district court’s “Samsung has sold over 7 and half ham factors. technique.” million devices that use survey appeal J.A. 12918:6-9. introduced does not willingness comparing finding of objective buy containing patent users to' indicia supports devices Sam- nonobviousness. *26 sung’s objective ed feature those without. J.A. mention of the indi- only versus heightened This cia in survey patent with '172 its regard indicated willingness buy opening appears the '172 a footnote devices with brief in which patented patent’s entirety Dr. Cockburn in its rea- feature. reads: “For the same Samsung’s respect also docu sons '.721 testified that internal with discussed leMedia, evidence, 684), (see at 1168. This 780 F.3d supra at 86 S.Ct. objective are of together Apple’s of with evidence secondary non-obviousness indicia non-obviousness, patent.” weigh in inapplicable the '172 favor likewise indicia Samsung Samsung’s passing Samsung n.5. legal Br. 45 conclusion that did of the entirely an arguments its for convincing reference by not clear and evidence prove claiming entirely dif- patent, an different have obvious to a claim would been that invention, concerning and different ferent skilled artisan. evidence, enough to constitute a hardly Even in which a court concludes cases weight meaningful regarding the dispute jury a reasonable could have found objective Apple’s indicia evidence differently, facts the verdict must be some findings or the fact nonobviousness supported by if it substantial sustained Apple evi- presented in favor Apple. on the record that was before industry of commercial success dence and court, it is appellate But be- jury. invention, patented praise reweigh our the evidence or yond role supports Samsung which non-obviousness. might sup- consider what the record have dispute jury evidence or the not did arguments investigate potential or ported, findings appeal. related them on fact meaningfully raised. Our that were not presented also substantial evi findings fact review to whether limited jury a reasonable could dence which challenged appeal sup- and made Robinson find combination and by in the ported substantial evidence rec- every claimed Xrgomics failed disclose ord, so, findings if fact whether those Cockburn, expert, Apple’s element. Dr. support legal conclusion obvious- Xrgom- Robinson testified neither nor agree court that ness. We with district “the character ics disclose that current is substantial evidence for reason- string replaced area is with the first jury to have found that there was a able string,” suggested replacement character gap in the art that not filled was that Robinson does not re disclose Xrgom- the combination Robinson placing text at all. See J.A. 12915:24- ics, entirety of the that the not (testifying 12916:15 Robinson does weighs in favor of nonobviousness. We can- string character in the disclose “current that the evidence affords conclude area,” area, replacing text in the first first contrary to one reasonable conclusion area); keeping text first Monroe, jury. F.3d at 861. See (testifying Xrgom- 12916:19-12917:17 factors, agree Weighing we the Graham text replacement does disclose ics with the court that district failed all, completion). but teaches text While convincing to establish clear and evi- Samsung’s provided contrary testi expert the '172 dence claim observed, mony, as the court district have obvious. thus affirm been We it, conflicting testimony “the expert before court’s denial of district credibility to ‘make determi free motion JMOL. nations and the witness it considers believe ” trustworthy.’ Ki (quoting more J.A. 68 Infringement 2. Claim Construction & (citation Concepts, F.3d at netic brief,
omitted)).
single page
opening
In a
its
By
finding
Apple,
favor of
Samsung argues that
the district court
jury impliedly
testi
expert’s
found
“a
mony
persuasive
key-
more
than
erred when it construed the term
credible
by Samsung.
display”
Ki
board and a touchscreen
testimony proffered
1362;
physical
Concepts,
encompass
netic
Mobi-
18 to
both
and virtual
688 F.3d
*27
'414,
disagree.
keyboards.
patents,
We
The district court
and '449
'239
which the
plain
panel
ordinary
the
decision
determined
affirmed the district court’s
meaning
“keyboard”
rulings
as
on all issues
patents.
the term
used
of those
We
throughout
thus
specification
claim 18 and
the
reinstate the district
court’s award
panel
costs
physical
key-
both
and virtual
which the
had
included
vacated. We
specification
J.A. 162-63. The
remand the
boards.
willfulness issue
dis-
the
trict
patent
the
court to
graphical
Supreme
discloses
user in-
consider under the
'172
both
Court’s Halo
containing
physi-
terfaces
virtual
the
standard in
first instance.
7:13-15,
keyboards.
patent
'172
at
cal
See
AFFIRMED
(describing
7:33-35
contain-
embodiments
ing
keyboard”
“physi-
virtual or
or
“a
soft
Costs
specification
cal
expressly
keyboard”).
No
appeal.
costs on this
contemplates keyboards
part
that are
See, e.g.,
the
at
touchscreen.
id.
4:11-12
PROST,
Judge,
Chief
dissenting.
(“The
may
user interfaces
include
one
outset,
At
Judge Dyk’s
I share
keyboard
displayed
more
embodiments
on Judge Reyna’s concerns as to
proce-
(“The
screen.”);
a touch
id. at 5:38-39
dural irregularities surrounding this case
may
touch
to imple-
screen 112
be used
stage.
at the en banc
There was no
need
ment virtual or
buttons
soft
one or
and/or
However,
take
having
this case en banc.
(describ-
keyboards.”); id. at
more
7:10-15
so,
certainly
done
en banc
court would
ing a touch
containing
screen
a virtual or
practice
have benefited from
normal
our
keyboard).
recognized by
soft
As
the dis-
allowing
briefing
further
and argument
court,
figure
trict
every
patent
'172
parties
hearing
and from
device,
depicts
portable
electronic
as
amici,
government.
views
such
18,
recited in the
in-
preamble
merits,
On
I agree
Judge Dyk
with
cludes
virtual
J.A. 162
keyboard.
(citing
that KSR International Co. v. Teleflex
2, 4A-4I, 5A-5B).
figs.
'172
And
significantly
Inc.
evidentiary
reduced
2,
specification
Figure
describes
which
necessary
burden
establish motivation
has a
keyboard,
portable
'virtual
as “a
elec-
to combine
art
and held
references
tronic
having
device
touch
and a
screen
motivation
combine can
found
(em-
keyboard.”
soft
'172
3:15-17
problem
“any need or
known in
field
added).
phasis
see
error
We
endeavor,”
just
problem
faced
district court’s construction.
398, 420,
inventor. 550
U.S.
Because
ac-
concedes that its
1727,
(2007).
S.Ct.
Ray-O-Vac
(1944) (“These
S.Ct.
the mobile
not
Neonode.”
from one
amount
reference
not
where the
does
crit-
n.15. This
is new. It
alternatives
rationale
icize, discredit,
discourage,
12876-78,
otherwise
juiy,
never before
see J.A.
Sight-
presented
the disclosure.
solution”
Apple
even
does
assert
rationale.
Inc.,
Techs.,
Sound.
