Lead Opinion
Opinion for the Court filed by Circuit Judge WALD.
Dissenting Opinion filed by Circuit Judge SENTELLE, with whom SILBERMAN, GINSBURG and KAREN LeCRAFT HENDERSON, Circuit Judges, join.
The 1985 amendments to the Animal Welfare Act (“AWA”) direct the Secretary of Agriculture to “promulgate standards to govern the humane handling, care, treatment, and transportation of animals by dealers, research facilities, and exhibitors.” Pub.L. No. 99-198, § 1752, 99 Stat. 1354,1645 (1985) (codified at 7 U.S.C. § 2143(a) (1994)). They further provide that such standards “shall include minimum requirements” for, inter alia, “a physical environment adequate to promote the psychological well-being of primates.” Id. Pursuant to this authority, the United States Department of Agriculture (“USDA”) issued regulations for primate dealers, exhibitors, and research facilities that included a small number of mandatory requirements and also required the regulated parties to “develop, document, and follow an appropriate plan for environment enhancement adequate to promote the psychological well-being of nonhuman primates. The plan must be in accordance with the currently accepted professional standards as cited in appropriate professional journals or reference guides, and as directed by the attending veterinarian.” 9 C.F.R. § 3.81 (1997). Although these plans must be made available to the USDA, the regulated parties are not obligated to make them available to members of the public. See id.
The individual plaintiffs, Roseann Circelli, Mary Eagan, and Marc Jurnove,
We hold that Mr. Jurnove, one of the individual plaintiffs, has standing to sue. Accordingly, we need not pass on the standing of the other individual plaintiffs. See Mountain States Legal Found. v. Glickman,
I. Background
A. Marc Jurnove’s Affidavit
Mr. Jurnove’s affidavit is an uncontested statement of the injuries that he has suffered to his aesthetic interest in observing animals living under humane conditions. See Animal Legal Defense Fund, Inc. v. Glickman,
For his entire adult life, Mr. Jurnove has “been employed and/or worked as a volunteer for various human and animal relief and rescue organizations.” Jurnove Affidavit 113. “By virtue of [his] training in wildlife rehabilitation and [his] experience in investigating complaints about the treatment of wildlife, [he is] very familiar with the needs of and proper treatment of wildlife.” Id. ¶ 6. “Because of [his] familiarity with and love of exotic animals, as well as for recreational and educational purposes and because [he] appre-ciatefs] these animals' beauty, [he] enjoy[s] seeing them in various zoos and other parks near [his] home.” Id. ¶ 7.
Between May 1995 and June 1996, when he filed his affidavit, Mr. Jurnove visited the Long Island Game Farm Park and Zoo (“Game Farm”) at least nine times. Throughout this period, and since as far back as 1992, the USDA has not questioned the adequacy of this facility’s plan for the psychological well-being of primates.
Mr. Jurnove’s first visit to the Game Farm, in May 1995, lasted approximately six hours. See id. While there, Mr. Jurnove saw many animals living under inhumane conditions. For instance, the Game Farm housed one primate, a Japanese Snow Macaque, in a cage “that was a distance from and not in view of the other primate cages.” Id. ¶ 14. “The only cage enrichment device this animal had was an unused swing.” Id. Similarly, Mr. Jurnove “saw a large male chimpanzee named Barney in a holding area by himself. He could not see or hear any other primate.” Id. ¶ 8. Mr. Jurnove “kn[e]w that chimpanzees are very social animals and it upset [him] very much to see [Barney] in isolation from other primates.” Id. The Game Farm also placed adult bears next to squirrel monkeys, although Jurnove saw evidence that the arrangement made the monkeys frightened and extremely agitated. See id. ¶ 11.
The day after this visit, Mr. Jurnove began to contact government agencies, including the USDA, in order to secure help for these animals. Based on Mr. Jurnove’s complaint, the USDA inspected the Game Farm on May 3, 1995. According to Mr. Jurnove’s uncontested affidavit, however, the agency’s resulting inspection report “states that [the USDA inspectors] found the facility in compliance with all the standards.” Id. ¶ 18. Mr. Jur-nove returned to the Game Farm on eight more occasions to observe these officially legal conditions.
On July 17, 18, and 19, 1995, he found “virtually the same conditions” that allegedly caused him aesthetic injury during his first visit to the Game Farm in May. Id. ¶20. For instance, Barney, the chimpanzee, and Samantha, the Japanese Snow Macaque, were still alone in their cages. See id. This
Mr. Jurnove devoted two trips in August and one in September to “videotaping the conditions that the inspection missed,” and on each trip he found that the inhumane conditions persisted. Id. ¶¶ 22-28. At the end of September, the USDA sent three inspectors to the Game Farm in response to Mr. Jurnove’s continued complaints and reportage; they found violations, however, only with regard to the facility’s fencing. See id. ¶ 29.
Mr. Jurnove returned to the Game Farm once more on October 1, 1995. Indeed, he only stopped his frequent visits when he became ill and required major surgery. See id. ¶ 30. After his health returned, Mr. Jur-nove visited the Game Farm in April 1996, hoping to see improvements in the conditions that he had repeatedly brought to the USDA’s attention. He was disappointed again; “the animals [were] in literally the same conditions as [he] had seen them over the summer of 1995.” . Id. ¶ 33. Mr. Jur-nove’s resulting complaints prompted the USDA to inspect the Game Farm in late May 1996. For the fourth time, the agency found the facility largely in compliance, with a few exceptions not relevant to the plaintiffs’ main challenge in this ease. See id. ¶ 42. In June 1996, Mr. Jurnove filed the affidavit that is the basis of his claim here. He concluded this affidavit by stating his intent to “return to the Farm in the next several weeks” and to “continue visiting the Farm to see the animals there.” Id. ¶ 43.
