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Anton Vaughn Evalt v. United States
359 F.2d 534
9th Cir.
1966
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*2 ELY, POPE, Before DUNIWAY Judges. Circuit *3 DUNIWAY, Judge: Circuit robbing of a feder- Evalt was convicted ally in insured bank the small town of Washington, Twisp, of a U.S. violation 2113(a). C. of He was also convicted a § 2113(d) violation of section in put jeopardy in life the teller at the bank. are offense facts of the essential in written confession

stated gave representative Investigation. Federal Bureau handwriting confession, F. paragraph, agent, except for last B.I. initialling (“A. signature, and the E.”) of bottom and at strikeovers by Evalt), reads, page (all each written part, pertinent as follows: “Sept. 9, 1963 Wenatchee, Wash. “I, Vaughn Evalt, hereby Anton following voluntary make the free and George statement J. Foster who has Special identified himself to me as Agent of the Federal Bureau Inves- tigation. I have been that I advised any do not have make statement any statement I that make can against be used me in a court of law. I have been advised that have the I right attorney. to consult an No promises threats or of reward were made to me to make this statement. ****** Wash, Twisp, “I had worked in dur- ing the World War for the II U. S. Forest Service as a look out Birch Mountain.

“I so wanted to build a sailboat and robbing planned on in order I a bank get money buy materials to build a sail boat. decided on a bank'in I Wash, Twisp, I because was familiar with the area. bought the car. I door set fire to Chevrolet “I plates Ray in the back seat from license

