MEMORANDUM OPINION
The Animal Legal Defense Fund (“ALDF”), a non-profit membership organization based in California, has brought an action under the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, to compel the Department of the Air Force to release documents pertaining to its plans to divest itself of over 140 chimpanzees. Pending before the Court are the Air Force’s Motion for Summary Judgment, the ALDF’s opposition thereto, and the Air. Force’s reply. Additionally, ALDF has moved to have this Court conduct an in camera review of the documents that-the Air Force has withheld. That motion also has precipitated opposition and reply briefs from the respective parties. For the reasons set forth' below, the Court denies the Air Force’s Motion for Summary Judgment and the ALDF’s Motion, for in camera Inspection.
I. BACKGROUND
To facilitate its aeronautical research during the 1950s and' 1960s, the Air Force assembled and maintained a colony of chimpanzees that it used to conduct various experiments. While continuing to harbor this collection of chimpanzees and their offspring, beginning in 1970, the Air Force elected to permit private and public organizations to use the animals for nonmilitary experiments. By 1991, however, the Air Force Chief of Staff had determined that it was no longer “appropriate to continue maintaining an Air Force owned chimpanzee colony.” Def.’s Mot. for Summ. J. (“Def.’s MSJ”), Decl. of Arthur L. Money ¶ 9. Organizing what became known as the Chimpanzee Divestment Tiger Team, the Chief of Staff sought studies and recommendations on how to dispose of the chimpanzees. During the summer of 1998, the Air Force
On April 27, 1995, the ALDF submitted its FOIA request to the Air Force. Six months later, the Air Force provided only thirty-two pages of responsive documents to the ALDF; it claimed that, though additional responsive documents existed, they were being withheld pursuant to Exemptions 4 and 5. See 5 U.S.C. § 552(b)(4) — (5). By letter dated November 28, 1995, the ALDF appealed the Air Force’s denial, which the Air Force did not acknowledge until May 2, 1996. Without having received any further response from the Air Force, the ALDF filed the present action on June 27, 1996. Several months after the ALDF initiated litigation, the Air Force released an additional 283 pages of redacted and unredacted documents. The Air Force maintains that it has validly withheld or redacted information pursuant to Exemptions 4, 5, and 6. See id. § 552(b)(4) — (6).
II. DISCUSSION
Unless requested records fit within one or more of nine specific exemptions, FOIA “requires agencies to comply with requests to make their records available to the public.”
Oglesby v. United States Dep’t of Army,
To enable this Court to conduct a meaningful review of the propriety of an agency’s claimed exemptions, the D.C. Circuit has held that “the Act also requires an agency in possession of material it considers exempt from FOIA to provide the requestor with a description of each document being withheld, and an explanation of the reason for the agency’s nondisclosure.”
Oglesby,
A. Exemption 5
Asserting the deliberative-process privilege, the work-product privilege, and the attorney-client privilege, the Air Force has withheld several documents under the rubric of Exemption 5, which protects “inter-agency or intra-agency memorandums or letters which would not be available by law to a party ... in litigation with the agency.” 5 U.S.C. § 552(b)(5). Pellucid and well-established precedent in this Circuit, however, compels this Court to deny the Air Force’s motion for summary judgment. First, the Air Force has failed to submit a sufficiently detailed
Vaughn
index and agency affidavit that demonstrate as a matter of law that it is entitled to judgment on its Exemption 5 claims. Second, by averring in the most conclusory terms
1. Deliberative Process
The deliberative-process privilege permits an agency to withhold “documents reflecting advisory opinions, recommendations and deliberations comprising part of a process by which governmental decisions and policies are formulated.”
