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Angarano v. United States
329 A.2d 453
D.C.
1974
Check Treatment

*1 vеsted in hardship under the discretion Super.Ct.Dom. sentence of

by the second by dispensing publication 4(j)

Rel.R. it that if the newspaper.

in a I take second publica- requiring had an order issued Reporter, only Washington

tion Law periodical specified 4(j), in Rule recognize that such an order was scope

well of its discretion within the publication in cost between

the difference Reporter paper preferred showing

the movant was No $7.50. inability pay differ-

was made of

ence. ANGARANO, Appellant,

William J.

v. STATES, Appellee.

UNITED Appellant, LONG,

Richard H.

v. Appellee. STATES,

UNITED Appellant, McKOY,

Lucius Frank

v. STATES, Appellee.

UNITED BARNES, Appellant,

Gertrude Appellee. STATES,

UNITED

Joseph RUSSELL, Appellant, STATES, Appellee.

UNITED

Nos. 7312 and Appeals.

District of Columbia Court

Dec. *2 Lefstein, Robert Weinberg,

Norman Jeffrey Freund, Washington, C., ap- D. for pellants. Titus, Jr., Atty.,

Harold H. U. S. Pease, Terry A. and William D. Asst. John Attys., appellee. U. S. for Canfield, Jr., Austin N. F. and David Webster, C., Washington, D. amicus curiae Bar Association of the District Columbia.

Charles and David T. Duncan N. Webs- ter, C., Washington, D. amicus curiae Board of The District Governors Columbia Bar. KELLY, REILLY, Judge,

Before Chief FICKLING, GALLAGHER, KERN, NE- BEKER, YEAGLEY, HARRIS, Asso- PAIR, Judges, Judge, ciate Associate Retired.1 HARRIS, Judge, Associate with whom REILLY, Judge, Chief NEBEKER and YEAGLEY, PAIR, Judges, Associate Retired, Associate Judge, concur: Reconsideration sought en banc been of the decision division of the court Judge particii>ated judge pursuant PAIR in the resolution came that of a retired to D.C. .Judge prior of this matter as an Associate Code 11-1502. April 14, 1974, on which date his status be- ment, represented by attorneys them- in these have not been (which cases con- who obliged solidated but which have been considered selves are to be members of bar, together vigorously opposed filing unified for the convenience parties). Angarano brief tendered on behalf of the Dis- Bar, D.C.App., contending trict of that the Columbia A.2d not, “may consistently unified bar with the light motion is of the dis- denied. *3 Amendments, senting expressed by First and Fifth and without views our brothers Gallagher Kern, position creating significant of in- the of the issues of conflict terests, partisan positions mаjority briefly take should be stated with re- mat- aspects spect ters being litigated in the to three of these District of Co- cases. 3 party.” lumbia courts it is not a to which The the I. Brief of There no doubt that the constitutional District Columbia Bar of submission, problems presented by the of an purportedly amicus brief the expressing One concomitant the extensive Dis- of position membership of the total of a com- reorganization trict of Columbia court de- pulsory question by bar on a to be decided by Congress creed the creation 1970.was See, this court are g., serious ones. e. generally this court of what is referred Donohue, 820, Lathrop 367 U.S. S.Ct. Acting to as unified the au- bar. under 1826, (1961), particularly 6 L.Ed.2d 1191 thority 1973, 11-2501, of Code D.C. dissenting opinions the of Mr. Justice adopted rules, a number of one of Douglas Black and pp. Mr. at Justice membership which made in the District of 877, 1826, 1191, re- L.Ed.2d compulsory lawyers Columbia Bar for all spectively. considering petition In practice admitted jurisdiction. in this case, reconsideration en banc a ma- This is in contrast to the nature of the jority of the court concluded that it is un- long-established Bar Association of necessary problems resolve those now. District (and of Columbia a number of Accordingly, accept it was decided to other bar associations in jurisdiction), brief one filed on behalf the Board in which membership voluntary. of Governors of the unified bar. The con- stitutional concerning filing issues of a The Public (PDS) Defender Service brief supposedly position representing the sought reconsideration en banc the divi- ancillary еntire bar are to the basic sion’s decision. Amicus curiae briefs were question us, now before our decision to tendered on behalf both the District of refrain resolving Columbia them this time Bar and the Bar Association of the District govern- See, was unique.4 Columbia.2 The neither abstruse nor e. quite similar; government position The two briefs are both are took no on the mer- principally attorney. withdraw, attributable same its of the PDS motions to apparently prompts minority. One draft ratified comment See Association; Opinion Judge Gallagher 459, Board of Directors of the Bar n. 3 and slightly government’s apparently different draft was rati- silence on that infra. question identity fied the Board of expected; Governors of the uni- was to be bar. fied defendant’s counsel of no concern to the government. 3. No referendum of the unified bar’s mem- bership questions pre- 4.Indeed, length discussing was conducted on the after at some anyone indication that is no There sented. belief Board Governors of properly may other than the members of the Board of Gov- bar brief unified file amicus brief, anyone membership, ernors considered the or that on behalf of entire our parties proceedings Gallagher acknowledges other than even brother that: “It imprudent knew that an amicus brief had been tendered would be to consider here the con- filing. stitutional claim on the . .” merits Opinion Judge Gallagher infra. reasoning of

