Arcadio APONTE-ROSARIO, as Resident of Las Gladiolas Public Housing Project; Mirta Colon-Pellicier, as Resident of Las Gladiolas Public Housing Project; Iris Margarita Aponte-Marrero, as Resident of Las Gladiolas Public Housing Project, Plaintiffs, Appellants, v. Anibal ACEVEDO-VILA, Governor of The Commonwealth of Puerto Rico; Jorge Rivera, Secretary of the Department of Housing of the Commonwealth of Puerto Rico; Carlos Laboy, Director of the Puerto Rico Public Housing Administration, Defendants, Appellees, Alphonso Jackson, Secretary of the United States Department of Housing and Urban Development; Michael Colon, Director, Field Office; Olga Saez, Housing Director of the Office for the Puerto Rico/Virgin Islands of the United States Department of Housing and Urban Development; American Management, Inc., Defendants.
Nos. 09-1200, 09-1362
United States Court of Appeals, First Circuit
Heard March 4, 2010. Decided July 28, 2010.
Susana I. Penagaricano-Brown, Assistant Solicitor General, with whom Irene S. Soroeta-Kodesh, Solicitor General, Leticia Casalduc-Rabell, Deputy Solicitor General, and Zaira Z. Giron-Anadon, Deputy Solicitor General, were on brief for appellees Acevedo-Vila, Rivera, Laboy and American Management, Inc.
Patricia Sharing Flagg, Special Assistant United States Attorney, U.S. Department of Housing and Urban Development, with whom Rosa Emilia Rodriguez-Velez, United States Attorney, and Nelson Perez-Sosa, Assistant United States Attorney, Chief, Appellate Division, were on brief for appellees Jackson, Colon, and Saez.
Before TORRUELLA, SELYA, and LIPEZ, Circuit Judges.
TORRUELLA, Circuit Judge.
Plaintiff-Appellants, several residents of Las Gladiolas I and II public housing project (Las Gladiolas), appeal the district court‘s grant of summary judgment in favor of several officers of the Commonwealth of Puerto Rico and the Puerto Rico Public Housing Administration (PRPHA) and the dismissal of their claims against the Department of Housing and Urban Development (HUD).1 Appellants claim that in preparing and approving an application for demolition of Las Gladiolas the PRPHA and HUD violated their statutory right to resident consultation under section
I. Facts and Procedural Background
The Las Gladiolas project has two high-rise buildings that house 676 apartment units. On April 28, 2005, the PRPHA submitted its application to HUD for demolition of Las Gladiolas stating that structural tests revealed that the buildings were no longer suited for public housing purposes and that no reasonable and cost-effective plan for repairs or “modernization” was feasible.3
Prior to submitting its application for demolition, the PRPHA held five public hearings to discuss its Annual Plans. Each Annual Plan included demolition of Las Gladiolas as one of the agency‘s objectives, and demolition of Las Gladiolas was discussed in each of the five annual hearings. The hearings were held on April 2, 2001, March 27, 2002, March 28, 2003, March 25, 2004, and March 30, 2005. The hearings were announced in local newspapers. The published notices included the dates and locations of the hearings; provided directions to a location where residents could view the plans; and informed residents that transportation to the hearings would be provided. Many Las Gladiolas residents attended these public hearings and voiced their concerns.4
On February 22, 2005, the PRPHA held a two hour and forty-five minute meeting with Las Gladiolas I & II‘s residents’ council and Las Gladiolas residents to discuss, among other matters, the proposed demolition. After this meeting, the PRPHA formally filed its application for demolition of the housing project with HUD. HUD approved the PRPHA‘s application for demolition on February 2, 2006.
Following HUD‘s approval of the application for demolition, Appellants filed a class action suit on behalf of all residents of Las Gladiolas seeking to stop or delay the demolition of Las Gladiolas. The complaint sought declaratory and injunctive relief against the Governor of the Com
In due course, the Commonwealth defendants moved for summary judgment. The HUD defendants filed a Motion In Support of [the] Commonwealth Defendants’ Motion for Summary Judgment arguing that if the Commonwealth was found to have complied with the statutory requirements for resident consultation, HUD‘s approval of the application for demolition would also be in compliance with the regulations and therefore summary judgment should be granted in HUD‘s favor.