sedan Gross who lives Yacolt, purchased it in I car and set fire to order burn Wash. car plates. ago. up coat, My I left the rain about 2 home weeks Wash, gloves stockings Yacolt, Yacolt, and the left rubber silk Wash. I Sept. driving kept the car. I the hat. the afternoon of Chovrolt Chevrolet enroute [A.E.] pistol money put “I Twisp, stopped slept Wash. pistol. along sack, pack evening Sept. in the car the money. spend cent of the one I didn’t Chelan, somewhere south Wash. burning I headed the car “After “I arrived about 3 miles south of Trail Creek Milk Butter Wash, Twisp, about m. a. on the 9:30 Pass, Twisp Peak, Reynolds there morning Sept. Eagle Trail Creek *4 from there and pulled “I off the road and and from finished Mountain to Bolder and then there, a beer and on then went into there to Stehekin. Twisp, Wash. p. m. 8:15 at at Stehekin “I arrived getting planned the bank in on “I Sept. 8, 1963. on [sic] Wash, Twisp, sometime be- [A.E.] Wash, Stehekin, the “I into went a. I 10:15 m. and 10:30 m. tween a. and morning Sept. [A.E.] Wash, pulled Twisp, 10:15 m. into at a. take me to find someone tried on 9/5/63. Cascade Pass. coat, wearing sort rain a dark “I was named man «asted [A.E.] “I found a made, on had I blue civilian a black up pass, Ray started Burns and shoes, pants tennis pi and black [A.E.] Stehekin, out of 14 miles and about a dark color. by Sheriff. I was arrested Wash. orange wearing rubber “I consist- Read Statement “I wearing gloves. a brownish I ing page & I have of this 4 others hunting cap silk stock- with two black page & of each initialed the bottom hanging ings loose. & is true the cross-outs this statement High Olympic Standard an “I had correct. pistol mine. which was short .22 Evalt. Anton Y. got bank, pulled up in front of the “I Hobson, deputy Ralph D. “Witness: motor run- left of the car and out County S.O. —Chelan ning. Agent Special George Foster, J. bank, up ato male “I walked into the FBI up.’ teller, ‘This hold I and said is Wenatchee, Wash.” money take from said to all lay The it on counter. drawer before the shows that The also evidence gun I male teller did this. my robbery pistol, removed Evalt loaded right picked money hand and plates in- car and from the license my up with left hand. protec- seat, aas stalled back behind the plank, against bullets, 4 inch x tion bank, “I ran or fast walked out time, before and that at some either got recall, name of I bank don’t robbery, off he chiselled after the car into the and drove at out town of motor. number speed. a fast rate of [A.E.] Twisp, by plea guilty, I I “When left Wash. drove His rea was “Not Twisp up planning going temporary insanity.” plea Road A River son of Twisp engine provided Pass. However form is federal that law, knocking, but, course, started lost [A.E.] of insan defense eAi pressure, ity pulled encompassed plea oil off on a so I side is of not within stopped bridge guilty. twice, road and on a concrete He was tried and was con- victed on and the inci- both counts conclusion arrest lawful per- of the second trial. dental search was therefore missible. following Evalt makes the contentions junc- Twisp, at the The town located appeal: on this Rivers, Twisp lies tion the Methow and unlawfully 1. He was arrested with valley north miles in mountain a few warrant, per out a the search lake is nar- and east of Lake Chelan. pack carry son and of a sack that he was long, fjordlike, miles row and some 55 ing illegal.1 was therefore also its from Chelan at and runs the town of end, eastern foot of the Cascade erroneously 2. The court received tes- Mountains, into heart of the eastern timony from the sheriff certain part valley of the Cascades. The statements made parallel Twisp roughly runs River illegal arrest was and the sheriff did not separated Lake Chelan from it and is rights advise him of his constitutional high ridge exceedingly steep questioning before him about the offense. rough. The town is situ- Stehekin he made to cer- 3. Confessions that upper ated at end of the lake newspaper reporters, the FBI tain Twisp. about 35 air miles agent, deputy sheriffs should to two community isolated which cannot in evidence not have been received be- reached road. The road at Stehe- illegal, cause arrest he had not running twenty kin one some miles *5 rights, been advised of his constitutional up so the Stehekin to the foot of River lawyer, he did not have a and the officers Pass, Cascade where it to ends. Access get did not with wife after touch his by by airplane up town boat he asked them to do so. He also claims tiny Lake Chelan. town The itself is a physical his that condition such to was as village. make the confession or confessions invol- September on The occurred offense untary. 1963, Thursday. a After Evalt robbed 4. He not taken a was before United Twisp bank, proceeded up he promptly States as he Commissioner as point burned the to the he River where should have been and before he inter- carrying a load- car. He took to hills rogated by the newsmen and the FBI pack He ed rifle and the sack. had agent. camping sleeping equipment. He wan- during re- dered in the mountains 5. The evidence shows that he was in- 5th, day mainder on on of the and sane as a matter of law he when robbed 6th, ap- and 7th 8th. He made his the bank. pearance evening of at Stehekin on the plain 6. It was error for the trial 8th, Sunday. morning a The he next permit court to the United States Attor- Bird, approached one a of the resident ney they acquitted to tell the that area, by car and asked Bird to him take Evalt he would out walk of the a court Stehekin to foot Cascade man, free while at the same time the apparently Pass. Evalt’s intention permit court refused defense counsel pass hike over and down into the argue that, acquitted, if Evalt were valley Skagit of the River at town psychiatric assistance and care would be Marblemount, away. several miles through available to him the United robbery preceded bank News Navy. States When he accosted to Stehekin. Evalt permit Monday morning, September error sheriff Bird express deputies Bird, appear- and and two of his behavior his sanity. Twisp opinion ance, suspected his as to was the not, however, not, did He in evidence ob does seek were all received jection. without suppress pistol, ammunition, money pack They taken from the sack. pack his had between sack that Evalt of Che- sheriff Bird caused robber. car, loaded found in it a feet in the notified County to be at Wenatchee lan quan- pistol substantial appeared .22 caliber and a person by who radio Young tity money. Mrs. He then had Twisp description bank of the answer the Evalt, identify group, vicinity. The with Evalt. The Stehekin robber in the car to The immediately returned Stehekin. to Chelan proceeded sheriff brother, pris- sheriff and his with their Young, who had seen a Mrs. he met where Young, oner without Mrs. returned but standing outside his car beside Evalt by plane to Chelan car We- Twisp the bank minutes before a few natchee. robbery, sheriff so notified the and had seeing newspaper photograph of after upon ar Appellant’s attack The sheriff and the burned Chevrolet. following contentions: rests rest brother, pilot, accompanied who was a the bank seen had never the sheriff Stehekin, Young, flew Mrs. then any way of iden and did not robber met, by prearrangement, where himself, tifying nevertheless him airport car and Stehekin Mrs. proceeded arrest Evalt before agreed Bird driver. The latter had with along brought Young, who had been stall, proceed that Bird would and would purpose, Conse him. identified up slowly possi- road claimed, quently, arrest was ble, so that the sheriff could overtake illegal probable cause and without get again away him before Evalt could pack not inci sack was the search into the mountains. In this Bird was and so was also dent to a lawful arrest successful; pretext he used the of talk- illegal. subsequent identification ing passing driver truck. Young, says, appellant cannot make Mrs. sheriff, accompanied by brother, legal. We either the arrest or the search Young driver, Mrs. overtook Bird law of arrest and do not that the think passenger and his about 14 miles out neatly formalist search and seizure so Stehekin, stopped; where Bird’s car was ic.3 It was known to the sheriff sitting Evalt was in the front seat of *6 the bank had been robbed and that the Bird’s car awith loaded rifle beside him. It was robber had taken to the hills. Knowing the had robbed known a man that to the sheriff that believed Evalt gunpoint, description appeared did not bank at the sheriff to answer his Young. endanger wish He there Mrs. Stehekin and was in Bird’s car. These badge car, wearing facts, think, gave his fore left the we reason the sheriff gun hand, “progressed in able with a his cause to arrest man. It was that very rapidly”2 Bird car where to the known that the