*1 and dismissed part, granted Petition
n part. Appellant GALLI,
Anne COM MEADOWLANDS JERSEY
NEW Levin,
MISSION; Bass Susan capacities. and individual
official 05-4114.
No. Appeals, States
United Circuit.
Third 4, 2006. Dec.
Argued 20, 2007. June Filed:
Opinion *3 Kier- Kiernan, (Argued), Esquire,
Kevin NJ, Montclair, Appel- for Campbell, nan & lant. R. Maderer, Esquire, Sean F.
William Bryan P. Schroe- (Argued), Esquire, Kelly, Saiber, Schlesinger, Satz & der, Esquire, Goldstein, Newark, NJ, Appellee, New elected Democratic Governor James Jersey McGreevey. Meadowlands Commission. Galli degrees holds in biology, environ- Farber, Zulima Attorney V. General of science, mental and ecology, and has Jersey, Daitz, New A. Deputy Michele At- worked as a professor naturalist and General, torney Jane A. Greenfogel, Es- ornithology. She was hired to serve on the quire, (Argued), Office of Attorney General Commission during in 1984 Republican Jersey, Hughes, New Richard J. Justice administration of Governor Thomas Kean. Trenton, Complex, NJ, Appellee, Susan At the time of termination she
Bass Levin. was the Commission’s Director of Environ- *4 Education, mental earning more than AMBRO, Before: RENDELL and $100,000 annually. tenure, her During BAYLSON,* Judges Circuit District Galli claims that she was not registered Judge. with a political party and kept her lack of private. affiliation Galli never THE OPINION OF COURT shared her political views her supervi- with sor and was not asked to participate in any AMBRO, Judge. Circuit partisan political activity. An apolitical government employee charge Commission—-whose in- appeals grant a judgment of summary re cludes protection, environmental economic jecting her claim that was in she fired development, and solid waste manage- violation of her First Amendment ment —is an affiliate of New Jersey because she failed to the adminis Department of Community Affairs and is tration or power. We governed by a seven-member Board. The hold that First Amendment rights to free appoints Board Director, Executive speech dom of protect association gov runs the Commission day-to-day. Follow- ernment employees who lack a ing Governor McGreevey’s election in No- affiliation political patronage discrim vember Levin was appointed as the ination. We therefore vacate District Director of the Department of Community grant Court’s summary judgment and Affairs, and she installed herself as head of application remand for legal stan the Commission soon July thereafter. In dard. 2002, Robert Ceberio was appointed Exec- utive Director of the Commission. Background I. Factual and Procedural The Commission has a detailed manual History outlining its personnel policies. Anne Galli filed a patronage It specifies that three Commission Board claim against discrimination the New Jer- members, who comprise the “Personnel sey (“Commis- Meadowlands Commission Committee,” are charged supervision with sion”) Chair, and its Susan Bass Levin. of personnel respect matters. With to ter- Galli alleges that she was unlawfully termi- minations due “problematic” perform- nated from position her with the ance, Commis- performance written improvement sion she was neither an active plan must conducted, be the termination Democrat a supporter nor of then newly must be in writing, and the terminated * Baylson, Honorable Michael M. United Pennsylvania, States sitting by designation. Judge District for the Eastern District of In Party. or the Democratic ministration opportunity granted employee must replacement, new notes that she Finally, particular, creation hearing. Mercurio, a tax attor- formerly the Board. was reviewed Linda jobs must be background no environmental ney with Director Ce- 2002, Executive In March Galli asserts or education. science Commis- newly appointed met berio strong ties to the Democrat- had Mercurio operations to discuss sioner Levin establishment, having previously Party ic of that a result As changes. personnel the Democratic twice on and ten other run for office 2002 Galli meeting, April Mereu- ticket, explains the Commission—all which Galli believes during Republican hand, hired Galli, been had had on the other hiring. whom rio’s days A few fired. administrations —were feedback negative received never before inform her met with Galli prior, Ceberio and, fact, helped superiors, from her According terminated. would be that she earn Division Education Environmental being was she Galli, stated that Ceberio that was bestowed award of excellence going was the Commission fired because fired. after she shortly however, direction”; he in a “different complaint February Galli filed job per- *5 poor either to no reference made against § both 42 1983 U.S.C. reorgani- a Commission-wide formance or in the United and Levin by the Commission given later zation, reasons the two of Im- the District Court for termination. District Galli’s States for Commission meeting, Galli that her termination following Jersey, alleging mediately New Eleanore Niss- discrimi- patronage telephoned political Commissioner amounted serving as Vice was ley, Republican First Amendment in violation of her nation Ac- the time. Commission of the Chair re- and Levin rights. The Commission acknowledged Galli, Nissley cording to summary filing motions sponded “letting Republi- that the Commission 2005, the District August In judgment. way explanation of stated go,” cans and and dis- motions these granted [obviously] wants Democrat “some that Galli holding that complaint, Galli’s missed play “pay that one has spot” engaged had that she establish could not Galli claims this administration.”1 with activity because constitutionally protected policies personnel that the Commission’s par- any political with unaffiliated she was fol- were not to termination respect politically. active disinclined to ty case. lowed her that Com- addition, held the Court (includ- employees the eleven Although politi- of Galli’s knowledge had no mission Galli) part fired were ing purportedly thereof; thus or lack cal affiliation the Commis- to make “reorganization” not have motivated could considerations cost-effective, it efficient and sion more termination. her year in the employees new eighteen hired us, arguing that appeals Galli con- Galli following these terminations. speech association to freedom of hires were new eighteen tends that pro- Amendment by the First guaranteed Demo- patrons all almost (who lack like tect alleges also administration. She cratic affiliation) dis- patronage unqual- new hires many of these crimination. ad- extensively connected ified and light favor- in the most the evidence we view making this state- Nissley Although denies to Galli. able ment, summary judgment, purpose 270
II. Jurisdiction and Standard of Re- III. Discussion
view
A. Political Patronage Discrimination
The District
jurisdiction
Court had
1331,
§
this case under 28 U.S.C.
and we
Political patronage
a practice
is
“as old
appellate jurisdiction
have
pursuant
to 28 as the
Republic.”
