Ann Bogie v. Joan AlexandraSangerAnn Bogie v. Joan AlexandraSanger
Case Information
*1
Before B AUER , F LAUM , and H AMILTON , Circuit Judges. H AMILTON , Circuit Judge. Plaintiff Ann Bogie appeals the district court’s dismissal of her claims under Wis- consin law for invasion of privacy and misappropriation of her image. The claims are based on Bogie’s attendance at a comedy performance by defendant Joan Rivers, sued here under her full name, Joan Alexandra Molinsky Sanger Rosenberg. Shortly after the show, Bogie ap- proached Rivers in the backstage area of the Lake of the Torches Casino in Lac du Flambeau, Wisconsin. After autographing a copy of her book, Rivers had a brief conversation with Bogie. This sixteen-second exchange was filmed (we must assume without Bogie’s consent) and included in a documentary film on Rivers that was sold nationwide.
Bogie has sued Rivers, her production company, and
others for invasion of privacy and misappropriation
of her image under
I. Factual and Procedural Background
A. Plaintiff’s Allegations and the Film Bogie attended a stand-up comedy show featuring Rivers. During the performance, Rivers told a joke about the deaf and blind Helen Keller, offending an audience member who had a deaf son. The audience member heckled Rivers, and the two had a brief but sharp exchange that was also captured on film and was part of the docu- mentary. Immediately after the show, Rivers exited to a backstage area closed to the general public. Bogie gained entry to this backstage area and asked Rivers to sign a copy of her book. Bogie engaged Rivers in a short conver- sation during which Bogie expressed frustration with the heckler and sympathy for Rivers. Rivers responded with an expression of sympathy for the heckler. The conversation went as follows:
Bogie: Thank you. You are so . . . I never laughed so hard in my life.
Rivers: Oh, you’re a good laugher and that makes such a difference.
Bogie: Oh, I know. And that that rotten guy . . . . Rivers: Oh, I’m sorry for him.
Bogie: I was ready to get up and say . . . tell him to leave.
Rivers: He has a, he has a deaf son.
Bogie: I know.
Rivers: That’s tough.
Bogie: But he’s gotta realize that this is comedy. Rivers: Comedy.
Bogie: Right. The film shows there were at least three other individuals present during this exchange: a uniformed security guard and two other men who appeared to work for or were at least associated with Rivers. They were all within a few feet of both Bogie and Rivers.
The interaction was filmed and included in the docu- mentary entitled Joan Rivers: A Piece of Work . Bogie’s conversation lasted sixteen seconds in the film’s eighty- two minutes, or 0.3 percent of the entire film. The docu- mentary was distributed and sold nationwide, including in Wisconsin. It enjoyed a positive reception and signifi- cant press coverage, touted for shedding light not only on Rivers’s long career but also on the public’s obsession with show business generally.
Plaintiff Bogie alleges that she was portrayed in the film as having approved of condescending and dis- paraging remarks by Rivers toward Wisconsin, its citizens, and the heckler. Bogie’s complaint alleges that her privacy was invaded by the distribution of the film and that the film misappropriated her image for com- mercial purposes without her consent. Bogie seeks com- pensatory damages and an injunction against further distribution of the film.
B.
The District Court Decision and the Standard of Review
The district court granted the defendants’ motion
to dismiss under
We review
de novo
a district court’s dismissal of a
claim pursuant to
When a complaint fails to state a claim for relief, the
plaintiff should ordinarily be given an opportunity, at
least upon request, to amend the complaint to correct
the problem if possible. See
C.
District Court’s Review of the Video on Motion to Dismiss
Bogie incorporated the video recording into her
original complaint both by reference and by physically
attaching the video recording to the amended com-
plaint. The video shows in real time the content and
context of the alleged wrongs. Bogie’s complaint
alleges that she was “back stage in a place that the public
was prohibited from entering, and which a reasonable
person, including the Plaintiff, would consider private.”
The district court viewed the recording and weighed
its content against the complaint’s allegations. In con-
sidering a motion to dismiss under
When an exhibit incontrovertibly contradicts the al-
legations in the complaint, the exhibit ordinarily controls,
even when considering a motion to dismiss.
Forrest
v. Universal Savings Bank, F.A.
, 507 F.3d at 542 (“Where
an exhibit and the complaint conflict, the exhibit
typically controls.”). Cf.
Associated Builders, Inc. v. Alabama
Power Co.
