Antonio Hinojosa v. Connie GipsonAntonio Hinojosa v. Connie Gipson
Pamela B. Hooley (argued), Deputy Attorney General; Kamala D. Harris, Attorney General; Julie L. Garland, Senior Assistant Attorney General; Kevin Vienna, Supervising Deputy Attorney General; David Delgado-Rucci, Deputy Attorney General, Office of the Attorney General of California, San Diego, CA, for Respondent-Appellee.
Before: FERNANDEZ, FISHER, and BEA, Circuit Judges.
OPINION
BEA, Circuit Judge:
Prison gangs threaten the safety and security of prisons and prisoners. California has sought to combаt these threats—and punish prison-gang affiliation—by segregating prison-gang members and associates from the general prison population. To that end, California houses prison-gang members and associates in Security Housing Units (SHUs), maximum-security facilities in which prisoners are kept in solitary confinement for over 22 hours a day.
California also encourages good behavior among its prisoners with good-conduct credits that reduce prisoners’ sentences. Most prisoners earn credits on a one-to-one basis—for one day of good conduct, they earn one day of credit. So, a prisoner who behaves well can potentially cut his sentencе in half. But prisoners can also lose credits, or their credit-earning status can change, based on misconduct. Until 2010, prison-gang members and associates housed in SHUs earned credits at a reduced three-to-one rate. But California amended its penal code in 2010 to modify the credit-earning status of prison-gang members and associates in segregated housing. Those prisoners can no longer earn any credits, regardless their conduct. The amendment thus causes prison-gang members and associates housed in SHUs to serve a longer portion of their prison sentences than they would have under the
I
In 2003, petitioner-appellant Antonio A. Hinojosa pleaded guilty in California superior court to first-degree robbery (to which he admitted a firearm enhancement) and participation in criminal-street-gang activity. He was sentenced to 16 years of imprisonment.
In 2009, Hinojosa was “validated” as a “prison-gang associate” and transferred to the SHU at Corcoran.1 Validation is the process by which inmates are clаssified as prison-gang members or associates.2 Once validated, a prison-gang member or associate “is deemed to be a severe threat to the safety of others or the security of the institution and will be placed in a SHU for an indeterminate term.”
Under the version of
After exhausting his administrative remedies, Hinojosa filed a petition for writ of habeas corpus in the Superior Court of California challenging the application of amended
- The California Department of Corrections and Rehabilitation‘s retroactive application of recently amended Penal Code § 2933.6 to restrict and/or deny petitioner‘s eligibility for prison conduct credit violates the terms of petitioner‘s plea agreement and constitutional right to due process.
- The California Department of Corrections and Rehabilitation has unlawfully validated petitioner as a prison gang associate resulting in the retroactive application of recently amended Penal Code § 2933.6 to restrict and/or deny petitioner‘s eligibility for prison conduct credit in violation of petitioner‘s constitutional right to due process and the constitutional proscription against ex post facto legislation.
The superior court addressed these two claims separately, providing “separate and independent grounds” for denying each. As to the first claim, the superior court held that Hinojosa‘s plea agreement did not “contain an express promise or guarantee” regarding his credit-earning status and thus that the application of amended
Hinojosa petitioned the California Court of Appеal and then the Supreme Court of California for a writ of habeas corpus,
Hinojosa then filed pro se a petition for writ of habeas corpus in the United States District Court for the Central District of California. In his petition, he claimed (1) application of amended
Magistrate Judge Wilner rejected Hinojosa‘s ineffective-assistance-of-counsel claim because “no reasonable criminal defense attorney could be faulted for failing to anticipate and advise a client about a future change in the law governing prison credits.”
