441 F.3d 220 | 4th Cir. | 2006
Lead Opinion
Reversed and remanded with instructions by published opinion. Judge WILLIAMS wrote the majority opinion, in which Judge SHEDD concurred. Judge KING wrote a dissenting opinion.
OPINION
Anthony Andrews, an inmate in the Federal Correctional Institute — Peters-burg, VA (FCI Petersburg), appeals the district court’s dismissal of his suit brought under the Federal Torts Claim Act (FTCA), 28 U.S.C.A. §§ 1846 and 2671-2680 (West Supp.2005), against the United States alleging that the negligence of a Bureau of Prisons (BOP) officer caused the loss of his property. The district court concluded that the United States had not waived its sovereign immunity because the BOP officer was covered by the exception to the FTCA set forth in 28 U.S.C.A. § 2680(c), and it therefore dismissed Andrews’s complaint for lack of subject-matter jurisdiction. Because we conclude that the BOP officer here is not covered by § 2680(c), we reverse.
I.
On August 27, 2002, Andrews was temporarily transferred from FCI Petersburg to the Eastern District of North Carolina for a hearing. Andrews had accumulated nearly two duffle bags of legal materials related to his case. Recognizing that he could not take all of this material with him to North Carolina, Andrews took only a stack of legal materials and left in his cell locker all his other remaining legal materials and personal property. While he was in North Carolina, FCI Petersburg needed additional cell space, so a BOP officer packed Andrews’s belongings and prepared an Inmate Personal Property Record. When completing the form, the BOP officer erroneously indicated that Andrews had been permanently transferred from FCI Petersburg. Because of this error, Andrews’s property was shipped from FCI Petersburg and lost.
On January 7, 2003, Andrews returned to FCI Petersburg and found his possessions missing. On January 17, 2003, he filed an administrative claim with the BOP seeking damages for the missing property. The BOP denied his claim, and he filed suit against the United States under the FTCA. On April 13, 2004, the United States moved to dismiss Andrews’s suit on the ground of sovereign immunity.
On July 27, 2004, the district court granted the government’s motion to dismiss. The court concluded that BOP officers were “law enforcement officer[s]” for purposes of § 2680(c)’s exception to the waiver of sovereign immunity. As a result, the court held that the United States
II.
We review de novo the district court’s interpretation of § 2680(c) and its resulting conclusion that it lacked subject-matter jurisdiction. See Treacy v. Newdunn Assoc., LLP, 344 F.3d 407, 410 (4th Cir.2003). The first step in determining the meaning of a statute is to examine the statute’s plain language. United Seniors Ass’n, Inc. v. Social Sec. Admin., 423 F.3d 397, 402 (4th Cir.2005). In doing so, we look at “the language itself, the specific context in which that language is used, and the broader context of the statute as a whole.” Robinson v. Shell Oil Co., 519 U.S. 337, 341, 117 S.Ct. 843, 136 L.Ed.2d 808 (1997).
We begin our analysis with the text of § 2680(c) and its context in the FTCA’s statutory scheme. The FTCA broadly waives the sovereign immunity of the United States for monetary claims “for injury or loss of property ... caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.” 28 U.S.C.A. § 1346(b)(1). Congress limited this broad waiver, however, by retaining sovereign immunity in thirteen distinct areas. One such area is described in § 2680(c), which states:
The provisions of ... [the FTCA] shall not apply to ...
(c) Any claim arising in respect of the assessment or collection of any tax or customs duty, or the detention of any goods, merchandise, or other property by any officer of customs or excise or any other law enforcement officer....
Neither Andrews nor the Government disputes that Andrews’s negligence claim “aris[es] in respect of ... the detention ... of property.” Rather, the single point of disagreement is whether the BOP officer here is a “law enforcement officer” within the meaning of the subsection. If he is not such a “law enforcement officer,” then sovereign immunity does not bar Andrews’s complaint. If he is, the United States has retained sovereign immunity from Andrews’s suit, and the district court lacked subject-matter jurisdiction to hear it.
A.
Although the Supreme Court and this circuit previously have addressed § 2680(c), neither court has decided the meaning of the phrase “any other law enforcement officer.”