F.3d
LhC
event,
any
teaching away
(Fed.
2015) (internal quota-
Cir.
Though
may
here.
that sliders
Plaisant notes
omitted) (citation omitted);
tion
see
marks
preferred,
advantages
it also describes
Inc.,
Allergan,
Apotex
also
Inc. v.
toggle
2014)
sliders
have over other
methods.
(stating
that "mere
law,
preferences”
J.A. 20743. As a matter
“the mere
disclosure
does
alternative
away).
not teach
more
one alternative does
disclosure
.than
how
specifically describe
They both
concerning
statement
Dr. Cockbum’s
prevent
is used to
acciden-
sliding action
concern
did not
touchscreens
wall-mounted
tal activation.
ordinaiy skill would
person
whether
know,
looking
is—you
person
So
problem
to solve the
look to Plaisant
just
think
natural
at this would
activation”;
merely a
it was
“unintentional
two,
taking the
these
as well
combine
express disclo-
of Plaisant’s
restatement
Plaisant,
slider,
putting
ideas
(“Users see the screen
J.A. 20742
sure. See
is,
very
just a
on the Neonode
them
*30
cabine-
wall or the
into the
flushmounted
think
in terms of
thing to
about
routine
Indeed,
aside his reference
leaving
try.”).3
design.
interaction
teaching
issue of
entirely
to
discrete
trial,
jury
the end of
By
J.A. 11982-83.
ra-
only purported
away, Dr. Cockburn’s
expert,
Samsung’s
had thus heard
of motivation to combine
for a lack
tionale
specific
a
motivation
who articulated
explicit
combine based on the
disclosure
Plaisant
that
Neonode and
were
was
both
itself,
expert,
and from
Plaisant
during prosecu-
Patent Office
before the
a
explanation
why
as to
gave
who
no
rely
not
Apple
fact that
does
tion—a
would not be so motivated.
skilled artisan
respect
to motivation
us with
before
Nonetheless,
majority
finds that
combine.
of a lack
substantial evidence
reviewing
contrast,
to combine. But a
jury
heard com- motivation
In stark
must “review the
court
our situation
artisan
that a skilled
pelling evidence
whole,” crediting
a
evi-
record as
to combine the refer-
be motivated
would
but also
favoring the nonmovant
dence
problem unintentional
to solve the
ences
moving party
supporting the
“evidence
Plaisant itself
importantly,
Most
activation.
unimpeached, at
that is uncontradicted and
“advantage
an
that
expressly teaches
that evidence
least
the extent
is that
it is less
sliding movement
comes
from disinterested witnesses.”
inadvertently.” J.A.
likely to be done
Prods.,
Plumbing
Reeves v. Sanderson
Indeed,
does
this disclosure alone
20743.
2097,
133, 161,
Inc.,
120
147
S.Ct.
530 U.S.
the combination of
than motivate
more
(2000) (internal quotation
L.Ed.2d
actually
omitted). Here,
teaches
a
Plaisant with Neonode—it
marks
record as
artisan,
makes clear
a skilled
whole
it.
suggests
starting
portable
Neo-
phone
with
expert,
Greenberg,
Dr.
ex-
node,
adding
a
have seen
benefit
wheth-
jury
when asked
plained
to solve the accidental
Plaisant’s sliders
would be motivated
er a skilled artisan
problem
described
the '721
activation
KSR,
424,
patent.4
U.S.
See
combine the references:
any
See
Cellular
argued
jury
context as evidence.
Telemac
Apple
even
never
1316,
Telecom, Inc.,
Corp. Topp
247 F.3d
being
v.
a wall-mounted
Plaisant's disclosure
(Fed.
2001) (holding that concluso-
bearing
Cir.
any
on motivation to com
device had
Co.,
ry
by experts
not evi-
statements offered
bine. See
Inc.
Elecs.
29,
dence).
5:12-cv-630,
Apr.
Trial Tr. of
2014 at
No.
3212-14, ECFNo. 1929.
undisputed
it is
that Plaisant
4.Because
art,
analogous
hypothetical person of ordi-
a
majority only cites Dr. Cockburn’s
3. The
Mast,
nary
would be aware of it. See
skill
statement that he did not believe there
Co.,
Foos,
Mfg.
& Co. v. Stover
U.S.
to combine Neonode with Plaisant
motivation
(1900) (”[I]n
708,
nal appeal, marks To commercial success on omitted). proponent survey of such Apple portion evidence relies considerations, secondary in this case of the introduced establish value Apple, showing “patent-related” “bears the burden slide-to-unlock feature inches, larger nexus exists the claimed features than between tablets screens 21066, 21108, objective coupled of the invention and the J.A. with Dr. evidence Green- berg’s question offered to show non-obviousness.” WMS statement “there’s no Tech., Gaming, Apple Inc. v. Int’l Game 184 F.3d that the a commercial iPhone was j.A. (Fed. 1999). 11984; Though see Br. 29. Apple Cir. success.” This ; does not establish a nexus evidence
commercial success.6 Apple’s The remainder of secondary arguments consideration consists of long- respect survey, With it did need, industry felt praise, copying. To ask about the feature on slide-to-unlock need, long-felt Apple relies on show smartphones, survey had which Cockburn, testimony provided Dr. who (smaller screens no than 5.5 larger inches single example portable of a phone that he screens). than the tablet J.A. surveyed “entirely characterized unintuitive.” J.A. Apple point any does not For industry 10638-39. Apple relies praise, separate regarding evidence the sales of upon the audience reaction at first As for those the success tablets. public unveiling the iPhone. J.A. 12879- device, tying iPhone there is no evidence 80. Finally, relies on internal Sam- specifically success features sung argues documents that show both See, To es- embodied invention. copying industry praise. e.g., the claimed J.A. 51289.8 nexus, tablish requisite there needs to
be some evidence to tie the com- record assuming Even jury implicitly that the. of product mercial slide- success found a nexus between evidence embody- to-unlock product invention, feature claimed evidence Here, ing strong invention. insufficient evi claimed face of testimony dence of obviousness. The of an none. testifying expert single example as to a addition, although Greenberg tes- Dr. best, unsatisfactory prior is, art at weak. commercially tified that the iPhone was (tes Cyclobenzaprine, 676 F.3d Cf. successful, I’ve seen “[b]ut he continued: timony regarding an expert’s experience says no evidence that that that commercial years). Similarly, Apple’s over ten success the lock due screen.” applause press its own event is also juror No conclude reasonable could weak See In nonobviousness. Greenberg’s that Dr. that he 2016) statement Cree, re *33 had seen no of some- company’s press unper evidence a nexus was (finding a release nonobviousness). how of Final- evidence of nexus.7 suasive evidence commercial-success, 6. To find a nexus for 18. But Cockburn testified Dr. that successful, majority Apple's testimony by commercially on also relies iPhone was not that commercially Senior Vice President of Market- the iPhone was successful be- Worldwide ing, a television shown to the cause the slide-to-unlock See J.A. commercial of feature. ("Well, jury, testimony clearly been additional 12879 there’s commer- - witness, Majority Op. 1054- Mr. Christie. at cial of the iPhones use this success both invention, rely any cop- Apple 56. on evidence and for that have did not the devices opposi- technique.”). testimony before the court in its JMOL ied the This is also district appeal support tion or before us on nexus. insufficient establish Apple showing of commercial See success. 