District Judge Gary A. Feess adopted Magistrate Judge Wilner‘s report and recommendation in full, denied Hinojosa‘s petition, and dismissed the action with prejudice. Judge Feess denied Hinojosa‘s request for a certificate of appealability as to either of his claims. Hinojosa timely petitioned us for a certificate of appealability, which we granted only as to “whether the 2010 amendment to California Penal Code § 2933.6, which dеprives a prisoner of a future opportunity to earn an earlier release, violates the Ex Post Facto Clause.” This appeal followed. We have jurisdiction pursuant to
II
We review de novo the district court‘s denial of a petition for a writ of habeas corpus. Lambert v. Blodgett, 393 F.3d 943, 964 (9th Cir. 2004). And we review de novo the district court‘s determination that AEDPA applies to a petitioner‘s claim. See id. at 965.
III
Hinojosa is not the first California prisoner to challenge amended
AEDPA bars us from granting a writ of habeas corpus “with respect to any claim that was adjudicated on the merits in State court proceedings” unless the state
The superior court did not decide Hinojosa‘s ex post facto claim on the merits. It denied the claim because Hinojosa filed it “in the [im]proper judicial venue.” The state conceded as much at oral argument. But the state cites Harrington v. Richter, 562 U.S. 86, 131 S.Ct. 770, 178 L.Ed.2d 624 (2011), and Johnson v. Williams, 568 U.S. 289, 133 S.Ct. 1088, 185 L.Ed.2d 105 (2013), for the proposition that we must presume the California Supreme Court decided Hinojosa‘s ex post facto claim on the merits when it summarily denied his petition. That argument fails to comprehend the relationship between Richter, whereby we must presume state courts decide federal claims on the merits, see 562 U.S. at 99-100, and Ylst v. Nunnemaker, 501 U.S. 797, 111 S.Ct. 2590, 115 L.Ed.2d 706 (1991), which directs us to considеr the last reasoned decision of the state courts, see id. at 806. Where the last reasoned state-court decision rejects a federal claim solely on procedural grounds, any presumption that a subsequent summary denial decided the claim on the merits is rebutted. See James v. Ryan, 733 F.3d 911, 915-16 (9th Cir. 2013) cert. denied, — U.S. —, 134 S.Ct. 2697, 189 L.Ed.2d 740 (2014); see also Williams, 133 S.Ct. at 1094 n. 1 (“Consistent with our decision in Ylst v. Nunnemaker, 501 U.S. 797, 806 (1991), the Ninth Circuit ‘look[ed] through’ the California Supreme Court‘s summary denial of Williams’ petition for review and examined the California Court of Appeal‘s opinion, the last reasoned state-court decision....“). Here, the last reasoned decision is that of the superior court, which denied Hinojosa‘s ex post facto claim solely on the ground of improper venue. That determinatiоn is not a determination “on the merits.”
Nonetheless, if a state court dismisses a federal claim on an independent state procedural ground that is firmly established and regularly followed, we normally will not consider the claim. Beard v. Kindler, 558 U.S. 53, 55, 60-61, 130 S.Ct. 612, 175 L.Ed.2d 417 (2009). But the state has not raised a state procedural ground as a defense at any stage of Hinojosa‘s federal proceedings. The defense is thus waived. See Trest v. Cain, 522 U.S. 87, 89, 118 S.Ct. 478, 139 L.Ed.2d 444 (1997) (“[P]rocedural default is normally a defense that the State is obligated to raise and preserve if it is not to lose the right to assert the defense thereafter.” (internal quotation marks and brackets omitted)). And although we may raise procedural default sua sponte, Windham v. Merkle, 163 F.3d 1092, 1100-01 (9th Cir. 1998), we declinе to do so here. Hinojosa raises a serious question about whether the superior court‘s dismissal of his claim for improper venue is, in fact, a firmly established and regularly followed rule. See In re Oluwa, 207 Cal. App. 3d 439, 255 Cal. Rptr. 35, 37 (1989) (holding habeas petition challenging denial of custody credits “is not related to the conditions of ... confinement” and was properly brought in the district of conviction); Griggs v. Superior Court, 16 Cal. 3d 341, 347, 128 Cal. Rptr. 223, 546 P.2d 727 (1976) (holding habeas petition should be transferred, not dismissed, for improper venue). We will not make the state‘s arguments for it, even
IV
“No State shall ... pass any ... ex post facto Law....”
