Anthony W. Barton v. Mark Norrod and Randy Pack, IndividuallyAnthony W. Barton v. Mark Norrod and Randy Pack, Individually
Plaintiff Anthony Barton appeals the district court’s order that defendant Mark Nor-rod is entitled to qualified immunity on Barton’s § 1983 claim that his constitutional rights were violated when he was transported from Kentucky to Tennessee without formal extradition procedures. He also appeals the court’s order granting defendant Randy Pack’s motion for directed verdict. We affirm both district court orders. This court’s previous decision in
Stockwell v. Friberg,
I
On the night of January 29,1991, Barton, a Franklin, Kentucky resident, had a fight with his wife, and the local police were called. They took Barton from his home to the home of friends, Pat and Joe Coffee, to cool off. He didn’t stay there long, however. From his friends’ house, he went to the service station where his wife’s car was sitting for sale. The station owner refused to give the keys to Barton, because he had apparently been drinking. Barton simply hot-wired the car and then proceeded to drive to Nashville, Tennessee. While in Nashville, he purchased beer after selling his wife’s gun and then drove around the city. He also recalls visiting a Harley-Davidson motorcycle show and a nightclub called the Stagecoach, where he continued to drink. After going to the Stagecoach, Barton decided to drive home.
As he was driving north on Gallatin Road, he encountered a Nashville Metropolitan police officer, who was heading south. Because Barton noticed the police officer had put on his brakes, he decided to turn into a parking lot in order to avoid the officer. After the patrol car had passed, Barton pulled out of the parking lot and started heading in the opposite direction. Barton was unsuccessful in his attempt to evade detection by the officer, and a police pursuit ensued. By the end of the pursuit, members of the Nashville and Goodlettsville City Police Departments were involved. Defendants Pack and Norrod, Tennessee Highway Patrol Officers, were patrolling in separate vehicles at the time and heard the radio report regarding Barton. Both joined the pursuit when Barton reached Interstate 65 and proceeded north.
As Barton approached the Kentucky state fine, his car began having engine trouble and finally stopped approximately 100 feet into Kentucky. Barton was apprehended there after a struggle. He was then handcuffed and placed in the back seat of Norrod’s patrol car. Around this time, Officer Johnny Patterson of the Franklin, Kentucky, Police Department arrived on the scene. Barton, recognizing Patterson, called out to him from the back of the patrol car and asked Patterson to take him to the Simpson County Jail, in Kentucky. Patterson refused and told Barton that there was nothing he could do. At trial, Patterson testified: “[H]e wanted to know if I would help ... take him over into Simpson County. I said you already in Simpson County. I done recognized him then. I said, Tony, nothing I can do, I said whatever took place took place in Tennessee, I said they got you now.” Barton then began to kick the door of the patrol car, at which point Norrod re-entered the back seat. Barton claims that during this encounter Norrod beat him, hitting him several times in the back of the head. After this encounter, Barton was placed in flexcuffs and both his hands and feet were bound.
Shortly thereafter, Sergeant George Ditt-furth, Pack’s and Norrod’s commanding officer, arrived on the scene. Kentucky State Police Trooper Tommy Smith also arrived on the scene. Sergeant Dittfurth asked Smith whether Kentucky would accept custody of Barton and take him before a magistrate. Smith conferred by radio with his commanding officer and then advised Sergeant Ditt-furth that Kentucky did not want to take custody of Barton. Smith then told Sergeant Dittfurth that his commanding officer had instructed him that, if the Tennessee authorities wanted to take Barton, he was to let them take him back to Tennessee.
Sergeant Dittfurth asked Smith to transport Barton across the state line into Tennes
Although Pack did not directly participate in the transport of Barton across state lines, he was present during the entire episode.
Barton and his wife filed a complaint on January 80, 1992, in the United States District Court for the Western District of Kentucky. The complaint alleged that on January 30, 1991, Norrod and Pack deprived Barton of his civil rights under color of law, in violation of
The case was set for trial on April 17,1995. At the beginning of the trial, Ms. Barton orally moved to dismiss her claim. Her motion was granted.
At the close of Barton’s proof, appellees moved to dismiss on the grounds that (1) there was no proof that Pack had personally used excessive force against Barton; (2) there was no clearly established right under the Constitution or federal laws protecting an individual against movement across state lines without complying with extradition procedures; and (3) Pack and Norrod had been sued in their official capacity only. Barton then moved to amend his complaint to conform to the proof pursuant to
At the close of all the proof, Barton moved for a directed verdict against Norrod on the claim that he had deprived Barton of his constitutional right to formal extradition procedures. The court denied this motion and granted Norrod’s motion for directed verdict on the extradition claim because the court found that Norrod was protected by qualified immunity since no clearly established right
On appeal, Barton claims that the district court erred in finding that Norrod was entitled to qualified immunity. He also argues that the district court erred in granting a directed verdict in favor of Pack.