American
Boyle v.
§
U.S.C. 1291.
Pa.,
County Allegheny
386,
139 F.3d
(3d Cir.1998).
Our
However,
review of District
grant
Court’s
the Supreme
summary judgment
See,
plenary.
is
e.g.,
use,
Court has set limits to its
emphasizing
Clarion,
Slagle County
v.
262,
that “[t]o the victor belong only those
(3d Cir.2006).
grant
A
summary
spoils
may
be constitutionally ob
judgment
proper when the moving party
tained.”
v. Republican
Rutan
Party of
has
established
there is
genuine
no
Ill.,
62,
64,
U.S.
110 S.Ct.
dispute of
fact
material
and that “the mov-
(1990).
L.Ed.2d 52
ing party is
judgment
entitled to
as a
56(c).
matter of law.” Fed.R.Civ.P.
A
The Court first clarified these con
fact is
if might
material
affect the out-
stitutional
Burns,
constraints in Elrod v.
come of the suit under
governing
sub-
427 U.S.
96 S.Ct.
Anderson,
251,
2505).
271
however,
issue;
clear
“[n]o
are
a positions
affiliation
demonstrate
can
policymaking
between
drawn
can
497 line
be
position.
for the
requirement
proper
positions.”
nonpolicymaking
2729.
75, 110
S.Ct.
U.S.
In Brown
S.Ct.
U.S. at
96
427
principles,
general
From these
this line
Trench,
clarified
our Court
v.
to estab
three-part
test
a
have derived
we
should
factors that
several
setting out
based
discrimination
a
lish
claim
po-
determining whether
when
considered
First
of the
in violation
patronage
precondi-
appropriate
is an
affiliation
litical
prima
a
out
To make
Amendment.
facie
F.2d
position.
government
tion for a
(1)
was
she
show
case,
must
Galli
Cir.1986).
in-
(3d
factors
These
position
in a
agency
aat
employed
has duties
employee
clude whether
affiliation,
require
does
or non-techni-
non-discretionary
that are
constitutionally
(2)
engaged
was
she
or other
cal,
in discussions
participates
(3)
was
conduct
conduct, and
this
protected
budgets, possesses
meetings, prepares
motivating factor
a substantial
employees,
fire other
hire and
authority to
See,
decision.
employment
government’s
over oth-
power
salary, retains
high
a
has
she
176. Once
F.3d at
Stephens,
e.g.,
policy-
in the name
ers,
speak
and can
demonstration,
the Commis
makes
seems to be
“key
The
factor
makers.
Id.
liability by
finding of
may “avoid
sion
a supervi-
was
not whether
evi
preponderance
proving
responsibility^]
great
deal
sor or had
action
the same
dence that
input
meaningful
has
[she]
but whether
in the absence
even
taken
been
would have
concerning
nature
decisionmaking
into
Id.;
also
activity.”
see
Arm-
program.”
major [ ]
of a
scope
Edue.
Bd.
Dist.
Healthy City Sch.
Mt.
(citations and quota-
our,
at 429
568, 50
U.S.
Doyle, 429
omitted).
tions
(1977).
discuss each
We
L.Ed.2d
course, disagree as
parties,
separately.
matters
these
the Commis-
position
Galli’s
whether
alleges
She
policymaking.
sion
Analysis
B.
factors be-
Brown
job was not
*7
Re-
as a Job
1. Political Affiliation
(1)
enjoy decisionmak-
not
did
cause:
she
quirement
personnel
respect
authority with
ing
show
noted,
must
Galli
first
just
As
(for
responsible
though she was
decisions
not
a
does
position
works
that she
for
performance evaluations
issuing
for
This burden
political affiliation.
require
supervi-
her direct
three
claims
if it
government
to the
proof shifts
fire,
hire,
or
power
sion,
no
retained
she
employee
discharged
properly
to have
was
(2)
staff);
budget
her
role
discipline
is central
affiliation
political
because
no
drone, preparing
a low-level
Armour,
See,
271 F.3d
e.g.,
job itself.
that were
forms
informational
more than
by the Commission’s
subject
to review
ap-
ultimate
and to
Officer
Financial
Chief
patronage
political
permitted
While
(3)
Board;
could
she
by its
proval
area,
are allowed
employers
gray
lies
a
or services
goods
into contracts
on enter
based
decisions
to make
prior approval
to obtain
required
and was
“policymaking”
affiliation when
Commission,
de-
as both
against the
claim
analysis, we consid-
purposes of our
2. For
dis-
that was
case
prima
Levin,
pend
official
in both her
against
facie
the claim
er
Court.
by the District
missed
together with
capacities,
personal
and
from the Executive
and
Director
2. Constitutionally Protected Conduct
implementing any policies
Board before
The second hurdle for a prima
(4)
plans;
implementa-
execution and
political patronage discrimination
facie
tion
policy
decisions rested with the
claim is for Galli to show that she “en
Board,
allowing only
with her role
gaged in constitutionally protected con
offer of
superiors.
information to her
See,
duct.”
e.g., Stephens,
In deciding whether Galli established a control”). litical party in prima case at the summary judg- facie stage,
ment
the District Court must draw
Accordingly, we have held that a
all factual
See,
inferences in favor of her.