g., Thirty-seven ting judges forth the United States Photo two grant who voted to graphs, 402 motion. While S.Ct. U.S. particular dispose did L.Ed.2d division it, ‍‌‌‌​‌‌‌‌​‌​‌​‌‌​​​​​‌​​‌​‌​‌​‌‌​​‌‌‌‌‌​​‌​‌​​​​‌‍narrow in no before sense did its action constitute “decision” of the II. The Procedural Posture contemplation court within the of either M. the Case Ryan, D.C.App., A.P. v. 285 A.2d 310 colleagues express dissenting Our (1971), 40(c). specifi- or our Rule More thought “ignored” cally, perfunctory ruling on the motion denying petition our court’s Rule the Smith could not and did fact, for reconsideration banc. en bind future divisions which be asked expected, would be Rule 40 was considered to decide similar motions. view, carefully by majority. In our Meanwhile, separate motions to *4 dissenting a statements reflect reluc- the five cases now before us accept procedural tance to a concept which came on for before a consideration division majority indispens- an considers to be composed Judge Reilly of and Chief aspect functioning proper able of the of an Judges by Kelly Concerned and Nebeker. appellate court. the rash to withdraw of motions PDS appellate upon apparent counsel based as States, our Smith v. United No. sertions of ineffectiveness of trial PDS attorney 30-page filed a one PDS brief on counsel, the a new division concluded that the merits appeal, presenting of the a num- promulgated. decision should A draft be ber of issues. None related to the possible opinion by and was written circulated counsel, ineffectiveness trial who had majority court, Judge to the full Kel been another member of the PDS staff. ly opinion duly dissenting. became The 1, 1973, government On filed June adopted, issued, published. Thence 9, 1973, July brief on the merits. On a forth, Angaranо decision —

third filed a attorney PDS motion for States, supra part a of the —constituted leave to withdraw. Exclusive of few ci- body jurisdiction, of law in this absent tations, the entire text of that motion was rejection by a court en majority appellant as follows: “Counsel for is com- banc or Supreme reversal Court. pelled to respectfully request to with- leave See, g., States, e. Robinson v. United draw from and counsel have new U.S.App.D.C. 325, 272 F.2d 554 (1959). to case due to ethical considerations.” sincerity We have no doubt of the of the Reference to citations in that expressed PDS, views the Bar Associa- motion indicated appel that the new PDS tion, the Board of Governors Dis- attorney late may felt trial trict Bar, dissenting and our Columbia have been point ineffective to the of de colleagues. However, majority priving the appellant of his constitutional court en banc considers the standard set rights (although the motion itself did not forth in Angarano to be correct. With the state). so The motion was considered heavy demands being are which made division of the consisting Judges time, our pointless be —indeed Fielding, Kern, Gallagher. July On go wasteful —for the court en banc to 26, 1973, Judges Gallagher Kern and voted achieve the same result the majority grant Judge Fickling dis motion. already considers a division to have sented. Leave to granted by withdraw was Hence, reached correctly. prior deci- means simple, of a typed order. The divi supplemented sion of (as sion’s disposition intended of the motion opinion) controlling remains as a result оf was not circulated other members of the denial petition for reconsidera- opinion no was written tion set- en banc. important call defense witness without III. The Merits justification. words, to In other tactical Issue Withdrawal good showing enough make a faith it is appropriate A few basic comments are ‘legitimate giving issue’ rise identify truly what is in these cases. as to issue automatically claim, which of course us, effect, and the It seems to that PDS anything excludes frivolous or insubstan- organizations apples, bar discussing two are Judge tial.” Opinion Gallagher 474— majority is discussing oranges, 475,infra. dissenters are discussing tangerines. PDS,