In December 2008, the district court granted summary judgment in the Commonwealth defendants’ favor, finding that the PRPHA had complied with the resident consultation requirement as prescribed in section 1437p and that Appellants had failed to show that there were genuine issues of material fact as to whether the Commonwealth defendants had failed to maintain Las Gladiolas. Approximately one month later, the district court dismissed Appellants’ claims against HUD, finding that HUD “did not act unlawfully in approving the demolition.” Aponte-Rosario v. Acevedo-Vila, No. 06-1578, slip op. at 3 (D.P.R. Jan. 29, 2009). Appellants filed this timely appeal challenging the district court‘s dismissal of their claims.
II. Preliminary Issues and Standard of Review
A. Appellants’ Right of Action Under 42 U.S.C. § 1983 and 5 U.S.C. § 702
Appellants’ main claim on appeal is that they were deprived of their right to consultation as recognized in section 1437p of the United States Housing Act. Appellants asserted jurisdiction for the resident consultation claim against the Commonwealth defendants under
The district court did not consider whether section 1437p provides Appellants a right enforceable under section 1983 and the parties did not raise the question on appeal.6 While we harbor doubts as to
The question whether determination of the existence of a private cause of action is a jurisdictional inquiry or instead one that goes to the merits of the claim is a thorny one. Although we are obliged to decide as a threshold matter certain jurisdictional questions that implicate our authority to hear a dispute under Article III, see Steel Co. v. Citizens for a Better Env‘t, 523 U.S. 83, 94, 101-02 (1998), we are not so constrained where, as here, issues of statutory jurisdiction are in play, Restoration Pres. Masonry, Inc. v. Grove Eur. Ltd., 325 F.3d 54, 59-60 (1st Cir. 2003); see also Davignon v. Clemmey, 322 F.3d 1, 11 (1st Cir. 2003) (appellate court remains free to bypass problematic jurisdictional issues provided those issues do not implicate Article III requirements); Kelly v. Marcantonio, 187 F.3d 192, 197 (1st Cir. 1999) (same).
We also assume, without deciding, that Appellants have a valid claim under section 702 of the Administrative Procedure Act (APA) against HUD and proceed accordingly.7 See Air Courier Conference of Am. v. Am. Postal Workers Union, 498 U.S. 517, 523 n.3 (1991) (“Whether a cause of action exists [under the APA] is not a question of jurisdiction, and may be assumed without being decided.” (citing Burks v. Lasker, 441 U.S. 471, 476 n. 5 (1979))); see also R.I. Dep‘t of Envtl. Mgmt. v. United States, 304 F.3d 31, 40 (1st Cir. 2002) (“[W]hether the APA provides for judicial review of [a] nonfinal ruling is not [a question] that, precisely speaking, implicates the subject-matter jurisdiction of the court.“).
B. Standard of Review
We review de novo the district court‘s grant of summary judgment, “taking the facts and all reasonable inferences therefrom in the light most favorable to [Appellants].” Hoyos v. Telecorp Comme‘ns, Inc., 488 F.3d 1, 5 (1st Cir. 2007). Summary judgment is appropriate if there are no genuine issues as to any material fact and the moving party is entitled to judgment as a matter of law.
III. Discussion
A. Resident Consultation Claim Against the Commonwealth Defendants
Appellants challenge the adequacy and sufficiency of the procedures employed by the PRPHA to consult with residents. They contend that neither the annual hear
Section 1437p governs demolition of a public housing project and provides that the Secretary of HUD shall not approve an application for demolition unless certain conditions are met.
[t]he Secretary shall disapprove an application [for demolition] if the Secretary determines that ... (2) the application was not developed in consultation with (A) residents who will be affected by the proposed demolition or disposition; (B) each resident advisory board and resident council, if any, of the project (or portion thereof) that will be affected by the proposed demolition or disposition; and (C) appropriate government officials.
(emphasis added).8 The statute does not define “consultation,” and it does not provide specific requirements as to what type of notice must be given, how many times consultation must occur, how many residents must be present when demolition is discussed, or what opportunities residents must be provided to voice their opinions as to demolition before the local housing authority may be deemed to have satisfied the general consultation requirement.