plaintiff can meet the
prong
second
of a
e.g., Hugh,
273 discrimi- political to 609, could amount porters” 468 U.S. Jaycees, States v. United (1984), F.Supp. Id.; 850 Conjour, see also 462 nation. L.Ed.2d 82 104 S.Ct. Therefore, contrary of as- to the conclu- “[flreedom that at 317. proposition for Court, a free- failure to presupposes Galli’s plainly ... District sion sociation associate”). most Finally, and McGreevey campaign or the not to support dom that here, suggested we have if because of Party relevant Democratic —even employee’s protects Amendment for, First toward, poli- or disdain apathy general activity any political engage to in failure constitutionally protected tics—is n. 4 Bennis, at 727 F.2d 823 whatsoever. Amendment. the First that (“[W]e suggestion [ reject ] [the] [ ] ... neces- alleged associations plaintiffs’ pressured or was not That Galli to be in order had to be sarily McGreevey adminis support forced to [Ajmendment protec- to [F]irst entitled Party, or even Democratic to tration or the original)).3 (emphasis tion.” beliefs, strip her not true does silence her interest vested constitutionally protected for constitution- protection Despite that dis requirement is no activity, here. “[T]here Amendment First ally protected they, or oth prove that employees missed concluded nonetheless District Court at coerced into interest have been employees, constitutional er had no Galli that ostensibly, actually not affiliate with either changing, because she did stake held apolitical. allegiance.” It and was their Branti a form of ex- not In this con silence was 1287. Galli’s U.S. of inter- a lack im “simply improperly it was text, as pression, the District Court by the unprotected is politics, requirement which est” a coercion Galli posed on also found The Court Amendment. First a consti she to find that established order neither com- was that Galli it persuasive tutionally protected interest. in the Democratic participate
pelled to
colleague
true
keep
dissenting
her
beliefs
faults
nor forced
Party
Our
rely
prong
analysis
to herself.
on the second
our
”
Supreme
of the
in decisions
ing on “dicta
interpretation
our
misreads
This
regard
With
our Court.
Court and
right
A citizen’s
doctrine.
Elrod-Branti
however,
colleague
our
Elrod and Branti
just
rele-
as
a candidate
support
the breadth with
quarrel
appears
purposes as
Amendment
for First
vant
its own
stated
Supreme Court
which the
Bennis,
F.2d at
right
one.
holdings. See
public employees
applies to
This
pre
question
(stating that
S.Ct.
Indeed,
employment actions
adverse
well.
employees
“whether public
sented
merely “to
public
against
taken
discharged or
they
allege
sup- who
available
positions
make
Bennis,
propo
for the
(citing
823 F.2d at
similarly have
Circuit
courts
our
3. District
politically associ
right
“the
not to
protects
sition that
Amendment
that the
concluded
First
Conjour v. Whitehall
protected”);
ate is []
discriminatory employment action
against
(E.D.Pa.
F.Supp.
Township, 850
politically
are
targeting public employees
Antun,
1994)
[a
(stating
"the fact
apolitical. See Raniero
neutral
*9
...
is not
politically active
employee] was not
413,
(D.N.J.1996) (holding
F.Supp.
422
943
claim”
First Amendment
dispositive
[his]
with
involved
to become
“disinclination
interpreted the Elrod-Branti
Bennis
by
because
First
activity]
protected
[protected
or
against “demotions
ter
Rutan,
protect
to
Amendment,”
doctrine
citing
497
at
U.S.
and
politi
room
out to make
2729);
carried
67,
Turnpike
minations
Christy
Pa.
v.
S.Ct.
110
427,
(E.D.Pa.1995)
supporters”).
cal
Comm’n,
F.Supp.
430
discharge solely
with
Supreme
threatened
Court is to place
rulings,
our
partisan
of their
political affiliation or no-
analysis
and the
underlays them,
state a
for deprivation
claim
of peril.
naffiliation
rights,”
constitutional
and holding that the
Likewise, while we are not bound
plaintiff public employees could not be dis-
by,
dicta,
our
prior
Court’s
give
we
such
charged “solely
they
for the reason that
respect
statements
consistent with their
were not
sponsored by
with or
affiliated
value,
persuasive
see McLeod v. Hartford
Party”) (emphasis added);
the Democratic
Co.,
and Accident
618,
Ins.
372 F.3d
Life
Branti,
519,
Branti could be characterized as dicta and
sion in
provide
order to
guidance to the
us,
therefore not binding on
such dicta are
District Court on remand. 823 F.2d at
highly
Indeed,
persuasive.
regard
to
Nonetheless,
730.
we deem its analysis
by
statements made
Supreme
persuasive
adopt
path
it suggests.
dicta, “we do not view
lightly.”
[them]
Comm, Unsecured Creditors
aside, Elrod,
Dicta
holding
versus
Official
Cybergenics Corp. v. Chinery, 330 F.3d Branti and Bennis all stand
propo
for the
548,
(3d Cir.2003).
Because the “Su-
sition
that a
employee, not in a
preme Court uses dicta to help control and policymaking position, may not be fired for
many
influence the
issues
cannot
failing
decide
support
political party
docket,”
because of its limited
failing to
power.
candidate in
presented
Galli has
follow those statements could “frustrate
some evidence that she did
politically
the evenhanded
justice
administration of
support the
Party
Democratic
or Governor
by giving litigants
outcome
other than McGreevey. Whether her failure to sup
the one
Supreme
Court would be likely port is evidenced by a
decision to
to reach were the case heard there.” Id.
a competing
party,
candidate or
by
McDonald,
(quoting In re
decision
apolitical
to be
and support no
(3d Cir.2000)).
612-613
To ignore what
party,
candidate or
it is constitutionally
perceive
we
persuasive
statements
protected.5
Interestingly,
colleague
our
Wooley
turns to state-
Maynard,
ments in Justice
(1977):
Stewart's dissent in Branti
the constitutional
*11
formance, claiming
b. Causation
that she never received
negative
superiors,
feedback from her
even
Because the District Court found
termination;
indeed,
the time of
that the Commission did not know of Gal
above,
mentioned
the Environmental Edu-
McGreevey
lack
for the
support
li’s
cation Division’swork under Galli’sleader-
administration, the Court did not consider
ship garnered an award of excellence that
the causation element of the prima fade
was, ironically,
shortly
bestowed
after she
us,
argues
test. Before
the Commission
Finally,
was fired.
Galli submits that the
that the cause for Galli’s termination was
supposed reorganization of the Commis-
poor performance,
her
po
not her lack of
sion, allegedly
promote
undertaken to
eco-
singles
litical affiliation.