positions majority, po is seen that the It thus ultimate minority may dissenters sitions of the be characterized succinct- ly as far apart. follows:5 is not (1) PDS contends faith,” permitted “in absence bad whether of evidence of PDS with permitted should be withdraw draw at the level if a real ques upon the alleged “that he tion exists as whether naked assertion ineffec duty conflict attorney may situation tiveness of a arising pursue a in- proportions. nonfrivolous claim reached constitutional See against Thompson D.C.App., effectiveness member of United a fellow A.2d 766-767 If such a agency”. his law firm or The division con opinion Angaraño exist, assuredly flict following includes the of interest does most two statements: “The is certain- leave threshold to withdraw should and would *5 higher ly nonfrivolity. granted. in such is cases than PDS seeks carte What blanche ** * appellate handling to from We think the better test is the withdraw applied any one the trial which was when deter- casе tried anoth [in court] mining attorneys, er necessity hearing simply by stating for a on a collateral attack that asserting present. “ethical considerations” are ineffective as- position rejected by sistance of That is counsel. That is—does the all mem contention, true, majority goes if bers of the court. entitle pleader relief; or, prima is a from conclude that of con- there to we have facie case stitutional obligation satisfy apparent?” prima ineffectiveness ourselves that a 312 facie (citations omitted). A.2d 298 of constitutional ineffectiveness “Again, granting we state that exists upon ... before leave to withdraw.6 an attack 738, California, trial counsel is a 386 device be Anders used on U.S. Cf. appeal except 744-745, 1396, 493 S.Ct. 18 L.Ed.2d most severe cases of glaring ineptitude.” (1967). at 300. A.2d (3) dissenters take middle-ground a question, Beyond none of the ma

position, rejecting position but PDS jority appellate having a at envisions PDS stopping short of majority’s view: through torney attorney a trial attack PDS “. . . it is appel- our view when that arguing constitutional ineffectiveness late counsel finds himself in this [ethical] problems, it predicament considering these counsel. need advise the court of the nature of relationship his close must be mind that few claims with borne trial counsel . a properly be general and state in ineffectiveness raised terms issue, as, Appellate such from a appeal asserted failure direct conviction. any organization impute 5. The two bar do we bad faith In no sense briefs contain Opinion Gаllagher concepts Judge recitations of various See PDS. Rather, position agreement, 468, which we are in full our but briefs infra. stop are, showing” “prima recommending spe- “good somewhat short of facie faith” essentially this, showing setting cific standard as to iden- such should granting be made to warrant leave to with- tical twins. general tenor, however, sup- draw. Their portive position of PDS. prima issue exists facie ineffectiveness be- confines of the by the courts are bound withdraw, grant leave to fore we will them, (1) and the vast records before appoint (who will new be raised questions must of ineffectiveness then to assert such would decide whether through a collat initially the trial court an issue in seek collateral pursuant this court or to to D.C. eral attack advanced Further, court).9 relief in irre- 1973, [or, depending Code 23-110 spective par- treatment of circumstances, Superior court’s under Court case, appointed ticular no bar there is Criminal See United 32(e) Rules 33].7 to the trial Mandello, 1021, going counsel’s 426 F.2d 1022- States point hearing possible need for a out (4th Mitchell v. Unit 1970); Cir. cf. 57, question. on an U.S.App.D.C. ineffectiveness 259 F.2d ed denied, cert. U.S. (1958).8 The correctness L.Ed.2d 86 herein, pleading In an earlier readily proceeding in a fashion ac such stated “strongly that its Trustees Board knowledged minority. Opinion by the See recommended that the Public Defender of Judge Gallagher at infra. Service seek leave to specific cases, any preju and that to avoid sure, any collateral at To be dice the cases specific clients not be tack advanced in the trial court under § discussed in The contention detail.” upon allegations 23-110 which is based the disclosure which we hold to be ineffectiveness, if the trial court concludes necessary prejudice a client strikes held, hearing non-PDS all, illusory. us if an After ineffective attorney original if the should be question ultimately ness considered See, agency. trial counsel e. was with presenta and decided a full g., People v. Ill.2d 230 N.E. Smith, 37 tion must be made someone some proposition, 2d Yet ob point. apparent We can understand the is, vious as it what is not the court has required say desire of PDS not to be dealt with in In the these cases. decision *6 anything suggest particular which which we now decline to reconsider en ly poor performance by any member of its banc, directly deal court did not with staff, able accept but the argu we cannot type of showing which should be made ment preliminary that a limited disclosure the trial to seek to court to a prejudice motions division new counsel raise to an ineffec appellant’s rights. tiveness issue level. What say feel obliged did is that we re to Petition en for reconsideration banc de- nied. adequate specific showing ceive an that a purposes which decided it two members of For collateral included of a attack on a minority conviction, case. There § 23-130 is vir D.C.Code tually indistinguishable part argued counsel in his own ineffective- from 28 U.S.C. (1970). ness as trial The court stated that 2255 counsel. be avoided” such “conflict should and noted States, also See Bruce v. United 126 U.S. situаtion, properly in such a App.D.C. (1967) ; F.2d 113 379 United Id. should seek leave to withdraw. Nonetheless, at 718. (4th Fisher, States v. F.2d 477 300 Cir. did not find it neces- the court 1973) Davis, ; United 436 States F.2d 679 sary readily appoint counsel, to and re- new (10th Dyer 1971) ; Cir. solved the issue on its merits. ineffectiveness U.S.App.D.C. 312, 315, F.2d (This merely factual, reference to Bhelton is (1967) dissenting). (Bastian, J., any way encourage and to is not intended argue appointed appellate to tlieir own opinion