Following the general guidelines set forth by section 1437p, the PRPHA held five public hearings from 2001 to 2005 to discuss the PRPHA‘s Annual Plans. The Annual Plans of those five years indicated that there was a planned application for demolition of Las Gladiolas and included a time line for the anticipated start and end dates for demolition. Las Gladiolas residents were present at these annual hearings9 and voiced their concerns regarding the PRPHA‘s plan for demolition. For example, Aponte voiced his opposition to the demolition on at least three of the hearings.10
Besides holding annual hearings in each of the five years prior to the filing of the PRPHA‘s application for demolition, PRPHA officials met with members of Las Gladiolas residents’ council on October 18, 2001. Among other issues, they discussed an implosion update for Las Gladiolas. An additional and final meeting specifically for Las Gladiolas residents
We note that the PRPHA‘s efforts to consult with residents were by no means ideal or extensive. For example, the published notices for both the annual hearings and the February 22nd meeting did not indicate that demolition of Las Gladiolas was to be discussed, and there is no indication in the record that the PRPHA informed residents in any other manner that demolition would be discussed in the annual hearings. Cf. Anderson, 556 F.3d at 360 (finding no abuse of discretion in district court‘s denial of preliminary injunction where the record showed that the local housing authority notified residents by mail of a meeting on the proposed demolition which residents attended and where an additional meeting was held with resident leaders to discuss demolition); Project B.A.S.I.C. v. Kemp, 721 F.Supp. 1501, 1511 (D.R.I.1989) (noting that consultation was met where the local housing authority informed members of the tenant association of the plan for demolition; established a modernization committee with tenants; and allowed tenants to comment on the proposed demolition during public meetings held by the Board of Commissioners). Furthermore, the annual hearings were not the ideal forum in which demolitions should be addressed as the hearings were held to discuss a broad range of public housing issues.
Despite the limitations of the consultation performed by the PRPHA, the record shows that the PRPHA took affirmative actions to inform residents about the plans for demolition, and residents were afforded the opportunity, throughout the course of five years, to voice their concerns and provide comments regarding demolition. Moreover, the procedures employed by the PRPHA were effective as the residents, including Aponte, attended these meetings and were put on notice of the PRPHA‘s plan for demolition. Residents not only provided comments to the PRPHA in the annual hearings and the February 22nd meeting, but they also requested and were granted a meeting with the Secretary of the Commonwealth‘s Department of Housing to discuss demolition,12 and were able to voice their concerns regarding demolition in other forums such as a committee of the Puerto Rico legislature.13
Although the process employed by the PRPHA was far from exemplary, the rec
B. Due Process Claim
Appellants also claim that their rights to constitutional procedural due process were infringed. Appellants due process argument is inextricably bound to their contention that the PRPHA did not develop its application in consultation with Las Gladiolas residents. They concede that the statutory consultation requirement complies with the minimum due process guarantees, but contend that these procedural guarantees were not afforded in this case.
The threshold question in any claim for denial of procedural due process is whether plaintiffs were deprived of a liberty or property interest protected by the United States Constitution. Lowe v. Scott, 959 F.2d 323, 334 (1st Cir. 1992). If a protected interest is found, we must then determine what process was due. Goss v. Lopez, 419 U.S. 565, 577 (1975). “[D]ue process is flexible and calls for such procedural protections as the particular situation demands.” Morrissey v. Brewer, 408 U.S. 471, 481 (1972). Despite this flexibility, it is well-settled that the essential requirements of procedural due process include adequate notice and an opportunity to be heard “at a meaningful time and in a meaningful manner.” Amsden v. Moran, 904 F.2d 748, 753 (1st Cir. 1990) (citation and internal quotation marks omitted); see also Jordan Hosp., Inc. v. Shalala, 276 F.3d 72, 78 (1st Cir. 2002). In evaluating the adequacy of the procedures employed we “balanc[e] a number of factors, including the nature of the private and public interests involved; the risk of erroneous deprivation accruing under the procedures used by the state; and the probable benefit of demanding additional procedural safeguards.” Amsden, 904 F.2d at 753; see also Mathews v. Eldridge, 424 U.S. 319, 335 (1976).
Appellants rely on persuasive authority to show that they have a protected property interest that would trigger procedural due process protections. See Geneva Towers Tenants Org. v. Federated Morty. Investors, 504 F.2d 483, 488-92 (9th Cir. 1974) (holding that tenants of federally subsidized housing project had a protected interest in continued receipt of low cost housing). Assuming that Appellants have a protected property interest in the form of an expectation to remain in their public housing units, we do not believe that the process residents were afforded ran afoul of this constitutional guarantee.
Appellants’ interest in participating in the decision process regarding demolition of their public housing units is significant.
