Lead Opinion
OPINION
In this interlocutory appeal, Lori Annab contends the trial court erred in granting Harris County’s plea to the jurisdiction. Annab raises three issues on appeal: (1) the trial court erred if the grant of Harris County’s plea was based on the Texas Tort Claims Act (TTCA) intentional torts exclu
I. FACTUAL AND PROCEDURAL BACKGROUND
On November 11, 2014, Kenneth Caplan, using his Glock firearm, shot and injured Annab. At the time of the incident, Caplan was a Deputy Constable for Harris County. In applying for employment with Harris County, Caplan disclosed that he was on medication for mood stabilization due to a chemical imbalance. In the five years prior to his employment with Harris County, Caplan held 21 jobs and was fired from 12, Caplan was dismissed from the College of the Mainland Law Enforcement Academy within four months of entering. The separation form indicated Caplan’s dismissal was the result of: (1) failing minimum standards for safety in performing traffic stops and building entries for Patrol Procedures—liability concerns; (2) violation of rules by jumping chain of command on three occasions; (3) inability to function as a team member and increasing hostility towards classmates; and' (4) ethics—lying;
After Caplan was hired, he identified and disclosed his Glock firearm as his primary .weapon. Harris County approved and authorized the use and possession of the firearm at all times during Caplan’s employment. Harris County had the authority to withdraw its approval and authorization of the firearm-.
Before the November 11 incident, Ca-plan was involved in four other incidents. Caplan exhibited anger management issues working as a security guard.on August 7, 2012. He yelled, screamed, and cursed at supervisors and threatened a supervisor or co-worker that if stopped for a traffic violation he would go to jail, not simply receive a ticket. Caplan was involved in a road rage incident on November 11, 2013. During the incident, Caplan sped up to make sure the driver could see him motioning as though he was shooting at her. He repeatedly yelled at her, loud enough for her and her children to hear, that he intended to shoot them. The driver believed Caplan was armed, as he was in uniform,. Caplan again exhibited road rage behavior by stopping his personal vehicle in the. middle of the street to stop a driver on July 4, 2014. Caplan exited his vehicle and approached the driver who was a uniformed- Houston Police Department officer. He voiced expletives at the officer prior to returning ;to his car. Caplan exhibited hostility towards two other officers by striking their vehicle twice on July 24, 2014.
Annab filed suit against Harris County, Caplan, and Carole Busick, Ph.D. Annab’s claims against Harris, County arise under the TTCA. Specifically, in her third amended original petition, Annab alleged: (1) use and misuse of property by hiring Caplan insofar as Harris County used and devoted funds and property toward him; (2) use and misuse of property by -repeatedly approving, authorizing, and qualifying Caplan to have, possess, and use the firearm; and (3) use and misuse of property by negligently failing to withdraw and revoke approval and authorization for Ca-plan to possess and use the firearm before the November 11 incident, Annab contends the. negligent acts were the proximate chuse of the incident in question and the severe injuries and losses she sustained.'
Harris County filed a plea to the jurisdiction, Annab filed .a response arguing the trial court had jurisdiction and requesting the plea be denied..Evidence was submitted with Harris County’s and Annab’s mo
II. ANALYSIS
A. Sovereign Immunity
In Texas, a governmental unit is immune from tort liability unless immunity has been waived by the legislature or the governmental unit has consented to suit. Tex. Dep’t of Parks and Wildlife v. Miranda,
B. Standard of Review
Sovereign immunity is properly asserted in a plea to the jurisdiction.. Miranda,
A plaintiff bears the burden of alleging facts that affirmatively demonstrate the trial court’s, jurisdiction. Id. at 226. ‘When a plea to the jurisdiction challenges the pleadings, we determine if the pleader has alleged facts that affirmatively demonstrate the court’s jurisdiction to hear the cause.” Id. We must accept, as true all factual allegations in the petition, construe the pleadings liberally, and look to the pleader’s intent. Id. at 226-27. A plea to the jurisdiction may be granted without allowing amendment if the pleading affirmatively negates the existence of jurisdiction. Id. at 227. If the pleadings do not affirmatively demonstrate incurable defects in jurisdiction, the plaintiff should be afforded the opportunity to amend. Id.