man he was armed when sitting. Evalt was He told Evalt that robbed the Under bank. circumstanc the es, sheriff, got he was the out of the would for the Evalt it have been a rash act rifle, Young gunpoint, car at took the hand sheriff have taken Mrs. with him, him, identify opened help cuffed searched the him to Bird’s car to him 1948, officer, States, police Why (cid:127)when 333 a is it that v. 2. and Johnson says 367, 10, testifying, he never that L.Ed. 436 are almost 92 S.Ct. 68 U.S. quite or “ran”? was there “trotted” neither case fast” or In “walked different. each, arrest; probable in for cause he arrested that The sheriff testified 3. (illegal there search it was the pistol and he discovered Evalt after probable search) which for cause was no Young money, iden Mrs. but before legal the' cause furnished assume, de but do tified Evalt. We cide, course, puts This, cart arrest. when Evalt occurred the arrest that in John- was said horse. As before the arrest The of the car. was ordered out “justify arrest son, cannot one officer, Washington fed not a justify same time and at the the search Wash., Sullivan, eral officer. See State 16-17, (Pp. arrest.” search Brooks, 745; 1964, P.2d State 395 Henry 370) p. v. United See also 68 S.Ct. 1960, 422, P.2d 735. Wash.2d 168, 98, 80 S.Ct. Re, 1948, 361 U.S. in Di The facts United States v. L.Ed. L.Ed.2d 332 U.S. 68 S.Ct. proceed up Evalt he was Twisp before disarmed. would able to River equally escape have rash for the sheriff to pass. been over another any approached have Evalt manner he did not tell Evalt that The sheriff gun. other than the sheriff When any questions or that need not answer arrest, had a loaded rifle made the Evalt attorney an he entitled to consult Having at his found the man side. that engaging these before conversations. radio, he had been told about during however, trip, At some time prudent proceeded sheriff in the most asked the sheriff the latter Evalt way proceeded, he could thought attorney help an that would point think he had a we that at that thought him, and the sheriff told “I him: right open pack A sack. search attorney, procure that he an that should legally person arrested, of a and of his although expressed about his doubts possessions, immediate is lawful. See being perhaps case, able to win the States, 1964, Preston v. United 376 U.S. attorney represent that him. should 364, 367, 11 L.Ed.2d S.Ct. represent Nothing his interests.” pack The contents of the mere- sack itself support would evidence even ly already confirmed the sheriff’s reason- unwilling inference that Evalt was right able belief that he had man. ample talk with the sheriff. There The further Mrs. identification functioning his evidence that mind was Young legally is not' here. relevant normally,4 and used no sheriff pressure get him threats to talk. 2. The statements made to the sheriff The inference would have to be that properly the arrest were ad- after only willing really glad Evalt was not but mitted. to talk.5 arrest, told the the time his At yet name and that he was a The sheriff his law has not moved to Navy. point petty arresting may officer in United States where an officer never, point trip following from of arrest The connection with or again, Wenatchee, by car, plane, arrest, suspect questions and car ask the quarter. offense, about took about two hours and a first without warn ing During trip, privilege him of the sheriff asked Evalt to remain silent right happened Nothing how he rob the bank. Evalt counsel. really know, compels holding said record didn’t that Evalt’s sense, didn’t statements that he robbed the make sheriff were not volun tary. sailboat, bank so that he could build sheriff testified that he was taking money he needed Evalt, to build a sailboat. a statement enough he did rest of the conversation concerned not know about the crime *7 planned get so; to the manner in do merely inquiring to Evalt that he was going by curiosity, out of the out of Stehekin area over as to how Evalt intended get sheriff, to Cascade Pass. He also told the out of country. the mountainous response inquiry, to an that he had Circumstances sufficient to sustain the changed engine car, point not the arrest in the did but to Evalt as the robber. sheriff, that he wished But that he had the thought he while he Evalt changed it, had robber, he would not was the have been enough did not know to sheriff, with the do inquire. but more would have been than yet He was not obviously 4. Evalt was tired. All witness- dicate that he had the “D.T.s” while agree they agree es on this. mountains, But all also the but that his mind had he was coherent and rational. cleared before he reached Stehekin. great Evalt testified that he drank a deal of beer before he robbed the bank. But 5. The Fifth Amendment Constitu- testimony any there is no provides: that he had tion “ * * thereafter, period * * * * days, any person four or that nor shall any signs being he showed compelled any under the be criminal case to be influence of against alcohol when arrested or a witness himself.” testimony thereafter. compulsion Evalt’s would in- We can find no here. however, position purpose participate, was in a accuse. His nor was he a wit- to case; apparently, not to a confession. No determina ness his elicit guard. prosecute, function tion to or as to whether was to act as a by by prosecution or would be state began awith statement The interview yet the United had made.6 been by reporter asked of the who most questions, perhaps if he “that [Evalt] confessions. might prevent story some would tell thing.” newspaper reporters doing person the same a. To other from willingness talk,” “expressed a to Evalt radio, office, by his The sheriff advised length, giving reporters and did so at bringing he whom in a man he was This, confession. what amounts to a full Twisp robber. bank to be the believed picture, his later became the basis with newspaper the local office notified His newspaper article, published of a next they Evalt, before He told in Wenatchee. day. lasted minutes to interview Wenatchee, reporters would reached hour, during half an which Evalt and the him, “it would and that want to interview standing reporters up. were Evalt any necessary him to talk not to be “very eyes tired —and his had a tired — reporters talk unless he cared to all them, blurry sort of a look in kind of a reply. made no Evalt them.” to Evalt —well, just a co- tired look.” He was wife, both to call his asked sheriff responsive, herent but “He didn’t during trip to and when Wenatchee long answers, keep make had to so brought jail A into there. he questioning to full draw out answers.” call, try place deputy did appear sleepy. did not But he her, as no one answered unable reach phone. minutes This was within 15 interview, of the Evalt the end Toward party (2:45 P.M.) of the time when the telephone reporters wife. his asked the jail. arrived at was booked at Evalt any way talk- condition not He did jail at 2:50. making call. ing their to them jail present Following interview, At the did there were several one of them deputies, agent reaching F.B.I. so, sheriff’s home the Evalt her Foster, reporters, away. him Yacolt, and two one with It took some miles camera, pictures through. get who took Im- Both of Evalt. 4:15 to call until mediately doing booked, phone, after Evalt was reporters one were on the by They listening. reporters. talking, interviewed both The con- the other permission obviously distraught versation, of both the sheriff with an story. agent Evalt, woman, part F.B.I. to talk of their was used as brought consulting Nothing Evalt was at- a room for was said about purpose. object. reporters, torney, Evalt did Neither either Evalt, time, him, officers told at that in their them to or talk reporters. that he Evalt, need not talk to the her. them Mrs. either Nobody, particularly report- reporters what ask did one She ers, do, then told him that he need talk he didn’t she and he said should them, or that what he know said them know “because I didn’t where might against Nobody trying going used him. then him.” He was take right making trip informed him of prevent to counsel. her useless *8 agent Neither phone call, the sheriff nor the F.B.I. the one Wenatchee. After present during interview, was reporters but a office of the called the sheriff’s deputy present. not, sheriff was He did left word he had Mrs. and that called Thus, 1965, 119; we think that the decision in Es 354 v. F.2d United States Illinois, 1964, 109; v. Robinson, Cir., 1965, cobedo State of 378 U.S. 2 354 F.2d 478, 1758, Cir., States, 1965, 84 12 S.Ct. L.Ed.2d 977 Hiram v. Cf. United 9 controlling. 4; States, not here See v. Morales 354 F.2d Kohatsu v. United States, Cir., 1965, Cir., 1965, United 9 344 9 351 F.2d 898. 846, 851; Cir., Cone, United States v. 2 542 This, however, government representatives,