B. The Plaintiffs’ Complaint
The plaintiffs’ complaint elaborates a two-part legal theory based on the factual allegations in the individual plaintiffs’ affidavits. First, the plaintiffs allege that the AWA requires the USDA to adopt specific, minimum standards to protect primates’ psychological well-being, and the agency has failed to do so. See, e.g., First Amended Complaint ¶ 97 (“In issuing final Part 3 regulations, USDA violated its statutory obligation [under 7 U.S.C. § 2143(a)(2)(B) ] to set standards ‘for a physical environment adequate to promote the psychological well-being of primates,’ and instead delegated this responsibility to regulated entities by requiring that regulated entities devise ‘plans’ for this purpose.”); id. ¶ 106 (“Instead of issuing the standards on this topic, USDA’s regulation [at 9 C.F.R. § 3.81] simply states that the ‘plans’ must be in accordance with currently accepted professional standards.”); id. ¶ 107 (“By providing that animal exhibitors and other regulated entities shall develop their own ‘plans’ for a physical environment adequate to promote the psychological well-being of non-human primates, USDA has failed to satisfy the statutory requirement that it set the ‘minimum’ standards.”).
Second, the plaintiffs contend that the conditions that caused Mr. Jurnove aesthetic injury complied with current USDA regulations, but that lawful regulations would have prohibited those conditions and protected Mr. Jurnove from the injuries that he describes in his affidavit. See id. ¶ 53 (“Marc Jurnove has been and continues to be injured by USDA’s failure to issue and implement standards for a physical environment adequate to promote the psychological well-being of primates because this harms the nonhuman primates he sees at the Long Island Game Farm and Zoo which in turn caused and causes him extreme aesthetic harm and emotional and physical distress.”); id. (“[B]ecause USDA regulations permit the nonhuman primates in zoos, such as the Long Island Game Farm and Zoological Park to be housed in isolation, Marc Jurnove was exposed to and will be exposed in the future to behaviors exhibited by these animals which indicate the psychological debilitation caused by social deprivation. Observing these behaviors caused and will cause Marc Jurnove personal distress and aesthetic and emotional injury.”); id. ¶ 58 (“Marc Jurnove experienced and continues to experience
C. Procedural History
The United States District Court, Judge Charles R. Richey, held that the individual plaintiffs had standing to sue, finding in their favor on a motion for summary judgment. See
A split panel of this court held that none of the plaintiffs had standing to sue and accordingly did not reach the merits of their complaint. See
II. Analysis
“The question of standing involves both constitutional limitations on federal-court jurisdiction and prudential limitations on its exercise.” Bennett v. Spear,
We find that Mr. Jurnove’s allegations fall well-within these requirements.
A. Injury in Fact
Mr. Jurnove’s allegations solidly establish injury in fact. As his affidavit indicates, Mr. Jurnove “enjoy[s] seeing [animals] in various zoos and other parks near [his] home” “[b]eeause of [his] familiarity with and love of exotic animals, as well as for recreational and educational purposes and because [he] appreciate^] these animals’ beauty.” Jurnove Affidavit ¶ 7. He decided to tour the primate cages at the Game Farm “in furtherance of [his] appreciation for exotic animals and [his] desire to observe and enjoy them.” Id. During this tour and the ones that followed, Mr. Jurnove suffered direct, concrete, and particularized injury to this aesthetic interest in observing animals living under humane conditions. At this particular zoo, which he has regularly visited and plans to keep visiting, he saw particular animals enduring inhumane treatment. He developed an interest, moreover, in seeing these particular animals living under humane treat
Simply put, Mr. Jurnove has alleged far more than an abstract, and uncognizable, interest in seeing the law enforced. See Allen v. Wright,
The Supreme Court has repeatedly made clear that injury to an aesthetic interest in the observation of animals is sufficient to satisfy the demands of Article III standing. Defenders of Wildlife states explicitly that “the desire to use or observe an animal species, even for purely esthetic purposes, is undeniably a cognizable interest for purpose of standing.”
This court’s precedent, moreover, specifically recognizes that people have a cognizable interest in “view[ing] animals free from ... ‘inhumane treatment.’ ” Humane Society v. Babbitt,
The Ninth Circuit has similarly recognized an aesthetic interest in observing animals living under humane conditions. In Fund for Animals, Inc. v. Lujan,
Analogously, the Supreme Court and this circuit have frequently recognized the injury in fact of plaintiffs who suffered aesthetic injury stemming from the condition and quality, or despoliation, of an environmental area that they used. In Mountain States Legal Foundation, for instance, the plaintiffs asserted injury flowing from government action that would allegedly make the Kootenai National Forest more vulnerable to forest fire. This court found an “aesthetic and environ
Indeed, Humane Society v. Hodel, which recognized an aesthetic interest in seeing animals living under humane conditions, explicitly acknowledged the usefulness of analogizing such an aesthetic interest to a plaintiffs interest in the condition of an environmental area that he uses. That case drew on our opinion in National Wildlife Federation v. Hodel,
In the environmental context, too, however, plaintiffs must establish that they have actually used or plan to use the allegedly degraded environmental area in question. It is this failure to show such direct use that has resulted in the denial of standing in several high-profile environmental cases. For instance, the injury alleged in Sierra Club v. Morton would have been “incurred entirely by reason of the change in the uses to which Mineral King [Valley] will be put, and the attendant change in the aesthetics and ecology of the area.”
Similarly, the plaintiffs in Lujan v. National Wildlife Federation lacked standing because their affidavits “state[d] only that one of [the Federation’s] members use[d] unspecified portions of an immense tract of territory, on some portions of which mining activity has occurred or probably will occur by virtue of the governmental action,” rather than making clear that a plaintiff used the smaller area of land that was allegedly threatened.