NLRB v. Sears, Roebuck & Co.,
The Court need not reach the predecisional issue
1
because the Air Force has failed to establish that the documents contributed to the deliberative process. To demonstrate that withheld documents played a part in the “give-and-take” 'of agency decisionmaking, the Air Force “must establish ‘what deliberative process is involved,
and the role played by the documents in issue in the course of that process.’ ” Senate of the Commonwealth of P.R.,
Despite these clear requirements, the Air Force offers not a single description of any of the withheld documents. All that the Air Force has provided the ALDF and this Court are a conclusory affidavit and copies of the redacted
“Exemption 5, and the deliberative process privilege, reflect the legislative judgment that ‘the quality of administrative decisionmaking would be seriously undermined if agencies were forced to operate in a fish-bowl because the full and frank exchange of ideas on legal or policy matters would be impossible.’ ”
Tax Analysts,
This claim rests entirely on the affidavits of Major Roomsburg. Parroting the case law, Major Roomsburg states in her first affidavit that “[a]ny disclosure of the information withheld would impair the deliberative process of the Air Force by inhibiting full and frank exchange of views necessary with respect to such matters.”
Id. at 1070. Strikingly similar to the defective affidavit submitted by Major Roomsburg in Army Times, the declaration of Assistant Secretary of the Air Force, Arthur L. Money, in the case at bar states: “Public disclosure of the Air Force’s deliberations about divestment issues would have a chilling effect on the free and frank discussions necessary to arrive at an appropriate solution for the chimpanzees’ divestment from the Air Force.” Def.’s MSJ, Deck of Money ¶ 22. Such a conclusory assertion, especially when coupled with the Air Force’s failure to describe any of the documents and explain how they factored into the deliberative process, militates against granting summary judgment to the Air Force.
In
Senate of the Commonwealth of PueHo Rico,
this Circuit, though expressly disclaiming any attempt to provide “an encompassing definition of ‘conclusory assertion,”’ noted that “it is enough that where no factual support is provided for an essential element of the claimed privilege or shield, the label ‘conclusory’ is surely apt.”
Senate of the Commonwealth of P.R.,
2. Segregability
FOIA mandates that “[a]ny reasonably segregable portion of a record shall be provided to any person requesting such record after deletion of the portions which are exempt.” 5 U.S.C. § 552(b). Put to practice, “[i]t has long been the rule in this Circuit that non-exempt portions of a document must be disclosed unless they are inextricably intertwined with exempt portions.”
Mead Data Central, Inc. v. United States Dep’t of the Air Force,
In his declaration, Money attempts to dispose of the segregability issue with the single averment that no withheld document was “reasonably segregable because it was so intertwined with protected material that segregation was not possible or its release would have revealed the underlying protected material.” Def.’s MSJ, Money Decl. ¶ 17. This unsophisticated parroting of FOIA’s statutory language is patently insufficient. Such a blanket, conclusory statement defies the well-established precedent that governs an agency’s obligation to segregate nonexempt material:
[T]he withholding agency must supply ‘a relatively detailed justification, specifically identifying the reasons why a particular exemption is relevant and correlating those claims luith the particular paR of a withheld document to which they apply. ’
King v. U.S. Department of Justice,
Moreover, that the documents requested by the ALDF spring from a potentially controversial policy does not insulate the Air Force from FOIA’s segregability command or permit it to submit vague, nonspecific declarations about segregability. In
Armstrong v. Executive Office of the President,
By no means rich with detail or lavish with compromising revelations, the government’s affidavits in
Armstrong
were “reasonably specific” to permit the district court to make intelligent findings about segregability as to each document withheld. No such “specificity” lurks within Money’s declaration or the corresponding
Vaughn
index in this case. Therefore, if the Ah- Force continues to withhold documents from the ALDF based on Exemption 5’s deliberative-process privilege, it shall strictly adhere to these instructions: First, for each document in which information has been redacted or withheld based on Exemption 5, the Air Force shall “ ‘specify in detail which portions of the document are disclosable and which are allegedly exempt.’”