18; Opposition Apple JMOL Br. These 29. by Apple 8.In cited addition evidence is no to reach rationales are new. There need court, majority relies the district also ' arguments they these because were never testimony additional documentation appeal. made in this regarding iPhone alternatives to the slide-to- support unlock feature to its conclusion court, Apple argued long-felt Majority Op. 7. 1057-58. There also before district at need. argument because appeal, but not on that Dr. Cockburn’s testi- is no need.to reach this mony Apple before of commercial cited evidence evidence success never patent. Opposition appeal. '721 See JMOL district court or before us on 1070 keyboard on the typing is rors as the user Samsung’s internal documents
ly, though essence, In asserted portable of a device. (and industry of copying probative are requires patent that a 18 of the '172 claim in this they not move the needle do praise), text, or be dis- string,” “character current Enters., Corp. v. Easton case. Tokai See text, area;” that the in “first played 2011) Inc., F.3d “replacement” text suggested typed, unpersuasive copying (finding evidence area; and that the in a second displayed nonobviousness). automatically entered replacement text be evidence, totality of Considering the key, if certain such as in the first area secondary con relating to Apple’s evidence bar, if the user space pressed pat- “tip the scales does siderations suggested replacement. Addi- touches the Graham, entability.” U.S. at choose to use the tionally, the user can Enters., 684; Leapfrog see also S.Ct. (as typed) if he touches current text (finding at 1162 substantial F.3d option in the second area. success, industry praise, and of commercial trial Samsung presented evidence insufficient overcome long-felt need expert, Wigdor, Dr. through its obviousness); Richard strong evidence light patent of the '172 is obvious (“Evidence son-Vicks, at 1483 Xrgomics prior art ref- the Robinson and but a secondary ... considerations a touchscreen Robinson describes erences. ‘totality of the evidence’ that part automatically correct keyboard that can the ultimate conclusion of used to reach Wigdor opined Dr. incorrectly typed text. obviousness.”). claim of the The asserted every aspect of the that Robinson discloses obvious as a matter patent is therefore '721 incorrectly except displaying invention of law.9 For that miss- typed text a “first area.” limitation, explained “anyone ing he II computer since the late 1970s who’s used patent, ,.. ma- to the '172 respect With familiar this idea that would be finding also substantial evi- jority errs up your you type, the text shows cur- support of the determination dence addition, pointed he sor.” Specifi- is nonobvious. that the '172 text-entry Xrgomics, describes which cally, majority’s regarding conclusion the current character system which art scope and content string displayed in a first area. J.A. entirely on out-of-context statements relies
by Dr. Cockburn. any evi- point majority does fails to dis- Xrgomics is directed methods disclose dence *34 area, first nor playing current text a automatically correcting typographical er- 2010) affirmance, (reversing jury’s implicit factual find- majority As a basis for prior ings scope of the of the and content implies inappropriate be it would combine, art, and evidence of motivation to findings.” nearly a dozen fact See "reverse Ecolab, considerations); secondary Inc. v. Majority Op. number of un- at 1039-40. The (re- Corp., FMC 1348-50 findings legal derlying a conclusion is ir- versing of nonobvious- a determination legal analysis. in a Reversal of a relevant and, underlying implicitly, ness factual nonobviousness, jury finding which we Therapeutics, findings); Inc. v. PhannaStem usually infrequently, requires have done not (Fed. ViaCell, Inc., 491 F.3d 1360-67 implicit by very explicit or its nature 2007) implicit (reversing a factu- Cir. See, multiple findings. e.g., reversal of fact scope findings regarding and teach- al success, art, MoneyGram Payment Sys., ing expectation W. Union Co. v. considerations). Inc., secondary 1368-1374 626 F.3d you saw, Xrgomics plainly could it because discloses As there no text there {in Rather, that limitation. See J.A. 12025-26. replaced to be area] when first concludes, majority on Dr. Cock- pressed. based delimiter was testimony, that there is substantial burn’s Similarly, the character—current char- neither Robinson nor string area, acter is not in the it so first Xrgomics replacement discloses the text replaced can’t be when the user selects claim, recited as distin- asserted suggested replacement string. guished completion. That is text de- And, again, because the current charac- incorrect, monstrably respect at least with area], is not string ter [in first to Robinson. it can’t if kept performs user gesture. primarily
Dr. Cockburn testified displaying Robinson fails to disclose cur- added). clear, (emphases J.A. 12916 To be rent text in a “first area.”'He then'used testify he did that Robinson fails that statement to conclude that Robinson se, replacing keeping disclose or per text also “a lacks series elements” [other] but that it fails to replacing disclose claim, recited namely asserted re- or keeping text in a area. first placing keeping or current text a first Indeed, genuine there can be no dispute context, area. J.A. 12915-16. In Dr. Cock- replacing keep- Robinson discloses testimony missing bum’s about Robinson’s ing, of a display, different area text entirely premised elements was on the ab- input. has the user Robinson is titled element—i.e., of a single sence no text “Keyboard System with Automatic Correc- being displayed in first area: added). And, tion.” J.A. (emphasis string explained by Wigdor, [B]ecause the current character Dr. Figure IB of area, not in the not replaced shows that a in- pop-up menu first suggested replacement with the text as typed suggested charac- cludes the presses replacement ter the user when text: delimiter.
1072
patent
the
known
Robinson states
18 of
were
“[t]he
J.A.
art,
key
accept
prior
combining
the default
the
features
space
acts to
word
those
yielded
in to
more
problem
the
word ...
no
[default]
... and enters
solve known
(col.
