Case Information
*1 Before SMITH, BARKSDALE, and COSTA, Circuit Judges.
JERRY E. SMITH, Circuit Judge:
In this First Amendment retaliation case against the City of Drew, Mis- sissippi, its former chief of police, Anthony Gibson, alleges that he was fired for suing the mayor, Jeffrey Kilpatrick, for retaliation. We affirm a summary judgment, concluding that although Gibson spoke as a citizen, his suit against Kilpatrick in his personal capacity was not on a matter of public concern and thus was not protected speech. Gibson’s state-law claim of malicious interfer- ence with employment (“MIE”) against Kilpatrick is barred because Gibson failed to bring notice of the claim before suing as required by state law.
I.
This is the third iteration, in this court, of a small-town feud between the former police chief and mayor. In 2006, over Kilpatrick’s objection, the Board of Alderman (the “Board”) appointed Gibson chief. Shortly thereafter, Gibson learned that Kilpatrick was misappropriating city funds by using the city’s gasoline card for personal trips. Gibson told various state and federal authori- ties, and the State Auditor launched an official investigation, in which Gibson assisted, that concluded in September 2008. Kilpatrick was ordered to pay back about $3000 of misappropriated funds.
Nine months later, Kilpatrick started placing written reprimands in Gib-
son’s personnel file. The reprimands involved such allegedly serious conduct
as showing up late to a meeting with the mayor because he was in the emer-
gency room being treated for a knee injury. Similarly, Gibson was suspended
for allowing city employees to play basketball in an uncompleted gym at the
city civic center, even though the mayor had played basketball there a few
weeks earlier. Kilpatrick also recommended to the Board several times that
Gibson be terminated “fоr insubordination, lack of visibility in the community,
and failure to work an adequate number of hours.”
Gibson v. Kilpatrick
(“
Gib-
son II
”),
In December 2010, Gibson sued Kilpatrick in his individual capacity, claiming retaliation for protected First Amendment speech under 42 U.S.C. § 1983 and MIE and intentional infliction of emotional distress under Missis- sippi law. In October 2011, the Board fired Gibson, who then amended his suit to claim that the city had retaliated against him for suing Kilpatrick, in viola- tion of the First Amendment.
The district court granted summary judgment for the defendants on the
state-law claims and held that Kilpatrick was not entitled to qualified im-
munity on the First Amendment retaliation claim; the parties cross-appealed.
In
Gibson v. Kilpatrick
, 734 F.3d 395, 406 (5th Cir. 2013), we reversed the
denial of qualified immunity, holding that Gibson’s speech to state and local
authorities about Kilpatrick’s misuse of the gasoline card was not protected
because he spoke in his capacity as chief of police. We declined to exercise
supplemental jurisdiction over the MIE claim (the only tort claim Gibson had
appealed) because it was tied to the interlocutory appeal of the denial of qual-
ified immunity.
Id.
The Supreme Court vacated and remanded for reconsider-
ation in light of
Lane v. Franks
,
In
Gibson II
,
On remand, the only remaining issue was Gibson’s First Amendment re- taliation claim against the city, alleging that he was fired for suing the mayor. The city filed a supplemental motion for summary judgment, which the court granted in July 2015, holding that Gibson’s speech in the initiаl complaint was “not a matter of public concern.”
II.
A.
The First Amendment protects freedom of speech and “the right of the
people . . . to petition the government for a redress of grievances.” U.S. C ONST .
amend. I. Gibson brings claims under both the Speech Clause and the Petition
Clause. Retaliation claims under both are analyzed in the same way.
Borough
of Duryea v. Guarnieri
,
1.
To see whether Gibson spoke as a citizen on a matter of public concern,
we first must decide whether, in suing the mayor, he spoke as a citizen or an
employee. Most of his briefing addressеs that issue, while the city devotes
almost nothing to the question. Because in
Gibson II
,
In
Lane
,
Though reporting misсonduct to state authorities may be routine for a
chief of police, suing one’s supervisor, in his personal capacity, for discrimina-
tion surely is not part of one’s job description. Unlike the police officer in
Paske
v. Fitzgerald
,
If “a public employee takes his job concerns to persons outside the work
place in addition to raising them up the chain of command at his workplace,
then those external communications are ordinarily not made as an employee,
but as a citizen.”
Davis v. McKinney
,
2.
Even though Gibson spoke as a citizen, he still must show that his suit
raised a matter of public concern. “Speech involves matters of public concern
‘when it can “be fairly considered as relating to any matter of political, social,
or other concern to the community” or when it “is a subject of legitimate news
interest; that is, a subject of general interest and of value and concern to the
public.”’”