Other circuits have also recognized injury in fact based on injury to a plaintiffs interest in the quality and condition of an environmental area that he used. In Public Interest Research Group v. Powell Duffryn Terminals, Inc.,
“ ‘My interest, use or enjoyment of the Patapsco River and surrounding area includes preserving the health, safety and welfare of the river basin, preserving marine life and water integrity within the*437 river, and eliminating odorous and unsightly illegal pollution. I regularly hike along the river. My activities and interests with respect to the Patapsco River have been adversely affected physically, aesthetically and emotionally by Simkin’s [sic] Industries’ failure to comply with its NPDES permit and resulting illegal pollution.’ ”
Id. at 1112 n. 3 & 1113 (citation omitted). Friends of the Earth v. Consolidated Rail Corp.,
These myriad cases recognizing individual plaintiffs’ injury in fact based on affronts to their aesthetic interests in observing animals living in humane habitats, or in using pristine environmental areas that have not been despoiled, articulate a second principle of standing. It has never been the law, and is not so today, that injury in fact requires the elimination (or threatened elimination) of either the animal species or environmental feature in question. In Sierra Club v. Morton, the Sierra Club did not allege that the Mineral King Valley would disappear in the wake of the challenged development, or that the desecration of the Valley would leave the Club’s members with no other, pristine parks that they could conveniently use. See
To be sure, a number of cases that have recognized standing based on an aesthetic interest in the observation of animals have involved government action that allegedly threatened to diminish the overall supply of an animal species. See Defenders of Wildlife,
Mr. Jurnove has adequately alleged injury to an aesthetic interest in observing animals living under humane conditions. His affidavit describes both the animal exhibition that he regularly visits, and the specific animals there whose condition caused Mr. Jurnove injury. It requires no expansion of existing standing doctrine to find that he has established á cognizable injury in fact.
B. Causation
Plaintiffs allege that the AWA, 7 U.S.C. § 2143, requires the USDA to adopt explicit minimum standards to govern the humane treatment of primates, and that the agency did not do so. See First Amended Complaint ¶¶ 97,106,107. They further contend that the conditions that caused Mr. Jurnove injury complied with current USDA regulations, but that lawful regulations would have prohibited those conditions and protected Mr. Jurnove from the injuries that his affidavit describes. See id. ¶¶ 53, 58. We find that these allegations satisfy the causation prong of Article III standing.
As Mr. Jurnove’s affidavit elaborates, he allegedly suffered aesthetic injury upon observing conditions that the present USDA regulations permit. Mr. Jurnove, for instance, “saw a large male chimpanzee named Barney in a holding area by himself. He could not see or hear any other primate.” Jurnove Affidavit ¶8. Mr. Jurnove also “viewed a monkey cage [containing one Japanese Snow Macaque] that was a distance from and not in view of the other primate cages.” Id. ¶ 14. As the plaintiffs observe, see First Amended Complaint ¶¶ 84, 95, 114-17, the housing of these two primates appears to be compatible with current regulations, which state only that “[t]he environment enhancement plan must include specific provisions to address the social needs of nonhuman primates of species known to exist in social groups in nature. Such specific provisions must be in accordance with currently accepted professional standards, as cited in appropriate professional journals or reference guides, and as directed by the attending veterinarian.” 9 C.F.R. § 3.81(a) (emphasis added). Thus, an exhibition may apparently comply with the procedural requirement that this standard creates — by establishing a plan that “address[es]” the social needs of pri
Mr. Jurnove’s affidavit also states that “[t]he pen next to the adult bears housed the squirrel monkeys_ I observed the monkeys repeatedly walking over to the door and sniffing and acting very upset when the bears came near.” Jurnove Affidavit ¶ 11. Plaintiffs allege that the current regulations permit the housing of incompatible species next to each other. See First Amended Complaint ¶¶ 46-47. Specifically, these regulations state that “[njonhuman primates may not be housed with other species of primates or animals unless they are eompati-9 C.F.R. § 3.81(a)(3) (emphasis added). This provision does not expressly regulate animals housed next to each other, but in separate cages. But even if section 3.81(a)(3) does apply to the situation that Mr. Jurnove observed, it includes the caveat that “[ejompatibility of nonhuman primates must be determined in accordance with generally accepted professional practices and actual observations, as directed by the attending veterinarian,” thus again permitting wide discretion on the part of the local veterinarian. ble:
Similarly, Mr. Jurnove’s affidavit observes that “[t]he only cage enrichment device [a Japanese Snow Macaque] had was an unused swing.” Jurnove Affidavit ¶ 14. The plaintiffs allege that such a situation is perfectly legal under the present regulations, see First Amended Complaint ¶ 84, which provide only that “[t]he physical environment in the primary enclosures must be enriched by providing means of expressing noninjurious species-typical activities.” 9 C.F.R. § 3.81(b). The regulations do not include any specific requirements governing the particular kind or number of enrichment devices. According to the plaintiffs, providing only a single swing, and one that the primate appears to shun, offends the AWA’s mandate for minimum standards, although it is perfectly compatible with 9 C.F.R. § 3.81(b).
The USDA’s own actions in this ease further support the plaintiffs’ allegation that the agency’s current regulations allow the conditions that allegedly caused Mr. Jurnove injury. As Mr. Jurnove’s affidavit makes clear, the Game Farm has repeatedly submitted to inspection by the USDA. The allegedly inhumane conditions at the Game Farm have persisted precisely because the USDA in-
Supreme Court precedent establishes that the causation requirement for constitutional standing is met when a plaintiff demonstrates that the challenged agency action authorizes the conduct that allegedly caused the plaintiffs injuries, if that conduct would allegedly be illegal otherwise. For instance, Simon v. Eastern Kentucky Welfare Rights Organization,
The complaint in [Association of] Data Processing [Service Organizations, Inc. v. Camp,397 U.S. 150 ,90 S.Ct. 827 ,25 L.Ed.2d 184 (1970),] alleged injury that was directly traceable to the action of the defendant federal official, for it complained of injurious competition that would have been illegal without that action. Accord, Arnold Tours, Inc. v. Camp,400 U.S. 45 ,91 S.Ct. 158 ,27 L.Ed.2d 179 (1970); Investment Co. Institute v. Camp,401 U.S. 617 , 620-621,91 S.Ct. 1091 ,28 L.Ed.2d 367 (1971). Similarly, the complaint in Data Processing’s companion case of Barlow v. Collins,397 U.S. 159 ,90 S.Ct. 832 ,25 L.Ed.2d 192 (1970), was sufficient because it alleged extortionate demands by plaintiffs’ landlord made possible only by the challenged action of the defendant federal official. See id., at 162-163,90 S.Ct. 832 .
