Lead Opinion
Anita Christensen and Robert Alty, an unmarried couple and plaintiffs in this civil rights action, allege that they have been stalked and harassed unjustifiably by Edward Krieger, a Deputy Sheriff of Boone County, Illinois. Specifically, they allege that Deputy Krieger interfered with the couple’s constitutional right to be free from unreasonable searches and seizures and their right to intimate association. They further allege that the Deputy’s employer, Boone County, was responsible for the Deputy’s actions. The complaint also contains a pendent state law claim asserted solely against Deputy Krieger for intentional infliction of emotional distress.
Deputy Krieger and Boone County filed a motion to dismiss for failure to state a claim upon which relief can be granted. See Fed.R.Civ.P. 12(b)(6). The district court granted the defendants’ motion; it held that the plaintiffs had failed to plead either a cognizable constitutional violation or, with respect to the state law count, the elements of a common law tort. The plaintiffs now appeal this ruling. We agree with the district court that the Fourth Amendment claim is meritless and hold that it was properly dismissed. With respect to the claim based on the right to intimate association and the claim alleging intentional infliction of emotional distress, we believe that the pleading requirements of Rule 8 have been satisfied but that the claim fails on the merits. We reinstate the plaintiffs’ claims under state law. Accordingly, we affirm in part and reverse in part the judgment of the district court.
I. BACKGROUND
A. Facts
Because this case comes to us from a dismissal under Rule 12(b)(6), we must accept all well-pleaded allegations in the complaint as true and draw all reasonable inferences in favor of the plaintiffs. See Marshall-Mosby v. Corporate Receivables, Inc.,
Robert Alty is a police officer for the City of Belvidere, Illinois. In 1998 he arrested a driver for operating a vehicle while under the influence of alcohol. That driver turned out to be a friend or relative of Edward Krieger, a Deputy Sheriff of Boone County, Illinois. This incident resulted in animosity between the two officers that culminated in a face-to-face altercation at some point in 2001. According to the allegations of the complaint, after that incident, Deputy Krieger engaged in “a pattern of on-duty conduct designed to harass, annoy, and intimidate” Officer Alty and his girlfriend, Anita Christensen. Specifically, the couple alleges that Deputy Krieger repeatedly followed them, both individually and with each other, while they drove on Boone County streets; parked his squad car in front of Ms. Christensen’s place of employment in order to watch her; and sat in his police car outside of businesses that the plaintiffs were visiting in
Ms. Christensen and Officer Alty claimed that Deputy Krieger’s actions were performed under color of state law and deprived them of their rights to privacy, freedom of association, freedom from unreasonable searches and seizures and “substantive due process rights under the First, Fourth, Fifth, and Fourteenth Amendments.” The complaint further alleges that Officer Alty and Ms. Christensen had filed numerous complaints with Deputy Krieger’s supervisors at the Boone County Sheriffs Department, but that the Department had not taken any action to correct the situation. Finally, the complaint alleges that Deputy Krieger’s conduct constituted the intentional infliction of emotional distress under Illinois law.
B. District Court Proceedings
The district court dismissed the plaintiffs’ action for failure to state a claim upon which relief could be granted. See Fed. R.Civ.P. 12(b)(6). First, with respect to the plaintiffs’ Fourth Amendment claim, the court concluded that the complaint failed to identify any legitimate expectation of privacy that had been invaded by Deputy Krieger. Second, the court held that the plaintiffs’ “intimate association” claim failed because they had not alleged any actual interference with their relationship. In the court’s view, the plaintiffs’ assertions of feeling annoyed and harassed did not allege an impact on the relationship itself. Finally, the court dismissed the plaintiffs’ intentional infliction of emotional harm claim because they had not pleaded a severe emotional injury and because Deputy Krieger’s behavior, as described in the complaint, was “nowhere near to being extreme or outrageous as that element of the tort is defined by Illinois courts.”