Where the governmental unit challenges the existence of jurisdictional facts, and the parties submit evidence relevant to the jurisdictional challenge, we consider that evidence when necessary to resolve the jurisdictional issues raised. Id. We credit as true all evidence favoring the nonmovant and draw all reasonable inferences and resolve any doubts in the non-movant’s favor. Id. at 228. The standard of review’ for a jurisdictional plea or motion based on evidence “mirrors that of a summary judgment under Texas Rule of Civil Procedure 166a(c).” Id. The movant must present conclusive proof that the trial court lacks subject matter jurisdiction. Id, If the movant discharges its burden to establish that the trial court lacks jurisdiction, the nonmovant must present evidence sufficient to raise a material issue of fact regarding jurisdiction, or the plea will be sustained. Id.
C.Harris County’s Plea to the Jurisdiction
Annab challenges the trial court’s grant of Harris County’s plea in three issues. We
Annab relies on Section 101.021(2) of the TTCA in contending Harris County’s sovereign immunity is waived. Section 101.021(2) provides a waiver of sovereign immunity for' “personal injury and death so caused by a condition or use of tangible personal or real property if the governmental unit would, were it a private person, be liable to the claimant according to Texas law.” Tex. Civ. Prac. & Rem. Code Ann. § 101.021(2) (West 2011). In the trial court, Harris County argued: (1) Annab alleged an intentional tort which was excluded under the TTCA; (2) the TTCA does not recognize a claim for negligent entrustment, hiring, or supervision; and (3) sovereign immunity was not waived because Caplan was not within the scope of his employment at the time he committed the tort. On appeal, Harris County also contends the trial court lacked jurisdiction as Annab did not allege a “use” of the tangible personal property under Section 101.021(2). See id. Harris County had the burden to conclusively prove the trial court’s lack of jurisdiction by challenging Annab’s pleadings or the existence of jurisdictional facts. See Miranda,
1. Intentional Torts Exclusion
The limited waiver of immunity under the TTCA does not apply to intentional acts. See Tex. Civ. Prac. & Rem. Code Ann. § 101.057 (West 2011); City of Watauga v. Gordon,
Unlike our dissenting colleague, Harris County does not argue that the intentional torts exclusion applies to its alleged conduct in authorizing the firearm’s use and failing to withdraw that authorization. Instead, in its brief, Harris County uses quotes from Annab’s petition to frame “the issue in this case [as] whether ‘approving/authorizing and qualifying1 the use of a specific weapon or ‘failing to withdraw and revoke such approval/authorizatiori or ‘hiring and using/devoting funds’ to pay an employee constitutes a ‘use’ of tangible personal property ... ”—an issue we address below. Only in a footnote does Harris County address the intentional torts exclusion, and then only to explain why the alleged acts just quoted—and not the act of discharging the firearm—should be the focus of our analysis. As Harris County observes, “[t]he act of firing the weapon could not be the basis of a claim against Harris County in this case, because that act was an intentional tort specifically excluded from the coverage of the Tort Claims Act.”
We agree with Harris County that the act of firing the weapon is not the basis of Annab’s claim. Annab points out
The authorization and failure to withdraw authorization for Caplan to possess and use the firearm, as alleged by Annab, are distinct actions from Caplan’s use of the firearm, the intentional tort. Cf. Young,
We conclude Annab has alleged facts by which her claim is not excluded from the waiver of sovereign immunity under the TTCA based on the intentional torts exclusion. Accordingly, Harris County did not meet its burden of proving that the TTCA’s intentional torts exclusion applies.
The trial court’s order does not expressly state the plea was granted based on the intentional torts exclusion. Harris County raised additional arguments in support of its plea in the trial court. Accordingly, our resolution of this issue does not end our analysis.
2. Negligent Entrustment, Hiring, and Supervision
Before the trial court, Harris County argued that Annab’s negligent en-trustment, hiring, or supervision claims did not waive sovereign immunity under the TTCA.
As the alleged facts raise claims other than negligent entrustment, this does not conclude our analysis.
3, Scope of Employment
On appeal, Harris County argues that Caplan was not within the scope of his employment when he discharged the firearm, so the act of firing the weapon could not be the' basis of Annab’s claim against it. Annab counters that there is no scope of employment requirement in a Section 101.102(2) claim, and that the act of firing is not the basis' of her claim.