Schiller,
3. Work-product and attorney-client privileges
The Air Force invoked the work-product privilege component of Exemption 5 to withhold one document, and invoked the attorney-client privilege to withhold a different document. Both claims, like the Air Force’s deliberative-process claim, fail for lack of proof on essential elements. Looking initially to the work-product privilege, that doctrine “does not extend to every written document generated by an attorney.”
Jordan v. United States Dep’t of Justice,
Turning to the attorney-client privilege, this Circuit has held' that the privilege protects confidential communications from clients to then.' attorneys made for the purpose of securing legal advice or services.
In re Sealed Case,
B. Exemption k
Exemption 4 protects from disclosure “trade secrets and commercial or financial information obtained from a person [that are] privileged or confidential.” 5 U.S.C. § 552(b)(4). Invoking Exemption 4, the Air Force withheld two documents, each of which allegedly is a proposal for divestment tendered in confidence to the Air Force by Coulston International Corporation (“CIC”). “The test for whether information is ‘confidential’ depends in part on whether the information was voluntarily or involuntarily disclosed to the government.”
Bartholdi Cable Co. v. FCC,
In its Motion for Summary Judgment, the Air Force claims that because CIC submitted these proposals voluntarily, instead of under government compulsion, the documents were properly withheld pursuant to Exemption 4 based on Critical Mass. Although Critical Mass fashioned a less stringent standard to justify withholding documents that have been voluntarily submitted to government agencies, it certainly did not liberate agencies from their burden of proving that all essential elements of the exemption exist. To prevail under the Critical Mass standard, the agency must demonstrate that the withheld documents: (1) contain financial or commercial information; (2) were submitted voluntarily; and (3) are “confidential”; that is, they are “of a kind that would customarily not be released to the public by the person from whom [they] w[ere] obtained.” Id. at 879.
Based on Money’s declaration, it is not clear that the Air Force has satisfied any of the three elements. First, though Money states that CIC’s proposals contain “commercial and financial information,” he never offers any general description of the documents to permit the ALDF or this Court to test the accuracy of that claim. Yet even were that proffer sufficient to satisfy the first prong of Critical Mass, Money’s declaration falls short on the remaining two requirements. While the Air Force’s Motion for Summary Judgment suggests that CIC submitted its proposals voluntarily, see Def.’s MSJ at 5, nowhere in his declaration does Money aver that CIC’s submissions came to the Air Force “voluntarily.” Finally, and most glaring, Money never indicates whether CIC does not customarily release such information to the public. It is worth noting that unless Money would have personal knowledge about CIC’s customary practices, the Air Force will need an affidavit from an officer of CIC to satisfy this final element of Critical Mass. See fed.R.Civ.P. 56(e) (“Supporting and opposing affidavits shall be made on personal knowledge.... ”). Accordingly, the Air Force’s Motion for Summary Judgment with respect to Exemption 4 is denied.
C. Exemption 6
It is not clear that there exists any controversy over the Air Force’s Exemption 6 claims. The Air Force maintains that it has applied Exemption 6 only to withhold the identities of individuals.
D. In camera Inspection is not Warranted
Due largely in part to the Air Force’s abject failure to provide a proper Vaughn index and affidavit that describe the withheld documents in sufficient detail, and make adequate segregability findings with respect to
each
document, the ALDF has moved for
in camera
inspection of several representative documents. Although the ALDF’s concerns are understandable, the D.C. Circuit “has repeatedly observed that a district court should not undertake
in camera
review of withheld documents as a substitute for requiring an agency’s explanation of its claimed exemptions in accordance with
Vaughn.” Spirko v. United States Postal Serv.,
[t]he district court ‘should first offer the agency the opportunity to demonstrate, through detailed affidavits and oral testimony, that the withheld information is clearly exempt and contains no segrega-ble, nonexempt portions.’ The agency must provide a Vaughn affidavit explaining its reasons for withholding the documents so -as to alert the FOIA requester to the nature of the documents and the claimed exemptions and allow the requester to challenge the agency’s assertions.