Although the Court in Kosak did not determine the meaning of the phrase “any other law enforcement officer,” the Court did establish an important interpretative method by which we should construe the phrase. Although it is a familiar canon of statutory construction that ambiguities in waivers of sovereign immunity are to be “strictly construed ... in favor of the sovereign,” see Lane v. Pena, 518 U.S. 187, 192, 116 S.Ct. 2092, 135 L.Ed.2d 486 (1996), in Kosak, the Court rejected the Government’s argument that the corollary of this canon was also true — that exceptions to waivers of sovereign immunity should be broadly construed in favor of the sovereign. 465 U.S. at 853 n. 9, 104 S.Ct. 1519. Instead, the Court instructed that the correct approach in construing the meaning of §■ 2680(c) is “to identify those circumstances which are within the words and reason of the exception — no less and no more.” Id. (internal quotation marks omitted). Otherwise, “unduly generous interpretations of the exceptions run the risk of defeating the central purpose of the [FTCA].” Id. Under Kosak, then, our task is to interpret the phrase “any other law enforcement officer” without placing a thumb on the scale for the benefit of the sovereign.
B.
1.
Andrews claims that his property was lost due to the negligence of a BOP officer, who in the abstract is assuredly a “law enforcement officer.” But before we can conclude that the BOP officer here is a “law enforcement officer” within the meaning of § 2680(c), we must determine whether the context of the' statute limits the “any other law enforcement officer” phrase. Examining the phrase in context is necessary because “[w]e do not ... construe statutory phrases in isolation; we read statutes as a whole.” United States v. Morton, 467 U.S. 822, 828, 104 S.Ct. 2769, 81 L.Ed.2d 680 (1984). In fulfilling this requirement, we find particularly applicable the ejusdem generis and noscitur a sociis canons of statutory construction. These related canons remove the phrase from the abstract and give it the meaning the context demands. Cf. Wash. State Dep’t of Soc. and Health Servs. v. Keffeler, 537 U.S. 371, 383-84, 123 S.Ct. 1017, 154 L.Ed.2d 972 (2003) (concluding after applying the canons of ejusdem generis and noscitur a sociis that the contextual meaning of the term “other legal process” is more restrictive than the meaning the term would have in the abstract). Applying these canons, we conclude that the meaning of “law enforcement officer” in the context of § 2680(c) is narrower than its meaning in the abstract.
According to the ejusdem generis canon, “[a] general word or phrase [that] follows a list of specifics ... will be interpreted to include only items of the same type as those listed.” Black’s Law Dictionary 556 (8th ed.2004). In other words, we apply the ejusdem generis canon to determine the meaning of a catch-all phrase by looking to the common elements among the specific things mentioned in the list. For example, “if a statute lists ‘fishing rods, nets, hooks, bobbers, sinkers and
Section 2680(c) presents a textbook ejusdem generis scenario. It contains a general phrase — “any other law enforcement officer” — that follows a recitation of specific things — “any officer of customs or excise” — whose similar characteristic is that they are charged with the function of enforcing the revenue laws (customs and tax, respectively) of the United States. Applying the ejusdem generis canon to § 2680(c), a DEA officer detaining property to enforce the customs laws is a “law enforcement officer” because he is performing a function similar to an “officer of customs or excise,” see e.g., Formula One Motors, Ltd. v. United States, 777 F.2d 822, 824 (2d Cir.1985), but the BOP officer moving Andrews’s belongings to make room for another inmate would not be a “law enforcement officer” because he is not performing a customs or excise function.