KSR,
than a
output region.”
predictable
J.A.
result. See
the text
12-14).
addition,
(“[W]hen
possible
416,
it is
to
U.S. at
Motorola, Inc., 757 F.3d case, As applied the facts of this no 2014). previous Our construction of juror could reasonable conclude that “analyzer appeal, is at on server” not issue embody “analyzer the devices the-parties agree applies and that it in this Apple server” asserted limitation. case. not the dispute does con pieces of code software stored “shared struction, and, if disagreed even had Apple “analyzer libraries” are server” the construction, by with it is it. our bound See performs “detecting” and “linking” Labs., Blonder-Tongue v. Univ. Inc. Ill. Notably, functions.10 even Apple does not that, Found., 318, 328-29, 91 402 U.S. S.Ct. advocate majority’s for the view our (1971). question The merely L.Ed.2d 788 requires construction the shared is supports whether library separate.” substantial evidence “structurally be code to the jury’s finding that, Apple our under construc accused code contends is tion, “separate” only in its location accused instrumentalities not meet but development design also in sep for a routine its be requirement “server across See applications. arate reused different from a client.” 16; Apple Response Br. Opening & Oral Judge Dyk’s analysis addition to 29:21-30:25, Argument 33:35-34:59, at respect to the in section VIII http://www.cafc.uscourts.gov/ available at parts dissent, I A of his and B would add oral-argument-recordings?title=Apple & the following. field_case_number_value=20151171 & ' field_date_value2% that, light majority asserts 5Bvalue% 5D% specification, program “structural- that is 5Bdate% 5D. more, ly separate,” without satisfies the lacks Crucially, the record substantial “ ‘separate’ Op. requirement.” Majority at library shared code of evidence that “sepa- so 1042. We did not the word cabin our accused instrumentalities meets
rate” in Motorola construction. Be- our requiring separate Motorola construction cause may physi- program two routines “separate” Regarding the server routine. cally at occupy memory same the same nothing is in our Moto- requirement, (i.e., time any separate program two rou- to indicate rola inde- construction definition, are, tines by separate stor- program of a routine pendent development age), interpretation majority’s effec- applications, reuse different re- across tively erroneously “separate” reads by only is lied relevant. Apple, Relatedly, out of our construction. ma- arguably re- relevant evidence jority give also fails the re- effect lies on applications is that accused use quirement our under construction library a separate shared code loca- routine, any piece tion, which, above, server not routine noted significant code. requirement That we relied because of our construction. Because plain meaning Motorola “ser- Apple has offered sufficient ver,” construction, which entailed a client-server our reía- meet alone According parties' experts, library a shared the difference between client ask (the server) ing library per that can librarian is a collection code reference library applications. going J.A. 13054 form a a client accessed other task (Samsung's (Apple's performing following expert); ex instruc J.A. 11792 a-task (the pert). argument, Samsung analogized library At oral tions a book in the shared seryer library). Argument a shared between a Oral 9:24-10:15. difference *37 DYK, Judge, dissenting. noninfringement as Circuit to find
is sufficient of matter law. I sure, affirmatively- also Samsung
To be
is
argued why
library
code
not
shared
years,
For
first time in 26
this court
Contrary
majority’s as-
“separate.”
an
banc. See
has taken
obviousness case en
sertion, Samsung proffered
1990)
evidence
Dillon, 919
In re
F.2d 688
(en banc). Remarkably,
not run on its own.”11
has
majority
the code “does
argu-
Indeed,
briefing
so without
and
expert
done
further
Samsung
Apple’s
Br.
amici,
parties,
gov-
from the
or the
ment
library
code
shared
admitted
ernment, as has
our almost uniform
been
of
client
incapable
running
of
“outside
in this
en
decisions.1
practice
court’s
banc
And,
Samsung
application.”
government’s
to ask
views
Failure
out,
why
Apple
explain
not
points
did
significant
the ramifi-
particularly
given
library
a “server” routine.
shared
code is
of this
Patent
cations
issue for the U.S.
18-19,
Br.
is sim-
Samsung
24. There
See
(“PTO”).
has
Trademark
This
Office
no
accused instru-
ply
evidence that the
parties
op-
of
deprived the
and amici
rely
archi-
on a client-server
mentalities
express
portunity
views on these
them
tecture.
issues,
important
deprived
has
shows,
sum,
only
opportunity
court of the
these
in
consider
light
issues
those views.
part,
library
that the shared
code
relevant
separate part
in a
piece
is a
of code located
is the most common invalid-
Obviousness
memory
applica-
that is
used
other
ity
post-
issue in both district court and
pre-
our
tions. That is
sufficient under
grant proceedings
PTO.2 The
before the
“analyzer
vious construction of
server”
our
importance
jurispru-
obviousness
infringement
'647
prove
commu-
property
the intellectual
dence
jury
matter of law. No reasonable
could nity
by,
example,
is evidenced
the 38
conclude otherwise.
amicus briefs filed in KSR International
Inc.,
S.Ct.
Co.
U.S.
Teleflex
(2007),
including
545
as
Supreme
well
earlier
always
that obviousness is
a matter of fact
cases,
proof
Court
and will
make
obvi-
KSR,
requiring jury
pat-
resolution.
ousness far more difficult.
argued
question of
entee
that the
motiva-
majority complains
tion to
parties
jury.
combine was for the
See Brief
big
themselves did not
questions
“raise
KSR Int’l Co. v.
Respondents,
Teleflex
Inc.,
(2007) (No.
aspects
04-1350,
about how
of the obviousness doc-
jury question. This is inconsistent with
respect
patent,
to the 172
autocorrect
KSR.
(Robin
prior
known in the
art
was
feature
considerations,
Graham
secondary
For
son), and
innovation is
displaying
KSR
explained
signifi-
that both the
the text
be
contemporaneously
autocor-
cance
weighing
secondary
of
con-
and the
Maj. Op. 1059-61.
See
rected.
Such text
Secondary
siderations are
the court.
long
in
displays
prior
have
been known
“focus attention
considerations
on econom-
art
in
(though
specifically
not
connection
ic and motivational rather
than technical
display).
with autocorrect
are, therefore,
susceptible
issues and
more
judicial
of
than
highly
Treating
treatment
are the
such minimal advances over
patent
prior
liti-
technical facts often
art as nonobvious is
present
contrary
Graham,
KSR,
35-36,
gation.”
Supreme
ings as to
suggestion
whether there
awas
or motivation to combine the
teachings
IV
prior
prob
[the
art addressed
the same
Third, the
concludes that com-
majority
claimed”),
particular
lem] in’the
manner
binations of
used to
art
solve a
rev’d,
550 U.S.
S.Ct.
problem are
known
insufficient
render
(2007).
L.Ed.2d 705
an invention
obvious as matter
law.
held, contrary
KSR
majority,
also
According to
majority,
there must be
specific
motivation
specific
motivation to com-
required.
combine
reject
Court
Maj. Op.
aspects
bine. See
1051-53.Both
court’s,
our
approach
ed
requiring
contrary
these conclusions are
to KSR.
“specific understanding or principle” that
*40
KSR,
pat
Under
of each
existence
creates a specific
to
motivation
combine.
prior
feature
art
ented
is alone not
414,
550
See
U.S.
