Javier APARICIO, Individually and on behalf of all persons similarly situated; Judith Rangel, Individually and on behalf of others similarly situated; Eliseo Realzola, Individually and on behalf of others similarly situated, Plaintiffs-Appellants, v. Wiley BLAKEWAY, In his official capacity; Kenneth G. Pasquarell, Director, in his official capacity as District Director of the Immigration and Naturalization Service for the San Antonio Division; Immigration and Naturalization Service, Defendants-Appellees.
No. 00-51133.
United States Court of Appeals, Fifth Circuit.
Aug. 15, 2002.
302 F.3d 437
Before GARWOOD, DEMOSS and DENNIS, Circuit Judges.
Nelda C. Reynа (argued), U.S. Dept. of Justice, Civ. Div. Immigration Litigation, Washington, DC, John Francis Paniszczyn, San Antonio, TX, for Defendants-Appellees.
Plaintiffs-appellants Javier Aparicio, Judith Rangel and Eliseo Realzola filed this suit against the Immigration and Naturalization Service (INS), and against Wiley Blakeway, the head of the San Antonio INS Citizenship Branch, Kenneth Pasquarell, the Director of the San Antonio INS District, and Attorney General Janet Reno, all in their official capacities only. Plaintiffs alleged that the San Antonio INS office relied on information in their respective applications for Special Agricultural Worker status while reviewing their applicаtions for naturalization, despite the confidentiality provision set forth in
Background
A. The Applicable Laws
In 1986, Congress recognized that a “shadow population” of millions of illegal immigrants had been living in this country for a number of years. H.R. REP. 99-682(I), at 49 (1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5653; McNary v. Haitian Refugee Center, Inc., 498 U.S. 479, 111 S.Ct. 888, 891, 112 L.Ed.2d 1005 (1991). Yet, despite their contributions to employers and thеir communities, these immigrants were victimized because their undocumented status rendered them afraid to seek help from the governmental authorities. H.R. REP. 99-682(I), at 49 (1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5653. Because Congress found it undesirable that the INS would spend its resources intensifying interior enforcement or attempting to deport these aliens en masse, they amended the Immigration and Naturalization Act to legalize the immigration status of certain categories of these aliens. This would permit those aliens to openly contribute to American society and allow the INS to focus its efforts on border enforcement. Id. The legislation also made the burden on undocumented aliеns more onerous by criminalizing the hiring of undocumented workers and denying them many federal welfare benefits. McNary, 111 S.Ct. at 891. One subsection of this legislation addressed the fact that producers of perishable agricultural commodities had come to heavily rely upon an undocumented labor force. In order to keep these laborers available for work at these farms but give them the independence to move from job to job at their discretion, Congress created the “Special Agricultural Worker” or “SAW” program. H.R. REP. 99-682(I), at 83-85 (1986), reprinted in 1986 U.S.C.C.A.N. 5649, 5687-89. Under the SAW program, a worker could apply for “temporary resident” immigration status during a specified eightеen-month period if he could prove both that he has resided in the United States and that he performed “seasonal agricultural services” in the United States for at least ninety days during the period from May 1, 1985 to May 1, 1986. See
A prominent feature of the SAW statute was its confidentiality guarantee. The government was forbidden to “use the in-
After five years of continuous residence following lawful admission to permanent residence, an alien becomes eligible to apply for naturalization.
B. The Present Appeal
1. The Class Representatives
The three appellant class representatives share a similar story. They are each Mexican nationals who applied for and received temporary resident status under the SAW program in 1988, and accordingly then received permanent resident status automatiсally in 1990. They each applied for naturalization in 1998 or 1999, and for that purpose were interviewed in 1999 and 2000 in the San Antonio office of the INS. During their interviews, each claims he or she was quizzed extensively about the agricultural work that had qualified him or her for SAW status and each claims the INS interviewer had reviewed the confidential information from his or her SAW application. For each of them, the interview was followed by a letter from the INS commanding him or her to produce evidence
From that point, their experiences diverged somewhat. Javier Aparicio responded to the follow-up letter by filing this class action lawsuit against the INS challenging their practice of reviewing the SAW information. The INS reiterated its demand for the corroborating evidence, and Aparicio‘s reply informed the INS that he was unable to acquire the information and alleged the request violated the SAW confidentiality provisions. On June 26, 2000, the INS informed Aparicio that it had independently investigated the lawfulness of his permanent resident status and approved his application for naturalization. This approval came before the district court considered the motion to dismiss at issue in this case.