A
A law is retrospective if it “appl[ies] to events occurring before its enactment.” Id. at 441 (citation omitted). The Supreme Court has instructed that the “critical question is whether the law changes the legal consequences of acts completed before its effective date.” Weaver v. Graham, 450 U.S. 24, 31, 101 S.Ct. 960, 67 L.Ed.2d 17 (1981).5 But which acts? Hinojosa argues that the relevant conduct is the criminal conduct for which he is incarcerated. The state contends it is Hinojosa‘s continued prison-gang association.
Our precedent supports Hinojosa‘s position. Altering a prisoner‘s ability to earn credits affects the length of his prison term and therefore affects the measure of punishment attached to the original crime. See United States v. Paskow, 11 F.3d 873, 879 (9th Cir. 1993) (“[A statute], which forfeited good-time credits upon revocation of parole, violated the prohibition on ex post facto laws because it constituted ‘a sanction that extends the time remaining on petitioner‘s original sentence’ rather than a punishment for ‘the second offense.‘” (quoting Beebe v. Phelps, 650 F.2d 774, 776 (5th Cir. Unit A July 1981))); see also Weaver, 450 U.S. at 32 (“[A] prisoner‘s eligibility for reduced imprisonment is a significant factor entering into both the defendant‘s decision to plea bargain and the judge‘s calculation of the sentence to be imposed.“). For that reason, we have consistently looked to the prisoner‘s underlying criminal conduct for the purpose of determining whether a law is retrospective. See Paskow, 11 F.3d at 877 (“These two factors must be assessed in connection with the date of the defen-
Greenfield, which we have adopted as controlling authority,6 illustrates this principle. As we described that case in Paskow:
In Greenfield, a defendant who was incarcerated following revocation of his parole challenged a statute that prohibited any state parole violator from receiving good-conduct credits during his first six months in custody following [parole] revocation. At the time the defendant committed his underlying crime, all prisoners, including parole violators, could accumulate good-conduct credits from the beginning of their incarceration. The new statute ... was adopted after the defendant committed his underlying crime, but before he committed the offense for which his parole was revoked. The three-judge court held that application of the statute to the defendant violated the ex post facto clause, because the statute prevented him from being released as early as he might have been had he been permitted to amass good-conduct credits under the statute in effect at the time he committed the underlying crime. Thus, according to the three-judge court and according to the Supreme Court, the statute operated retrospectively and to his detriment. As the three-judge court stated, the effect of the statute was to “extend[] his sentence and increas[e] his punishment” beyond the amount he expected or had notice of when he committed his underlying crime.
Paskow, 11 F.3d at 878-79 (citations omitted). The panel thus concluded: “Because parole eligibility is part of the sentence for the underlying offense, its terms and conditions are fixed at the moment the underlying offense is complete. Therefore, like the length of a term of incarceration, the conditions affecting parole eligibility cannot be retrospectively altered.” Id. at 879.
The state contends that our decision in Hunter v. Ayers, 336 F.3d 1007 (9th Cir. 2003), establishes that the relevant conduct here is Hinojosa‘s in-prison misconduct, not his underlying criminal conduct.7 We
Applying that principle here, we conclude that amended
In its answering brief, the state attempts to distinguish this case from Paskow and Weaver on the ground that amended
punishes conduct that occurred after the commission of, or the conviction for, the punishable offense. Hinojosa‘s ineligibility for conduct credit accrual is not punishment for the offense of which he was convicted.... [I]t is punishment for gang-related conduct that occurred after January 25, 2010.
See also In re Sampson, 197 Cal. App. 4th at 1242 (“[P]etitioner‘s ineligibility for conduct credit accrual is not punishment for the offense of which he was convicted. ... It is punishment for gang-related conduct that continued after January 25, 2010.“).