In holding
of known
already patented,
the existence
...
and
that
the.
417,
problem
§
sufficient reason
combine
under
103.” Id. at
127 S.Ct.
fail[s]
(internal
omitted)
references,
prior
specifically
art
quotation
the Court
marks
rejected
57, 60-62,
holding
(citing
KSR
396 U.S.
our court’s
S.Ct.
(1969)).
problem
Finally,
the existence of a known
L.Ed.2d 258
KSR ex-
was
Co.,
Pro,
plained
Ag
insufficient.
KSR Int’l
Inc.
Teleflex, Inc. v.
Sakraida
invites the
majority
ar-
art.
factfinder
taught
simply
“when a
performing
with each
ranges
elements
old
prior
theory
dismiss
art
it had been known to
the- same function
it
device
concerns a different
than the
perform
yields
more than one
invention,
if
patented
even
the references
an arrangement,
from such
expect
solving the same problem
are
directed
(internal
is obvious.” Id.
combination
pertain
to a related device. For exam-
omitted) (citing
quotation marks
425 U.S.
patent,
ple,
respect
to the '721
282, 96 S.Ct.
Here, inventions the combine features device, improve has been to one and a prior respect known in the art. With used '721 does not patent, dispute, and person ordinary skill in the art would majority the that the agrees, combination improve recognize it would similar that of the prior art Neonode and Plaisant ref- using way, in the same the devices tech produces erences the claimed invention. is nique obvious unless its actual applica below, Maj. Op. at 1050-51. As discussed KSR, beyond tion is or her skill.” his respect the same true the is 417, 127 words, at U.S. In S.Ct. other 1727. Robinson, patent (combining the Xrgomics, question the is not in the art whether references). art prior and other There is volves the same The precisely device. no yielded either combination claim that question is addresses the same whether unpredictable patents results. Both the problem general same within the field. problem. also address a known re- With analysis, any “Under the correct need or spect patent, the problems the '721 are ... problem in the known field and ad ease-of-use avoidance inadvertent by patent provide the can a reason dressed respect activation. patent, With the '172 for in combining the elements the manner problem the to see is the need text entries. KSR, KSR, claimed.” 550 U.S. at Contrary majority,now the S.Ct. holds that a is not problem known sufficient and 1727. specific there must be evidence of a Graham, For in example, patentee motivation. argued prior disclosing art container V for other in a liquid sprayers was different
n patented field art than the Fourth, in insecticide majority errs cabining technology sprayer. held that a prior relevant field of The Court “restricted (cid:127) prior patent unlocking art is The '721 concerns applicable ... view of the Here, prior touchscreen devices. art confronting [the justified. problems The is, by majority major- dismissed industry the insecticide were patentee] and admission, ity’s own art concerns the problems; they riot me insecticide were general field touchscreen devices. See problems. chanical closure devices Closure Thus, at Maj. Op. ques- there is no such a closely pouring in related art as prior tion that the two art references ad- liquid very containers at the spouts are problem in dress same related areas. pertinent least references.” 383 U.S. Nonetheless, majority urges that “an fact, principle S.Ct. In dates'as artisan ordinary would not have moti- been Greenwood, back as far Hotchkiss vated to combine elements from a wall- (11 How.) 248, 13 (1851).In L.Ed. U.S. appliances mounted touchscreen for home case, porcelain differ use smartphone, particularly view of sufficiently to be related ent field was held ‘pocket-dialing1problem specific mo- us,e Id. at porcelain doorknobs. sought bile invention devices . 254 Maj. Op. 1052 (quoting address.” analysis). majority District Court’s short, inquiry proper whether First, respects. patent errs in two the '721 prior art references address the same phones limited cell to the cell patent in a area. problem related The '172 phone problem, pocket-dialing and indeed display involves text word correction. a pocket-dialing makes reference to question prior There is no that the art also problem. The '721 is directed to problem displaying addresses portable generally, devices and to ease typed text it can be so that viewed with respect use and inadvertent activation user; Xrgomics concerns the art of related Second, to all such devices. the Plaisant completion. majority concludes text prior art concerned with the same present is not missing element problems the '721 the field of Xrgomics art device because the touch screen devices. Plaisant indicated technology, specifically art is in a different study’s on providing that the ... “focus completion opposed to text correc- text systems easy for the home owner *42 Maj. However, Op. tion. at 1060-61. Sam- J.A. 20742. also indicated use.” Plaisant evidence, sung presented uncontroverted “advantage sliding of the that an move- “anyone apart Xrgomics, from quite likely is that it is less to be ment done computer used a since the late 1970s inadvertently.” who’s Plaisant was 20743. solving problem be familiar with this idea” of dis- thus the same would directed patented area as the inven- is same playing the full text what a user tion.4 typing. patent J.A. 12024-25. The '172 itself relatively
recognizes this broad field majority’s approach sig- will create art, prior specification as its states that the opportunities nificant to dismiss relevant generally disclosed invention “relate[s] any patent prior art and find almost non- input portable electronic by narrowly defining text devices.” the obvious relevant '172Patent, technology. In this the en respect, col. 111.15-16. banc Here, moreover, 420, the 127 1727. Even if the '721 had identified U.S. at S.Ct. pocket-dialing Supreme problem, Court in dialing problem provide the pocket would prior KSR not made art combine, clear need a additional reason to not reason specific problems even solve all address the not to combine. problems patentee. 550 that motivated significant change on beyond a their role as work articulated
decision will Secondary in the district courts the Supreme future cases Court. considerations PTO. patent- will not invention[ ] “without make 278, ability.” Sakraida, 425 U.S. at comparing is change This evident from (internal quotation marks S.Ct. omit- past majority’s holding here our ted). Thus, when, here, a is have held jurisprudence. previously We inventive, is, plainly when pertinent is reasonably reference “[a] prima strong, facie of obviousness is if, case though may even be a different endeavor, secondary carry little inventor’s considerations field .the weight. logically ... would have commended [it] to an attention in consider- itself inventor’s secondary con- majority holds that problem.” In re ing Clay, his 966 F.2d “always” must be considered siderations (Fed. 1992). have Cir. “We therefore strong even and that a case obviousness concluded, example, that an inventor involving prior small art advances considering hinge mechanism and latch secondary can be consider- outweighed by naturally portable computers Here, Maj. majori- ations. Op. at 1048. employing hous- look other references ty quite explicit. It concludes that “[t]o latches, etc., ings, hinges, springs, which Samsung’s [arguments] extent from areas desk- that case came as a such interpreted precluding should be lid, top telephone directory, piano finding long-felt favoring need non-obvi- cabinet, washing cabi- kitchen machine ousness when the difference between net, cabinet, or a two- a wooden furniture prior art claimed and the invention storing part housing for audio cassettes.” small, reject categorical we rule. such Fitness, Inc., 496
In re ICON Health & type This fast hard and rule is (Fed. 2007) (internal 1374, 1380 Cir. F.3d appropriate for the factual issues that are omitted). if cited quotation marks Even province jury.” Maj. Op. left to the prior “are art references not within respect, majority effec- ..., refer- same field endeavor such tively our earlier overrules decision may analogous they ences if still George M. Martin Co. Alliance Machine reasonably pertinent particular LLC, Systems International which held in- problem with which inventor correctly district court conclud- “[t]he Paulsen, volved.” In re ed that the (Fed. 1994) (internal as a matter law differences quotation Cir. marks omitted). claimed prior between art minimal,” improvement were 618 F.3d our majority Not does the alter 2010), and that jurisprudence respect court distinct differences between “[w]here *43 approach pat- proceedings, its would affect art the mini- claimed invention are as ent currently examiners who are instruct- here, it they are ... mal cannot be said prior analogous ed that art re- “does not unsolved,” long-felt any that need id. quire that the reference be from the same approach majority’s 1304. The to other at field of as the invention.” endeavor claimed secondary considerations mirrors its dis- Manual Patent Examination Procedure of long-felt need. But cussion under Su- 2141.01(a). § authority, preme secondary Court consid- VI to outweigh are erations insufficient a Fifth, majority strong errs in elevating involving the sec- case obviousness small ondary considerations nonobviousness art. over advances the
1081
a
assigned
KSR
limited
...