“[P]rocedural due process is simply a guarantee of fair procedure,” Amsden, 904 F.2d at 753 (citation and internal quotations omitted), and in this case Appellants were put on notice of the PRPHA‘s decision to demolish; were afforded the opportunity to participate in a series of hearings and meetings where PRPHA officials discussed the plans for demolition; and were given the opportunity to comment on the proposed demolition before the PRPHA filed its application for demolition. More importantly, consultation was done over the course of five years, a reasonable time span that gave residents a meaningful opportunity to be heard. Viewing the competing interests involved in a public housing authority‘s decision to request authorization to demolish a public housing building, we cannot say that Appellants were deprived of the minimum procedural constitutional guarantees to which they were entitled. Appellants were afforded a fair procedure that also met the general statutory requirement of consultation.
As there are no genuine issues of material fact regarding the PRPHA‘s compliance with resident consultation prior to filing an application for demolition with HUD, we affirm the district court‘s decision dismissing Appellants’ claims against the Commonwealth defendants.
C. APA Claim Against HUD
Appellants claim that HUD violated section 1437p(b) in approving the PRPHA‘s application for demolition. They contend that the PRPHA developed its application for demolition without meeting the resident consultation requirement, and that therefore HUD‘s approval of the application was unlawful. They also allege that the evidence included in the administrative record is insufficient to establish that the PRPHA complied with the consultation requirement. They argue that the only documents appended to the application for demolition included the minutes of the February 22, 2005 meeting and a newspaper announcement for the 2004 public hearing.
Our review of HUD‘s decision to approve the application for demolition is governed by the highly deferential standard of review set forth in section
Given our conclusion that the PRPHA‘s efforts to consult with residents met the minimum procedural requirements of section 1437p(b), we cannot hold that HUD‘s approval of the application was arbitrary or capricious or otherwise not in accor
We have reviewed the administrative record and are convinced it shows that the PRPHA engaged in efforts to inform residents of the proposed demolition and that the PRPHA procured and received comments from residents and the appropriate residents’ council. We affirm the district court‘s dismissal of Appellants’ claim as to HUD.
D. De facto Demolition Claim
Appellants’ final claim on appeal is that the district court erred in dismissing their claim that since the year 2001, the PRPHA failed to properly maintain Las Gladiolas in an effort to force demolition of the project in violation of
The only evidence that Appellants offer to support their claim that the PRPHA intentionally rendered Las Gladiolas uninhabitable by failing to maintain the buildings in safe, decent, and sanitary conditions, is a sworn statement given by Aponte on July 6, 2007 which generally addresses the buildings’ condition at and around 2007, one year after the application for demolition had been submitted to HUD.16 Some portions of the statement address the buildings’ condition prior to
In order to survive a motion for summary judgment, the non-moving party “must ... set out specific facts showing a genuine issue for trial.”
Drawing all inferences in favor of Appellants, we can conclude that Aponte‘s statement details a series of conditions which show that proper maintenance was generally not provided at the time the statement was made. We can also conclude that after the PRPHA began to consider a plan for demolition in 2001, the buildings deteriorated. However, Aponte‘s statement does not specify which conditions existed prior to the PRPHA‘s application for demolition, nor does it state whether the PRPHA was made aware of the specific conditions, or whether the PRPHA purposefully declined to address the conditions Aponte detailed in his statement.17
Even assuming, without deciding, that a claim for constructive demolition is available in these circumstances, Aponte‘s statement is insufficient to overcome summary judgment as it includes general allegations and lacks specificity regarding the conditions that existed in Las Gladiolas prior to the filing of the PRPHA‘s application for demolition. Though conditions in Las Gladiolas seemed to be far from ideal in 2007, Appellants have failed to show that the Commonwealth defendants’ purposefully created and maintained these conditions in order to bring about a de facto demolition.
As Appellants have failed to produce evidence to show that Las Gladiolas was rendered uninhabitable due to the PRPHA‘s intentional acts or inaction, we cannot hold that the district court erred in dismissing this claim.18
IV. Conclusions
Because we find there are no genuine issues of material fact as to PRPHA‘s compliance with resident consultation prior to filing an application for demolition with HUD, we affirm the district court‘s decision to dismiss Appellants’ claim against the Commonwealth defendants and HUD. We also affirm the dismissal of Appellants’ de facto demolition claim.
Affirmed.