II
In determining whether the district court erred in granting Norrod qualified immunity on the extradition claim, we note that application of the doctrine of qualified immunity is purely a question of law. Therefore, we review the district court’s determination
de novo. Cagle v. Gilley,
[G]overnment officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.
Ordinarily, when looking to see if a clearly established right exists, we look to the decisions of the Supreme Court, of this circuit, and of courts within our circuit for guidance.
Cagle,
Barton concedes that the Supreme Court has not addressed the issue of whether failure to comply with extradition procedures before a transfer across state lines states a cause of action under
What Barton fails to recognize in his invitation for us to look outside this circuit is that
Stockwell
is good law. Thus, even were we to disagree with
Stockwell’s
holding, it entitles Norrod to qualified immunity because it establishes that failure to comply with extradition procedures is not a clearly established right in
this
circuit. While
Stockwell
is a cursory per curiam opinion that relies on the reasoning of an unpublished district court opinion, Norrod was entitled to rely on it.
4
Moreover, the decisions of other courts do not “point unmistakenly to the unconstitutionality of the conduct.”
Cagle,
In light of
Stockwell
and the cases interpreting it, it is clear that decisions outside the circuit finding that such a right exists do not so “clearly foreshadow! ] ... applicable direct authority as to leave no doubt in the mind of a reasonable officer that his conduct was unconstitutional.”
Cagle,
Ill
Additionally, we believe
Stockwell
was correctly decided despite its cursory nature. Although a number of courts allow a
Article IV, § 2, cl. 2 of the United States Constitution authorizes the extradition of fugitives from justice and was designed, in effect, to eliminate the boundaries between the states for the purpose of extradition:
The language [used in the Clause] was not used to express the law of extradition as usually prevailing among independent nations but to provide a summary executive proceeding by the use of which the closely associated states of the Union could promptly aid one another in bringing to trial persons accused of crime by preventing their finding in one state an asylum against the processes of justice of another. Such a provision was necessary to prevent the very general requirement of the state Constitutions that persons accused of crime shall be tried in the county or district in which the crime shall have been committed from becoming a shield for the guilty rather than the defense for the innocent, which it was intended to be. Its design was and is, in effect, to eliminate, for this purpose, the boundaries of states, so that each may reach out and bring to speedy trial offenders against its laws from any part of the land.
Biddinger v. Commissioner of Police,
While the framers intended the Extradition Clause to facilitate the administration of justice between states, the Clause has never been considered self-executing because it does not establish procedures by which interstate extradition is to take place.
California v. Superior Court,
The purpose of the Clause was to preclude any state from becoming a sanctuary for fugitives from justice of another state and thus “balkanize” the administration of criminal justice among the several states. It articulated, in mandatory language, the concepts of comity and full faith and credit, found in the immediately preceding clause of Art. IV. The Extradition Clause, like the Commerce Clause served important national objectives of a newly developing country striving to foster national unity. In the administration of justice, no less than in trade and commerce, national unity was thought to be served by de-emphasiz-ing state lines for certain purposes, without impinging on essential state autonomy.
Michigan v. Doran,
Because interstate extradition is intended to be a summary and mandatory executive proceeding, the Court has made clear that care must be taken to ensure that the process is not overburdened:
[C]are must be taken [to ensure] that the process of extradition [is] not so burdened as to make it practically valueless. It is but one step in securing the presence of the defendant in the court in which he may be tried....
In re Strauss,
Courts that have recognized a
Moreover, we believe that to allow a fugitive to proceed against officers of the demanding state for failure to comply with extradition procedures would, in effeet, recognize the right of asylum in the state to which the fugitive has fled. In
Mahon v. Justice,
the Supreme Court made clear that no such right is supported by the Extradition Clause and statute.
Additionally, we find instructive the Supreme Court teachings, upholding the conviction of fugitives who have been returned to the demanding state without strict compliance with extradition procedures. In those cases, the Court has made clear that the “sole object of the provision of the constitution, and the act of congress to carry it into effect, is to secure the surrender of persons accused of crime, who have fled from the justice of the state whose laws they are charged with violating.”
Lascelles,
A fugitive can challenge extradition by petitioning for a writ of habeas corpus, but the purpose of the writ is very limited because it only affects his detention in the asylum state. It does not affect the underlying charges against him.
Buie,
Moreover, no constitutional protection is lost, since the extradition proceedings cannot inquire into the guilt or innocence of the charged party.
