Anthоny ANDREWS, Plaintiff-Appellee, v. UNITED STATES of America, Defendant-Appellant.
No. 04-7269.
United States Court of Appeals, Fourth Circuit.
Argued Sept. 22, 2005. Decided Jan. 25, 2006.
As Amended Feb. 28, 2006.
441 F.3d 220
III.
For the foregoing reasons, we reverse the judgment of the district court and remand for further proceedings consistent with this opinion.
REVERSED AND REMANDED
Anthony ANDREWS, Plaintiff-Appellee, v. UNITED STATES of America, Defendant-Appellant.
No. 04-7269.
United States Court of Appeals, Fourth Circuit.
Argued Sept. 22, 2005. Decided Jan. 25, 2006. As Amended Feb. 28, 2006.
3. The defendants also argue several alternative grounds for affirmance. Although we are not precluded from addressing these arguments, we deem it more appropriate to allow the district court to consider them, if necessary, in thе first instance on remand. See Davani v. Virginia Dep‘t of Transp., 434 F.3d 712, 720 (4th Cir.2006).
Before WILLIAMS, KING, and SHEDD, Circuit Judges.
Reversed and remanded with instructions by published opinion. Judge WILLIAMS wrotе the majority opinion, in which Judge SHEDD concurred. Judge KING wrote a dissenting opinion.
OPINION
WILLIAMS, Circuit Judge.
Anthony Andrews, an inmate in the Federal Correctional Institute-Petersburg, VA (FCI Petersburg), appeals the district court‘s dismissal of his suit brought under the Federal Torts Claim Act (FTCA),
I.
On August 27, 2002, Andrews was temporarily transferred from FCI Petersburg to the Eastern District of North Carolina for a hearing. Andrews had accumulated nearly two duffle bags of legal materials related to his case. Recognizing that he could not take all of this material with him to North Carolina, Andrews took only a stack of legal materials and left in his cell locker all his other remaining legal materials and personal property. While he was in North Carolina, FCI Petersburg needed additional cell space, so a BOP officer packed Andrews‘s belongings and prepared an Inmate Personal Property Record. When completing the form, the BOP officer erroneously indicated that Andrews had been permanently transferred from FCI Petersburg. Because of this error, Andrews‘s property was shipped from FCI Petersburg and lost.
On January 7, 2003, Andrews returned to FCI Petersburg and found his possessions missing. On January 17, 2003, he filed an administrative claim with the BOP seeking damages for the missing property. The BOP denied his claim, and he filed suit against the United States under the FTCA. On April 13, 2004, the United States moved to dismiss Andrews‘s suit on the ground of sovereign immunity.
On July 27, 2004, the district court granted the government‘s motion to dismiss. The court concluded that BOP officers were “law enforcement officer[s]” for purposes of
II.
We review de novo the district court‘s interpretation of
We begin our analysis with the text of
The provisions of ... [the FTCA] shall not apply to—
(c) Any claim arising in respect of the assessment or collection of any tax or customs duty, or the detention of any goods, merchandise, or other property by any officer of customs or excise or any other law enforcement officer....
Neither Andrews nor the Government disputes that Andrews‘s negligence claim “aris[es] in respect of ... the detention of property.” Rather, the single point оf disagreement is whether the BOP officer here is a “law enforcement officer” within the meaning of the subsection. If he is not such a “law enforcement officer,” then sovereign immunity does not bar Andrews‘s complaint. If he is, the United States has retained sovereign immunity from Andrews‘s suit, and the district court lacked subject-matter jurisdiction to hear it.
A.
Although the Supreme Court and this circuit previously have addressed
Although the Court in Kosak did not determine the meaning of the phrase “any other law enforcement officer,” the Court did establish an important interpretative method by which we should construe the phrase. Although it is a familiar canon of statutory construction that ambiguities in waivers of sovereign immunity are to be “strictly construed ... in favor of the sovereign,” see Lane v. Pena, 518 U.S. 187, 192 (1996), in Kosak, the Court rejected the Government‘s argument that the corollary of this canon was also true—that exceptions to waivers of sovereign immunity should be broadly construed in favor оf the sovereign. 465 U.S. at 853 n. 9. Instead, the Court instructed that the correct approach in construing the meaning of
B.
1.