, 505 F.2d 97, 100 (5th Cir. 1974) (“If the
appended document, to be treated as part of the
complaint for all purposes under
When an exhibit contradicts the allegations in the complaint, ruling against the non-moving party on a motion to dismiss is consistent with our obligation to review all facts in the light most favorable to the non- moving party. We have explained that, “[s]uch an analysis is no different than that involved in contract disputes in which a plaintiff attaches a contract to the complaint and makes an allegation that the contract on its face clearly disputes.” Northern Indiana Gun & Outdoor Shows, Inc. v. City of South Bend , 163 F.3d 449, 456 (7th Cir. 1998). That is not to say that a plaintiff cannot con- tradict the apparent meaning or significance of a document or other exhibit. Consider, for example, a complaint alleging that the plaintiff’s signature on the attached contract or other instrument was obtained by fraud or coercion. But a plaintiff whose case relies on contradicting such an attachment needs to explain her position.
II. Legal Analysis
A.
The Language and Legislative History of
and Subsection 3
Because Wisconsin substantive law applies to plain-
tiff’s claims, our task is to interpret the state’s law as
we predict the state’s highest court would.
E.g.
,
Pisciotta
v. Old National Bancorp
, 499 F.3d 629, 634-35 (7th Cir.
2007); see generally
Erie Railroad Co. v. Tompkins
, 304 U.S.
64 (1938). Before a more detailed analysis of plaintiff’s
claims for invasion of privacy, it may be useful to
highlight an unusual aspect of applicable Wisconsin law
of invasion of privacy. Subsection 3 of
B. Invasion of Privacy
We now turn to the claims Bogie presents on appeal, first to the invasion of privacy claim. To prevail on this claim, Bogie must allege and ultimately prove two things: (1) her conversation with Rivers was “in a place that a rea- sonable person would consider private;” and (2) the alleged intrusion on her privacy through filming was *10 10
“highly offensive to a reasonable person.”
1. Reasonable Expectation of Privacy Bogie claims on appeal that the district court lacked a sufficient evidentiary basis for finding that no reasonable person could have had an expectation of privacy backstage. In evaluating situations in which there could be a reasonable expectation of privacy, we consider the context, facts, and circumstances. Bogie must have had a reasonable expectation of privacy either in the area itself or in the items in the area. K.H. Doe v. Saftig , 2011 WL 1792967, at *14 (E.D. Wis. May 11, 2011).
As the district court noted, the conversation “occurred in what appears to be a relatively crowded backstage area, with the din of chatter in the background. The camera, and thus the camera person, appear to be in close proximity to Rivers and Bogie.” Furthermore, as defendants point out in their brief, the “autograph ses- sion” and conversation took place immediately after Rivers exited the stage in the plain view and company of four other individuals. Joint App., Ex. A 1:07:06-50. After the autograph session, Rivers left the casino as even more people appeared on camera in the back- stage area.
Bogie must therefore establish that a reasonable
person could have an expectation of privacy when
visiting a celebrity performer’s backstage area where the
general public, of which Bogie was a member, was not
allowed, but where at least several others were present.
(This case does not concern a private dressing room or
the like.) The Restatement of Torts explains that the
invasion of privacy tort protects people from “one who
intentionally intrudes, physically or otherwise, upon the
solitude or seclusion of another or his private affairs or
concerns.” Restatement (Second) of Torts § 652B. Cf.
Munson v. Milwaukee Bd. of School Directors
,
The record does not indicate how Bogie obtained access to the backstage area beyond the assertion in Bogie’s brief in the district court that she was invited back. Assuming that Bogie was invited backstage, that would not advance her claim of a reasonable expectation of privacy. The film shows that any such invitation was to obtain a backstage autograph from a celebrity in the presence of several security personnel and a film crew. No reasonable person would expect privacy in that situ- ation.
Bogie argues that this question cannot be decided fairly
on a motion to dismiss and that she needs discovery
for further factual development. She cites a multitude of
cases saying that disputes involving a reasonable expec-
tation of privacy are fact-sensitive and context-dependent.
We endorse that common sense proposition, but it
does not help Bogie in this case. Her argument that
“Segment 12 reveals remarkably little about the back-
stage environment” is not persuasive when the film
shows the environment at issue. We do not mean to
suggest that under
In dismissing on the pleadings an invasion of privacy claim brought by a public official who was filmed at a casino, another federal court observed that a casino is not
a place where a reasonable person would expect privacy, such as one’s home. Indeed, any person in a casino in Las Vegas would expect to be filmed and observed by the establishment’s security. Ms. Harris clearly would expect persons to pass her by and observe her gambling. Accordingly, there was no invasion of her private space and no intrusion into her legitimately private activities that revealed inti- mate personal facts.
Harris v. City of Seattle
,
2. Highly Offensive to a Reasonable Person To succeed in her section 995.50(2)(a) claim, Bogie must also show that the alleged intrusion into her privacy would be highly offensive to a reasonable per- son. “The question of what kinds of conduct will be regarded as a ‘highly offensive’ intrusion is largely a matter of social conventions and expectations.” J. Thomas McCarthy, The Rights of Publicity and Privacy, § 5.1(A)(2) (1993); Gillund v. Meridian Mutual Insurance Co. , 323 Wis. 2d 1, 20 (Wis. App. 2009) (describing the evaluation of what is highly offensive as an objective test). In conducting this evaluation, we consider
the degree of intrusion, the context, conduct and circumstances surrounding the intrusion as well as the intruder’s motives and objectives, the setting into which he intrudes, and the expectations of those whose privacy is invaded.