Id. at 45 n. 25,
This circuit’s case law confirms the proposition that a plaintiff satisfies the causation prong of constitutional standing by establish
A question was raised at oral argument about whether Mr. Jurnove has nonetheless failed to satisfy the causation prong of constitutional standing, on the ground that the governing law simply permits the conditions that allegedly injured him, rather than requiring animal exhibitors to follow the allegedly inhumane practices. The background condition governing animal exhibitors, this argument proceeds, is that anything the exhibitors do is legal unless statutes and regulations make specific conduct illegal. Because neither the AWA nor the USDA’s implementing regulations have changed this status quo — i.e., in no way have they affected the conditions that allegedly injured Mr. Jurnove — there is no causal link between any government action and Mr. Jurnove’s injury.
This argument, however, is founded on a false premise. The proper comparison for determining causation is not between what the agency did and the status quo before the agency acted. Rather, the proper comparison is between what the agency did and what the plaintiffs allege the agency should have done under the statute. The plaintiffs’ legal theory of this case, which we accept for purposes of determining Mr. Jurnove’s standing, is grounded on their view that animal exhibitors are in fact governed by a mandatory legal regime. Specifically, the plaintiffs allege that the AWA requires the USDA to establish specific, mandatory requirements that establish humane living conditions for animals. See 7 U.S.C. § 2143(a) (1994) (directing the Secretary of Agriculture to “promulgate standards to govern the humane handling, care, treatment, and transportation of animals by dealers, research facilities, and exhibitors” and providing that these standards “shall include minimum requirements” for “a physical environment adequate to promote the psychological well-being of primates”) (emphasis added). According to this view, the AWA itself prohibits the conditions that allegedly injured Mr. Jurnove, and the
In this circuit, Bristol-Myers Squibb Co. v. Shalala,
Motor & Equipment Manufacturers Association (“MEMA") v. Nichols,
Along the same lines, the plaintiffs in Telephone and Data Systems, Inc. had standing to challenge the FCC’s grant of “a conditional permit” that allowed a competitor “to construct and operate cellular communications services in the Atlantic City market,” but did not require him to do so.
Mr. Jumove’s affidavit accordingly falls well within our established causation requirement for constitutional standing. He alleges that the USDA failed to adopt the specific, minimum standards that the AWA requires. He further describes how the conditions that caused him injury complied with current USDA regulations, and alleges that regulations complying with the AWA would have prohibited those conditions and protected him fi’om the injuries that his affidavit recounts.
C. Redressibility
We also find that Mr. Jurnove has satisfied the redressibility element of constitutional standing. Mr. Jurnove’s affidavit alleges that he has a current routine of regularly visiting the Game Farm and provides a finite time period within which he will make his next visit, stating that he plans to “return to the Farm in the next several weeks” and to “continue visiting the Farm to see the animals there.” Jurnove Affidavit ¶ 43. As the plaintiffs’ complaint argues, more stringent regulations, which prohibit the inhumane conditions that have consistently caused Mr. Jurnove aesthetic injury in the past, would necessarily alleviate Mr. Jurnove’s aesthetic injury during his planned, future trips to the Game Farm. See First Amended Complaint ¶¶ 53, 58. Tougher regulations would either allow Mr. Jurnove to visit a more humane Game Farm or, if the Game Farm’s owners decide to close rather than comply with higher legal standards, to possibly visit the animals he has come to know in their new homes within exhibitions that comply with the more exacting regulations.
The Supreme Court’s recent decision in FEC v. Akins, moreover, rejects the possible counterargument that the redressibility element of constitutional standing requires a plaintiff to establish that the defendant agency will actually enforce any new binding regulations against the regulated third party. There, the plaintiffs, “a group of voters with views often opposed to those of AIPAC [the American Israel Public Affairs Committee],” sought to have AIPAC classified as a “political committee” within the meaning of the Federal Election Campaign Act (“FECA”), which “imposes extensive recordkeeping and disclosure requirements upon groups that fall within the Act’s definition of a ‘political committee.’ ”
that fact does not destroy Article III ‘causation’ [or redressibility,] for we cannot know that the FEC would have exercised its prosecutorial discretion in this way. Agencies often have discretion about whether or not to take a particular action. Yet those adversely affected by a discretionary agency decision generally have standing to complain that the agency based its decision upon an improper legal ground. If a reviewing court agrees that the agency misinterpreted the law, it will set aside the agency’s action and remand the case — even though the agency (like a new jury after a mistrial) might later, in the exercise of its lawful discretion, reach the same result for a different reason.
Id. (citations omitted).
Mr. Jurnove, accordingly, has met all three of the constitutional requirements for standing.
D. Prudential Standing/Zone of Interests
Mr. Jurnove also falls within the zone of interests protected under the AWA’s provisions on animal exhibitions. As the Supreme Court has recently reaffirmed, the zone of interests test is generous and relatively undemanding. “[T]here need be no indication of congressional purpose to benefit the would-be plaintiff.” National Credit Union Admin. v. First National Bank & Trust Co., — U.S. -,-,
In this case, logic, legislative history, and the structure of the AWA, all indicate that Mr. Jurnove’s injury satisfies the zone of interests test. The very purpose of animal exhibitions is, necessarily, to entertain and educate people; exhibitions make no sense unless one takes the interests of their human visitors into account. The legislative history of both the 1985 amendments to the Animal Welfare Act and the 1970 act that first included animal exhibitions within the AWA confirms that Congress acted with the public’s interests in mind.
In introducing the 1985 amendments, Senator Robert Dole explained “that we need to ensure the public that adequate safeguards are in place to prevent unnecessary abuses to animals, and that everything possible is being done to decrease the pain of animals during experimentation and testing.” 131
Throughout, the Congressmen responsible for including animal exhibitions within the AWA encouraged the continued monitoring of humane societies and their members. They spoke, for instance, of how America had long depended on humane societies to bring the mistreatment of animals to light. See, e.g., 116 Cong. Rec. 40,305 (1970) (statement of Rep. Whitehurst). The Congressmen further acknowledged that humane societies were the moving force behind the legislation to include animal exhibitions within the AWA. See, e.g., 116 Cong. Rec. 40,156 (1970) (statement of Rep. Foley).