Annab relies on several cases in arguing there is no scope of employment requirement under Section 101.021(2). However, the cases Annab relies on involve personal injury caused by a condition of property or premises defect. See Miranda,
Cases involving liability for use have been distinguished from cases involving liability for a condition of property. See DeWitt v. Harris Cty.,
As explained above, Annab’s claim against Harris' County is that Harris County was negligent in authorizing or failing to withdraw authorization for Ca-plan to possess and use the firearm involved in the incident. Construing her pleadings liberally, Annab's claim against Harris County is not for the.act of discharging the firearm, and therefore is not dependent on whether Caplan was within the scope of his employment at the time he did so. Harris County did not offer evidence in the trial court, and does not argue on appeal, that the authorization or failure to withdraw authorization of the firearm was done outside of the scope of employment. Accordingly, Harris County did not meet its burden of proof in conclusively establishing that there was no waiver of sovereign immunity under the TTCA and the trial court lacked jurisdiction.
Harris County did not .conclusively establish the trial court lacked - jurisdiction based on its arguments presented in the trial court. Apart from the facts alleging negligent entrustment, Annab has alleged that Harris County negligently used the firearm by authorizing and failing to withdraw authorization for Caplan’s use and possession of the firearm. Liberally con
4. Injury Caused by Use of Tangible Personal Property
For the first time on appeal, Harris County contends the trial court’s grant of its plea was proper as Annab does not allege a “use” of tangible personal property within the meaning of Tex. Civ. Prac. & Rem. Code § 101.021(2). Harris County further contends Annab failed to present evidence that Harris County’s úse of the firearm proximately caused her injury. Harris County argues the “real substance of the Appellant’s complaint is that her injury was caused, not by the condition or use of property, but by the failure of Ca-plan’s superiors to revoke his authorization to carry a weapon after -a prior incident reportedly involving road-rage type behavior.” Harris County alleges such actions are nonuse of information and do not state a cause of. action under the Tort Claims Act. We consider these new arguments first raised on appeal. See Dallas Metrocare Servs. v. Juarez,
When the jurisdictional issues before the appellate court were not raised in the trial court, a plaintiff may not have had a fair opportunity to address the issues by amending her pleadings or developing the record. Rusk State Hosp. v. Black,
“Use” under Section 101.021(2) has been defined to mean “‘to put into action or service; to employ for or apply to a given purpose.’ ” Cowan,
While Annab includes allegations of misuse of information in her pleadings, she also contends the result of Harris County’s misuse of information was that Harris County “negligently used and misused property by continuing to approve, authorize, and qualify the use and possession of the firearm by Deputy Constable Caplan and such negligence was a proximate cause of the incident.” Annab contends that overlooking or disregarding Caplan’s previous employment history and incident history shows that Harris County’s act of continuing to authorize and approve Caplan’s possession and use of the firearm was negligent. See Univ. of Tex. M.D. Anderson Cancer Ctr. v. Jones,
Further, Annab alleges Harris County “had control over the property and this constitutes a ‘use’ for purposes of Section 101.021(2).” In arguing Harris County used the firearm through control, Annab relies on Sipes v. City of Grapevine,
Annab alleges Harris County, independent of Caplan, used the firearm; however, she does not affirmatively allege facts by which Harris County’s authorization of the firearm put it “into action or service.” Further, the allegations do not establish Harris County exercised control over the firearm, independent of Caplan. In her brief to this court, Annab contends the facts alleged establish Caplan could not carry or use the firearm—even while off duty— without Harris County’s approval and authorization. Annab does not cite to her petition in support of this contention and we have not found such factual allegations therein.
In an effort to show use and control, Annab cites to the testimony of Chief Deputy Constable Armando Tello, Harris County’s designated representative, which Annab submitted in response to Harris County’s plea. Tello testified it was his opinion that Harris County should not have hired Caplan based on his employment history. Additionally, Tello testified he would have recommended dismissal of Caplan at least twice in response to incidents that occurred before he shot Annab. Annab also points to the Harris County policy on authorized duty weapons attached as an exhibit to Tello’s deposition. The policy states “Harris County Precinct
Waiver of immunity under Section 101.021(2) also requires Harris County’s use of the firearm be the proximate cause of Annab’s injury. See City of Dallas v. Sanchez,
Annab contends that Harris County’s use of the firearm was the proximate cause of her injuries. However, the facts alleged in Annab’s petition do not demonstrate that Harris County’s approval, authorization, and qualification of the use and possession of the firearm were the proximate cause of her injuries. As Annab has not alleged facts affirmatively demonstrating personal injury proximately caused by Harris County’s use of tangible personal property, we conclude she has not met her burden of affirmatively establishing jurisdiction based bn the pleadings.