and Graham
considerable commercial
does
success
secondary
role to
considerations. KSR re
not render
It is true
the
valid.
that
quired
into secondary
inquiry
question
consider
in
patentable
cases
where
550
only
appropriate.”
ations
“where
U.S.
one,
invention is
such success
a close
has
415, 127
added).
at
1727 (emphasis
S.Ct.
weight
tipping
judgment
the scales of
Graham, secondary
are re
considerations
Where,
here,
patentability.
toward
how
ferred
“might
to as factors
utilized
that
ever,
plainly
lacking,
invention
commer
give light
to the circumstances.” 383 cial
fill
335
the void.”
success cannot
U.S.
added).
17,
U.S.
(emphasis
at
“[t]he
small
although
taught
Appeals
respondent
Rock
Court of
and the
Anderson''s-Black
both
fervently argued
heavily
lean
device
"[i]t
...
combina-
evidence that this
filled
long
long-felt
enjoyed
enjoyed
tion
filled a
felt want and has
and has
want
commercial
successf,] ...
commercial
those matters with-
But commercial
without
success.
success
in
out
will
patentability.”
patentability.”
*44
invention
not make
vention will not make
340 U.S.
61,
147,
127,
(internal
153,
(1950).
quota-
or the combination evident art make case, ... the district court prima as a facie secondary considerations insufficient prior to closest 441 failed use the art.” matter of law. (Fed. 2006) 963, (emphasis F.3d Cir. added). Thus, ascertaining signifi- VII leap cance the innovative over secondary Finally, if considerations even using secondary art prior considerations relevant, ma legally were this case requires comparison pri- to closest to jority compare prior the closest fails to longer gov- or art. framework no This art to assess the innovation over properly majority’s approach. erns under the Secondary prior art. considerations secondary majority’s to what to be considerations must be directed claimed compares inventive, analysis secondary repeatedly because consider '721 patents pri- '172 to or non-existent invention[ will not make inferior ] ations “without art, Sakraida, relevant, than to the closest at rather patentability.” U.S. (internal quotation prior marks art. evidence relied Specifically, S.Ct. omitted). comparison majority respect with requires prior upon It secondary art makes no com- that reflects known advances. In other considerations words, parison, respect to the '721 patent, must be demonstrated nex with claimed invention—a nexus to Neonode the claimed innovation of the us image art. with the slide to unlock comparison prior what is new in associated feature, Furthermore, respect proponent patent, of such evi and with considerations, secondary claimed dence of this Robinson and the innovation currently showing displaying typed string case the burden Apple, “bears between a nexus exists the claimed text. objective invention and features of the success, example, For commercial evidence offered to show nonobviousness.” rely survey majority and the Tech., Gaming, Inc. v. Int’l WMS Game developed Apple’s damages evidence (Fed. 1339, 1359 1999). Cir. F.3d likely case that consumers are more for) (and phone more previously purchase pay Our court has adopted prior art as compari- closest the relevant a slide to unlock feature and an autocor- secondary phone son for rect function than a considerations. without these 1054-55, Bristol-Myers Squibb Maj. Op. Co. v. Teva Phar- features. How- USA, Inc., ever, comparison we an irrelevant be- maceuticals noted “the found provides district court cause Neonode slide-to-unlock secondary provides some of nonob- feature Robinson considerations autocor- .... To be particularly proba- showing viousness rect function. There was tive, (over [secondary steps consider- nexus between the inventive art) prior must establish there is a the closest disclosed the '721 ations] surveyed patents and '172 and the difference between results obtained consum- long-felt the closest ....” er demand. For but those of art unresolved need, 2014) (em- compares to an majority older added) (internal phasis quotation very marks Nokia device with different non- omitted). touchscreen, unlocking In another in Kao button-based example, fea- States, ture, Inc., Corp. Maj. Op. United as well Unilever we Sam- unlocking sung court mechanisms observed while “district touchscreen ... secondary ... that do not have the slide-to-unlock feature concluded consid-
108S Neonode, Maj. Op. separately at 1057-58. The ma- “run” is improper both and un- jority unveiling also cites Steve Job’s of wise. Apple
the slide unlock feature at an USA, In Teva Pharmaceuticals Inc. v. event and the audience’s cheers as evi- Sandoz, Inc., the Court Supreme made industry praise patent. dence of for the '721 principle clear the “that a judge, con however, Maj. Op. Again, at 1054. claim, struing engaged is in much no provides praise that this the same task as judge the be specifically patent’s for the '721 innovative construing instruments, other written such step beyond Neonode or even that the — U.S. -, ... contracts.” 135 S.Ct. comprised audience was of industry ex- — 831, 833, L.Ed.2d - (2015). In the perts. The majority thus errs in elevating area, contract it is established that comparisons such irrelevant providing parties’ interpretation of the contract’s “particularly strong” “powerful[ ]” evi- terms generally significant entitled if Maj. Op. dence nonobviousness. 1058- not dispositive weight.6 The same should parties be true agree where the as to the meaning of In technical terms summary, majority infringement decision here litigation, where materially the outcome raises the bar for affects obviousness particular parties by dispute. disregarding Supreme precedent. Court majority inappropriately here declines to give parties’ agreed claim construction VIII any weight, significant much less or dis- A positive weight. Finally, I address the '647 which B
presents infringement issues of rather than “analyzer obviousness. The original server” Motorola claim construc- tion, requires analyzer limitation that the “analyzer server server” must be a “ser- separately, “run” routine,” and there “plain substan- ver consistent tial meaning devices em- ‘server.’” is, body “analyzer analyzer server” limitation That sep- be- server must run library cause the shared code does not run arately application from the client it separately. majority That parties agreed substitutes serves. Id. Both at oral its own claim (requiring only argument construction to this construction. separate storage) for parties’ agreed agree actually counsel stated that “we analyzer construction that the analyzer sepa- server must has to run [the server] n ..., parties meaning 6. "Where the have attached same same to a contract term meaning promise agreement to a or terma contract is enforceable in accordance with thereof, interpreted accordance with meaning.”). principle ap This has been (Second) meaning.” Restatement of Con- plied by Appeals. as well See Courts 20l(l) (1981). § interpreta- tracts In contract (10th Furlong, Ahmad 435 F.3d tion, primary "it [is] clear that search is 2006) (recognizing impropriety Cir. of "a meaning parties, for a common not a resolving ambiguity court's a contractual con meaning imposed on them the law.” Id. trary contracting par of both intent "[AJuthority giving supports cmt. c. ... effect ties.”); Ill., James Ins. v. Zurich-Am. Co. of meaning parties to a common both shared (3d 2000) ("p]he 203 F.3d preference meaning imposed by to” a given practical construction consistent to that (3d) § 2 Farnsworth courts. (2004). 7.9 Contracts (Rev.) provision by parties to the contract con See also 5 Corbin on Contracts (When (1998) terms.”). § parties 24.5 "the attach the trols its *46 Motorola, required im- Argument Oral at in the client-server from the client.”