The structure of the AWA also makes clear that Mr. Jurnove falls within the statute’s zone of interests. While the AWA establishes oversight committees with private citizen members for research facilities, see 7 U.S.C. § 2143(b)(1) (1994), it created no counterpart for animal exhibitions. But, as the legislative history shows, the AWA anticipated the continued monitoring of concerned animal lovers to ensure that the purposes of the Act were honored. Mr. Jurnove, a regular viewer of animal exhibitions regulated under the AWA, clearly falls within the zone of interests the statute protects. His interests are among-those that Congress sought to benefit through the AWA, and he certainly is one of the individuals “who in practice can be expected to police the interests that the statute protects.” Mova Pharmaceutical Corp.,
III. Conclusion
Mr. Jurnove has standing to sue. He satisfies the injury, causation, and redressibility elements of constitutional standing, and also falls within the zone of interests for the Animal Welfare Act. We accordingly have no need to consider the standing of the other individual plaintiffs. We leave a determination of the merits of the plaintiffs’ claim to a future panel of this court.
So ordered.
Notes
. Audrey Rahn, a fourth individual plaintiff, also appeared before the district court in this case. However, Rahn's claim focused only on the USDA’s allegedly inadequate enforcement of its existing regulations, an issue not before this court on appeal. See Animal Legal Defense Fund, Inc. v. Glickman,
. The Animal Legal Defense Fund ("ALDF”), an animal welfare organization, alleges that the USDA violated the notice and comment provisions of the Administrative Procedure Act ("APA"), 5 U.S.C. § 553 (1994), by failing to provide adequate opportunity to comment on the agency’s decision to require regulated entities to keep their plans at their own facilities, see 9 C.F.R. § 3.81(e)(3), thereby protecting these plans from disclosure under the Freedom of In
. Although the crux of the plaintiffs’ complaint alleges that the USDA failed to promulgate minimum standards as required by the AWA, the complaint also states that the USDA has inadequately enforced even its existing regulations, by allegedly failing to inspect facilities and by allegedly instructing its inspectors to avoid documenting violations. See First Amended Complaint ¶¶ 122-23. As the district court found, see
. The district court also held that ALDF had standing to sue in its owii capacity on its notice and comment claim, see
. The dissent attempts to limit Animal Welfare Institute to support standing only where the challenged governmental action is "diminishing the opportunity to observe [the animal], not affecting the quality of the observation.” Dissent at 448. This statement does not accurately reflect either the injury alleged in Animal Welfare Institute or this court’s holding in that case. In articulating the nature of their aesthetic injury, the Animal Welfare Institute plaintiffs alleged an interest in observing Cape fur seals who lived under "not ... inhumane" conditions,
. Not surprisingly, the dissent also' reads Humane Society v. Hodel to support standing only where the challenged governmental action has or will deplete the supply of an animal population. See Dissent at 448. In fact, the case explicitly rejects that reading. The complaint in Humane Society v. Hodel stated both "that the existence of hunting on wildlife refuges forces Society members to witness animal corpses and environmental degradation” (a claim based on the quality of the aesthetic experience of observing animals) and that the challenged hunting regulations also "deplet[ed] the supply of animals and birds that refuge visitors seek to view” (a claim based on the number of animals in existence).
. It was suggested, not altogether facetiously, at oral argument that recognition of an aesthetic interest in observing animals might be problematic because it could encapsulate the aesthetic interest of a sadist in seeing animals living under ¿«humane conditions and the injury he suffered upon seeing particular animals living in a humane environment. There is a major difficulty with this argument. The meaning of "injury in fact” under our constitutional standing test does not incorporate every conceivable aesthetic interest. To the contrary, our standing jurisprudence defines injury in fact as "an invasion of a legally protected interest." Defenders of Wildlife,
The dissent ‘ attempts further to build on the suggestion put forth at oral argument that no one should be able to establish constitutional standing based on an aesthetic interest in observing animals living under humane conditions because definitions of what is "humane” may differ so widely. See Dissent at 448-49. But the dissent, again, forgets that not every aesthetic interest can form the basis for a lawsuit; our injury-in-fact test protects only those aesthetic interests that have been "legally protected.”
. The Mineral King Valley "is designated as a national game refuge by special Act of Congress."
. The United States argues that Mr. Jurnove has not demonstrated causation, on the ground that the above-described injuries are self-inflicted. The assertion appears to turn on the fact that Mr. Jurnove first traveled to the Game Farm "in [his] capacity as an equine investigator, [after being] apprised that several ponies needed to be checked on at that location.” Jurnove Affidavit ¶ 7. This argument may — or may not — have merit with regard to equine mistreatment at the Game Farm. However, there is no need in this case to offer any opinion about whether so-called "self-inflicted" wounds can give rise to standing. According to Mr. Jurnove's uncontested affidavit, he visited the primates at the Game Farm, the subject of the present suit, out of an aesthetic interest in observing animals living under humane conditions. See id. ("Once [Mr. Jurnove] was there [at the Game Farm],” he decided "to look around at the other animals housed there” "in furtherance of [his] appreciation for exotic animals and [his] desire to observe and enjoy them.”).
. The dissent makes-much of the fact that Mr. Jurnove occasionally expresses doubt in his affidavit about the soundness of the USDA's multiple determinations that the Game Farm was in compliance with essentially all of the relevant regulations, contending that "the thrust of the affidavit” is that "the USDA went through the motions and wrote up incorrect reports.” Dissent at 451. This argument is flawed on two counts. First, Mr. Jurnove's affidavit is the wrong place to look for a statement of the plaintiffs' legal theory of this case. Mr. Jurnove is not a lawyer and his affidavit purports to articulate only his alleged injuries. The plaintiffs' legal arguments are put forth in their complaint, where they explicitly allege that the conditions at the Game Farm that caused Mr. Jurnove injury complied with the present USDA regulations. See First Amended Complaint HV 53, 58. Second, even if we were to look to Mr. Jurnove's affidavit to determine the plaintiffs' legal theory, the "thrust of the affidavit" is certainly not that the conditions at the Game Farm violated the USDA’s regulations. Indeed, so far as the record before us reflects, no decisionmaking authority has ever made the determination that there are widespread regulatory violations at the Game Farm. And the USDA, the agency with regulatory control over the Game Farm, repeatedly came to the opposite conclusion, finding that the Game Farm was in legal compliance with the USDA regulations that the plaintiffs challenge here.