9. Of interest is this court’s recent trial.) ineffectiveness at States, D.C.App., Shelton v. A. United 2d division of the court problem is this jurisdiction with Judge, GALLAGHER, Associate —and the D.C. briefs of is discussed which and FICK- Judges KELLY whom Associate Bar Association.2 Since D.C. Bar and the join, dissenting: LING filing the brief accepted has for court’s by the addressed proceeding refer need Bar Association the D.C. statement, this dissent orders further our discussion it no filed, has two facets: the discussion amicus issue. We confine accept the failure of the court to (1) asks Service the Public Defender (1) curiae the brief amicus on behalf our go pursuant en banc this court the Pub Bar itself denial of D.C. a con in order resolve 40(c)(1) Rule rehearing lic Defender motion hearing decisions of two flict between prior en banc denial of motions alleges court, and also of this divisions appellate representation from Angarano v. court’s that this decision separate criminal five cases. States, D.C.App., A.2d United contrary “to analysis adopts an (1973), premises the adver

the fundamental I. system in accord sary precedent”; existing court, pursuant Bar moved this The D.C. D.C.App.R. 29, permission to file a Bar and (2) the District Columbia requests supporting amicus curiae brief District of Bar Association of the (PDS) to with- Public Defender Service Bar Associa- Columbia D.C. [hereinafter rep- grounds draw on asserted to be believe issues raised both tion] pend- appeals resentation in five criminal importance ask leave of of sufficient this court. This motion of before file extensive this court to the rather Bar for leave to file as amicus was D.C. they amicus curiae briefs which vigorously opposed by government,3 proffered.1 reply.4 Bar filed The court Bar’s mo- denied D.C. tion for leave to amicus file its brief as This court ruled on the mo- follows granted curiae but Bar Associa- D.C. tion of D.C. Bar: request tion’s disagree to do so. We consideration On the motion for relate will our views on the net effect leave to file brief amicus filed curiae this ruling, viewed realistically. Duncan, President, Charles and David At all, Webster, member, the root it the Dis- Public Defender each of N. *7 question pleadings Service raises a Bar, under the Code trict of Columbia of Responsibility support opposition Professional thereof and in —an question relating thereto, practice it the afore- appearing of law from proffered by Instead, opposition 1. Tlie briefs came Bar this did not occur. very party government, Bar Association much the same as a from the which positions object, normally right as their are the same. a has a criminal particular standing this but it is without 2. The Bar D.C. is what is known as a unified question. The tlie case to raise constitutional bar, integrated sometimеs called an bar. It government opposition filed to the had no compulsory membership is a bar and came motions the Public Defender into existence rule of this court after a as counsel. of referendum members of the Bar D.C. As- favoring ju- sociation a in this unified bar Attorney also 4.An Assistant United States Association, risdiction. The D.C. Bar relating affidavit to the activities filed an hand, voluntary a other is association of law- study Bar Committee of D.O. jurisdiction. yers in this bars, of activities of other unified related thought 3. One if there were United States that committee Assistant opposition Attorney to it from would have come is a member. among membership Bar but of D.C. 460 practicing bar within would come “The Board of

said motion that Gover- particular purpose. this brief should nors believes that any event, the sense of the order it . be filed explanation majority’s of it are elusive. is directed that the Clerk ORDERED As we of read our rules elected Board brief as a to file aforesaid brief filed 7 represents and, Governors the Bar there- of the Board Governors behalf of of fore, purposes par- practical for all [Empha- of Bar. District Columbia ap- ticular case it is the Bar. No member sis added.] pears here and asserts otherwise. actually obscure because The order is concept of a unified bar leave a motion for was involved was what forms new one. It exists various now Bar, “on not someone file the D.C. plus in at least of 29 states the District Yet of Governors.” of the Board behalf Among the Columbia and Puerto Rico. ex- order preamble to the adopt a uni- earliest states to some form of ‍‌‌‌​‌‌‌‌​‌​‌​‌‌​​​​​‌​​‌​‌​‌​‌‌​​‌‌‌‌‌​​‌​‌​​​​‌‍purely collat- tracted of out context fied are: bar Bar’s memoran- in the D.C. eral footnote statement support the motion the dum — North Dakota 1921 believes Board Governors “[t]he — Alabama 1923 filed ... this should brief — Idaho 1923 sup- and, .” this as the — New Mexico 1925 file port, this directs the Clerk to court — California 1927 the Board brief “on behalf — South Dakota 1931 5 difficulty have further We Governors.” — Utah according understanding the order because — Arizona the Board of to the rules of — Washington management charged with the Governors — Kentucky Bar the affairs direction of — Texas IV, ; (Rule and one of 1) Section — Oklahoma purposes (affairs) of the Bar is “to safe- guard proper professional interest I, newly It is not uni- (Rule unusual formed the Bar” members of Section fied bar that there be certain glance, appear amount of