It
out Galli’s os
efficiency,
nomic
only curiously
was not
mishandling
tensible
of a new museum
undocumented, but
also undermined
its
project, which it alleges
over-budget,
decision to hire
employees
even more
delayed,
ultimately
removed from Gal
(eleven)
(eighteen) than it fired
in the
addition,
scope
authority.
li’s
In
name of streamlining.
Commission
that a
submits
Commission-
reorganization,
wide
initiated to increase
again, viewing
Once
facts
organization’s efficiency
and economic
light
Galli,
most favorable to
it would
health,
triggered the terminations
premature
grant
the Commission
politically
Galli claims were
motivated.
summary judgment on the causation issue.
causation,
To
Because Galli’s
argues
demonstrate
Galli
evidence contradicts the
successor,
allegation
her
Commission’s
replacing
per
those
her work
colleagues,
subpar,
terminated
formance was
unqualified
and because she of
fers
Democrats who were
evidence from which a
ju
active in the
reasonable
McGreevey
ror
campaign or the
could conclude that her lack
Democratic
Party.
specifically highlights
She
affiliation was a substantial
Mercu-
factor in her
termination,
qualifications
rio’s lack of
alleged
Galli has
position
enough
held,
proceed
noting
and,
with her
formerly
theory
Galli
Mercurio
causation
therefore,
attorney
was a tax
background
with no
has established
prong
the third
(cid:127)
prima
environmental
of her
issues. What Mercurio
claim.6
did
facie
do, however, was run on the Democratic
IV. Conclusion
twice,
ticket
urging
party,
widely expected
races that she was
to lose. We hold that
Amendment
the First
addition,
In
points
Galli
out the odd timing
protects politically neutral
apolitical
of her discharge and
hiring,
government
Mercurio’s
pa-
alleging that Mercurio was offered
tronage
addition,
Galli’s
discrimination.
we
job before the latter was even informed of
conclude that
put
Galli
forward sufficient
her termination.
disputes
Galli also
evidence to create an issue of material
Commission’s allegations
poor
work per-
fact regarding whether
the Commission
perplexed by
6. We
colleague's
are
sugges-
ployee
our
simply
replaced
to show that she was
tion that our
discourages
decision somehow
affiliation;
party
someone with a
to make
political participation.
posits
He
that an indi-
case,
prima
employee
present
must
facie
may
join
vidual
political party
decide not to
evidence that her
failure to
government
may
officials
be reluc-
power
or candidate in
was a “substantial or
person
replace
tant to hire that
apoliti-
motivating factor” in
the adverse
litigation.
cal
fear
Such fear
decision. Galli has sustained that initial bur-
and reluctance would be unfounded.
It is not
den in this case.
enough
non-policymaking
for a
apolitical em-
*12
from adverse em-
protection
and
stitutional
unaffiliation
her
knew of
decisions.
course,
ployment
We, of
it.
of
her because
fired
Galli
as to whether
prediction
no
make
follow, I
first
will
pages
In the
claim,
we are sat-
but
in her
will succeed
holdings of
specific
that the
demonstrate
prima
a
presented
that she has
isfied
and our
precedents,
Supreme
fa-
the
Court’s
result,
the Dis-
vacate
a
we
area,
As
case.
do
cie
in this
opinions
precedential
own
summary judgment
of
grant
by the ma-
trict Court’s
reached
require the result
not
Commission,
as to Commis-
as well
grant
the
the District Court’s
jority, and that
to
case for
Levin,
remand
judgment
and
was correct
summary
sioner
of
controlling law.
facts and
proceedings.
undisputed
further
exten-
majority’s
that the
I will then show
pose many difficul-
law will
sion of current
dissenting.
BAYLSON,
Judge,
District
trying
judges
district
litigants and
ties to
majori-
from the
dissent
respectfully
I
rule,
not
and that
this new
apply
to
grant of
would affirm
and
opinion
ty’s
policy grounds.
wise on
Defendants, be-
to
summary judgment
analy-
of this
that the result
recognize
I
Supreme
of the
decisions
controlling
cause
necessarily
unfair to the
appear
sis will
Court, do
of this
Court,
decisions
prior
However, the result
discharged employee.
ma-
by the
reached
the result
compel
not
majority,
essentially
which
by
reached
case is
in this
The decision
jority.
any
job
to
protection
lifetime
promises
of constitu-
scope
of
extension
unwise
employee
is able
who
apolitical state
pro-
judicially created
tionally-based but
employ-
jury that an adverse
a
persuade
adverse
motivated
politically
tection
politics—
was a result
ment decision
decisions,
em-
state
to which
employment
sounds, and
that standard
vague
however
are entitled.
ployees
courts
puts
vague
it is a
standard —
of delv-
unenviable,
position
improper,
not have
that Galli
undisputed
did
It is
activity and be-
Amendment
into First
ing
affiliation,
kept her
any political party
conduct
liefs,
such
and whether
beliefs,
any, to
Under
if
herself.
action.
employment
motive for
was the
protec-
facts,
grant Galli
same
these
legislature
Congress or
state
Although
action
against adverse
tion
power, we
clearly give courts that
could
granted
politi-
have
decisions
prior
give it to ourselves.
not
judges should
ignores the
employees,
public
cally active
of the constitutional
nature
fundamental
Not Re-
Majority’s Result
Is
I. The
holdings
Under
right being protected.
quired
Precedent
Court, a
and this
Court
Supreme
Supreme
Decisions
Court
A.
his or
who exercises
public
a bal-
first
may not be
outlined
punished
Supreme
The
beliefs
however,
Amendment
relies
majority,
weighing
First
ancing
The
test
doing so.
against
Indeed,
employees
in this area
government
exclusively
rights
on dictum.
employer
enshrouding a
as an
interest
law,
a cloud
the State’s
of the
like
Education, 391 U.S.
the actu-
disguised
Pickering v. Board
has
dictum
skyscraper,
(1968).