II. DISCUSSION
We must decide de novo whether the plaintiffs’ complaint states a claim upon which relief could be granted. See Williams v. Seniff,
Together, these rules ensure that claims are determined on their merits rather than on pleading technicalities. See Swierkiew
A. Constitutional Violations
Within this liberal framework of notice pleading, the plaintiffs seek to state a claim against Deputy Krieger and Boone County under 42 U.S.C. § 1983. In order to state a claim under § 1983, the plaintiffs must allege that a government official, acting under color of state law, deprived them of a right secured by the Constitution or laws of the United States. Brokaw v. Mercer County,
1. Fourth Amendment
The plaintiffs’ first constitutional claim is covered by a specific constitutional provision, the Fourth Amendment. When the violation of a specific right is alleged, such a claim “must be analyzed under the standard appropriate to that specific [constitutional] provision.” County of Sacramento v. Lewis, 523 U.S, 833, 843,
A search takes place when the state intrudes upon an individual’s legitimate interest in privacy. See Katz v. United States,
Nor were the plaintiffs ever “seized” within the meaning of the Fourth Amendment. We recognize that, in certain circumstances, a Fourth Amendment “seizure” may occur when police intentionally restrict the freedom of a person to move about in public. See Brower v. County of Inyo,
In light of these requirements, the theory that the plaintiffs were “seized” when Deputy Krieger followed them in his squad car is inconsistent with the allegations of the complaint. The alleged actions by Deputy Krieger were nonphysical. Therefore, to be a seizure, the Deputy must have communicated reasonably to the plaintiffs that they were not free to move. We cannot hypothesize from the allegations contained in the complaint a scenario in which Deputy Krieger’s actions — the following, the stalking in the parking lot— would lead reasonable persons to feel that they had to stay where they were for fear of force or arrest. See Driebel v. Milwaukee,
Nor do the plaintiffs’ other allegations state a claim under the Fourth Amendment. Ms. Christensen complained of being watched by Deputy Krieger as she went about her duties as an employee of a local gas station. At these moments, however, she did not enjoy a legitimate expectation of privacy. In her job at the gas station, she appeared in plain view of the public, and Deputy Krieger had no particular vantage point unavailable to the public generally. See United States v. Gonzalez,
Finally, the complaint describes an incident in which Deputy Krieger searched a cell phone belonging to a friend of Officer Alty to find out if the two recently had communicated. Like the others, this incident cannot supply the basis for a Fourth Amendment claim because Officer Alty had no legitimate expectation of privacy in a cell phone belonging to someone else. Rakas v. Illinois,
2. Intimate Association
The plaintiffs’ other constitutional claim asserts the deprivation of a liberty interest in violation of the Fourteenth Amendment’s Due Process Clause. More specifically, the couple asserts that Deputy Krieger’s conduct, and the County’s tacit approval of that conduct, unjustifiably impaired the plaintiffs’ fundamental right to associate intimately with one another. To assess this assertion, we employ the basic framework for claims that arise out of the substantive component of the Fourteenth Amendment’s Due Process Clause. In doing so, we keep in mind the Supreme Court’s admonition that the concept of substantive due process must be expanded reluctantly “ ‘because the guideposts for responsible decision-making in this uncharted area are scarce and open-ended.’ ” Washington v. Glucksberg,
Our first step is to provide a “careful description” of the interest said to have been violated. Doe v. City of Lafayette,
In the present case, the plaintiffs invoke their constitutional right to engage in “intimate association.” In more concrete terms, the plaintiffs claim that they should have been free from Deputy Krieger’s interference with their choice to enter into a non-marital romantic relationship. The Supreme Court frequently has recognized the constitutional stature of the freedom to enter into and carry on certain intimate associations. In Roberts v. United States Jaycees,
The plaintiffs’ relationship, as they assert, fits best within the second Roberts category and, therefore, must be analyzed under the Due Process Clause as a liberty interest, rather than as a relationship formed for first amendment purposes.
In Lawrence v. Texas,
We next must consider whether Deputy Krieger interfered “directly” and “substantially” with the plaintiffs’ right to associate intimately. Zablocki,
This is why being fired from a public job (after any hearing that may be required) does not create constitutional difficulties if it turns out that the ex-employee becomes moody and makes the family miserable; likewise the spouse of someone run over by a garbage truck may have a loss-of-consortium claim under state law but cannot invoke principles of substantive due process. Defamation by a public official, not itself a violation of the Constitution, see Paul v. Davis,
The district court dismissed the plaintiffs’ intimate-association claim because, in its view, “[t]he alleged conduct of [Deputy] Krieger simply does not rise to the level of preventing plaintiffs from having a meaningful relationship.” To the extent that the district court demanded a more complete factual narrative in the complaint, it required more than is appropriate under Fed.R.Civ.P. 8(a). The plaintiffs’ complaint alleges that Deputy Krieger acted “with the intent to cause Plaintiffs harm in their employment, as well as in their relationships with various businesses in Boone County, and finally, with each other” (emphasis added). It then went on to allege that Deputy Krieger’s actions, in fact, “interfered with the Plaintiffs’ rights to privacy [and] their right to freedom of association.” These allegations suffice to put the defendants on notice of the plaintiffs’ grievance.