Andrews claims that his property was lost due to the negligence of a BOP officer, who in the abstract is assuredly a “law enforcement officer.” But before we can conclude that the BOP officer here is a “law enforcement officer” within the meaning of
According to the ejusdem generis canon, “[a] general word or phrase [that] follows a list of specifics ... will be interpreted to include only items of the same type as those listed.” Black‘s Law Dictionary 556 (8th ed.2004). In other words, we apply the ejusdem generis canon to determine the meaning of a catch-all phrase by looking to the common elements among the specific things mentioned in the list. For example, “if a statute lists ‘fishing rods, nets, hooks, bobbers, sinkers and
Section 2680(c) presents a textbook ejusdem generis scenario. It contains a general phrase—“any other law enforcement officer“—that follows a recitation of specific things—“any officer of customs or excise“—whose similar characteristic is that they аre charged with the function of enforcing the revenue laws (customs and tax, respectively) of the United States. Applying the ejusdem generis canon to
Similar to the canon of ejusdem generis is the canon of noscitur a sociis. According to the noscitur a sociis canon, the meaning of an undefined word or phrase “should be determined by the words immediately surrounding it.” Black‘s Law Dictionary 1087 (8th ed.2004). This canon infuses into “law enforcement officer” a “meaning [gathered] from the words around it.” Jarecki v. G.D. Searle & Co., 367 U.S. 303, 307 (1961) (concluding that in a statute referring to “[i]ncome resulting from exploration, discovery, or prospecting” the word “discovery” is limited to only drilling and mining activities because the other words “strongly suggest that a precise and narrow application [of the word ‘discovery‘] was intended“). A more recent example of the application of the noscitur a sociis canon is found in Gutierrez v. Ada, 528 U.S. 250 (2000), in whiсh the Supreme Court examined the meaning of the phrase “in any election” as used in the Guam Organic Act. Id. at 254-258. Despite the unqualified language of the phrase, the Court instructed that “[t]he key to understanding ... the phrase” is to look at the references surrounding it in the statute. Id. at 254. Because the other words in the statute related solely to gubernatorial elections, the Court determined that Congress did not “shift its attention” from the context of gubernatorial elections when using the unqualified general phrase “in any election” but instead intended for the phrase to refer only to gubernatorial elections. Id. at 255.
Applying the noscitur a sociis canon here, we are convinced that
2.
Our reading of
C.
The Government argues that the meaning of “law enforcement officer” in
The Government also contends that the amendment to
D.
In accordance with the text of and reason for
III.
Our decision places us in agreement with three Courts of Appeals—the Sixth, Seventh, and District of Columbia Circuits—that have held that “law еnforcement officer” in
We recognize that six other Courts of Appeals—the Fifth, Eighth, Ninth, Tenth, Eleventh, and Federal Circuits—have concluded that “law enforcement officer” is not limited to officers acting in a tax or customs capacity.10 See Chapa v. U.S. Dep‘t of Justice, 339 F.3d 388, 390 (5th Cir.2003) (BOP officers included); Cheney v. United States, 972 F.2d 247, 248 (8th Cir.1992) (federal drug task force officers included); Bramwell v. U.S. Bureau of Prisons, 348 F.3d 804, 807 (9th Cir.2003) (BOP officers included); Hatten v. White, 275 F.3d 1208, 1210 (10th Cir.2002) (same); Schlaebitz v. U.S. Dep‘t of Justice, 924 F.2d 193, 195 (11th Cir.1991) (United States Marshals included); Ysasi v. Rivkind, 856 F.2d 1520, 1525 (Fed.Cir.1988) (determining that the 11th Circuit would conclude that Border Patrol Agents are “law enforcement officer[s]“). With respect to these courts, we agree that “[w]hile the quantity of circuits favors the government‘s position, the quality of decisions favors [Andrews‘s] view.” Ortloff, 335 F.3d at 659. None of the courts adopting the majority view applied the ejusdem generis or noscitur a sociis canons. In fact, the only canons of construction applied by any of the courts that have adopted the majority view are that
IV.
Andrews also claims that the district court docket sheet incorrectly lists that his suit was “dismissed as frivolous pursuant to [the] Prisоner Litigation Reform Act.”11 Because we conclude that the district court erred in dismissing Andrews‘s suit, it necessarily follows that Andrews‘s suit was not frivolous. See Adepegba v. Hammons, 103 F.3d 383, 387 (5th Cir.1996) (concluding that when a case dismissed as frivolous under PLRA is reversed on appeal, the “strike” is nullified). On remand, the district court should make the necessary corrections to the records.
V.
For the foregoing reasons, we hold that
REVERSED AND REMANDED WITH INSTRUCTIONS.
KING, Circuit Judge, dissenting:
Although I appreciate the panel majority‘s thoughtful analysis of the general purposes of the Tort Claims Act and the various canons of statutory construction, I view such an analysis as unnecessary to resolve this appeal. In my view, the plain meaning of the phrase “any other law enforcement officer,” as found in
The majority finds ambiguous the phrase “any other law enforcement officer,” drawing its view from the fact that it is found in a statute principally concerning the Government‘s customs and excise activities.* However, that fact alone is not enough to render ambiguous an otherwise unambiguous phrase. In ruling that the immunity protections accorded the Government and its officials by
Although I am a lone voice on this panel, I am not alone in espousing this position. Six of the nine courts of appeal to have addressed this issue agree with my view. See Halverson v. United States, 972 F.2d 654, 656 (5th Cir.1992) (concluding that “plain language” of
If Congress had intended
I respectfully dissent.