Evalt. was not communi ers were not so privilege cated to Evalt himself was never Evalt. that constitutional given against opportunity right to call his wife. self-incrimination and government reporters Both protect counsel were witnesse did not his client when he (Burdeau s.7 McDowell, talked to them. v. 1921, 465, 475-476, 574, 256 U.S. 41 S.Ct. regard say that this To we 1048; 65 L.Ed. United States v. Gold put episode much is to with distaste berg, Cir., 1964, 30, 35; 3 330 F.2d Unit feelings it, mildly. about how too Our ed Ashby, Cir., 1957, States v. 5 245 F.2d themselves, not, ever, a sufficient are 684, 686). think, however, We that ground preju holding that there was principle apply does not here. The Objection made to the dicial error. was reporters, they and the sheriff both testimony reporters the first knew, well could talk to Evalt with testify ground on arrest out permission.9 the sheriff’s illegal Evalt “was taken and that custody into without warrant arrest them, The sheriff made available to Evalt being and without of his advised consti kept during guard him under the in rights.”8 objection tutional No This, think, terview. we was action testimony made to the other re state, therefore constitution porter. objection having A sufficient guarantees al apply interview.10 testimony been made the first reporter stand, repetition took who interview violate Evalt’s Did the report right? it was have reluctant needed when second We constitutional (McCor er ly was offered not. The as witness. evidence concluded that it did mick, Evidence, 120, p. 45, report (1954); willingly n. to the that Evalt talked City Smith, Cir., Salt 1900, Lake v. 8 104 uncontradicted. So the evidence ers is 457, 470-471; F. Light Union Electric sheriff he did that he told Snyder and Power Co., Co. v. Estate 8 reporters, and that to talk to Cir., 1933, 303.) 65 F.2d 297 at knew, although had not been offi he cially advised, was entitled to that he may claimed that the ob jection good report- because the ask for counsel.11 counsel. He did not got phone call, questions, she After Mrs. to ask him and this was done attorney nearby did consult an Van- not here deal with sheriff. We do couver, by telephone. Washington, Then a situation like that in Stowers jail, apparently Cir., 1965, she called 351 F.2d 301. the next 9 day, and learned that Evalt had been tak- 11. Much is made of Evalt’s desire to have Spokane. Spokane en to She went to Attempts made, his wife called. apparent good faith, counsel, the 11th and there retained who to reach her. But represented has Evalt ever since. imposed, e., there making i. was no condition objection 8. The based on the claimed in- the call was not conditioned validity talking the crime. the arrest was first about We without merit. objection cannot find in record the kind of that Evalt not been rights does, leading advised conclusion of his constitutional evidence question think, compul- we raise the confessions were result of that counsel appeared present, sion now seeks to in the cases on which as to one principally See, g., Evalt Haynes e. witnesses. relies. Washington, 1963, v. State of 373 States, 1943, 9. Cf. Anderson v. United 318 1336, 513; 503, 10 U.S. Lynumn 83 S.Ct. L.Ed.2d 350, 599, U.S. 63 L.Ed. S.Ct. 87 829. We 1963, Illinois, v. State of 372 U. permission do not add the F.B.I. 917, 922; S. L.Ed.2d S.Ct. Reck agent. appears, So far as Evalt was Pate, 1961, 367 U.S. S.Ct. custody custody state than rather federal 6 L.Ed.2d 948. There is some conflict when the occurred. interview hap- between what Evalt’s version of States, 1964, pened reporters 10. Cf. Massiah v. United offi- U.S. S.Ct. L.Ed.2d 246. cers. It was for trial court present reporters differs; conflicts, case to resolve such *9 employees so, against were not of the state or of have done Evalt’s contentions. they given Page, Cir., 1962, the United But States. See United 9 States v. they 6, supra. access to Evalt because wanted 302 81. See also footnote