Judith Rangel responded to the letter by providing some, but not all, of the requested corroboration. The INS denied her application on October 8, 1999, and she never sought any sort of review of that denial. On June 5, 2000, Aparicio amended his lawsuit to include Rangel as a class representative.
Eliseo Realzola received the letter and then submitted the proof he was able to obtain along with explanations why he could not obtain the rest. On October 19, 1999, the INS informed Realzola that his evidence was insufficient and ordered him to provide corroboration. He did not do so, and on June 5, 2000 he joined Aparicio‘s suit as a class representative. The INS finally approved Realzola‘s application for naturalization on February 21, 2001, four months after the present appeal was filed.
2. The Lawsuit
Aparicio filed his class action lawsuit on April 14, 2000, on behalf of himself and the class of persons who received permanent resident status through the SAW program and who had applied for or would apply for naturalization through the San Antonio INS office. He sued the Immigration and Naturalization Service itself, as well as (in their official capacities) Wiley Blakeway, the head of the San Antonio INS Citizenship Branch, Kenneth Pasquarell, the Director of the San Antonio INS District, and Attorney General Janet Reno. Aparicio alleged the INS‘s use of the confidential SAW application information in the naturalization process violated
The district court granted a motion to dismiss the suit on August 31, 2000, holding the plaintiffs’ claims were unripe because they had not exhausted the statutory appeal procedures before taking their case to the district court. The present appeal followed.
Discussion
This court must consider whether the district court correctly dismissed Aparicio‘s suit. We review this decision de novo. See Home Builders Ass‘n v. City of Madison, Miss., 143 F.3d 1006, 1010 (5th Cir.1998). It is worthwhile to begin by
A. McNary v. Haitian Refugee Center, Inc.
The legal issues in this case stand under the shadow of two Supreme Court cases, the first of which is McNary v. Haitian Refugee Center, Inc., 498 U.S. 479, 111 S.Ct. 888, 112 L.Ed.2d 1005 (1991). Appellants rely on McNary to support their claim that challenges to INS practices and statutory interpretation lie outside mandatory review provisions.
In McNary, seventeen unsuccessful SAW applicants and two refugee services challenged the procedure by which the INS reviewed SAW applications. McNary, 111 S.Ct. at 893. The suit challenged INS practices including, inter alia, refusing to show adverse evidence to the applicant, refusing to allow the applicant to rebut adverse evidence, refusing to allow applicants to present witnesses on their own behalf, refusing to provide competent interpreters, and refusing to make a transcript of the hearing. Id. at
Though it had been the cornerstone of the INS‘s case, the McNary Court distinguished Heckler v. Ringer, 466 U.S. 602, 104 S.Ct. 2013, 80 L.Ed.2d 622 (1984) on several grounds. In Heckler, the plaintiffs had sought review of a Medicare policy denying them a particular form of surgery, but the Court held the federal courts
B. Reno v. Catholic Social Services, Inc.
The Court revisited McNary in Reno v. Catholic Social Services, Inc., 509 U.S. 43, 113 S.Ct. 2485, 125 L.Ed.2d 38 (1993) [hereinafter “CSS“], the second case affecting our decision today. In CSS, the Court again addressed the effects of the 1986 reform of the Immigration and Naturalization Act. The CSS Court addressed two separаte challenges to the INS interpretation of the statutory provisions permitting certain undocumented aliens to receive temporary resident status. The first concerned the requirement that the alien show “continuous physical presence” since a certain date; the INS had determined that the statutory exception for “brief, casual and innocent” absences would only be permitted if the alien had received advance permission from the INS. Id. at
The Court accepted both appeals and decided to vacate and remand. Id. The Court recognized that the limited judicial review provision,
The Court then noted that another jurisdictional hurdle lay in the path of the
The Court then recognized that a case would only become ripe when “the INS formally denied the alien‘s application on the ground that the regulation rendered him ineligible for legalization.” Id. at
The Court then determined that the parties whose claims were accepted for processing by the INS were constrained by the mandatory review provisions, although parties whose applications lower level INS personnel informally refused to even accept for filing due to an INS “front-desking” policy may have been outside the mandatory review provisions. Id. at
“[Front-desking] would effectively exclude an applicant from access even to the limited administrative and judicial review procedures established by the Reform Act. He would have no formal denial to appeal to the Associate Commissioner for Examinations, nor would he have an opportunity to build an administrative record on which judicial review might be based. Hence, to construe
§ 1255a(f)(1) to bar district court jurisdiction over his challenge, we would have to impute to Congress an intent to preclude judicial review of the legality of INS action entirely under those circumstances. As we stated recently in McNary, however, there is a ‘well-settled presumption favoring interpretations of statutes that allow judicial review of administrative action,’ 498 U.S., at 496, 111 S.Ct., at 898; and we will accordingly find an intent to preclude
such review only if presented with ‘clear and convincing evidence,’ [citations omitted].”