rately
plementation, the client sends information
counsel
likewise
29:29-35.
analyzer
“must
then
agreed
independent
per-
that
server
to an
server which
from the client. Id. at
separately
using
run”
forms
that
information and
a task
agreed-upon construction
This
7:25-26.
to the client appli-
sends infoi’mation back
parties
peti-
on their
was reiterated
at
That
See
1304-05.
is
cation.
rehearing. Apple
that
argued
tions
program
what a
does.
library
library
is an ana-
Samsung’s shared
code
rejects the
majority explicitly
par-
The
it
lyzer
separately
“runs
server because
agreed
ties’
construction and affirms
applications it
client
serves.”7
from the
on the
infringement
basis of its
verdict
Apple
that
Samsung responded
had failed
“analyzer
that an
own
construction
infringement
analyzer
“an
ser-
show
separate
requires
storage.
server”
only
from
separately
program
ver that ran
1041-42,
Maj. Op.
Something
1044-45.
it serves.”8
separately
is
which
is
“run”
“stored”
Running separately is indeed the
majority’s approach
in-
separately. The
is
which
consistent
an
construction
with
appellate
consistent
function.
our
with
program that
“analyzer server”
“receives
client,”
from
having
data
structures
majority
the dissent
claims
data,
processes
then
it to
and
returns
Apple’s concession that the analyzer
takes
Motorola,
the client.
757 F.3d
1304-05.9
separately
must run
“out
con-
server
“library program” present in
The so-called
Maj. Op.
text.”
at 1043.
statement
Samsung
device cannot be an
accused
scope
slip
tongue.
to claim
was
“analyzer
satisfy
and thus cannot
server”
It
four times at the
repeated
oral
parties’ experts
limitation. The
the claim
explicitly in the
argument,11 and reiterated
agreed
library program
that a
is a collec-
petition
rehearing.
Apple
can
tion of code that
be accessed
other
majority
also makes much of
applications
Ap-
accused
de-
is no
ple’s
claim con-
implies,
insistence that there
appli-
vice.10As the name
a client
requirement
analyzer
struction
go
library
cation can
the software
and
use)
(i.e.,
program,
be
library
code from
server-
a “standalone”
“borrow”
panel
specific
equating running
that the
perform a
needed task rather
erred
having
program
functionality
separately
program.
standalone
than
Running
being
application.
separately
into the client
As we held
standalone
,
(Apple expert testifying
10.
See
Apple
7.
Inc.'s Corrected
Petition
J.A.
Combined
library
software
is "written as
Rehearing
Rehearing
code
software
Banc
for Panel
En
any program
go
can
and access
No.
ECF
J.A,
execute”);
(Samsung expert testify-
1.1792
ing that
libraries are
software
"bits
code
Response
Combined
Petition for Panel
programmers
that exist
all
so that
can use
Rehearing En
Rehearing
ECF
Banc
them”).
(internal
omitted),
quotation
No.
marks
("We
Arg.
agree
11. Oral
at 29:30-35
that it
with the
9. This is consistent
district court’s
client.”);
separately
has to
run
analyzer
finding
server is “a server
(Q:
say
expert]
30:28-39
"Did
it
[the
separate from a client that receives
routine
program?”
separately
was run
from the client
client,”
"Yes.”);
("it's
having
from the
and is
data
structures
analyzer
run at the
A:
45:09-11
(Q:
separate
applica-
"definitely
from the
separately”);
ques-
[client]
"[T]he
server
45:27-33
(internal quotation
separately.”
tions.”
46-47
omit-
tion whether it runs
A: "And
Dr,
was.”).
ted).
expert]
Mowry
it
[Apple
said
(because
may
concepts
knowledge
lay judges.
different
indeed.be
judi
“[T]he-
implies
ciary
standalone
...
discharge
no assistance
ill-fitted to
.is
most
software),
provided by
technological
by patent
other hardware
cast
upon
duties
*47
Graham,
legislation.”
36,
no
this
but
makes
difference
case.
The role of an en banc court is “not
concern
is that
here
we have made
simply
second-guess
panel
on the
exceptional something
unexception-
that is
Dillon,
particular
facts
case.” In re
I
lurking
al.
in this
potential
see
matter
(Fed.
1990)
919 F.2d
Cir.
n.3
damage
system
to our
of justice. I agree
(Newman, J., joined by
May
Cowen and
with Justice Cardozo that
law should be
er, JJ., dissenting).
every
Not
error
“[tjhere
and impartial,”
“uniform
and that
“enbancable,”
panel is
panel
“[a]
nothing
must be
in its
action
savors
entitled to
full
err without the
court de prejudice
or even arbitrary
or.favor
whim
scending upon
Amgen Inc. v.
it.”
Hoechst
Benjamin
Cardozo,
or fitfulness.”
N.
Roussel, Inc.,
Marion
469 F.3d
(1921).