543 ers, We been received. Escobedo, require should not have supra, the use does ruling formula; to confessions. particular do not confine this it does of a verbal government may holding magic is that with Our in words. It deals not deal way in that use evidence obtained substance, form. not mere urged It this was obtained. evidence suspects, Newspaper interviews testimony that, inadmissible, gravest fraught however, with the are testimony harmless, the other in view of justice. danger of administration record, particularly the fact of and especially probability, They create what he did Evalt admitted that publi here, where, in the result insanity. his whole defense based confession, defendant that the of a cation question, pass upon do not be- We (See get a fair trial. will be unable judgment must be cause reversed Texas, 1965, U.S. 381 v. State Estes reasons, other as is shown hereafter. 543; 532, 1628, Re L.Ed.2d 14 85 S.Ct. port President’s Commission of the Agent. the F.B.I. To b. Kennedy, the Assassination President LeWine, 231-42; 1964, being Consti at What booked While Evalt Pending Prejudicial Publicity Agent reporters, tutes interviewed They (1965)).12 Cases?, currency checking 51 A.B.A.J. 942 found Foster was subject re against pack are further to abuse because a list “bait sack in the law, porters, Twisp un money” kept by unlike officers are bank. When legal obligation protect der no the con awas substantial he found there that rights bank, Too stitutional the accused. came from the number of that bills regard many of sheriff, seem to it as their them He “We want him.” he told the right duty “get story” regard confession is set then obtained the rights they may point less whose invade above. assume that out We they may accusatory how invade them. It was cer the matter had reached tainly part duty fully no stage. of the sheriff of the But advised Evalt was agent permit, rights Following the F.B.I. much less re Foster. arrange, advice, said, ceipt for such an as here interview of such “I want occurred, get newspapermen it; nor to use the I’d over with” and “I did job do just their you for them. No more was it as soon tell about it.” It is not duty prosecutor claimed, record, of the use the nor re it be on could porters as persistence witnesses. The “fruit the confession to Foster is the prosecutors getting possible poisonous e., tree,” into error of the i. of the news by using unnecessary ques the record paper reporter interview. Evalt’s consti rights tionable infringed. evidence is a constant source tutional were not astonishment to us. however, claimed, prevent taken before should have been cannot law en Evalt We being permitting inter from before forcement such U. S. Commissioner officers that, Cleary Bolger, 1963, Foster, (Cf. interviews. v. viewed not, 385, been should have U.S. L.Ed.2d was confession 371 83 S.Ct. 9 390). can, rule McNabb But of the excluded under we exercise States, 1943, supervisory power administra United U.S. over the Mallory justice 87 L.Ed. tion of criminal in the federal S.Ct. courts, States, 1957, prevent use of U.S. the interview ing reporters government difficul 1 L.Ed.2d 1479. The witnesses.13 S.Ct. testimony ty report- hold is that this case the record does We Here, Note, Supervisory attempt Power of made to show See get trial, per- Courts, that Evalt Federal could not fair 76 Harv.L.Rev. Jiaps place (1963). because the trial took Spokane, larger community much and a long way from Wenatchee Twisp. *10 support not, law, was the claim. Evalt booked in 5. Evalt as a matter of jail 2:50 P.M. Foster finished to at insane. checking money his between 3:15 Evalt’s defense was based en Evalt, and 3:30. He then talked tirely upon legal insanity his at the time completing at the interview about 4:00. that he committed the offense. There 5:00, around U. At S. Commissioner history is much in his and in his be jail at ar arrived Evalt was havior, psychiatric and there is testi raigned. Nothing appears in the record mony, support this defense. But there as to the location of Commissioner’s behavior, is also much in his is there office, or he was soon whether available psychiatric testimony, to refute it. The was, most, lapse er. time two jury, issue was one of for fact realistically, hours. More it was an hour law, one of for either the trial court half, beginning and a the time when for this court. The determined the Up Foster said want him.” to that “We question against sup him. The evidence time, prisoner. Evalt was a state We ports the determination. say, law, cannot as a matter that this “unnecessary (Rule delay.” amounts to permit prose- 6. It was error 5(a), F.R.Crim.P., Muldrow jury that, ac- cutor to tell if States, Cir., 1960, 903.) 281 F.2d And quitted, would walk out Evalt appear require