2). At it would rather opinion difference of as to its role likely legal proper question us ethics that a Furthermore, V, D.C.App.K. 4 entitled 5. The footnote the Bar’s motion states: Cummings al., PUBLIC EXPRESSIONS states: In United et States opinion in- Bar on matter No raised A.2d 229 major public volving legislation appropriate interest whether for The District major importance or of amicus or concern of Columbia Bar file briefs as publicly ex- members of the Bar shall be curiae. At time the Board of Gov- pressed study the Board of unless authorized a committee to ernors convened report question. Governors. on this The committee yet reported, the Board Gov- but government it- 7. At time does the аddress no ernors believes never- brief relating man- self to this court’s rules importance *8 be the of theless because of filed Plainly, agement operation of the Bar. [Emphasis question Bar. the to the added.] with in these rules would have to be dealt any proper D.C.App.R. IV, of the role and serious discussion 6. 1 reads: functioning managed of the Bar. Bar shall be The affairs of the by a Board of con- and directed Governors Lathrop 230, Donohue, 8. v. 10 102 Wis.2d sisting officers of the Bar and the of the (1960), aff’d, 820, N.W.2d 404 367 U.S. 81 past-president Bar, immediate of the who Applica 1826, (1961) ; L.Ed.2d 1191 S.Ct. 6 Board, of the shall be ex members officio 101, Ass’n, Mont. tion of Montana Bar 10 by the members and fifteen members elected (1962). 368 P.2d 158 prescribed Bar manner the the By-laws.

461 procedural right of normally the accorded Apparently that is what and function. party be heard on whether litigating a question concerns This the here. for fil- be received an amicus brief should appears the of at times arise in context govern- ing, that here the the fact remains opposition the entire con fundamental on raising ment is a constitutional cept g., e. In re of unified bar. See Uni uncomplaining of Bar, behalf unnamed Hampshire 600 fied 291 A.2d New rights, it constitutional Donohue, 10 members whose Lathrop v. (N.H.1972);9 aff’d, says, government be violated. The would 230, (1960), Wis.2d 102 404 N.W.2d says con- Bar’s “intrusion” is “direct 1826, 820, 6 367 81 L.Ed.2d 1191 U.S. S.Ct. , interests of certain flict with stated ; As (1961) of Florida State Bar Petition sequ [Emphasis sociation, its own members.” (Fla.1949). added.] 902 40 So.2d Con any support record We are not aware ently, discussion constitution D.C. Bar for this No individual assertion. ality specific is found Bar-activities oppor- has court for the member askеd this cases challenge where there is a opposition to the Bar’s mo- tunity to state constitutionality of a bar itself. unified See, Donohue, tion. Lathrop g., supra, e. v. Olah, 497,