Lane
,
a.
First, it is crucial to define the content. Gibson contends that the сontent
of his suit was his exposé of the mayor’s misconduct, which is a matter of con-
cern to all citizens. Gibson points to
Graziosi
,
Gibson misapprehends what is at issue. He had already spoken to state authorities about the mayor’s misappropriation of funds, unmasking Kilpat- rick. Thus, in filing suit Gibson was not functioning as a whistleblower. In- stead, thе content of the suit was the alleged employment grievances—claims of retaliatory discrimination for protected speech and malicious interference with employment ― what Kilpatrick did after Gibson reported him to state au- thorities.
Gibson cannot prevail by demonstrating that his report to the State
Auditor was a matter of public concern. In
Gibson II
,
Merely including a First Amendment claim in a lawsuit does not trans- form it into a matter of public concern. Other circuits have made that plain. For example, in Singer v. Ferro , 711 F.3d 334, 336, 338 (2d Cir. 2013), the plaintiffs, who were corrections officers, sued for retaliation in violation of the First Amendment because of a parody they had created. In an amended com- plaint, they alleged further retaliation for filing the lawsuit. Citing Guarnieri the Second Circuit rejected that claim, holding that it did not “touch on a mat- ter of public concern solely because the initial suit asserted a First Amendment violation.” Id . at 342–43. The suit involved only “a personal dispute with the[] [officers’] supervisors. Id. at 342.
Similarly, in
Ruotolo v. City of N.Y.
,
More recently, in
Morgan v. Covington Township
,
Although Gibson cites
Oscar Renda Contracting, Inc. v. City of Lubbock
In sum, we agree with the Second and Third Circuits. The fact that Gib- son’s suit included a First Amendment retaliation claim is insufficient to make it a matter of public concern, and we must further evaluate its content.
Speech that is “related only to [a] superior’s employment decisions” and
that affects a plaintiff “in a purely personal manner” is not a matter “of
political, social, or community concern.” “While as a matter of good judgment,
public officials should be receptive to constructive criticism offеred by their
employees, the First Amendment does not require a public office to be run as
a roundtable for employee complaints over internal office affairs.”
Connick
Nevertheless, one could contend that how the mayor treats the police chief is a mаtter of public concern, given the public’s interest in effective city governance. “[I]n one sense the public may always be interested in how gov- ernment officers are performing their duties.” The citizens of Drew might care especially about how their police chief was treated by the mayor after Kil- patrick’s misappropriations were exposed by Gibson. Or, more generally, it might interest the public to know that the police chief has been reprimanded by the mayor, regardless of any previous history. “Speech concerning policе misconduct is public in content.” Thus, the nature of Gibson’s suit could, in at least some sense, be called a matter of public concern.
Yet, because “at some level of generality almost all speech of state em- ployees is of public concern,” we must be careful not to conclude that speech is a matter of public concern merely because it involves public employees. [10] Indeed, “management policies that [are] only interesting to the public by virtue of the manager’s status as an arm of the government” are not a matter of public concern as that legal term of art is properly understood. [11]
Indubitably, the content of Gibson’s suit was a matter of private concern.
He sought rectification for himself. At its core, as an employment dispute, the
suit is “an internal grievance.”
Graziosi
,
The suit asks only for personal relief. Gibson did not request “any type of damages implicating the public.” He chose not to seek an injunction to pre- vent the mayor from engaging in such future behаvior. In Singer and Ruotolo, the Second Circuit concluded that requests for personal relief alone counseled against finding that a suit was a matter of public concern.
Nonetheless, “even a mere scintilla of speech regarding a matter of public
concern is sufficient to treat the entire communication as mixed speech.”
Stot-
ter
,
b.
Even if we were to reach the opposite conclusion—that the content of Gibson’s speech was primarily public—the form of his speech counsels against holding that he spoke on a matter of public concern. The speech was not the act of reporting Kilpatrick to state authorities, nor was it made at a public meeting. Instead, it took the form of a private suit. Though the speech sought relief from a third party—the district court—it was not a whistleblower suit alerting the public of misconduct; instead, it sought assistance in redress- ing personal grievances.
Importantly, Gibson’s suit was against the mayor only in his personal (or
individual) capacity. “Personal-capacity suits seek to impose personal liabil-
ity”; they cannot establish governmental liability.