Spirko,
Because
“in camera
review should not be resorted to as a matter of course, simply on á theory that ‘it can’t hurt,’ ”
Quiñon v. FBI,
Although the Court has denied ALDF’s request, let there be no misunderstanding about the Air Force’s obligations and this Court’s willingness to enforce the provisions of FOIA. As the D.C. Circuit recently held: “If [in its second attempt] the agency fails to provide a sufficiently detailed explanation to enable the district court to make a de novo determination of the agency’s claims of exemption, the district court then has several options, including inspecting the documents
in camera,
requesting further affidavits, or allowing the plaintiff discovery.”
Spirko,
For the foregoing reasons, the Court denies the Air Force’s Motion for Summary Judgment. In doing so, the Court does not eschew the substantial burdens and costs that the Air Force will incur. Nonetheless, FOIA articulates a “general philosophy of full agency disclosure,”
Jordan,
requires us to demand more detailed information than the [Air Force] has submitted in this case. Faithful implementation of the statute adds significantly to the resource costs an agency— and we might add, reviewing courts— must bear if the agency chooses not to disclose material. The costs must be borne, however, if the congressional policy embodied in FOIA is to be well served.
Senate of the Commonwealth of P.R.,
An accompanying Order sets forth a briefing schedule that establishes deadlines for the Air Force to submit a detailed affidavit and Vaughn index. It also sets dates by which the parties are to file cross-motions for summary judgment. If the Air Force does not file sufficiently detailed materials, the ALDF may renew its motion for in camera inspection when it files its cross-motion for summary judgment/opposition to the Air Force’s motion for summary judgment.
ORDER
For the reasons expressed in the accompanying Memorandum Opinion, it is, this 16 day of February 1999, hereby
ORDERED that Defendant’s Motion for Summary Judgment [# 14-1] shall be, and hereby is, DENIED; and it is
FURTHER ORDERED that Plaintiffs Motion for in camera Inspection [# 22-1] shall be, and hereby is, DENIED; and it is
FURTHER ORDERED that the parties shall adhere to the following briefing schedule for cross-motions for summary judgment:
Defendant’s Motion for Summary Judgment, Vaughn index, and agency affidavits Plaintiffs Cross-Motion for Summary Judgment/Opposition to Defendant’s Motion for Summary Judgment Defendant’s Reply/Opposition to Plaintiffs Motion for Summary Judgment Plaintiffs Reply April 16,1999 May 7,1999 May 21,1999 June 4, 1999; and it is
FURTHER ORDERED that the Defendant shall comply strictly with the requirements set forth in the accompanying Memorandum Opinion; and it is
FURTHER ORDERED that, without minimizing any other requirement, the Defendant shall be particularly careful to provide, through its Vaughn index and agency affidavit, “a description of
each document being withheld, and an explanation of the reason for the agency’s nondisclosure,” Oglesby,
FURTHER ORDERED that, without minimizing any other requirement, the Defendant shall be particularly careful to submit “reasonably specific” statements concerning segregability for each document withheld.
SO ORDERED.
Notes
. In addressing the predecisional inquiry, the ALDF suggests that regardless of whether these documents preceded an eventual Air Force policy, they may not be withheld because the Air Force has already decided on its final policy and has no plans to revisit it. The Supreme Court, however, has already rejected this argument. Observing that government debate will be chilled if officials fear that their discussions will ultimately be exposed to the public eye, the Court held that "[i]t follows that documents shielded by executive privilege remain privileged even after the decision to which they pertain may have been effected, since disclosure at any time could inhibit the free flow of advice, including analysis, reports, and expression of opinion within the agency.”
Federal Open Mkt. Comm. of the Fed. Reserve Sys. v. Merrill,
. For the same reasons that the Court denies the ALDF’s Motion for in camera Inspection, the Court also denies the Plaintiffs request to take discovery.