no facts the conclu man. free unnecessary sion that in fact there was argued, delay. Just case was officers, before the It still law is following colloquy court occurred between federal, presumed state and both are and counsel: duty. have done their is still the law presume that we do not error. We are [Counsel “MR. HARRISON: that, also entitled to assume if he could prior matter one I have Evalt] n delay have shown that was unneces- regard motion, to the this sary, Evalt’s counsel would done so. question future treat- what didHe not.14 ment of defendant available of an ac- event defendant deputy c. To the sheriffs. quittal. During past first trial Deputies Horner and Beck talk up reappear- question in the this came jail 5:30, ed to at about Evalt after times, jury at various ance of the arraigned. he had been There is no claim question con- came out the Commissioner did not advise it, arid Mr. cerned Freeman about rights, required by Evalt as to his apprised by Chaplain I have both been deputies Rule 5. The also advised him. Navy’s Albrecht intentions as to They confession, full obtained a oral cor wondering event, and I given agent roborative of the agree one Fos stipulate might Counsel ter and of the made statements jury might apprised in some deputies sheriff. Both testified as to psychiatric manner that there treat- physical condition, Evalt’s their advice Navy ment from the available rights, willingness him as to guilty by he is found reason event talk. Horner detailed confession. insanity. temporary I know this already given, For reasons there gone Cap- into both us with error. tain Albrecht. Delay taking 4. before MR. coun- [Government FREEMAN: U. S. Commissioner. Honor, Your answer sel] 3b, supra. psychiatric See discussion under is there is no treatment Carnley Cochran, general tye U.S. overturn the rules rely. Lipton 82 S.Ct. contrary. 8 L.Ed.2d is not to the here v. United See Cir., 1965, It holds that waiver of coun- presumed. sel cannot be It does not *11 others, gentleman hold. But the rule is countless this for available 52(b) not absolute. Rule F.R.Crim.P. Navy. provides: what that I don’t see THE COURT: affecting this lawsuit. to do with has “Plain errors or defects sub- rights may although stantial be noticed right. That’s It’s MR. FREEMAN: they brought not to attention guilty guilty as far we are or not of the court.” here. concerned I understand express That is exception THE COURT: This an to is Rule not is counterpart the law. If there a verdict which of Rule F.R. is guilty goes free, Civ.P., there is noth- Judge note, he and Pope. cited We “ * * * way ing anybody too, can do in the re- Rule 51 states: enough prob- straining party opportunity object him. We have a has no to to a getting ruling order, objec- lems in this lawsuit without absence an No, I forbid either into others. will prejudice tion does not thereafter him.” touch or on the mat- Counsel to dwell think We that we should here ter.” apply 52(b). During colloquy Rule ***(cid:127)**(cid:127)* quoted above, problem brought have this in “MR. FREEMAN: I attention, although precise the court’s mind, your have wish to Honor: I prosecutor’s argument form that the final trespass upon the Court. I would want indicated, took was The not. court then jury to state their verdict terms, in no uncertain what its views guilty guilty. must not be either circumstances, were. Under these we guilty, If him then find require objection, think that to an at the this walks out of courtroom free man. colloquy, end of the is to form exalt over yes, permit THE Oh will COURT: I prosecutor When substance. made you to I mean do that. what treatment closing statement, defense counsel might be available to him the future was impossible with confronted an dilem Navy nothing has to do with already ma. views, He knew the court’s this lawsuit. anticipate and objection could an Oh, MR. no. FREEMAN: would be overruled. He also must have objection known that to make an at that the alterna- THE Those are COURT: point greatly it overruled would you stated, permit I and will tives that magnify importance pros of what the either Counsel do that.” said, ecutor jury. in the minds of the colloquy. This Counsel for concluded the cannot, We circumstances, in these accuse objection Evalt did not enter being him of judge. unfair to the trial quoted of the court. two last statements is, us, spirit, This within the if not ruling. by this Counsel Evalt abided for proviso 51, quot letter of the in Rule closing argu- final sentence ed Moreover, above. when we must government ment for is as follows: choose judge betwen fairness to the trial you guilty, “If him not he walks find defendant, fairness in a mat man, courtroom free out of ter as appears crucial the result as this gentlemen, you know, ladies and be, to us to we must choose fairness to going are this man loose defendant, turn who is the one whose lib again society.” erty stake. object. Again, for did not counsel government The record indicates that in- the court counsel’s statement dissenting opinion of our Captain Herbert correct. An affidavit of urges failing that, by Pope Brother to ob Navy, Albrecht, Chaplain’s Corps, U.S. ject, point counsel waived the that he states: Ordinarily, now makes. is and legal conferring object, “That should result of failure to after be the Judge representatives Pope, medical Com- as the cases cited may mandant, District, that, Thirteenth well be in a case in Naval understanding insanity defense, my comparable is not that under cur- argument Navy Evalt, procedures, rent Anton here would not made guilty by prejudicial. if found of insan- We reason decide be- case ity, fore insanity, But sole would be transferred to the Naval us. here the defense was argument Hospital, Bremerton, Washington prosecutor’s and the thing psychiatric given jury fur- last heard evaluation —the *12 was, substance, ther evaluation at the U.S. Naval Hos- invi- counsel— pital, convict, protection Oakland, California; to tation society, for the of though jury might even the be- psychiatrists find, That if Naval after This, lieve Evalt to have insane. been weighing evidence, all available that think, fundamentally we was unfair. suffering Anton Evalt is from mental disorder, required disease or he will be this, as In where cases such appear Physical to a before Evaluation fixing nothing jury do with has to guilt Board jury’s which will make penalty, recommenda- concern is sole secretary Navy not concern itself tions to or innocence. It should of the as may punishment defendant with what disposition Evalt; of Anton acquitted, receive, whether, he would if That if Anton Evalt is found be suf- out of courtroom or would “walk this fering disorder, from mental disease or they a would “turn free man” whether undoubtedly he will transferred be again society.” The man loose Hospi- to a Veterans argument prejudicial, Administration prosecutor’s was handling prejudice tal for enhanced and treat- further defense counsel. ;” court’s limitation on ment rulings effect of the court’s jurors And two that affidavits state govern justice in of tilt the scales them, jurors,” each of and “a had and few favor, a manner and ment’s and this in at expressed sanity as to doubt Evalt’s at impossible a that de time made it robbery felt, the time of the the balance. The fense counsel to redress prosecutor's closing statement, of the upon pros imposed court should have they They had no choice but to convict. ecutor the same as to the restriction that, guilty further state if had known that of as it im effect of verdict treatment, they This, think, Evalt could posed would receive we defense. acquit.15 permitting have voted to preferable both sides pass upon 1962, 569, Gardner, 15. We do not here vexed v. 230 Or. 371 State question foregoing as whether affidavits of the P.2d 558. Under most jurors may impeach probably cases, received be would affidavits Pless, 1915, verdict. McDonald im See v. both inadmissible and insufficient peach 264, 267, 783, 238 U.S. 35 S.Ct. 59 L.Ed. the verdict cite admitted. We Hyde 1912, 1300; States, illustrating v. United 225 our view them 347, 384, 793, prejudicial hap U.S. 32 S.Ct. L.Ed. 56 as to the pened nature what 1114; 1892, States, figment Mattox United v. 146 here is no means 140, 149, imagination U.S. 13 S.Ct. L.Ed. 36 those the oversensitive 917; Reid, ap ivory United States v. U.S. 53 of the who inhabit tower 1023; pellate [12 How.] 13 L.Ed. bench. Further confirmation is States, Cir., portion Walker v. United 9 298 the record that found 217; trial, F.2d v. Medina United 9 at which the relates first Cir., 1958, Bryson They jury agree. 254 F.2d v. was unable sent 228; States, Cir., 1956, judge, during United 9 238 F.2d 657. notes to their delibera Compare States, 1959, following questions: tions, asking Klimes v. United U.S.App.D.C. 23, 273; jury give guilty 105 263 F.2d “Can verdict with rec Grieco, Cir., 1958, psychiatric United States ommendation treatment? guilty , 414; Stephenson give F.2d Can verdict of Steinhauer Cir., 1951, 432, 439; Davis v. recommendation that com defendant be States, Cir., 1931, 1071; 47 F.2d mitted to mental institution?” Navy. At the time argue in the United States about the effect verdict.16 offense, may he held case, of the commission of his least, well the matter In this Officer, Petty importance rank of Chief have been of crucial forward, family, look jurors. head of a and could minds time, comparatively within a short re- sanity. Lay testimony as to Evalt’s In the tirement and attendant benefits. life, history record of his there was sheriff It was shown crime, yet, in- of the commission of deputies had had consider two explicably, gunpoint robbed bank duties, contact, in of their able the course fleeing, and, roamed a wild beast persons persons with insane claimed through Washington wilderness. foundation, to be insane. their With every From this conduct fits test testimony opinions their of Evalt’s as to appellant, reason to infer strained, unre- sanity properly admitted.17 dangerous would constitute require Other claimed errors do not society. prosecutor menace to told *13 comment, they likely to as are not arise jury, effect, appellant the in that if the on a new trial. acquitted, he would walk from the reversed, mat- judgment and the The man, pos- courtroom a free loose for the trial. for a new ter is remanded sible immediate of release the force of upon further unlawful violence the com- munity. argument may have been Judge (concurring): ELY, Circuit by prosecutor’s prestige reinforced the appellant agree the must I as an officer of the United States. The by prejudiced severely improperly representation by prosecutor made the by pros- challenged the made remarks the op- incorrect. The had no defense argument attorney ecuting final in portunity reply, and it had been en- suggestion reject of jury. I the to the joined from, argument, making own its Pope of in- my the defense Brother anticipation. a valid answer in alone, impelled sanity, the has of itself which, majority absent a conclusion rep- prosecutor’s I said that the have defense, might to the con- have been mistaken, and this con- resentation was evaluating propriety trary. In by supported of the affidavit clusion is Navy Captain argument claimed which is effect of the my Albrecht, by quoted improper, prejudicially been have Moreover, Duniway. we know Brother placed perspective. The back- must be experience and common from actual part, ground composed, knowledge armed forces main- that the Contributing to it are defense itself. regulation supervision tain strict fairly which are all of the circumstances members, especially their over active record. shown suspected is incon- those of illness. Here, enjoyed appellant had a ca- to me that the United ceivable Navy, States many years years service mindful of of honor- reer of of honorable Evalt’s Supreme (People Compare: Jordan, 1956, of the California State v. 80 Court People Morse, Morse, supra), quoted 193, 677; v. Ariz. 1964, 294 where it P.2d v. Cal.Rptr. 201, approval White, 631, 1958, 60 Cal.2d 36 State v. 27 158, 65, 33; People Mallette, 1940, 142 388 P.2d Cal.App.2d 294, v. N.J. A.2d follows: 39 as People jurors perform 1084; 102 P.2d “The their task com- Johnson, 1960, 360, pletely they Cal.App.2d when 178 decide the matter as- Cal.Rptr. 28; People Castro, 1960, signed upon 3 to them evidence before 906; Cal.App.2d 255, CahRptr. happens 182 5 them. What thereafter is no State, Fla., 1953, Williams v. of 68 So.2d concern theirs.” 583; 1950, Berry, 211, State v. 241 Iowa 17. Connecticut Mut. Life Ins. Co. v. Lath 480; Johnson, Mo., 40 N.W.2d State v. rop, 1884, 612, 619-620, 111 U.S. 4 S. 1954, 642; State, 267 S.W.2d Mott v. 533, 536; Ct. 28 Edmonds v. L.Ed. 166; 232 OkhCr. P.2d U.S.App.D.C. State, 1942, Burke v. 145 Tex.Cr.R. 108, 114; Wigmore, Evidence, § agree (1954). 165 S.W.2d 458. We with the view Service, neglected Judge (dissenting): POPE, able would far have so Circuit responsibility obligation its and its as primary, perhaps sole basis acquittal by to abandon him the court’s prosecuting is the decision use insanity provide reason and fail to ail attorney final sentence necessary restraint and medical atten- argument closing in his as “If follows: judge tion. If properly the trial forbade you guilty, find him not he walks out defense counsel to known make man, know, I this courtroom free and you Navy’s concerning intent gentlemen, ladies and are not custody of acquittal, event going again to turn this man loose prosecutor then at the same time the society.” place In first I cannot should have been forbidden utter his agree that such a statement contained own unsupported incorrect prophecy. argument beyond Government counsel’s permissible advocacy. In limits Finally, clearly re- see record I large measure the is rather statement vealing judge the communication meaningless jury, warning adequate possibility of any ought whatever, have sense to know argument by permitting error in either consequences the different two subject. Upon inquiry party upon the possible They perfectly verdicts. know defense counsel to whether guilty permits well that a verdict of not might argument make go large. defendant reply to would constituted prosecution, judge, properly the trial My experience me limited makes be record, think, I under state any prosecutor says that almost lieve “No, replied, either Counsel *14 will forbid jury, expressly impliedly, or “Do not to on matter.” Com- touch dwell society.” guilty turn man this loose pliance with direction would have this prosecutor all After while should be problem, prosecu- eliminated our but scrupulously presentation in his fair of by tion, perseverance, persuaded the trial required case, an he is nevertheless to be ruling judge to it I, retreat as to advocate; my opinion and it is that an acquired advantage an thus argument beyond of this not kind is my Duniway, ap- with Brother cannot scope advocacy, proper of in ease even a prove. After the discussion between involving insanity.1 Appro of defense counsel, surely Court it under- is priately in cited here is we said what standable defense counsel would have States, Cir., F.2d Bush v. United 9 267 justifiably anticipated overruling of 483, “Merely a is because statement 488: argument objection prosecution to question by made or court or coun asked which, although improper spirited cir- under the sel in the subsequently of a heat trial which ivory already in the cumstances, judge cool tower the trial appellate inappro seems stating court chambers given Although approval. there are tech- priate, does make nor the not rules, nicalities which attend most 2 asking prejudicial error.” interpreted applied so should be always indulgence proce- require as opinion question does not but steps ordinary predetermined uselessness. in an case would no er- dural there be only jurors, well, may ability Navy, judges by 1. as Not mental treatment happen might persuasive point. a be concerned about what is court, acquitted in federal a defendant a insanity. hardly expect this hard-driven reason In connec 2. can a Counsel question judge reference has been made to a “re trial to deal with fine tion grettable clearly See Sauer void’ the law. here raised in the absence a 640, objection. States, Cir., 9 241 such an ob- v. United F.2d stated Absent thought 651, 32, jection, a and footnote and Buatte v. is waiver. This there Judge Cir., 347, States, 342, well inimitable United 9 F.2d stated 330 Metropolitan Bragg footnote 3. Had this defendant here Lamm in Street excep Co., 331, 527, record, proper a 91 as fol- made taken R. 192 Mo. S.W. request prove tions lows: “It been allowed avail has hitherto