There is no such clear and convincing evidence in the statute before us. Although the phrase ‘a determination respecting an application for adjustment of status’ could conceivably encompass a Legalization Assistant‘s refusal to accept the application for filing at the front desk of a Legalization Office, nothing in the statute suggests, let alone demonstrates, that Congress was using ‘determination’ in such an extended and informal sense. Indeed, at least one related statutory provision suggests just the opposite. Section
Accordingly, the CSS Court vacated and remanded the case so that the District Courts could determine which claims had been subjected to “front-desking” and thus were ripe. Id. at
C. The Present Case
1. The Claims Are All Unripe
We hold that to the extent appellants’ claims are unripe they are barred by CSS. To the extent the claims are ripe, they are barred by
“A person whose application for naturalization under this subchapter is denied, after a hearing before an immigration officer under section 1447(a) of this title, may seek review of such denial before the United States district court for the district in which such person resides in accordance with chapter 7 of Title 5. Such review shall be de novo, and the court shall make its own findings of fact and conclusions of law and shall, at the request of the petitioner, conduct a hearing de novo on the application.”1
It must be recognized then that the naturalization statute does not contain many of the features upon which the McNary opinion relied and upon which CSS relied in regard to those whose applications were “front-desked.” Judicial review of naturalization denials is always available and is de novo, and is not limited to any administrative record but rather may be on facts established in and found by the district court de novo.
As with the regulations in CSS, the INS interpretation challenged in this case did not have an immediate effect on the day-to-day affairs of those who received permanent resident status through the SAW provisions. Instead, the INS interpretation “limit[s] access to a benefit [here
Here, if a claim was approved, then the applicant has no grounds for complaint because his path has not been “blocked” and he has suffered no “irredeemably adverse consequence.” The federal courts not acting under section
Rangel‘s naturalization application has been administratively denied, and consideration of her claim in this suit would be reviewing the denial of her application for naturalization in violation of section
The appellants and the entire class they seek to represent are thus caught between the ripeness doctrine and the exclusive review provision of section
Appellants attempt to argue ripeness by complaining that they lose the privileges
2. The Review Is Adequate
There remains one more point to analyze. The CSS Court noted that the McNary plaintiffs had escaped this system because they “could receive no practical judicial review within the scheme” established by Congress. In contrast, the CSS plaintiffs3 were stuck within the system because it could afford the plaintiffs an adequate review, albeit one that only occurred during the appeal of a deportation order. CSS, 113 S.Ct. at 2497. Thus, the availability of review in CSS satisfied the need for review of administrative processes emphasized in McNary and in Bowen v. Michigan Academy of Family Physicians, 476 U.S. 667, 106 S.Ct. 2133, 90 L.Ed.2d 623 (1986). See McNary, 111 S.Ct. at 899 (quoting Bowen). It has been suggested that this exception for inadequate judicial review is all that remains of McNary‘s end-run around mandatory review provisions. See Ayuda, Inc. v. Reno, 7 F.3d 246, 249 (D.C.Cir.1993).
Regardless, the appellants can find no relief in this inadequate review exception. The review afforded them by section
The appellants have a sufficient review available to them, and therefore they (and the class they purport to represent) cаn only challenge the INS interpretation of
Conclusion
The appellants raise a generalized challenge to the INS‘s interpretation of two statutes, as embodied in the practice of the San Antonio INS office. Their claims are not ripe because they have either not felt the full impact of the interpretation by
AFFIRMED.