Similar to the canon of ejusdem generis is the canon of noscitur a sociis. According to the noscitur a sociis canon, the meaning of an undefined word or phrase “should be determined by the words immediately surrounding it.” Black’s Law Dictionary 1087 (8th ed.2004). This canon infuses into “law enforcement officer” a “meaning [gathered] from the words around it.” Jarecki v. G.D. Searle & Co., 367 U.S. 303, 307, 81 S.Ct. 1579, 6 L.Ed.2d 859 (1961) (concluding that in a statute referring to “[fincóme resulting from exploration, discovery, or prospecting” the word “discovery” is limited to only drilling and mining activities because the other words “strongly suggest that a precise and narrow application [of the word ‘discovery’] was intended”). A more recent example of the application of the noscitur a sociis canon is found in Gutierrez v. Ada, 528 U.S. 250, 120 S.Ct. 740, 145 L.Ed.2d 747 (2000), in which the Supreme Court examined the meaning of the phrase “in any election” as used in the Guam Organic Act. Id. at 254-258, 120 S.Ct. 740. Despite the unqualified language of the phrase, the Court instructed that “[t]he key to understanding ... the phrase” is to look at the references surrounding it in the statute. Id. at 254, 120 S.Ct. 740. Because the other words in the statute related solely to gubernatorial elections, the Court determined that Congress did not “shift its attention” from the context of gubernatorial elections when using the unqualified general phrase “in any election” but instead intended for the phrase to refer only to gubernatorial elections. Id. at 255, 120 S.Ct. 740.
Applying the noscitur a sociis canon here, we are convinced that § 2680(c)’s specific references to the enforcement of tax and customs laws indicates that the “law enforcement officer” referenced therein should be limited to those officers acting in a tax and customs enforcement capacity. The opening clause of § 2680(c) refers solely to claims arising from the specific actions of assessing or collecting a tax or customs duty. 28 U.S.C.A. § 2680(c) (“Any claim arising in respect of the assessment or collection of any tax or customs duty ....”). We have interpreted
2.
Our reading of § 2680(c) is in accord with a principal reason for the subsection: to avoid extending the FTCA “to suits for which adequate remedies were already available.” Kosak, 465 U.S. at 858, 104 S.Ct. 1519.
The Government argues that the meaning of “law enforcement officer” in § 2680(c) should be determined by construing that subsection in light of § 2680(h), which defines an “investigative or law enforcement officer” in terms that encompass BOP officers.
The Government also contends that the amendment to § 2680(c) in the Civil Asset Forfeiture Act of 2000 (CAFRA), Pub.L. No. 106-185, 114 Stat. 211 (April 25, 2000), compels us to conclude that BOP officers are “law enforcement officer[s]” for purposes of § 2680(c). CAFRA created an exception to § 2680(c) that re-waived sovereign immunity for claims for property damage occurring while property was detained for an ultimately unsuccessful civil forfeiture.
D.
In accordance with the text of and reason for § 2680(c), we conclude that the phrase “any other law enforcement officer” is limited to those officers acting in a tax or customs capacity. Because the BOP officer who moved Andrews’s property was not acting in this capacity, § 2680(c) does not bar Andrews’s complaint.
III.
Our decision places us in agreement with three Courts of Appeals — the Sixth, Seventh, and District of Columbia Circuits — that have held that “law enforcement officer” in § 2680(c) refers only to those law enforcement officers acting in a tax or customs capacity. See Kurinsky v. United States, 33 F.3d 594, 598 (6th Cir.1994) (FBI agents not included); Ortloff v. United States, 335 F.3d 652, 660 (7th Cir.2003) (BOP officers not included); Bazuaye, 83 F.3d at 486 (postal inspectors not included).
We recognize that six other Courts of Appeals — the Fifth, Eighth, Ninth, Tenth, Eleventh, and Federal Circuits — have concluded that “law enforcement officer” is not limited to officers acting in a tax or customs capacity.
IV.
Andrews also claims that the district court docket sheet incorrectly lists that his suit was “dismissed as frivolous pursuant to [the] Prisoner Litigation Reform Act.”
V.
For the foregoing reasons, we hold that § 2680(c) did not divest the district court of jurisdiction over Andrews’s complaint because the BOP officer who allegedly caused the loss of his property is not a “law enforcement officer” within the meaning of that subsection. We therefore re
REVERSED AND REMANDED WITH INSTRUCTIONS.
. Nine other circuit courts of appeals have addressed the meaning of 28 U.S.C.A. § 2680(c), as discussed infra at Part III.