549 “grounds language ror in the counsel in to state the used stated Rule addressing jury. It is said that the therefor.” argument was unfair and erroneous in There two occasions here when particular case because defense duty. with this counsel confronted might insanity verdict to the The first when the court said be its as well affected notions you prosecutor: yes, permit “Oh I will guilty a not mere- whether would verdict to do when that.” The second was large ly put and in defendant argument At did was made. neither time position crime. to commit further Judge object. counsel As Clark noted Co., in Reck 2 v. Pacific-Atlantic question S.S. as I need reach the Cir., 866, 870, reason 180 F.2d there is insanity whether defense makes objection “[Sjince timely for it such a Assuming special lan- case. undoubtedly could would have led guage argument preju- used in here was an correction of whatever dicial, yet immediate appellant am cannot satisfied may error of form have been disclosed.” appeal. such a on this make contention objection on made an elementary Had the defense It the trial above, cases, cases, mentioned the first occasion criminal civil as well repeat necessary to party would not have been must the court make known Terry, People objection Cal.2d court it. See 57 “his to the action Cal.Rptr. grounds P.2d 21 370 and his therefor.”3 Such made, objection no requirement respect was ever But to a claim grounds impropriety of this to the of misconduct Devine v. of counsel. suggested. argument Under States, Cir., was ever United 278 F.2d 556; States, the defendant waived Cir., these circumstances Orebo v. sought urged. objection 747, 749; now be F.2d Pacman v. United Cir., alluding opinion, after majority jus- made, attempts to easy enough us, sitting point here where by applying do, Rule theory tify we to evolve esoteric its conclusion is a That insanity impermissible “plain rule. (b), defense makes error” to, words ordinarily acceptable properly what would resorted rule *15 expected. by Judge Sanborn, have been there But when cases have be tried (Page judges, rulings generally v. “plain errors.” district whose and vital 810.) The moment, spur Cir., must come on F.2d of the rule, application spot. question standard, and on for the as to sound suggested (in plain whether stated distinction rule also of the error insanity defense) Judge Lindley court in United case when is for the is a 4-5, Cir., very Vasen, valid one me seems to to be close v. States all, lightly jury by invoke one. After must not itself would as “We follows: * * * seriously guilty” only 52(b) know that would de- “not mean Rule noticed, release, prose- in the prejudicial fendant’s And what will be error here, if objection.” cutor said was more than that. If The error absence of presents special any, plain If situation factors it is the nor vital. was neither duty object, but, anything clear, of counsel not neither it is that is prius’ ‘puisne’ specific judge judge legal principle