We need not decide whether the complaint’s allegations about Deputy Krieger’s motive or objective are sufficient substantively, because the adverse consequences of his actions are not sufficiently serious. Official conduct that represents an abuse of office (as opposed to, say, the implementation of a statutory duty) violates the substantive component of the due process clause only if it “ ‘shocks the conscience.’ ” Russ v. Watts,
Watching people from a squad car is very far indeed from “the most egregious” conduct in which a deputy sheriff can engage. Deputy Krieger did not invade their bedroom or commit mayhem. Plaintiffs recognized who was trailing them. Thus even if Deputy Krieger’s presence was ominous, plaintiffs had the security of knowing where to turn for redress if Deputy Krieger should decide to take more aggressive steps. They could have sought a restraining order from state court — yet we know from Castle Rock v. Gonzales,
Lewis calls for judicial modesty in implementing a federal program of constitutional torts that lie outside any specific clause of the Constitution. A modest role means
Plaintiffs say that Deputy Krieger’s conduct is constitutionally obnoxious because it is harmful yet unjustified by any legitimate governmental interest. That’s just another way to say that the conduct is tortious, but Leiois holds that substantive due process does not replicate state tort law.
Asking whether the defendant had a “legitimate governmental interest” not only would depart from the “most egregious conduct” inquiry under Lewis but also would go far toward constitutionaliz-ing state law, which Lewis said must not happen. As the complaint describes events, Deputy Krieger was acting outside the scope of his duties, disreputably and shamefully. But it is established that a violation of state law does not automatically violate the federal Constitution too. See Archie v. Racine,
In sum, the complaint includes enough descriptive matter to show that the claim is not sound under federal law.
3. Municipal Liability
Because we have determined that all of plaintiffs’ claims under federal law were properly dismissed, there can be no § 1983 liability for Boone County either.
B. The State-Law Tort Claim
Finally, we must decide whether the district court properly dismissed the plaintiffs’ state-law tort claim. Illinois law recognizes the tort of intentional infliction of emotional distress, which was pleaded by the plaintiffs in Count III of their complaint. See McGrath v. Fahey,
In the district court’s view, the plaintiffs’ tort claim failed because the complaint did not allege that Deputy Krieger’s conduct was “extreme and outrageous,” and because the complaint did not allege a severe emotional injury. In making this determination, the district court appears to have applied Illinois’ fact-pleading requirements for civil complaints. Yet this suit is in federal rather than state court, and each sovereign may apply its own procedural rules in its own courts. Rule 8 does not require plaintiffs to plead the “elements” of legal theories, or facts corresponding to each element. See Swierkiewicz,
When state and federal practice differ, federal rules adopted under the
Although the district court was correct in observing that the complaint did not contain all of the facts that would be necessary to prevail, “a filing under Rule 8 is not supposed to do that.” Hoskins v. Poelstra,
III. CONCLUSION
For the foregoing reasons, we affirm the district court’s judgment to the extent that it dismissed the plaintiffs’ federal claims, but we vacate the decision to dismiss the balance of the action with prejudice. The case is remanded for further proceedings consistent with this opinion.
Notes
. As the Supreme Court has explained:
[A] Fourth Amendment seizure does not occur whenever there is a governmentally caused termination of an individual’s freedom of movement (the innocent passerby), nor even whenever there is a governmentally caused and governmentally desired termination of an individual’s freedom of movement (the fleeing felon), but only when there is a governmental termination of freedom of movement through means intentionally applied.
Brower v. County of Inyo,
. When, as in the present case, a plaintiff complains of abusive executive action, this “conscience shocking” test determines liability, rather than the traditional strict scrutiny standard used to measure the constitutionality of legislative acts. See County of Sacramento v. Lewis,
. Indeed, the allegations of the plaintiffs’ complaint make clear that the relationship between Ms. Christensen and Officer Alty is not one entered into for the purpose of "speech, assembly, petition for the redress of grievances, [or] the exercise of religion.” Roberts v. United States Jaycees,
. See also, e.g., Anderson v. City of LaVergne,
Concurrence Opinion
concurring in part and dissenting in part.
I join the opinion of the court except in its treatment of the plaintiffs’ claim that Deputy Krieger’s conduct deprived them of their right to intimate association. In my view, the district court erroneously dismissed this claim at this early stage of the proceedings. Accordingly, I respectfully dissent from this portion of the court’s disposition and, in the following sections, shall explain why I believe that the panel majority opinion is both factually and legally in error.