Sams 225 v. 169 S.E.2d 790 Ga. (1969), denied, body cert. U.S. is of law in the state 397 There Gibson, In (1970); bearing upon L.Ed.2d 94 re courts the nature and activi bar, 35 N.M. P.2d g., ties of a unified e. In re Unified Hampshire Bar, supra (Should New extraordinary But what about integrated); bar Bd. of Florida Bar case is that the court has obfuscated Action, (Fla.1969) Gov. So.2d 323 Bar’s motion because of “constitutional (Should the on behalf Board of Governors problems” when fact no member support Bar advocate for electoral for opposing D.C. Bar is Bar’s motion Olah, supra Constitution); revised Sams v. asserting leave to file and no member (Whether the Bar Act was constitu State denial of or her rights. constitutional ; Day, tional) Button Va. Instead, government, which of course publish (1963) the Bar (Should S.E.2d member, is not a asserting, presumably ; newsletter) Axel Bar v. State Wis on behalf of some and unnamed unknown consin, 661, 124 21 Wis.2d N.W.2d member, that the Bar’s motion should be (Should have a referendum (1963) the Bar ground denied on appearance an whether to endorse nominations as amicus on the here involved issue Donohue, ; su bench) Lathrop federal inevitably infringement upon be an pra integrated bar is consti (Whether an First and Fifth rights Amendment of some ; tutional) Bar of Florida Petition State unidentified members D.C. Bar.10 Association, (Whether the Bar supra ; Gibson, supra In re integrated) It will being be recalled that this issue is (Whether integrated bar is an constitution raised in the appeal context of a criminal al; Superior Court, 207 Cal. State Bar v. where claiming no individual defendant Bar seek (May 278 P. 432 that his constitutional rights being vio- practicing law sitting judge disbar be, lated the D.C. it Bar. While earlier, we said government bench) has while ? But because (due interesting This recent decision has an Fifth dis- context of the Amendment scope process) government cussion “there unified bar asserted that activities. membership as a is whole, indication that no thereof, government portion significant has Tlie contends that the “First or permit compelling fully apprised in- has been Amendment does not such a brief been attorneys financially filing belong in- dividual been to and submitted support organization points argued parti- specific which takes formed of the *9 positions being litigated san on in matters brief.” the courts.” non-justiciable one, posture in of issue in this somewhere the Bar must the have disa- greed position.11 we feel it would be to discuss with the Bar unwise will We these decisions in order to the issue not take that decide lure.12 presented by government. the will We to, then, What it comes since that rather, leave this to day or, another until judicially opposi- there no cognizable was such time may as we par- have before us a tion Bar’s file motion for leave as qualified ty the a factual raise issue on amicus, this court had alter- no reasonable It record. would imprudent be to consider it, native to routinely grant having but the here constitutional the claim merits on protect, here interest except no perhaps all since theorizing have is that judicial some- the interest. So we dissent. majority gov preme 1 1. The AVisconsin, that seems to state the of Court in order standing legitimate ernment has to raise the First further the in State’s interests though raising quality services, professional Amendment issue in this case even no the of complained may constitutionally require of Bar member protested, the has about nor costs that the sought on, improving profession nor leave be heard the in fashion of support subjects Bar In the action here involved. of should be shared the and bene- standing regulatory program, this statement on to raise a con ficiaries of question lawyers, though organization stitutional relates even creat- government, represented by objective engages that neys attor ed to attain the in also “ftlhe obliged legislative activity. who themselves are to be mem- some at [Id. bar, vigorously opposed omitted; bens at 1838.] S.Ct. em- [Footnote unified filing phasis of the brief on behalf added.] tendered may noted, parenthetically, the District of Columbia Bar . . ..” It (Emphasis added.) Lathrop legislative activity by We find it start was would the Bar ling government attorneys, repre question ; while here it is not. senting may concurrently concurring government, judgment, In Har- Justice private interests, lan, joined Frankfurter, assert their and would have Justice felt standing clothing to do so issues should all have been somehow constitutional Bar, government private (un with their interests reached and decided the side of the declared) Supreme agreeing members of the Bar. thus with the Court “ Justice Harlan stated . Wisconsin. why 12. While become we do not reach because we I not understand it should the issue do ap- qualified have no one before to raise the for use us unconstitutional pellant’s the State Bar to pur- question, very Supreme fulfill constitutional Court’s dues to some of the Lathrop Donohue, poses decision which was established.” 367 U.S. at [Id. 1841.] 81 S.Ct. 6 L.Ed.2d at S.Ct. illuminating. actual That case' involved member- It seems me evident ship in, Integrated appellant’s complaint by, Bar “com- activities core pelled as to presented of Wisconsin. It constitutional the identification affirmation” might (a) (b) objects questions rights to which he of association with causes speech. plurality tracing some of the free problem A had no arise from conceivable Justices support, rights but con- his dues their is his of association use of but Integrated Bar. the record a sound association with the cluded did not afford forced deciding 860-861, speech at 81 S.Ct. at [Id. 1847.] basis free Douglas constitutionally dissenting, Justices Black and whether member ques- sup- “compelled reached both constitutional to contribute his financial would have port political opposes.” In so he reversed the state court. activities which tions and usually case, Black, 845-848, [Emphasis viewing Justice [Id. 1840]. S.Ct. at “balancing approach” did, rejected plurality there The of the added.] Court Harlan, referring legislative political activities. Amendment utilized Justice First interesting thing plurality stating: never- “balancing” argument hesitancy saying identi- that: here is had no theless recently produced purport practice the bulk cal to that which [b]oth liberty-stifling function, long decisions Bar line of State activities serve “self-preservation.” reasonably . [Id. at least so name of or believe, Wisconsin elevating at 1853.] the educational Douglas bars observed that unified standards to the end of of the Bar Justice goose- “professional improving legal put people quality into service brigades brigades” State, stepping people and “[t]hose without available to the process. compatible political It with the First Amendment.” reference to the 884-885, legitimate 1859.] S.Ct. at [Id. be denied that this is cannot policy. state the Su- end We think *10 members, inci- whose of Trustees Board