. In Perkins v. United States, 55 F.3d 910 (1995), we stated that "[§ 2680(c)], as with all provisions of the FTCA, must be ... construed in favor of the sovereign.” Id. at 913 (internal quotation marks omitted). As explained in the text, the Supreme Court has explicitly rejected this approach. We therefore apply the approach directed by Kosak.
. Our dissenting colleague contends that “the plain meaning of the phrase 'any other law enforcement officer’ ... is just that — any other law enforcement officer.” Post at 229. With respect, we cannot divorce the plain words from their context. See Food and Drug Admin, v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 133, 120 S.Ct. 1291, 146 L.Ed.2d 121 (2000) ("It is a fundamental canon of statutory construction that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.” (emphasis added and internal quotation marks omitted)).
. The other reasons for the exception were to ensure that "certain governmental activities [are] not disrupted by the threat of damage suits” and to avoid exposing "the United States to liability for excessive or fraudulent claims.” Kosak v. United States, 465 U.S. 848, 858, 104 S.Ct. 1519, 79 L.Ed.2d 860 (1984).
. Since 1922, Congress has authorized agency heads to settle, for not more than $1000, claims involving the negligence of governmental employees. See 31 U.S.C.A. § 3723 (West 2003); Bazuaye v. United States, 83 F.3d 482, 486 n. 3 (D.C.Cir.1996). This administrative settlement applies to loss of a prisoner’s property by the negligence of a BOP officer. 31 U.S.C.A. § 3723 (authorizing an administrative settlement for the "... loss of ... property ... caused by the negligence of an officer or employee of the United States Government ...”). Because, however, this remedy does not allow a judicial suit and provides only limited recovery, it has never been duplicative of the remedy available through the FTCA. See Bazuaye, 83 F.3d at 486 n. 3.
While other statutory or judicially created remedies may now exist for plaintiffs such as Andrews, we are aware of no other remedy in existence at the time of the FTCA’s enactment in which a plaintiff could receive payment from the federal fisc.
. Section 2680(h) exempts from the FTCA's waiver of sovereign immunity,
Any claim arising out of assault, battery, false imprisonment, false arrest, malicious prosecution, abuse of process, libel, slander, misrepresentation, deceit, or interference with contract rights: Provided, That, with regard to acts or omissions of investigative or law enforcement officers of the United States Government, the provisions of this chapter and section 1346(b) of this title shall apply to any claim arising ... out of assault, battery, false imprisonment, false arrest, abuse of process, or malicious prosecution. For the purpose of this subsection, "investigative or law enforcement officer” means any officer of the United States who is empowered by law to execute searches, to seize evidence, or to make arrests for violations of Federal law.
28 U.S.C.A. § 2680(h).
.CAFRA added, inter alia, the following exception to the end of § 2680(c):
[T]he provisions of this chapter and section 1346(b) of this title apply to any claim based on injury or loss of goods, merchandise, or other property, while in the possession of any officer of customs or excise or any other law enforcement officer if—
(1) the property was seized for the purpose of forfeiture under any provision of Federal*227 law providing for the forfeiture of property other than as a sentence imposed upon conviction of a criminal offense;
(2) the interest of the claimant was not forfeited;
(3) the interest of the claimant was not remitted or mitigated (if the property was subject to forfeiture); and
(4) the claimant was not convicted of a crime for which the interest of the claimant in the property was subject to forfeiture under a Federal criminal forfeiture law.
28 U.S.C.A. § 2680(c).
. In addition to the arguments noted in the text, the Government also argues that the legislative history of CAFRA supports an expansive construction of "law enforcement officer” that includes the BOP officer in this case. Because we conclude that the text of and reason for § 2680(c) compels a narrow construction of "law enforcement officer,” it is unnecessary for us to consider the legislative history. Even if we were to do so, we note that the Government is mistaken to rely on CAFRA’s legislative history to determine the meaning of the "any other law enforcement officer” phrase. The phrase is original to § 2680(c); therefore, it is the intent of the Congress that enacted the original subsection that controls. See Mackey v. Lanier Collection Agency, 486 U.S. 825, 840, 108 S.Ct. 2182, 100 L.Ed.2d 836 (1988) ("[Tjhese [Committee Report] views — absent an amendment to the original language of the section — do not direct our resolution of this case.... It is the intent of the Congress that enacted [the section] ... that controls.” (internal quotation marks omitted, second alteration original)).