Dissenting Opinion
dissenting:
Marc Jurnove visited the Long Island Game Farm about a dozen times over the course of a year and was upset by the conditions of the primates he saw there. Some primates were kept in isolation; others were kept in cages without sufficient “cage enrichment devices”; and still others were kept in cages that were not properly maintained. At Jurnove’s urging, the United States Department of Agriculture inspected the Game Farm several times, but failed to take steps to improve these conditions. Frustrated by USDA’s ineffectiveness, Jurnove filed a lawsuit seeking the invalidation of federal regulations concerning the treatment of primates on the grounds that those regulations failed to five up to the mandate of the Animal Welfare Act. At issue is whether Jurnove had standing to bring this suit.
I.
Under Article III of the Constitution, the “judicial power” of the United States is limited to the resolution of “Cases” or “Controversies.” U.S. Const, art. Ill, § 2. Like the other doctrines of justiciability associated with Article III (for example, mootness, ripeness and political question), the doctrine of standing “state[s] fundamental limits on federal judicial power in our system of government.” Allen v. Wright,
At an “irreducible minimum,” Article III standing requires those invoking the jurisdiction of a federal court to demonstrate an (1) injury-in-fact; (2) which is caused by, or is fairly traceable to the defendant’s alleged unlawful conduct; and (3) which is likely to be redressed by a favorable decision of the court. Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
By imposing these requirements, Article III limits the power of the federal judiciary to “those disputes which confine federal courts to a role consistent with a system of separated powers and which are traditionally thought to be capable of resolution through the judicial process.” Valley Forge,
A federal court deciding matters outside the scope of Article III, then, exercises power that is “not judicial ... in the sense in which judicial power is granted by the Constitution to the courts of the United States.” Valley Forge,
It is therefore imperative to exercise prudence when deciding a case — like the case before us today — that would lower existing Article III. barriers to standing. We should not lightly tinker with the constitutional
With these principles in mind, I turn now to Marc Jurnove’s claims of Article III standing.
II.
A. Injury-in-Fact
The first of the familiar triad of requirements for constitutional standing is “injury in fact,” which is an “invasion of a legally protected interest which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical.” Defenders of Wildlife,
Despite the majority’s assertion to the contrary, see Majority at 438-39, today’s ruling is indeed a departure from existing aesthetic injury jurisprudence. Granted, “the desire to' use or observe an animal species, even for purely esthetic purposes, is undeniably a cognizable interest for purpose of standing.” Defenders of Wildlife,
Nor has this circuit previously crossed this diminution-of-the-species line and .found the existence of a constitutional interest in the conditions under which one views animals. The majority misleadingly suggests that we did so in Animal Welfare Institute v. Kreps,
In that case, environmental groups had filed a lawsuit that challenged a decision by the Secretary of Commerce to waive a statutory moratorium on the taking or importation of marine mammals or marine mammal products. The result of the government’s decision was to permit baby fur sealskins to be imported into the United States from South Africa. Id. at 1004. The plaintiffs alleged in their lawsuit that the government’s action would “contribute to the death and injury of marine mammals and injury to the ecosystem of the South Atlantic Ocean.” Id. at 1007.
Through sanctioning the seal harvesting method of the South 'African Government, the [Secretary’s] decision impairs the ability of members of the Plaintiff organizations to see, photograph, and enjoy Cape fur seals alive in them natural habitat under conditions in which the animals are not subject to excessive harvesting, inhumane treatment and slaughter of pups that are very young and still nursing.
Id. (emphasis added). Citing Sierra Club, the Animal Welfare Institute court determined that the plaintiffs had stated a cognizable injury-in-fact. Id. at 1007-08.
The majority avers that the Animal Welfare Institute court recognized a cognizable interest in viewing seals free from inhumane treatment. Majority at 433-34. However, as the opinion makes clear, “inhumane treatment,” as it appears in the above quotation and in the Marine Mammal Protection Act, is a term of art referring to the manner in which seals are killed: plaintiffs argued on the merits that “humane” killing of seals, within the meaning of that statute, involved killing with a single blow (and they argued, unsuccessfully, that South African harvesting practices did not live up to this degree of “humaneness”). See id. at 1012-13; 16 U.S.C. § 1362(4) (1975). Animal Welfare Institute, then, involved allegations that governmental action will “contribute to the death” of seals. Id. at 1007. Accordingly, this case falls squarely within the line of Supreme Court precedents recognizing claims of aesthetic injury to governmental action diminishing the opportunity to observe, not affecting the quality of the observation.
The majority also cites Humane Society v. Hodel,
Although the Supreme Court and this circuit have not recognized a cognizable injury-in-fact to an aesthetic interest based on the circumstances of observation, that does not mean that interference with such an interest could not amount to a constitutional injury-in-fact. Rather, as I set forth above, I believe it is necessary to proceed with caution when venturing into constitutionally uncharted waters. See Section I., supra.
Having removed the diminution-of-the-species touchstone of existing case law, the majority opens an expanse of standing bounded only by what a given plaintiff finds to be aesthetically pleasing. Aesthetic injury is, by its nature, a matter of individual taste. For example, although Jurnove might find it aesthetically pleasing to view primates kept in groups, another person might prefer to watch them kept alone. Still another person might prefer to see primates in brightly colored cages, or in cages in which recordings of Mozart piano concertos are played around the clock, or not in cages at all. Under the majority’s theory, it appears that Article III encompasses the injury of a person who states that he has an aesthetic interest in seeing primates kept under such conditions, and that he believes primates that are not kept under these conditions are treated inhumanely.
Jurnove’s injury, recognized by the majority as constitutionally cognizable, is in seeing particular animals treated humanely. “Humane” is defined as “marked by compassion, sympathy, or consideration for other human beings or animals.” Webster’s New Collegiate DICTIONARY 556 (1973). Humaneness, like beauty, is in the eye of the beholder: one’s individual judgment about what is or is not humáne depends entirely on one’s personal notions of compassion and sympathy. I find it difficult to imagine a more subjective concept than this.