II by Judges dentally, are the Chief Defender turn now to Public We Appeals for United Court of the States en petition rehearing for (PDS) court, circuit, States this the United this grounds banc on the that this court’s (1) Court, Superior Court and District States, su- Angarano in decision v. United the District Columbia.14 Commissionerof pra, prior deci- is in direct with a conflict PDS, doing, says so Board sion of this court in Smith “strongly Trustees recommended that the dated D.C.C.A. No. Order Defender leave to Public Service seek analysis adopt- “the July and (2) cases, specific withdraw from the and fun- counter to the ed runs [the court] any prejudice specific to avoid to the premises adversary system of the damental clients cases not be discussed existing and is not in accord with And, finally, detail.” both the Bar D.C. precedent.” and the urge D.C. Bar Association withdrawal allowed supra, While, deci- Angarano, unlike grounds, a seriously factor we should con- Fick- (Judge sion the merits division sider. Smith, supra, ling, dissenting) unreported order, rul- as is the custom in Turning first to the matter of decisional motions, ing upon most the fact remains conflict hearing between the divisions of

Smith a decision "this was nonetheless court, this it appellate is traditional court, and was after rendered a full-blown policy, reasons, court for obvious to avoid argument.13 oral hearing direct decisional conflict between divisions especially on issues Angarano It seems undeniable importance public to the and the Bar. fact, Smith As a are matter of conflict. Ryan, stated in A. P. We M. D.C. recognized this court stat- this was so and App., 285A.2d (1971) that: ed specifically Angarano, so supra, that, Beyond A.2d at 296 n. policy, As a matter of internal knows there is a be- conflict the issue adopted the rule that no of this division divisions; tween the two hearing prior court will overrule decision Service, Public Defender which was this court . . and . . . such . only moving party cases, in these also be- accomplished by a result can only be lieves and states there is this conflict. en court banc. [Footnote omitted.] There is additional factor that is- importance provided part sue practice is one of to the In our Rule 40(c) jurisdiction hearing rehearing law in this that “a party rais- [en banc] issue, ordinarily Service, not favored will not be or- Public Defender represents except by the high dered consideration de- when volume criminal necessary full to secure or main- system. fendants this court court There is the tain consideration, uniformity further its decisions . we do lightly, position adopt- [Emphasis take reason for that the ethical added.] practice ed before this courts is so elementa- the Public Defеnd- ry Service, extended er discussion unneces- which we discuss ful- will more sary.15 ly, was taken at their the instance of exception, hearing disposition banc are the 15.En courts of the motion They extra- when panel rule. convened assigned were heard before the ordinary exist call circumstances merits because the motion was consideration and decision authoritative filed after case was briefed and calendared charged administration those development argument. law of the circuit. appear, en banc When such circumstances 14. D.O.Code 2-2223. effective make more determinations “for *11 similar mo- filed two Earlier had PDS conflict

Moving to what the decisional was withdraw. One for leave to tions about, the Public De- actually in Smith in and as that Smith filed same date fender filed this motion: Service subsequent to the decision two were filed appellant compelled Counsel for assigned in All were of these Smith. to withdraw respectfully request leave No the court.17 one motions division of appointed to and have new counsel held, majority argument oral and was ethical considerations. this case due to in Kelly, panel (Judge dissenting), of this Ap Columbia Court See District of motions, that in denying the held order Rules, X; Rule Code of Profes peals prevail required first establish was PDS Rule Responsibility, Disciplinary sional ineffec- prima a facie case of constitutional 5-21, Consideration 2-110(c)(2), Ethical at the tive assistance of the counsel PDS 5-101, Disciplinary Rule Disciplinary States, supra, Angarano trial. (A), Consideration Rule 5-105 Ethical stage for this 312 A.2d at This set the 298. Borden, 9-2; A.2d 89 Borden v. petition by en banc. rehearing for a PDS Ryan, A. v. (D.C.C.A.1971); NLSP Smith, People v. (D.C.C.A.1971); 2d 728 By against voting rehearing a en banc 37 Ill.2d 230 N.E.2d where there is a direct conflict impor court on two decisions of obvious said, that this represented, as we It was tance; only ignores now the recommendation position at was taken own A. 'controlling decision M P. opposition No of its Board of Trustees. Ryan, as its Rule supra, 40(c), as well own by government. filed the motion was but it leaves in confusion on the issue the motion, it de- argument on the At oral Service, represents Public Defender wheth- veloped real issue was that the of defendants in percentage substantial was re- er Defender the Public Service system. If, our court as we said in A.M. quired satisfaction develop the court’s Ryan, supra, P. v. division of “no “nonfrivo- a factual basis the asserted for prior court will of this overrule decision lous” ineffective of constitutional court” where action now does court’s at the trial on the assistance that, might assert leave us? While one part of a Defender attor- Public motions, pub ruling Angarano was ney. majority hearing A division ruling lished the earlier on the Smith thought motion was sufficient certainly motion not —that potential without an elaboration on its avowed, be controlling where there is an merit granted the motion for recognized and unmistakable decisional withdrawal.16 conflict between divisions of the court.