to a ‘nisi fact con- or some —a Only appellate principle. —to have been successful so trolled such ‘Mastering modestly courts, believed, the lawless science of our are so it law, endowed, this has a sub- and even been myriad ject possible precedent, sharp That eodeless of discussion of single doubt, instances,’ and, peradventure, That wilderness should body cautiously grano has —that he the whole of the law stated and taken ‘cum ” fingers’ ends, speak, at his so to in- salís.’ application, stantaneous and automatic motu, having quoted ex language mero without his atten- 3. The is from F.R.Civ.P. specific tion directed counsel some Rule 46. interposed judge parties nor nature of defense either considered argument trial, re- prejudicial that the cannot believe erroneous testimony newspaper ceipt time. men’s require prejudicial as to reversal so whole, balance, On the fairness here. parties, all Government defendant guaranteed alike, adherence Surely procedure. standard rules duty respect

is the of this court judicial system.

needs an effective Any ruling chance which a dis- reaches orderly result, one reached disregard proper pro- of all standards cedure, system, is a our disservice to litigants. to all SECURITIES AND EXCHANGE COM MISSION,Appellant and Cross plain is to If the error rule be resorted Appellee, this, to in all rules such eases non-vital requiring objections may as well be HIGASHI, away. Appellee appellate Charles Y. thrown Just because the Cross- Appellant. something in trial to court observes which, opinion, objection in its could have JENKS, Appellant, Don made, been no reason is furnished for applying “plain a rule error.” SECURITIES AND EXCHANGE COM wording majority opinion of the MISSION, Appellee. me in some leaves doubt as to whether Nos. degree any the result reached is based testimony on the admission of the Appeals United States Court of newspaper reporters. place At one Ninth Circuit. opinion respect states with the inter- March reporters: newspaper view with the “Did the interview violate Evalt’s constitution- right? reluctantly

al We have concluded opinion it did *16 ing government may is that the not use way

evidence obtained in the urged

evidence that, was obtained. It is inadmissible, testimony was harm-

less, testimony in view of the other record, particularly of the fact

that Evalt admitted what he did and upon insanity.

based his whole defense pass upon

We question, do not be- judgment cause the must be reversed for reasons,

other as is shown hereafter.” appellant

In view the fact that the apparent eagerness undertook to every

make confessions of the events to sight

one in would listen and in who view not.” The notes then willingly reporters that Evalt talked to that was told he did not have place to talk to them. At another opinion it is stated: “We hold that the testimony reporters should not ** * have been received. Our hold-

Case Details

Case Name: Anton Vaughn Evalt v. United States
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jun 13, 1966
Citation: 359 F.2d 534
Docket Number: 20040
Court Abbreviation: 9th Cir.
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