Furthermore, as the majority acknowledges, the reasoning of its opinion is not limited to humaneness. The majority recognizes an aesthetic injury in viewing animals in any manner that does not comport with a plaintiffs individual taste. According to the majority’s theory, a sadist with .an-interest in
In recognizing Jurnove’s purely subjective injury, the majority radically departs from our precedent. For example, we refused to recognize “purely subjective” claims of injury that could not be measured by “readily discernible standards” in Metcalf v. National Petroleum Council,
In rejecting Metcalfs proposed injury in fact, we specifically targeted the “purely subjective nature of his asserted injury”:
[Metcalfs] injury derives from his belief that he cannot produce the “best possible legislative product” because of the Council’s allegedly tainted advice. There are no objective standards to determine when a legislative product is the “best” that it can be; such a determination necessarily rests on each legislator’s individual view of the countless variety of factors which go into the formulation of legislation. Were we to accept the pure subjectivity put forth by appellant Metcalf in his capacity as an individual legislator, the federal courts would become a forum for the vindication of value preferences with respect to the quality of legislation enacted by our national legislature. Such a role for the courts is clearly inconsistent with the “cases or controversies” limitation of Article III.
Id. at 188.
Just as a legislator’s view of what legislation is “best” depends solely on the value preferences of the legislator, so does Jur-nove’s notion of what is “humane” depend solely on his own value preferences. And no objective standard could possibly measure degrees of a concept — humaneness — that is based entirely on one’s subjective emotions. Under existing law, a plaintiff may establish a “concrete and particularized” injury when his interest in observing or studying animals is directly affected by the reduction in the number of animals to be viewed or studied. Today’s decision goes much further, recognizing an aesthetic injury based' solely on a plaintiffs subjective emotional response to something he sees. Under today’s decision, one’s individual preference in viewing animals in a particular way is thought to be constitutionally injured when government regulations’ do not require the animals to be kept in a way that comports with one’s taste. I would follow Metcalf and hold that such a purely subjective injury is outside the boundaries of Article III. The majority’s contrary conclusion amounts to constitutional recogni
The majority accuses the panel opinion of “import[ingj ... a requirement into our standing doctrine so late in the day” by requiring a diminution in the opportunity to observe in order to establish cognizable injury to aesthetic interests. Majority at 437. This statement fundamentally misunderstands not only our precedent but the nature of standing. No one was “importing” a new requirement. We simply have not been asked before to find standing where the sole alleged injury is an interference with the aesthetic taste of the plaintiff. To pass on that novel question at its first appearance is not “late in the day.” It is simply the first time it has been necessary to decide whether we will conclude that constitutional standing extends to an area in which it has not previously been asserted.
In short, Jurnove’s asserted injuries are not “traditionally thought to be capable of resolution through the judicial process.” See Valley Forge,
B. Causation
Even if I shared my colleagues’ belief that an interference with a plaintiffs aesthetic sensibilities absent a diminution in the opportunity to exercise those sensibilities is sufficient to make out the injury-in-fact element of constitutional standing, I still could not conclude that the plaintiffs had established that Jurnove has constitutional standing on the present complaint. Even if such an injury were cognizable, and even if the complaint has set forth that cognizable injury, their attempt at standing stumbles at the second stile: they have not established causation.
In analyzing the “causation” element of constitutional standing, we ask whether it is “substantially probable” that the challenged acts of the defendant — as opposed, for example, to the acts of an absent third party— caused a plaintiffs particularized injury. Florida Audubon Soc’y,
When a plaintiff asserts injuries attributed to “the government’s allegedly unlawful regulation (or lack of regulation) of someone else,” Defenders of Wildlife,
The majority concludes that Jurnove has met his burden of establishing that his claimed aesthetic injury is fairly traceable to government action. Jurnove’s argument, accepted by the majority, proceeds: (1) Jur-
The cornerstone of Jurnove’s claims of causation is that existing regulations permit the conditions that troubled him. Indeed, the majority stresses the fact that USDA’s repeated inspections of the Game Farm revealed no (or few) violations.
According to the majority, causation is established if a plaintiff demonstrates that challenged governmental action “authorizes” the plaintiffs injuries. But the majority uses the term “authorize” in a very loose way. For example, 9 C.F.R. § 3.81(a)(3) provides that “[individually housed nonhuman primates must be able to see and hear nonhuman primates of their own or compatible species unless the attending veterinarian determines that it would endanger their health, safety, or well-being.” According to the majority, this regulation authorized the Game Farm to house nonhuman primates out of the sight or hearing of other primates. Majority at 438.
The majority’s view of “authorization” here is beyond expansive. The regulation
The majority also addresses the causation of Jurnove’s alleged aesthetic injury in seeing squirrel monkeys housed next to adult bears “repeatedly walking over to the door and sniffing and acting very upset when the bears came near.” Jurñove Affidavit ¶ 11. The majority acknowledges that under existing regulations, “[njonhuman primates may not be housed with other species of primates or animals unless they are compatible.” Majority at 439 (citing 9 C.F.R. § 3.81(a)(3)). It emphasizes, however, that this provision is not applicable here because it does not “expressly regulate” incompatible animals housed next to each other, but in separate cages. Id. The majority’s causation analysis comes down to this: when a provision does not “expressly regulate” certain treatment, the regulations “authorize” such treatment. See also Majority at 442 (asserting that a regulation that included no “specific requirements governing the particular kind or number of enrichment devices” authorized the Game Farm’s decision to furnish a cage with only one swing). Surely this analysis proves too much. There are an infinite variety of things not “expressly regulated” by section 3.81, and according to the majority’s reasoning any injury caused by those things is fairly traceable to the government’s failure to “expressly regulate” them. I cannot subscribe to such a wide-ranging theory of causation.