. In Formula One Motors, Ltd. v. United States, 777 F.2d 822, 824 (2d Cir.1985), the Second Circuit reached a decision consistent with the minority view, but did not expressly adopt this view. Id. at 823-24 ("[W]e are satisfied that the detention of the automobile and its search by DEA agents fell within the scope of section 2680(c), without determining whether the exemption would apply to searches by law enforcement officers with no relationship to the customs or excise functions .... The seizure of an automobile still in
. We have uncovered no First or Third Circuit decisions addressing the meaning of § 2680(c)’s "any other law enforcement officer” phrase. Cf. United States v. Bein, 214 F.3d 408, 415-416 (3d Cir.2000) (noting in dicta that "[i]f a party were to proceed under the FTCA on a negligence theory, then his or her claim might be barred because the lost or damaged property was detained by law enforcement officials” (emphasis added)).
. The district court’s order never specifically characterized Andrews’s suit as frivolous; instead, it simply directed the clerk to note the disposition of the case for purposes of the PLRA.
Dissenting Opinion
dissenting:
Although I appreciate the panel majority’s thoughtful analysis of the general purposes of the Tort Claims Act and the various canons of statutory construction, I view such an analysis as unnecessary to resolve this appeal. In my view, the plain meaning of the phrase “any other law enforcement officer,” as found in 28 U.S.C. § 2680(e), is just that — any other law enforcement officer. As we have consistently recognized, when statutory language is plain and unambiguous, our inquiry is at its end, and we then simply apply the statute according to its terms. See Stiltner v. Beretta U.S.A. Corp., 74 F.3d 1473, 1482 (4th Cir.1996) (en banc) (“If the [statutory] language is plain and unambiguous, we look no further.”).
The majority finds ambiguous the phrase “any other law enforcement officer,” drawing its view from the fact that it is found in a statute principally concerning the Government’s customs and excise activities.
Although I am a lone voice on this panel, I am not alone in espousing this position. Six of the nine courts of appeal to have addressed this issue agree with my view. See Halverson v. United States, 972 F.2d 654, 656 (5th Cir.1992) (concluding that “plain language” of § 2680(c) encompasses property detentions by law enforcement officers acting in any capacity); see also Bramwell v. U.S. Bureau of Prisons, 348 F.3d 804, 806-07 (9th Cir.2003); Hatten v. White, 275 F.3d 1208, 1210 (10th Cir.2002); Cheney v. United States, 972 F.2d 247, 248-49 (8th Cir.1992); Schlaebitz v. U.S. Dep’t of Justice, 924 F.2d 193, 194-95 (11th Cir.1991); Ysasi v. Rivkind, 856 F.2d 1520, 1524-25 (Fed.Cir.1988).
If Congress had intended § 2680(c) to apply only to those law enforcement officers acting in a customs or excise capacity, it could, and would, have done so explicitly. Because it failed to do so, I would have our Court adopt the majority view — -that adhered to by the Fifth, Eighth, Ninth, Tenth, Eleventh, and Federal Circuits— and enforce § 2680(c) according to its plain terms; withholding jurisdiction over (and according sovereign immunity for) claims arising out of detentions of property by a federal law enforcement officer acting in any capacity. In this proceeding, Andrews, a federal prisoner, seeks to sue the United States for an alleged property loss caused by an officer of the Federal Bureau of Prisons. In my view, and in the view of six of our sister circuits, such an officer is “any other law enforcement officer” under § 2680(c), and the United States is thus entitled to claim sovereign immunity on the cause of action asserted here. See
I respectfully dissent.
Although the majority does not expressly conclude that the phrase "any other law enforcement officer” is ambiguous, it does so by implication in applying the canons of statutory construction. It is settled law that we only apply the canons of construction if we first conclude that the statutory language is ambiguous. See Stiltner, 74 F.3d at 1482.