20 L.Ed.2d
precedents.
case
holdings al
interest,
citizen’s
was the
importance
to remain Of
chooses
public employee
free-
in the
silent, has,
interest
just an abstract
apolitical,
non-political,
freedom of
rather the
speak,
but
dom
definition,
not “exercised”
open public
engage in
public
con-
same
claim the
therefore cannot
subjects
public
mind,
concern bal-
debate on
With this
the Court charac-
against
government’s
Pickering’s
interest in terized
as a
anced
criticism
difference
provision
pub-
opinion
public money
efficient
on how
the effective and
should be
Moreover,
spent
public
on the
school.
lic services. Id.
Elrod
that there must be a grounds of their political beliefs. The dis-
distinction for policymaking employees,
trict court made a specific finding that one
which exception
points
itself
out necessary
plaintiff had been regarded
Republi-
as a
Perry
10.
government
holds
may
that
state
position
whether her
policymaking
was
deny
a benefit
a person
on a
However,
basis
question
not.
that
would not be
infringes
which
constitutionally-protected
reached
granting
if the district court's
of sum-
interest.
mary judgment
proper
grounds
on the
was
plaintiff,
apolitical,
that
as
was not entitled to
agree
I
with the District Court and the
protection
governing
law.
majority
presented
that
had
Plaintiff
sufficient
require
evidence to
a trial
on
issue of
Branti,
at
did
seem to
statement
510, 100 S.Ct.
Galli,
See
state
such as
sponsors.”
unaffiliated
Finkel v.
F.Supp.
the facts of
(citing
must
remembered
be
Branti
(S.D.N.Y.1978)).
1284, 1293
facts of
as well as in the
Branti
plaintiffs
registration of
found:
court had
In Branti
the district
case,
known,
it is
well
whereas
attempted
for the
grounds
“The sole
political regis-
no
undisputed that Galli has
were the facts
plaintiffs
removal
tration,
any political
expressed
has not
differed from
beliefs
plaintiffs’ political
vote,
views,
although registered to
she
majority
ruling Democratic
those
any
belonging
herself as
align
did not
and that the
County Legislature
in the
political party.
majority had determined
Democratic
in Branti discloses
The evidence
appoint-
Defender
Public
that Assistant
appointed,
Public Defender was
when the
bas-
made on
ments
notices
instituting termination
began
he
es.”
office,
in his
for six
the nine assistants
(cited
at 445 U.S.
at 1293
F.Supp.
and, as the
plaintiffs,
two
including the
1287).
510, 100 S.Ct.
stated,
exception,
possible
“With one
to be
appointed
nine who were to be
Branti
also
justice majority
The six
all
and were
were all Democrats
retained
Sindermann,
well as
Perry v.
relied on
legislatures or
by Democratic
selected
two different
Pickering,
and noted the
chairman
a basis
town
Democratic
majority
constituted
which
opinions
*16
Democratic
by the
had
determined
been
analyzed
in Elrod.
The Court
the Court
509-510, 100 S.Ct.
445
caucus.”
U.S.
the Public Defender
of
the contentions
that
the
The record also showed
holding of
limit the
attempted to
which
Republicans.
were
plaintiffs
two
Elrod,
Elrod,
consider-
held that
but
Justice Brennan
of both
the dark
ing
opinions
bright
against
the
moon
Like a
Stewart,
distinctly
“the First Amend-
in
and Branti are
and Justice
sky, Elrod
public
case,
the dismissal of a
where Galli’s
prohibits
present
the
ment
contrast to
private po-
his
unknown.
solely
completely
because of
employee
affiliation is
political
not
517-
case does
present
U.S. at
in the
litical beliefs.”
The record
Branti
in
to those
closely
The
stat-
similar
any
Court then
facts
283 close in- Elrod and Branti. A tation of sponsorship the to earn employer their however, it Wooley, shows that their keep spection Party member a Democratic illuminate current helpful no more 351, 2673. is 96 S.Ct. Id. at jobs. Although than Elrod or Branti. issue the Su ignores also majority The after argued only four months Wooley was did not in Elrod Branti Court preme decided, opinion and the issued Elrod was employees’ have to discuss decision, months of the Elrod within ten they were and affiliation activity Wooley. mentioned in Elrod is not once Supreme dispute; therefore not Wooley reveal the case facts of The job, and the type on focused Court patronage. to do with nothing has by govern taken actions brought an action Wooley appellees Rutan). (as in For employer ment challenge district court in federal employer in Bran- stance, the government requirement Hampshire’s state of New does party affiliation argued that ti never carry the plates license that all automobile association, but speech not constitute also mak- Free or Die” while motto “Live joba re affiliation as rather any fig- to obscure ing it a misdemeanor what it run not afoul quirement would including the plate, on the ures or letters coerc against to be Elrod’s ban considered 707, 1428. at 97 state motto. Id. S.Ct. Branti, See affiliation. ing particular a Jehovah’s Wit- Appellee Maynard was 512, 100 at S.Ct. 1287. 445 U.S. objected to the content of ness Supreme majority its use defends reli- motto on both Hampshire state New However, for thing it is one dicta. Court at grounds. Id. gious dicta to to use own Court its Supreme beliefs, May- to these 1428. S.Ct. Pursuant subsequent rationale its explain the as it the motto and his wife covered nard thing for decisions, it is another but plates. Id. on license appeared their Supreme take appeals court of 707-08, Accordingly, the 1428. 97 S.Ct. precedents it to extend the dicta and use ques- “faced with Court was Supreme and of this Supreme Court both the may of whether the State constitution- tion Indeed, appellate the reason Circuit. participate an individual ally require pre- Court dicta Supreme courts follow mes- ideological of an the dissemination their own.” off on cisely to “strike so not private proper- his sage displaying (3d McDonald, 205 F.3d In re that it the purpose manner and for ty in a Bloom, Cir.2000) (quoting United States Id. public.” read be observed and Cir.1998)). (7th Apply- case, with facts to this ing prior dicta addressed, would has Supreme Court Virginia heavily on West Wooley relies further, goal. frustrate, than rather Barnette, Educ. v. Bd. of Comm, Credi- Unsecured See (1943), its L.Ed. 1628 Official S.Ct. Chinery, 330 Corp. v. Cybergenics tors *18 refuse to right the about conclusion Cir.2003) (3d the (noting F.3d Barnette, affirmed the Court In speak. McDonald, stat- admonition In but in re Virginia enjoining West the district court’s “[nevertheless, are satisfied we ing, requiring students enforcing a law the not the situation at bar is the case as to flag recite the salute and teachers to anticipated.”) dictum [Supreme] Court’s Witnesses, saluting claimed Jehovah’s by an act forbidden May- flag the constituted Wooley v. relies on majority protected form of silence faith. The 51 their nard, pas- rather than purposeful Barnette is interpre- by (1977), justify its L.Ed.2d 752 facts, Wooley’s sive. as well as own its ble’s accepted, recommendations were Barnette, reliance on illustrates how factu- demotions, of the nine recommended ally present prece- distinct the case is from six were carried out. Id. Bennis and by majority. dent the relied on MacLean were among those demoted.