Graham
,
A colorable contrary position is that if First Amendment retaliation suits
like Gibson’s are not entitled to special constitutional protection, whistle-
blowers might be deterred from alerting the public of misconduct and might
choose to suffer retaliation in silence for fear of further adverse action. That
fear of retaliation might further persuade them not to blow the whistle in the
first place. In addition to the many other federal and state law protections for
whistleblowers,
[15]
the obvious response is that whistleblowers can bring First
Amendment retaliation suits against governmental supervisors in their official
capacities, thus implicating the public purse because official-capacity suits look
only to the governmental entity for redress.
See Graham
,
c.
That leaves us with context. “[S]peech is not on a matter of public
concern if it is made solely in ‘furtherance of a personal employer-employee
dispute.’”
Salge v. Edna Indep. Sch. Dist.
,
First, Kilpatrick opposed Gibson’s application to be Chief of Police. Then, four months after starting his new job, Gibson spearheaded an investi- gation into the mayor’s use of the gasoline card by reporting it to state author- ities. Nine months after that investigation had concluded, Kilpatrick began “entering written reprimands into Gibson’s personnel file” and complaining to city alderman about Gibson’s “insubordination, lack of visibility in the com- munity, and failure to work an adequate number of hours.” Gibson II , 773 F.3d at 665. Multiple alderman indicated that the two men were unable to work together; one testified that he thought there was “something between the chief and mayor personally” and claimed that “90 percent” of board meetings were spent “between chief and the Mayor fussing and carrying on.”
Further, there was a four-year gap between Gibson’s report to state au- thorities, exposing Kilpatrick’s misconduct, and his suit against the mayor. It is possible that Gibson’s employment troubles during this time were because of his report, as he contends, but the gap also lends credence to the city’s clаim that the men were feuding because of numerous matters.
In sum, though it is not dispositive, the underlying context of the suit indicates an ongoing personal feud between Kilpatrick and Gibson, which might help to explain why Gibson sued Kilpatrick in his personal capacity. Because personal employment disputes are not, by themselves, matters of pub- lic concern, the context of Gibson’s speech further strengthens the conclusion that his suit does not qualify.
d.
Taken as a whole, all three of the factors—content, form, and context— support the conclusion that the suit was a matter of private concern. In mixed- speech cases, we conduct a balancing of all three factors. See Teague , 179 F.3d at 382. Within this balancing, we weigh context and form “more heavily.” Teague , 179 F.3d at 383. Though the content of Gibson’s suit was a mix of private and public concerns, private concerns predominate. Both the form and context of the suit show that it was a matter of private concern. Thus, we need not go on to weigh Gibson’s interests in speaking against the city’s interests in promoting efficiency. In short, the district court was correct: Gibson’s First Amendment retaliation claim fails.
B.
Gibson assigns error to the district court’s dismissal of his MIE claim because it concluded that under the MTCA he needed to file notice. The MTCA requires a person to “file a notice of claim with the chief executive officer of the governmental entity” at least ninety days “before instituting suit.” M ISS . C ODE A NN . § 11-46-11 (2016). “[A]n action against a government employee in his individual capacity may be subject to notice of claim requirements if the act complained of occurred within the scope and course of his employment.” [20] It is undisputed that Gibson never gave any such notice.
Gibson points out, however, that his MTCA claim was for malicious interference with employment; he contends that claims alleging malice are exempt from the notice requirement. He is correct that notice is not required if the public employee’s “conduct constituted fraud, malice, libel, slander, def- amation or any criminal offense,” because the governmental entity is not liable for such actions. Id. § 11-46-5.
Gibson’s position is foreclosed by Johnson , in which we addressed the identical issue of whether, under Mississippi law, the tort of MIE is a crime of malice or merely a tortious-breach-of-contract claim. [21] Noting inconsistent caselaw from the Mississippi Supreme Court, we rеlied on the fact that cases holding that MIE is a breach-of-contract claim were more recent, so we con- cluded that notice is required. [22] Johnson easily disposes of Gibson’s claim. [23] Alternatively, Gibson maintains that we should certify the question to the Mississippi Supreme Court. We certify “only in ‘exceptional case[s].” Gibson points to no intervening authority since Johnson that would make certi- fication advisable. Thus, his claim of MIE also fails.
AFFIRMED.
case that has been reviewed previously and its merits addressed by an opinion of the United
States Supreme Court.” 5 TH C IR . R. 47.5.1.
In re FEMA Trailer Formaldehyde Prods. Liab. Litig.