A.
At the outset, it is important to note the procedural posture of the case as it comes to us. The district court dismissed this claim for failure to state a claim upon which relief can be granted. See Fed. R.Civ.P. 12(b)(6). Like the district court, we therefore must take all the well-pleaded allegations of the complaint as true. See Hentosh v. Herman M. Finch Univ. of Health Sci/The Chicago Med. Sch.,
In its analysis of the claim,
A. Repeatedly following the Plaintiffs while they are driving lawfully to and from their destinations, both individually as well as together, and while they are engaged in lawful conduct;
B. Repeatedly parking his squad car at or near Plaintiff CHRISTENSON’S [sic] place of employment and conducting surveillance of her lawful activities, as well as monitoring her lawful conduct while employed as a Clerk at Kelly Williamson Mobil Co.;
C. Abandoning service calls and traffic stops to follow the Plaintiffs upon recognizing that they are in the vicinity of where he is located;
D. Parking his squad car outside of businesses where Plaintiffs’ vehicles are parked when they are patronizing said businesses, in an effort to cause them difficulties with the proprietors of such establishments.
R.3 at 4. Most importantly, the complaint alleges specifically that the Deputy carried out this “pervasive plan of intimidation” with the specific intent to harm the plaintiffs in their relationship “with each other.” Id. The allegations set forth above do not simply describe an individual sitting in a police car watching individuals from afar. Rather, the allegations describe a police officer not only stalking a couple as they go about performing the daily tasks of living in a community, but also stalking in a manner designed to intrude upon and to injure their relationship.
B.
My colleagues are quite right to emphasize that claims based on the concept of substantive due process must be approached with great care and circumspection. As our own case law reflects, the Supreme Court has made clear that the scope of substantive due process is very limited. See, e.g., Tun v. Whitticker,
Nevertheless, the concept of substantive due process remains an important part of our constitutional jurisprudence and, in its limited domain, plays an important role in the protection of individual liberty. As we noted in Tun, the essence of substantive due process is protection of the individual from the exercise of governmental power without reasonable justification. See Tun,
Despite the dangers inherent in the implementation of a constitutional standard that lacks built-in guidelines, the task is hardly beyond careful judicial implementation. First of all, we must remember that, while the “shocks the conscience” standard seems at first glance to be highly subjective, the Supreme Court has made it quite clear that it is objective in nature. In determining what kind of conduct can be said to shock the judicial conscience, judges invariably start by “asking whether or not the objective character of certain conduct is consistent with our traditions, precedents, and historical understanding of the Constitution and its meaning.” County of Sacramento v. Lewis,
Usually, a court is faced with the task of assessing conduct that took place in the course of undertaking official duties. In such a context, it is often important to differentiate between situations in which the state actor is acting under exigent circumstances and those situations in which the state actor is working at a more deliberate pace. “Where a defendant is ‘confronted with a hyper-pressurized environment such as a high-speed chase ... it is usually necessary to show that the officer deliberately harmed the victim.’ Where a defendant has ‘the luxury of proceeding in a deliberate fashion ... deliberate indifference may be sufficient to shock the conscience.’ ” Kaucher v. County of Bucks,
The case before us clearly falls within this last category. According to the allegations of the complaint, Deputy Krieger embarked upon a scheme of retaliation against the plaintiffs in which he used the power and authority of his office to injure their relationship. This systematic vendetta had no conceivable legitimate governmental purpose. It amounted to the raw use of the power — power that comes with a badge, a service revolver, and the power to arrest — in order to make it difficult for this couple to maintain a romantic relationship that our constitution protects as a fundamental right.
Today’s decision also will have a very practical and harmful effect on municipal governance throughout this circuit. The panel majority’s failure to recognize the situation here as a willful abuse of governmental power and its failure to characterize the conduct as conscience shocking will have a direct and immediate effect on efforts to maintain discipline and professionalism in the countless number of small municipal police forces that dot our landscape. This is no easy task for those who have the responsibility of county and municipal leadership today. The ravages of undue political influence and the lack of financial resources for both recruitment and training make the burden of those in leadership positions a heavy one indeed. Today, the highest federal court in this region of the United States sends a surely unintended, but nevertheless unwelcome, message that minimizes the significance of
I respectfully dissent.
. Notably, the panel majority gives a more accurate summary of the complaint in its prefatory description of the case. See Op. at 457-58.
. My colleagues liken the present situation to the one present in County of Sacramento v. Lewis,