We do not question whether California can punish prison misconduct, including prison-gang-related misconduct, through administrative disciplinary procedures. See, e.g., Wilkinson v. Austin, 545 U.S. 209, 222-23, 125 S.Ct. 2384, 162 L.Ed.2d 174 (2005) (holding that administrative punishment does not implicate a liberty interest protected by the Fifth Amendment unless the punishment “imposes atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life” (quoting Sandin v. Conner, 515 U.S. 472, 484 (1995))). And we acknowledge that most administrative punishments—for example, segregated housing, loss of visitation privileges, restricted (and unpleasant) diets, and reduced exercise or social time—generally will not implicate the Ex Post Facto Clause. So long as an administrative punishment is in place before a prisoner commits the punishable prison misconduct, imposition of such punishment does not change the legal consequences of any prior acts. But administrative punishments that effectively extend a prisoner‘s sentence—such as revocation of good-conduct credits or change in credit-earning status—are another story. A prisoner‘s term of imprisonment is punishment for his underlying criminal conduct. So, an administrative punishment that effectively extends a prisoner‘s sentence goes beyond punishing prison misconduct. It changes the legal consequences of his underlying criminal conduct. If that conduct was committed before the administrative punishment was enacted, the punishment is retrospective. See Weaver, 450 U.S. at 32-33.10
The stаte is correct: Hinojosa‘s “gang-related misconduct” occurred after, and is separate from, his underlying crimes. But in punishing Hinojosa for his in-prison gang-related misconduct, the state has effectively increased his prison sentence for his underlying crimes. And it has done so by means of a regulation that was enacted after Hinojosa committed those crimes. Amended
B
Not all retrospective laws are unconstitutional. A retrospective law does not violate the Ex Post Facto Clause unless it “disadvantage[s] the offender affected by it” by altering the definition of
Citing California Department of Corrections v. Morales, 514 U.S. 499, 115 S.Ct. 1597, 131 L.Ed.2d 588 (1995), the state argues that Hinojosa‘s risk of an increased sentence is “too attenuated” to rise to an ex post facto violation. 514 U.S. at 514. We disagree and distinguish Morales. Under the law in place when petitioner Morales murdered two people and pleaded guilty to those crimes, parole-eligible inmates were entitled to yearly parole-board hearings. Id. at 502-03. But while Morales was incarсerated, the state changed the law to “authorize[] the Board [of Parole Hearings] to defer subsequent suitability hearings for up to three years ... if the Board ‘finds that it is not reasonable to expect that parole would be granted at a hearing during the following years and states the bases for the finding.‘” Id. at 503 (citation omitted). At his first parole hearing in 1989, the board issued a reasoned decision finding it was not reasonable to expect that parole would be granted in the following years. Id. at 502-03. It scheduled Morales‘s next hearing for 1992. Id. at 503.
Morales filed a petition for habeas corpus in federal district court, which the district court denied. Id. at 504. We reversed, holding that “any retrospective law making parole hearings less аccessible would effectively increase the [prisoner‘s] sentence and violate the ex post facto clause.” Id. (citation omitted). The Supreme Court reversed us, drawing a clear distinction between cases like Weaver, where a retrospective law directly results in an increased prison sentence, and cases like Morales, where the amended statute “creates only the most speculative and attenuated risk of increasing the measure of punishment attached to the covered crimes.” Id. at 514.
This case falls under Weaver, not Morales. Whereas the amended statute in Morales did not change the “substantive formula” for reducing the statutory sentencing range or the standards for determining parole suitability, id. at 507, amended
The state argues alternatively that Hinojosa is not disadvantaged by amended
But even if Hinojosa could easily opt out of his prison gang, the amended statute would still disadvantage him. We look at the effect amended
In conclusion, we emphasize what we hold today—and what we do not. We do not question whether the state can enact a new statute punishing in-prison misconduct. Nor do we question here whether the state can apply that new statute to prisoners whose underlying criminal cоnduct predates the statute‘s enactment. But the state cannot use such a statute retroactively to effect an increase in prison time. The Ex Post Facto Clause forbids it.
V
Amended
No petition for rehearing will be entertained and mandate shall issue forthwith. See
REVERSED and REMANDED.