PETA v. Bobby Berosini, Ltd. , 895 P.2d at 1282 (citations omitted). The intrusion must be the “result of conduct to which the reasonable man would strongly object.” Restatement (Second) of Torts § 652B cmt. d (1977).
Bogie relies on three factors to argue the intrusion of the camera was highly offensive: she was filmed without her consent, the filming was motivated by profit, and the filming captured her “private expression of scorn,” dis- playing her insensitivity to the heckler’s deaf son. We consider each in turn.
a. Lack of Consent Bogie’s first proposed factor, the lack of consent, does not advance her claim. We have assumed lack of consent at this stage in the proceedings. Restating it as a factor that should increase the offensiveness of the alleged intrusion adds nothing to the analysis. To be actionable at all, the filming would need to occur without the plain- tiff’s consent or at least exceed the scope of the plaintiff’s valid consent. Put differently, consent operates here more as an affirmative defense than as an element of the tort; lack of consent is a makeweight of sorts and does not do anything more than make Bogie’s claim theoretically possible. Without more, it does not add to a conclusion that the intrusion could have been highly offensive.
b. Profit Motive Bogie’s second factor, that the filming was motivated by profit, is resolved by sensitive attention to the statu- tory language. Subsection (2)(b) includes the factor “for purposes of trade,” which is tantamount to “for profit,” while subsection (2)(a) does not contain equivalent language. We assume that where the legislature has intentionally included an element in one subsection of a statute, its exclusion in a different part of the statute is also intentional. See, e.g. , Crandon v. United States, 494 U.S. 152, 163-64 (1990) (where Congress used “unambigu- ous language” in other sections to cover preemploy- ment payments, “the absence of comparable language in § 209(a) indicates that Congress did not intend to broaden the pre-existing coverage to that provision”); see also James J. Brudney & Corey Ditslear, Canons of Con- struction & the Elusive Quest for Neutral Reasoning, 58 Vand. L. Rev. 1, 12-13 (2005) (discussing appropriate applica- tion of the canons Whole Act Rule and Expressio Unius together to interpret the plain meaning of a statute). Since the legislature demonstrated the ability to make profit an explicit factor, we take the omission here to mean that it is not an element of the wrong.
Given the statutory language inviting development of the statutory interpretation under the common law of invasion of privacy, the difference in statutory language on “for purposes of trade” would not be conclusive by itself, but courts have recognized this intentional difference between invasion of privacy claims and misappropriation claims, refusing to collapse the two into one analysis:
The “pecuniary gain” by PETA and its use of Berosini’s celebrity for publicity and fund-raising purposes is not and cannot be, of the personal injury kind of tort represented by the appropriation privacy tort. . . . If there were a “privacy” tort committed here by PETA, it would necessarily have to be a tort involving the right of publicity and only the right of publicity, and not the hurt-feelings, personal injury tort of appropria- tion.
PETA v. Bobby Berosini , Ltd. , 895 P.2d at 1284. The alleged lack of consent and the profit motive could not render the alleged intrusion highly offensive.
c. Content of Bogie’s Statements The third alleged aspect of offensiveness originates in the substance of Bogie’s own statements. She claims that capturing her comments to Rivers about deaf people was highly offensive. The argument runs up against concepts embedded in privacy law. The offensive- ness of the intrusion itself cannot be based on the content or substance captured by virtue of the alleged intrusion. “The law of privacy is not intended for the protection of any shrinking soul who is abnormally sensitive about such publicity.” William L. Prosser, Privacy , 48 Calif. L. Rev. 383, 397 (1960). Cf. 1 J. Thomas McCarthy, The Rights of Publicity & Privacy § 5:97 (2d ed. 2011) (explaining that videotaping is not an invasion of privacy simply because “the fact of the person’s presence or actions at that public place is embarrassing to that person”). The fact that Bogie was embarrassed to be filmed saying something she regrets having said and now deems offensive does not convert the filming itself into a highly offensive intrusion. As the district court explained, “§ 995.50 does not protect one from being associated with highly offensive material, but rather from a highly offensive intrusion on privacy.” We therefore agree with the district court that the complaint and video show that Bogie cannot meet two essential elements of a section 995.50(2)(a) claim, and that leave to amend would be futile.
C. Appropriation Claim
Bogie also claims that defendants misappropriated
her picture, without first obtaining consent, for “ad-
vertising purposes or for purposes of trade” in violation
of
1.