Id. B. Third Circuit Decisions six-day trial, After the district court Bennis Gable jury instructed the plaintiffs the had Judge the case on which most the Ambro burden establish that activity their relies, Gable, directly Bennis v. entitled to First protec- Amendment (3d Cir.1987), plaintiffs the tion. had suc- Id. at 727. The district court also cessfully challenged their jury demotion on the the instructed that the court had con- police by Allentown force a civil rights suit cluded that the engaged activities in court, filed in plaintiffs federal district claiming they protected were by the First in demoted either retaliation for sup- as a Amendment matter of law. Id. mayor’s porting political opponent, On appeal, challenged, defendants inter in order to make room for the Mayor’s alia, the district telling jury court’s “as supporters. Plaintiffs Bennis and Mac- a matter of law that plaintiffs Bennis Lean City were hired of Allentown and engaged MacLean in first police as officers during in 1974 admin- amendment activity” they opposed when Daddona, Mayor istration of a Democrat. in Daddona both the 1977 and 1981 cam- Id. at 725. claimed to MacLean have paigns, arguing that “the nature of the mayor known the police, and his chief of plaintiffs’ alleged private conversations Gable. Bennis family claimed his had associations, if any, were controverted neighbors been early supporters of questions of fact.” Id. Plaintiffs respond- Mayor plaintiffs Both sup- Daddona. ed that defendants had not properly raised ported Republican candidate mayor for at trial so preserve issue as to it for in a successful bid to unseat Daddona appeal. Id. This Court held “the defen- 1977. Id. objection dants’ was sufficient to put the
In 1979 Bennis was selected of a out court district on notice that the nature of pool of fifteen promotion applicants to plaintiffs’ activity, any, if was a disputed one of two detective-sergeant fact,” positions issue of id. (emphasis in original), available; then promoted MacLean was court district had telling erred in to detective-sergeant in 1981 jury after assist- plaintiffs engaged had in protect- ing the detective bureau in a homicide in- ed activity First Amendment as a matter vestigation. Id. Also law, Daddona and remanded new trial. Id. obtained the Democratic nomination for at 725. Because the conflicting testimony the mayoralty, and was reelected as to the nature of plaintiffs’ speech or general November election. Id. The represented conduct fact, an issue of plaintiffs supported claimed to have Dad- opinion stated, court’s “[ojnly after the opposition dona’s primary both the jury had determined the nature and sub- general elections. Id. After the election plaintiffs’ stance of the alleged activity Gable returned chief of police, and at could the court decide protect- its status as the direction of prepared Daddona he ed or unprotected.” Id. 729. After a recommendations for changes in po- Bennis, reading careful only its holding *19 department lice including demotions and is that the district had “impermissi- court reassignments. at Id. 726. of bly Most Ga- trespassed upon jury’s the fact-finding part, In relevant employees. apolitical for plaintiffs that concluding .by function the footnote states: First Amend- prohibited in had engaged sugges reject the defendants’ also activity. [W]e Id. at 725.12 ment alleged associations plaintiffs’ tions that of the narrowness recognizing Despite plaintiffs the political not were it, decision court’s the before the issue Democrat, and a fellow opposing were id. at 730 See issues. on other opines associations plaintiffs’ that the necessar that the district our conclusion (“Although in order to be to be ily had in its in- error reversible court committed protection. to first amendment entitled makes activity protected on struction “right protects the The first amendment many the of for us to reach unnecessary a pursuit in to others associate defendants, some of by the raised issues economic, social, variety political, wide on to recur certain are almost these issues cultural educational, and religious, court.”). the district remand in Jay v. United States ends.” Roberts 3244], cess, Of at S.Ct. 622[104 in the decision admits majority that for course, only right the to associate no- issues, including the Bennis “reached in case. is at issue this political purposes unnecessary issue, naffiliation Bennis, The sentence F.2d at n. 4. provide guid- in order to for its conclusion above, Bennis, quoted in and footnote court on remand.” district to the ance plaintiffs in the context were made Nonetheless, majori- the at 274. Maj. Op. partisan po- alleged their own specifically support for its as relies on Bennis ty their activity was the reason for litical Bennis discusses this case. decision in Indeed, ex- Bennis court demotion. could have demoted defendants whether to associate “only right noted pressly positions make simply to plaintiffs issue,” not is political purposes for supporters, rather available speech or nonpolitical issue of larger active plaintiffs’ for the than as retribution Thus, statement and foot- association. Considering a demo- opposition. note, of the Bennis facts the context in “a reflecting a reason for such tion protections be- expand not do holdings, 731, the id. at court support,” to failure or actual association yond speech actual a stated, support not to right citizen’s “A purposes. as his every is bit as candidate dic- event, such discussions are any Roberts (citing Id. one.” right to tum. 609, 104 Jaycees, 468 U.S. States v. United judge said (1984)).13 everything It L.Ed.2d 462
S.Ct. judgment constitutes giving when quote, and relies on this Judge Ambro this status place, In the first Bennis, precedent. concept expand to footnote pronouncements for his is reserved protection include support” of “failure points several other continues with 13. Bennis protection against holds 12. Bennis limited, any, if relevance are of which established politically motivated dismissals subject particular present case on extends to demo- Pickering, Branti appropriate- are the These tions, Id. memorandum. Bennis. at issue as were plain- charge that cases, the district court's ness the constitutional those “As we read politics was a 'substan- prove tiffs had of the sanc- is not in harshness violation demotion, their motivating factor' any tial imposition of applied, but in the tion quali- were entitled defendants permis- whether exercise disciplinary action for the availability punitive immunity, fied (thus Ru- anticipating speech.” Id. sible free damages. ). tan *20 286 The second ...