See Superior Court,
In this ease, had Barton first been taken to the Simpson County Jail and extradition had then properly been sought, any challenge he might have made to his extradition would have failed. Ultimately, the only unresolved question under such a habeas inquiry is whether the extradition documents on their face were in order. However, the requirement of such documents is for the benefit of the asylum state, not for the defendant. 8
IV
Barton’s second alleged error need not detain us long. He argues that the district court erred in granting a directed verdict in favor of Pack because the issue of whether Pack violated his right to formal extradition proceedings should have been submitted to the jury.
Barton’s basic contention is that, because Pack was present when the alleged constitutional violations were occurring, he had a duty to intervene. Barton is correct that a non-supervisory law enforcement officer present at a scene where other officers are violating a person’s civil rights may have a duty to intervene.
Bruner v. Dunaway,
Even if such a right did exist, it certainly was not a clearly established right at the time of Barton’s arrest. Accordingly, Pack was entitled to qualified immunity on the charge that he failed to intervene and stop the extradition. Simply put, there was no clearly established right being violated for which Pack had a duty to intervene and protect. As a result, the issue of whether Pack violated Barton’s civil rights by failing to intervene and stop Norrod from transporting him from Kentucky to Tennessee without complying with formal extradition procedures could not be an appropriate question for the jury.
Moreover, although
Bruner
establishes that Pack may be held liable for failing to intervene, essential to finding him hable is the culpability of Norrod, whose malfeasance Barton alleges caused the deprivation of his civil rights.
Bills v. Aseltine,
We therefore AFFIRM the district court’s judgment in ail respects.
Notes
. Article IV, § 2, cl. 2, provides:
A Person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall on Demand of the executive Authority of the State from which he fled, be delivered up, to be removed to the State having Jurisdiction of the Crime.
.
Whenever the executive authority of any State or Territory demands any person as a fugitive from justice, of the executive authority of any State, District or Territory to which such person has fled, and produces a copy of an indictment found or an affidavit made before a magistrate of any State or Territory, charging the person demanded with having committed treason, felony, or other crime, certified as authentic by the governor or chief magistrate of the State or Territory from whence the person so charged has fled, the executive authority of the State, District or Territory to which such person has fled shall cause him to be arrested and secured, and notify the executive authority making such demand, or the agent of such authority appointed to receive the fugitive, and shall cause the fugitive to be delivered to such agent when he shall appear. If no such agent appears within thirty days from the time of the arrest, the prisoner may be discharged.
.In the original complaint, Barton had referred to the defendants using their official titles.
. The Stockwell opinion states in its entirety:
This case came to be heard on this first day of December, 1959, the appellant having been duly notified of the setting.
The appeal has been heard and considered upon the brief and reply brief of appellant, Frank T. Stockwell, and upon the brief and oral argument of the appellee, appellant having made no appearance at the hearing in person or by attorney.
The action of appellant was to recover damages for the alleged loss of his "constitutional rights while in the custody of the Toledo, Ohio, Police, and for the illegal procedures involved which brought about the illegal transportation of his person into the State of Michigan.” He prayed an award of damages in the amount of Five Million Dollars (5,000,000) and that the amount awarded by the jury be tripled and declared tax free.
We find no merit whatever in appellant’s contention that his constitutional civil rights have been violated; and, for the reasons stated in the opinion of United States District Judge Kloeb, we affirm his order dismissing the complaint with prejudice.
The amended complaint in
Stockwell
alleged that the defendants, officials of the Ohio Police Department and the Lucas County Prosecutor’s Office, had conspired to deprive him of his constitutional rights and, "in doing so, did bring about his illegal transportation into the state of Michigan on December 18, 1953," in violation of
The United States District Court for the Eastern District of Tennessee in
Martin v. Sams
has interpreted
Stockwell
as indicating that "the Sixth Circuit ... is aligned with the line of reasoning that improper extradition does not violate any federal rights, giving rise to a cause of action under
. The current version of the Extradition Act is codified at
. Because the federal extradition act failed to address the specific procedures to be followed, the National Conference of Commissioners on Uniform State Laws approved in 1926 a draft of the Uniform Criminal Extradition Act. The UCEA was revised in 1936 and has been adopted by forty-eight states, including Tennessee and Kentucky. Manheimer,
supra
note 5, at 1272. The Tennessee version of the UCEA is codified at
Some courts have failed to recognize a
. Even the courts that have recognized a cause of action under
. It would not have been necessary for a warrant for Barton's arrest to have been issued before Kentucky officers could have taken Barton into custody. The UCEA, as codified by both Kentucky and Tennessee, allows for warrantless arrests upon reasonable information that the fugitive would he charged with a crime in the demanding state.
See