Newsworthiness or Public Interest Exception
In Wisconsin, “where a matter of legitimate public
interest is concerned, no cause of action for invasion of
privacy will lie.”
Van Straten v. Milwaukee Journal
Newspaper-Publisher
,
The complaint and video presented by Bogie herself make clear that the Rivers documentary is a matter of public interest and falls within this broadly drawn and inclusive category. One review explained: “The film offers a rare glimpse of the comedic process and the crazy mixture of self-doubt and anger that often fuels it. A unique look inside America’s obsession with fame and celebrity.” The review concluded: “Ultimately, Joan engenders strong feelings in people . . . they love her, they hate her . . . Joan’s story is universal as it speaks to aging in a culture obsessed with youth, and exposes *20 20
the fleeting nature of fame by looking at the exception to the rule.” Joint App. 28-29 (ellipses in original). [2]
Lemerond
presented facts similar to this case. 2008 WL
918579, at *3 n.1. The plaintiff sued under New York
Civil Rights Law § 51 (which
is equivalent to
Similarly, the headlines segment in the Tonight Show with Jay Leno , which highlights pieces from the news 21 that are humorous by virtue of their mistakes or embar- rassing errors, was held newsworthy in Walter v. NBC Television Network Inc. , 811 N.Y.S.2d 521, 523 (N.Y. App. 2006) (“A performance involving comedy and satire may fall within the ambit of the newsworthiness exception even if the performance is not related ‘to a legitimate news broadcast [or event].’ ”) (alteration in original) (internal citations omitted). See also Messenger v. Gruner Jahr Printing & Publ’g , 706 N.Y.S.2d 52, 57 (N.Y. 2000) (holding that no appropriation claim may lie where “plaintiff’s photograph is used to illustrate a newsworthy article”). The public’s interest in Rivers’s long career and fame in general clearly puts this case on par (at least legally) with films about Woodstock and the fictional Borat. The documentary therefore falls safely within the bounds of the newsworthiness excep- tion and thus the appropriation claim under sec- tion 995.50(2)(b) fails as a matter of law.
2.
Incidental Use Exception
The appropriation claim also fails for another, independ-
ent reason. At the time Wisconsin enacted
Dahmer
,
For use of a person’s name for advertising or
trade purposes to be actionable under Wisconsin law,
“there must be a substantial rather than an incidental
connection between the use and the defendant’s com-
mercial purpose.”
Stayart v. Yahoo! Inc.
,
Bogie argues, though, that the statute itself does not
include any exception for incidental appropriation of a
person’s name or image for commercial purposes.
As explained above, the statutory language does not
limit the application of the exception in the way
Bogie claims since subsection 3 of the statute
mandates that it “shall be interpreted in accordance with
the developing common law.” Wisconsin lower courts
[3]
23
have recognized this aspect of the statute and embraced
its direction: “[B]ecause the legislature has expressly
directed in
The issue is whether we can decide as a matter of
law whether the sixteen-second clip of Bogie in the
Rivers documentary is incidental. Case law under
New York and Wisconsin law provides strong support
for the conclusion that the use here was minimal and
thus incidental and can thus be decided as a matter of
law.
Preston v. Martin Bregman Productions, Inc.
dismissed
an intrusion of privacy claim based on the incidental
use exception when a woman appeared in a motion
picture for nine seconds in which she was portrayed as
a prostitute.
There is no indication here that the exchange between Rivers and plaintiff Bogie was used to advertise the documentary film. If a forty-five second perfor- mance at Woodstock in a film about Woodstock was incidental — a case where the performer was supple- menting and participating in the subject of the film — surely the district court was correct in finding that a sixteen-second clip of an autograph session in an eighty-two minute documentary about Joan Rivers was also incidental. Bogie’s misappropriation claim there- fore fails as a matter of law based on both the incidental use exception and the newsworthiness exception. Leave to amend could not avoid these exceptions, so dismissal with prejudice was appropriate. We affirm the district court’s decision on this claim as well.
The judgment of the district court is A FFIRMED . 1-17-13
Notes
[1] Subsection 1 of
[2] While the district court’s order did not address this
possible exception in its entirety, the newsworthiness excep-
tion was fully briefed in the defendants’ motion to dismiss
and we therefore act within our discretion to “affirm on
any ground that the record fairly supports and that appellee
has not waived.”
Burns v. Orthotek, Inc. Employees’ Pension Plan
& Trust
,
[3] Bogie questions the origin of the incidental use exception.
Judge Adelman, however, endorsed the exception in
Stayart
v. Yahoo! Inc.
,
[3] (...continued) citing the Endejan comment, 1978 Wis. L. Rev. 1029, 1047-48, which in turn cited New York and California decisions that are properly considered as part of the common law develop- ment of Wisconsin privacy law. We predict that the Wis- consin Supreme Court would adopt the incidental use excep- tion and would find it applicable here.