Nature
the Judicial
Process
2006) (Lourie, J.,
concurring in
En banc reviews undertaken on bases that
banc).
rehearing
denial of
en
are not
exceptional
importance or to
principles
judicial
Under
economy,
uniformity
maintain
the court’s decisions
of Appellate
Federal Rules
Procedure
jurisprudence
will create
based on arbi-
instruct
tous
limit our en banc review to trary,
whim
fitfulness.
presenting
cases
important
meriting
issues
majority
opinion is not a response
the court’s full
careful atten-
resources and
*49
specific legal
questions,
typically
as is
tion.
App.
R.
P. 35.
Fed.
for an
Indeed,
the case
en banc review.
en
grant
The decision to
en banc consider-
questions
banc
not presented
were
to the
ation
unquestionably among
is
the most
public,
supplemental
new or
briefing was
serious non-merits
an
determinations
ordered,
not
argument
additional oral
make,
appellate court can
it
because
not
may
majority
held. The
vacating
panel
have
effect of
based its “sub-
opinion
product
that is the
of a
stantial
original
substan-
evidence” review on the
expenditure
tial
effort
briefs and record before
.time and.
the court.
judges
three
and numerous counsel.
Yet, I
legal
discern certain
issues that I
Such a determination should be made
court
believe the
could or
have
should
compelling
in the most
circum-
I
addressed.
address two
explicitly
such
stances.
issues below: substantial evidence and ob-
Bartlett,
Mitchell v. ICG 753 F.3d than the but ‘is the (7th 2014) (Posner, J., concurring presents particularly important 699 Cir. issue this case ” banc). rehearing precedent.’ denial of en are or in “[T]here tension United States Foster, banc, 391, (4th 2012) granting rehearing standards en v. 674 F.3d 409 Cir. J.,f they (Wynn, dissenting rehearing for obvious reasons do not include: ‘I from denial ” banc). disagree panel majority.' with the Id. "In en devices, prior art such as Neo- But plies substantial evidence standard node, similar slide-to-unlock fea- included review. tures,. so of commercial success type of apparent It what substan presence to the mere such a fea- tied any—the review tial evidence standard—if aspects of novel it—is not the ture—and reciting applies. Merely majority opinion commercial suc- substantial evidence tangen arguably all of the evidence that secondary the offered consid- cess. “Where issue findings tially relates factual actually something eration results- Supreme with the Court’s not consistent what is both claimed and other than novel See, e.g., on substantial evidence. case law claim, no nexus to the in the there is Relations v. Labor Edison Co. Nat’l Con. re of the invention.” In merits claimed 197, (1938). Bd., 229-30 305 U.S. Kao, F.3d Huai-Hung jury’s ver reviewing obviousness 2011) (Fed., (emphasis original); Cir. see explicit dict, all of review “we Enters., also, e,g,, Corp. Tokai v. Easton findings factual substantial implicit (Fed. 2011) Inc., Cir. 632 F.3d Concepts, v. Kinetic Inc. Smith evidence.” (“If commercial is due an ele- success (Fed. Inc., F.3d Nephew, & art, exists.”).3 no nexus ment 2012). legal then Cir. “We examine the survey support cannot Such novo detei*- conclusion obviousness de jury finding any implicit commercial light it is mine correct whether success. findings adequately factual find we I court or believe district McKasy, (citing Jurgens Id. supported.” court, reviewing findings of when whether 1552, 1557 1991)). evidence, supported substantial fact any majority opinion implies actually -It must review evidence. *50 evidence, is and that evidence substantial it should is substantial determine if evi- actually therefore cannot examine we dence, opposed merely As as evidence. presented evidence determine whether majority opinion today, not so does do al- actually supports it it findings is opinion en this perhaps explaining an banc leged For example, opinion support. in court’s role evidence review substantial survey consumers cites evidence that is warranted. The court en banc could purchase a rather devices with slide- provide guidance on what substantial preventing to-unlock feature accidental un- how it is evidence standard means and purchase a locking than devices without applied the factual find- when we review unlocking. preventing feature accidental ings verdicts.4 underlie 1054-55; Maj. Op. J.A. 21066. This evidence Analysis 2. Obviousness of commer- is cited as substantial evidence patent, cial of the '721 implicit dispute success which claims I see an additional un- particular en derlying a feature. banc reversal of the slide-to-unlock court’s Samsung argued briefing appeal ings, they in interpret patent 3. on same its can a be- had established and decide a claim construction. nexus different results, Judges disagree this evidence and the slide-to-unlock do tween feature, can often 37; Samsung frequent Br. also see as number of demonstrated Response split Br. Reply panels. & Here, majority example, opinion demonstrates, supports case us differ- evidence As the before finds that substantial an finding appellate judges implicit jury same of ent can review the evi- factual commercial disagree patent. Maj. Op. it dence and whether is substantial success for 1056. As evidence, support jury's example of Apple’s in factual find- it cites an such determinations, panel’s obviousness one burden-shifting such a framework proper grounds pros- “ma[d]e have sense” context of might served ecuting patents before the U.S. Patent for en review in case. banc this Trademark Id. at 1080 Office. n.7. argu- panel original opinion could It disagrees seems to the court me that ably interpreted applying a burden- over objective play the role indicia analysis determining shifting whether analysis court’s ultimate determina- patent example, For it obvious. “the said so, tion If we can- obviousness. should prima strong. facie case obviousness was didly en address this issue banc. secondary consider- legal questions I see here include ations was weak support and did (1) analysis whether obviousness involv- conclusion that nonob- the '721 (or ing objective secondary considerations addition, Apple, vious.” 804. In F.3d at non-obviousness) indicia of is a one- dissent, Judge in his Dyk Supreme cites (2) two-step process weight how much precedent argu- Court making forceful to accord secondary considerations ment secondary considerations of non- analysis. obviousness carry weight obviousness little where These issues that important should strong evidence obviousness exists. front be addressed room courthouse, majority opinion . The states that “[a] all stakeholders litigation determination whether table. we to do so Because failed case, I respectfully § obvious dissent. requires invalid as under factors, of all four Graham consideration error reach conclusion until all con-
obviousness those factors are Maj. Op.
sidered.” 1048. It notes that “Mbjective of non-obviousness indicia IP, LLC, FAIRWARNING every must be considered in where case Plaintiff-Appellant present.” Id. in In Cyclo
We addressed re this issue SYSTEMS, INC., IATRIC *51 benzaprine Hydrochloride Extended-Re Defendant-Appellee Litig., lease Capsule Patent 1063 2015-1985 (Fed. 2012). explained Cir. that apply We of Appeals, Court United States ing burden-shifting framework district Circuit. Federal proceedings court was inconsistent with 11, Decided: October this Stratoflex, decision in Inc. v. court’s 1530, (Fed. Corp., Aeroquip 713 F.2d 1983).
Cir.