We conclude the pleadings and record do not demonstrate jurisdiction or conclusively negate it. Given the new arguments regarding use that Harris County advances for the first time' on appeal, it has not demonstrated that Annab failed to show jurisdiction despite having full and fair opportunity to litigate the issue in the trial court. Nor has Harris County established that Annab would be unable to show the existence of jurisdiction if this case were remanded. Accordingly, we reverse the trial court’s grant of Harris County’s plea and remand this case for further proceedings. See Rusk State Hosp.,
III. CONCLUSION
We affirm the trial court’s judgment granting Harris County’s plea on Annab’s negligent entrustment claim. We reverse the remainder of the trial court’s judgment and remand for proceedings consistent with this opinion.
Notes
. The record contains no reporter’s record from the hearing.
. Based on our conclusion, we also sustain Annab’s first issue that the trial court erred if it granted Harris County’s plea based on the intentional torts exclusion for the same reasons.
. In her brief, Annab states she is not making . a claim against Harris County for negligent hiring, retention, training, or supervision. Ac- ' cordingly, we limit our discussion to Harris County’s argument related to negligent en-trustment.
Dissenting Opinion
dissenting
Because I would affirm the trial court’s order on the basis that Annab’s pleadings demonstrate incurable defects in jurisdiction, I respectfully dissent.
.The Texas Tort Claims Act (TTCA) waives immunity for injuries caused by the negligent use of tangible property but this limited waiver does not apply to intentional torts. Tex. Civ. Prac. & Rem. Code §§ 101.021(2) and 101.057. In order to be viable, the claim cannot arise out of an intentional tort. City of Watauga v. Gordon,
The tangible property identified in An-nab’s pleadings is Caplan’s personal gun that he used to shoot her.
Specifically, [Caplan] using the dock gun" which the County had repeatedly approved arid qualified and thus, had allowed Deputy Constable Caplan to retain possession of such dock gun, Deputy Constable Caplan, acting under his indicia of authority as a Deputy Constable; used the approved ■ and qualified dock gun and shot and severely injured the Plaintiff.
The majority cites three cases in support of its determination that Annab’s allegations state a claim that her injuries were caused by negligent use of tangible property, rather than an intentional tort. See Delaney v. Univ. of Houston,
In Delaney, a university failed to fix the lock on a door that provided access to a campus dormitory despite complaints.
The Texas Supreme Court in Young disapproved the lower court’s conclusion that regardless of the claims for negligent employment, entrustment, and supervision, the officer’s intentional tort precluded application of the TTCA.
Ryan involved multiple intentional torts. 889. S.W.2d at 341. This- court recognized that an intervening intentional tort .does not automatically bar the negligence claim “simply because [the intentional tort] played a role." Id. at 343. We then determined the tangible personal property alleged to have been used, diagnostic tests and evaluation forms to determine the youth’s placement, was not property under the TTCA. We further held the causal nexus required under section 101.021(2) was absent because the tests and forms were not the “direct devices” which proximately caused' the plaintiffs injuries. Id. at 344-45; Tex. Civ. Prac. & Rem. Code § 101.021(2). Like Young, Ryan acknowledges an intervening intentional tort does not necessarily preclude a negligence claim. But unlike Ryan, the nexus, we are concerned with is whether the claim arises from an intentional tort. See Delaney,
As this court recognized in Holder v. Mellon Mortgage Co.,
Annab’s 'injuries were’ caused by Ca-plan’s gun and there are no allegations of a causal connection between the alleged negligent conduct and Caplan’s use of that gun. See McCord v. Mem’l Med. Ctr. Hosp.,
. Annab conceded at oral argument the gun was owned by Caplan and he was not on duty.
. • As the majority notes, none of these claims are at issue in this case.
, ’ Harris County's assertion in its plea to the jurisdiction that Caplan was driving his own car has never been disputed.