I find frightening at a constitutional level the majority’s assumption that the government causes everything that it does not prevent. The majority rejects as “a false premise” the proposition that “[t]he proper comparison for determining causation is ... between what the agency did and the status quo before the agency acted.” Majority at 441. I submit that consistent with our constitutional tradition of limited government that is precisely the correct premise for causation. The cases offered by the majority, Investment Co. Institute v. Camp,
Telephone and Data Systems, Inc. v. FCC,
The remainder of the cases cited by the majority are simply a repetition of the same refrain. See Motor & Equipment Manufacturers Assoc. v. Nichols,
C. Redressability
I would further hold that Jurnove fails the test of redressability. To explain why I find his claims of redressability wanting, I offer this example, jurnove claims that he was aesthetically injured by viewing primates with inadequate cage enrichment devices. In particular, he states that he was disturbed by viewing a Japanese Snow Macaque housed in a cage with only one such cage enrichment device: an unused swing. Jurnove Affidavit ¶ 14. He takes issue with the existing regulation concerning such devices because they violate the Animal Welfare Act’s minimum standards mandate. The regulation provides that “[t]he physical environment in the primary enclosures must be enriched by providing means of expressing noninjurious species-typical activities.” 9 C.F.R. § 3.81(b). According to Jurnove (and the majority), these regulations authorized the Game Farm to keep primates in an offensive single-swing cage.
How would a judicial order invalidating section 3.81(b) and directing USDA to promulgate a new regulation redress Jurnove’s claims of aesthetic injury? Under Jurnove’s theory, to comply with the “minimum standards” mandate of the AWA, the new regulation would require certain specific cage enrichment devices to be included. But due to the fuzzy nature of Jurnove’s asserted injury, it would require sheer speculation to presume that any enrichment devices specified in a future regulation would satisfy Jurnove’s aesthetic tastes. We only know that Jurnove does not like seeing primates kept in cages with only one enrichment device. We do not know what conditions would satisfy his individual taste. We do not know, for example, how many enrichment devices Jurnove would prefer to see, or of what type.
This problem — how could we possibly know whether a future regulation comports with Jurnove’s aesthetic interests — is directly related to the nature of Jurnove’s claimed injury itself. When an animal viewer asserts an aesthetic interest in not seeing a species diminished, it is easy to tell when that injury is redressed: a judicial order may prevent the government from diminishing the species. But when, as here, a plaintiff asserts that a regulation has injured an unquantifiable interest (the plaintiffs own taste), it seems to me nearly impossible to redress such an injury by a general court order directing the government to try again.
Furthermore, as the majority acknowledges, an order directing USDA to promulgate tougher standards might result in the Game Farm’s deciding to sell its primates to another exhibitor who is willing to abide by the new regulation. The majority views this scenario as “proteet[ing] Mr. Jurnove’s aesthetic interest in observing animals living under humane conditions.” Majority at 440. It is difficult to fathom how this is so. As the majority acknowledges, Jurnove’s interest is in seeing particular primates — that is, the Game Farm primates — kept under certain conditions. But if the Game Farm primates are sold to another exhibitor, presumably Jurnove (who “enjoy[s] seeing [animals] in various zoos and other parks near [Ms] home,” Jurnove Affidavit ¶ 7 (emphasis added)) would not be able to see the Game Farm primates at all, much less under humane conditions. The relief he seeks may well result in his not being able to view the Game Farm primates at all. This too undercuts Jurnove’s claims of redressability.
III.
Marc Jurnove says that he objects to a federal regulation because it permits results that offend his aesthetic interests. Due to the majority’s expansive reading of standing doctrine,
I am reminded of Justice Powell’s remark that “Relaxation of standing requirements is directly related to the expansion of judicial power.” United States v. Richardson, 418 U.S. 166, 188,
It seems to me inescapable that allowing unrestricted taxpayer or citizen standing would significantly alter the allocation of power at the national level, with a shift away from a democratic form of government. I also believe that repeated and essentially head-on confrontations between the life-tenured branch and the*455 representative branches of government will not, in the long run, be beneficial to either. The public confidence essential to the former and the vitality critical to the latter may well erode if we do not exercise self-restraint in the utilization of our power to negative the actions of the other branches. We should be ever mindful of the contradictions that would arise if a democracy were to permit general oversight of the elected branches of government by a nonrepresentative, and in large measure insulated, judicial branch. Moreover, the argument that the Court should allow unrestricted taxpayer or citizen standing underestimates the ability of the representative branches of the Federal Government to respond to the citizen pressure that has been responsible in large measure for the current drift toward expanded standing. Indeed, taxpayer or citizen advocacy, given its potentially broad base, is precisely the type of leverage that in a democracy ought to be employed against the branches that were intended to be responsive to public attitudes about the appropriate operation of government. “We must as judges recall that, as Mr. Justice Holmes wisely observed, the other branches of the Government ‘are ultimate guardians of the liberties and welfare of the people in quite as great a degree as the courts.’ Missouri, Kansas & Texas R. Co. v. May,194 U.S. 267 , 270,24 S.Ct. 638 ,48 L.Ed. 971 (1904).” Flast,392 U.S. at 131 ,88 S.Ct. 1942 (Harlan, J., dissenting).
Id. at 188-89,
By expanding the definition of an Article III “Case” or “Controversy,” the majority increases federal judicial power at the expense of that of the political branches. I dissent from the majority’s unwarranted erosion of the standards for constitutional standing.
. I note that we are reviewing the district court's entry of summary judgment in favor of Jurnove and his co-plaintiffs. This fact determines our standard of review: "while a motion to dismiss may be decided on the pleadings alone, construed liberally in favor of the plaintiff, a motion for summary judgment by definition entails an opportunity for a supplementation of the record, and accordingly a greater showing is demanded of the plaintiff.” Wilderness Society v. Griles,
. The majority suggests, without record citation, that appellant’s concern is not with bribery, but rather "that the regulation gives exhibitors too much leeway to shop around for a compliant veterinarian and that placing such broad and unguarded discretion in the hands of the veterinarian in an exhibitor's own employ is an insufficient safeguard to protect primate well being.” Majority at 438-39. This does not change the applicable analysis. A claim of authorization through wide discretion is effectively the same as (or close enough to) authorization through failure to forbid as to fall far outside of the kind of express authorization required for Article III causation.
. The majority concludes that Jurnove has established prudential standing, as well as constitutional. Because I do not believe Jurnove has established constitutional standing, I find it un-necessaiy to address prudential standing here.