the law....
is Court identified “intrinsic and
reason
instrumen
that, among
propositions
of law tal
constitutionally
features of
him,
by
only
enunciated
those which he
association,” concluding that
the protec
appears
necessary
to consider
for his
tions afforded freedom of association
to form part
decision are said
would differ
nature and degree, depend
ratio decidendi and thus to amount to ing on whether freedom of “intimate asso
more than an obiter dictum.
ciation”
“expressive
association” was
Warren,
258,
United States v.
338 F.3d
266 implicated.
618,
Id. at
287
one,”
(quoting
id. at 176
right
support
Kerrigan
v.
Stephens
2.
731),
of Ste-
Bennis,
at
the facts
F.2d
823
171
122 F.3d
Kerrigan,
v.
Stephens
op-
police
that
the
officers
show
phens
summary-
Cir.1997)
of
(reversing grant
(3d
winning candidate.17
the
posed
of
question
finds
the court
where
judgment
defendants
as to whether
fact
material
Tpk.
Pa.
Comm’n
v.
3. Goodman
officers’
police
plaintiff
of
knew
on
recent Third Circuit case
The most
knowledge
such
affiliations, and whether
Comm’n,
Tpk.
v. Pa.
topic is Goodman
this
in the
motivating factor
awas
substantial
Cir.2002).
(3d
politi-
In this
II. The
Correctly
District Court
Fol-
ally protected conduct” also cites Robert-
Controlling
lowed
Precedent
son, but
language
this
will not be found in
The District Court relied on this Cir- Robertson. Research
Stephens
shows
in-
i.e., Goodman,
precedent,
cuit’s
293 F.3d
troduced
phrase
the broad
“constitutional-
663,
above-quoted
ly
standard of
protected conduct” as the second prong
necessary
the elements
to make out this without any precedential support.19
majority
18.
correctly
association,
does
cite a number
speech
Rode is not a
opinions
district
court
within this Circuit
political patronage
plaintiff’s
case at all. The
which have concluded
speech
free
alleged
claim stemmed from
retal-
any political
who are not
party
affiliated with
police department
iation
which em-
enjoy protection against discriminatory em-
ployed
during
statements she made
ployment
Maj. Op.
actions. See
at 273 n. 3.
journalist,
interview with a
and the associa-
However,
rely
all of these cases
on the dictum
question
tion in
plaintiff’s
was with the
broth-
Branti
Bennis for this result.
Rode,
and/or
er-in-law. See
result, this court would have found it diffi- cult to plaintiffs understand how silence The District Court equation made no and lack of politics interest in could be right Galli’s to remain silent with a lack of political construed as speech requires proof that she failed to McGree- protection of the First Amendment.” vey. The District only Court was noting 2,3.) (App.Pa.6-8, n. plaintiffs complete lack of interest in itself, politics, by demonstrated that she The District Judge correctly noted, also did not meet one of the elements of the corroborating research, my own “this court claim as established in Goodman. has been any unable to locate case that provides protection for a plaintiff who sim- Majority’s III. The Decision Is an Un-
ply lacks an interest
in politics.” (App.
wise Extension of Current
Pa.8.)
Law
Despite the District
thoroughly
Court’s
Existing precedents correctly focus on
accurate
record,
characterization of the
public employees who have been demon-
and its reliance on the requisites strably
estab-
voluntarily
and
politically affiliated
lishing a claim of this nature
recently
as
or
policy
active. The
Supreme
which the
Goodman,
in
restated
majority
con- Court
adopted,
decisions
only
focuses
cludes that
the District Court
employees’
“misreads
on the
expression of their First
interpretation
our
of the Elrod-Branti
Amendment right that
protect-
courts have
rights
a
viola-
beliefs as
civil
political
of her
so,
the interest
also
ed,
but
rightly
and
tion,
result for the
reaching
same
and
allowing public
public
losing
things
fear of
who eschews all
employee
without
politics
public
participate
any
employee,
no such “exercise.”
a state
and has made
jobs.
political,
When
their
citizen,
register
not to
chooses
other
public em-
holding may motivate
This
and
party,
of a
a member
vote as
jobs,
their
want to hold
ployees, who
any
identify herself with
not to
chooses
or involve-
any
affiliation
to avoid
politi-
keeps
her
organization,
whatsoever, thus,
key
emasculating
ment
herself,
Galli,
also
is
as
she
views to
cal
origins of the Picker-
behind the
purpose
can force her
no one
rights
her
within
rule,
i.e.,
encourage
protect
ing
stretch,
However,
it is
to do otherwise.20
by public em-
political speech
debate
fiction,
is
to maintain that Galli
if not a
quest
equality
its
seek
ployees.