,
Cir. 2012) (quoting
Lavespere v. Niagara Mach. & Tool Works, Inc.,
Notes
[1] In
Gibson II
,
[2]
See also Graziosi v. City of Greenville
,
[3] We reach this conclusion by applying the ordinary job-duties test, not because Gib-
son’s speech was in the form of a lawsuit. Nonetheless, the fact that his speech apрeared in
a legal complaint does make this case somewhat more analogous to
Lane
,
[4] “[T]he distinctions between [the citizen-employee test and the content, form, context
text] [are] somewhat artificial.”
Stotter
,
[5] See also Lane , 134 S.Ct. at 2380 (discussing the importance of public-employee speech in relation to corruption). But see Gibson II , 773 F.3d at 669 (“We doubt that this discussion [in Lane ] means that speech is ‘as a citizen’ whenever public corruption is involved, as thаt could conflict with the opinion in Garcetti .”).
[6] Gibson contends that
Ruotolo
has been effectively overruled by later Second Circuit
decisions such as
Sousa v. Roque
,
[7] Additionally, Oscar Renda was a suit against a public body, not a public employee in his personal capacity. See infra note 17.
[8]
Rathjen v. Litchfield
,
[9]
Teague v. City of Flower Mound
,
[10] Gillum , 3 F.3d at 121. See also Guarnieri , 564 U.S. at 399 (explaining that the public’s interest in the performance of their governmental officials “will not always suffice to show a matter of public concern”).
[11]
Kennedy v. Tangipahoa Par. Library Bd. of Control
, 224 F.3d 359, 372 (5th Cir.
2000),
abrogated on other grounds as stated in Cuvillier v. Taylor
,
[12]
See Singer
, 711 F.3d at 342 (observing that “thrust” of lawsuit was “towards the
‘entirely personal’ relief of monetary damages for what are, at bottom, allegations of wrongful
treatment as employees and wrongful termination”);
Ruotolo
,
[13] The act of filing a lawsuit is not entitled to any heightened protection but is governed
by the ordinary safeguards for speech.
See Guarnieri
,
[14] We use the two words interchangeably.
See Kentucky v. Graham
,
[15] See, e.g. , Whistleblower Protection Act, 5 U.S.C. § 1221 (2012) (creating a cause of action for federal employees who suffer adverse employment actions from exposing illegality, abuse of authority, and the like); M ISS . C ODE A NN . § 25-9-173 (West 2016) (creating a cause of action for state and local employees who experience workplace reprisal for reporting im- proper governmental actions to state investigative authorities).
[16]
See also Turner v. Houma Mun. Fire & Police Civil Serv. Bd.,
[17] This is another way to distinguish
Oscar Renda
. The previous suit in that case,
which related to a “matter of public concern,” was brought against the El Paso Water District.
Oscar Renda
,
[18]
Markos v. City of Atlanta,
[19] There were only two years, however, between the conclusion of the state’s investi- gation and Gibson’s suit. It is not clear at what point Kilpatrick learned of Gibson’s report. Yet, even two years attenuates the connection between Gibson’s speech and Kilpatrick’s ac- tions, because it is entirely possible that there werе other things about which they disagreed during this time.
[20]
Johnson v. City of Shelby
, 743 F.3d 59, 63 (5th Cir. 2013) (quoting
McGehee v.
DePoyster
,
[21] Id. at 63–64.
[22]
Id.
at 64 (explaining that “we apply ‘the latest and most authoritative expression of
state law applicable to the facts of a case’”) (quoting
Santibanez v. Wier McMahon & Co.
[23] Gibson tries to avoid Johnson by pointing to a footnote that states that “[p]ursuant to 5 TH C IR . R. 47.5, the court has determined that this opinion should not be published and is not precedent . . . . 47.5.4.” at 60 n.*. That standard footnote, included in all unpub- lished opinions as required by Fifth Circuit Rule 47.5.4, aрpeared because when Johnson was first issued, it was unpublished. Later, we granted a motion to publish but never reissued the opinion, so the footnote mistakenly remained. Johnson nonetheless is binding precedent under 5 TH C IR . R. 47.5 because it was published and appears in the West Federal Reporter, Third Series. “An opinion is considered as ‘published’ for purposes of this rule when the panel deciding the case determines, in accordance with 5 TH C IR . R. 47.5.2, that the opinion will be published . . . .” 5 TH C IR . R. 47.5.5. “If . . . any party so requests the panel will reconsider its decision not to publish . . . . The opinion will be published if . . . the panel issues an order to publish . . . .” 5 TH C IR . R. 47.5.2. “[A]n opinion is published if it . . . (f) is rendered in a