English,
In plain
“exercising”
rights.
her
majority equates
employees,
all public
rights.
declining to exercise
she
public
active
politically
privileges
be denied
cannot
She
public employ-
apolitical
with the
However, un-
refusal.
citizenship for this
super-
to be
Although
may appear
ee.
rationale, her silence
majority’s
der the
really
ficially
ignores
appropriate,
activity and
equated
been
has
concerns which led
policy
fundamental
start
litigation will thus
the dominoes
first
down this
Supreme
path
new
in favor
class
falling
job pro-
majority has elevated
place. The
have no political
employee plaintiffs
right,
process
tection
a civil
but
affiliation, but who
activity, expression
*25
if
more
equal,
an
not
at least
pushed
has
permanent
presumably
will be entitled to
in
public
the
interest
right,
civil
important,
job
they
prove
if
can
their
job protection
in
be involved
having
public
else with political
to
given
was
someone
background.
the
politics, into
support.
or
affiliation
under-
people
reality
many
The
of First Amendment
an
Such
extension
help
it will
activity
political
take
made
should, my opinion, be
protection
job as a
employment
get
public
them
The
by judges.
than
rather
by Congress
i.e.,
activity,
politi-
political
their
result of
Branti,
Rutan
holdings
actual
of
impact of
The downstream
patronage.
cal
employment
adverse
forbid
and Goodman
to lessen
holding may be
majority’s
of
of the exercise
consequences because
activity.
political
by the
First Amendment
legislate
not hesitated
Congress has
“exer-
Giving the word
employee.
public
on the
that restrictions
decided
where it
its
in the First Amendment
cise” as used
It has
fire
wise.
to hire and
right
see, through
can
meaning, surely one
plain
employment
impacting
enacted laws
the difference be-
prism,
a constitutional
in a vari-
private,
relationship, public
public employee’s
characterizing
tween
arising
contexts.21 Cases
ety
of
her exercise
job because of
loss of her
1964,
seq.
§
et
As
42 U.S.C.
Act of
2000e
appropriately
cited
20. The District Court
Barnette,
silence,
enforcing
VII
Title
Supreme
319
stated in
right
citation to
with
Green,
1178,
624,
411
Douglas Corp.
someone who politically registered? inviting The court is litigation over the Majority’s IV. Decision Will Cre- motives of an incoming, existing, gov- Among ate Much Confusion Liti- ernmental administration in replacing cur- gants Judges and District apolitical rent employees with those who Robertson, In the court noted that the have been exercising their First Amend- proof burden of discrimination ment right politically engage affiliate or requires cases a burden-shifting process activity. The evidence and the similar to that in other employment cases. charge jury to the require par- would If demonstrates the three jury ties and the inquire into the motive elements as stated Robertson and Good- of the decision-maker and whether the em- man, employer may avoid a finding of ployment decision was made because of liability by demonstrating by a preponder- political considerations. The seeming sim- ance of the evidence that it would have plicity of inquiry this kind of is deceptive. made the same decision even in the ab- It is difficult enough juries judges sence of protected affiliation. Mt. adjudicate discover and motive in the Healthy, 50 context age gender discrimination, L.Ed.2d 471. forbidden, which Congress has but when legal upon test touches the exercise litigated cases filed and under the cherished, non-exercise of and/or existing doctrine of the Supreme Court held, privately beliefs, sometimes court, and this plaintiffs prove have had to which are rights, majori- constitutional some kind of political affiliation or activity, *26 ty inviting very is a intrusive examination that, and as a result they of suffered an personal into public matters. If a employ- adverse decision. In most ee publicly has and openly expressed him- states, in order to in primary vote a elec- politically, self then there is no intrusion. tion, person register must political with a party. If this voter is in interested future The majority opinion leaves undecided public employment, the mere fact that the how judges district court should interpret registered voter with the political same “constitutionally protected conduct” in the party as the incoming may administration factual public situation of a employee who mean that a lawsuit jury may trial political be has no affiliation or interest what- necessary to if determine the administra- soever. Two conflicting constitutional tion’s decision to hire registered First, voter are at play. public replace an existing, apolitical employee, employee’s protected right to remain si- violated the latter’s rights. Second, constitutional lent. other citizens have the right Indeed, may very effect well be to to have engage affiliations and in discourage political activity. political conduct. post-trial Will review of vices racially which have nority fostered stratified citizens.”
job disadvantage environments to the of mi- questions point and the above out the diffi- sufficiency of the evidence a verdict for culty defining parameters. of those One of the quantity to assess require this court principal purposes protecting behind activity by replace- quality public employees employ- from adverse party regis- employees? simple Will ment political patronage ment actions based on activity be any political tration without government is to balance the interests of a verdict that an em- enough provision in the effective and efficient solely because decision was made ployment in public public pub- services interest litiga- affiliation? The shoals employees participating freely open lic in navi- may never be more difficult to tion debates about issues of concern. may emerge courts from gate, and protections of these to one extension promote a rational test to thicket with in engage politics any who chose not to impor- and valid exercise of socially useful way required by precedent is neither nor i.e., right rights, tant constitutional underlying justification warranted politics. engage patronage. for restrictions on extending Branti and Rutan By reasons, foregoing respectfully For the I completely who are job protection to those dissent. inactive, majority totally politically un- protection previously awards that public employees. This
protected class principle, fair in but because
may sound from the judges
we are removed world politics, we need to exercise restraint TREATMENT NEW DIRECTIONS impact which will making decisions SERVICES, on its own behalf and on free flow of discourse. Doe; patients; Angel behalf of its Rutan, The dissent of Justice Scalia Joe; Loe; Coe; Joseph Dan Louis Rehnquist speaking also for Chief Justice Voe, Poe; their Carlos Peter own Kennedy, and part and Justice Jus- class, Ap- behalf and on behalf of the O’Connor, majori- tice did not constitute pellants However, ty his Supreme Court. conclusion, that if Elrod and Branti were READING; Vaughn Spencer, CITY OF facts, they correctly decided on their President, City in his official Council facts, beyond their should not be extended Members; City capacity, and Council “actual dis- which he characterized as George Kerns; Angel Figueroa; Mi- affil- charge for their *27 Sterner; Schorn; chael D. Dennis Rutan, iation,” 497 U.S. at Reed; Jeffrey Waltman; Casey Donna far adhered to has so been Ganster, and offi- In their individual properly The Supreme Court. focus is capacities. cial employ- the current political activity the vehicle to No. 05-4353. ee. This case should be such clarify the unfortunate dicta cases Appeals, States Court of United Bennis, expand them. Stephens Third Circuit. Argued: Dec. V. Conclusion 15, 2007. Filed: June into majority has steered this court territory by expansion new current unaffiliated, protect politically
law to