judicial time-saving procedure having panels administration. Conflicts within Finality judges circuit will be avoided. of decision of three hear and decide the vast appeal pro- majority in the circuit courts of will be of cases to which no division especially Maris, Hearing moted. Those considerations are exists within the court.” important Rehearing Banc, 1954, in view of the fact our Oases judicial system page federal these courts F.R.D. States v. [United American-Foreign Corp., the courts of last resort run of ordi- S.S. 363 U.S. nary 689-690, Corp. cases.” Textile Mills Securities S.Ct. L.Ed.2d 1491 Commissioner, pages (1960).] 326 at U.S. 334-335, page 278, 86 L.Ed. principal utility already “The 16. The determina- briefs Smith had been filed appeals cursory reading tions the courts of and a banc is of the uncontroverted integrity to enable the court to maintain its facts revealed substantial constitu- by making possible as an litigated institution tional issue had not been judges always attorney. of its to control thereby uniformity to secure and con- tinuity decisions, enabling in its Smith, yet while 17. Unlike briefs had not been court at the same time to follow the efficient filed these five cases. deprived defendant Otherwise, opinion published the last g., Angar (see, e. rights Amendment Sixth he the law— of the court would division ano, 298). 312 A.2d until the next one. fairly issue consider that basic We departure was a Angarano decision being: Bar stated prior this court

from a decision of *12 the motions principal (a) three reasons: the attorney Public Whether were, Angarano for all intents Smith and propriety ac- Defender Service rulings purposes, and identical but appointment represent an indi- cept previous- completely different, as (b) were gent appeal a case where convict on stated, ac- ly opinion Angarano represented by at trial сonvict was this, knowledges (c) the full lawyer another Defender Service Public parties a conflict know there is well judgment good faith and where hearing the two divisions. between issue legitimate exists adequacy as the constitutional Actually, division of the court unless a representation provided by the Public feels the en banc be con- matter of should Defender trial counsel.18 Service prior sidered and unless a full distinguishable, duty decision is it is the issue, it discussing might Before departing prior division to avoid point preliminarily well out decision of the Harris v. court. United that, recognizes Defender Public D.C.App., 315 A.2d 575-576 fairness, receive a substitute (separate Judge statement Ne- appellate appointment of its where one beker). the stat- allowed to withdraw on ground. ed all, that, All in we think in view of the decisional conflict between the court’s divi- it, agreement As we there is understand sions importance of the issue on all around that the Public Defender Serv- practice jurisdiction, of law in this as correctly analogizes ice firm itself to law evidenced by importuning the D. C. for present purposes. In Borden Bor- Bar and D. C. Association, Bar den, D.C.App., (1971), 277 A.2d 92-93 was seriously mistaken in denying rehear- we stated that: ing en banc in this issuing case and instead an opinion precedential effect, with no are reluctant to make ever an ex- [W]e hope it will not proce- be viewed as a ception professional from the norm for dural precedent. attorneys employed by government or provide representation others legal who A. The final point for discussion is the compensation without from the client be- contention petitioners, D. C. Bar misap- cause then we encourage D. Bar C. Association that the Angarano prehension special nature analysis is contrary to the fundamental representation justifies departure such premises of the adversary system and con- profession’s from the We standards. trary precedent. important It is to be always should avoid action that aware that the majority expressly leaves give appearance govern- Angarano standing, including its sua attorneys “legal ment Hessians” sponte record, review of the as the author- hired job” attorneys “to do a rather than itative decision jurisdiction . law. [Footnote omitted.] issue presented. here Angar- heart of ano is the sponte sua review of the record That Neighborhood involved by this court in order to decide on the Legal Program Services (NLSP). We merits whether the asserted said, further, lack specifically that we included Amicus brief of the D. Bar C. (i) (i). Association at and brief of the Bar D. O. attorney perform in set the.desire of the but also “the Public NLSP Counsel, profession by highest traditions of the Defender, Corporation part indicating shortcomings on his Attorney, as well the United States constituted ineffective assistance of coun- members bar who are ‘house coun- at the trial ? corporations engaged in the sel prac- sel’ for n. Id. at 93 ‘public tice of interest’ law.” partner If a in a firm is law ne- (emphasis added). there no So represent a defendant appeal conviсted cessity already estab- to belabor what represented had at trial who been lished, namely, the Public Defender consideration, and, partner own law Service, Profession- insofar as the Code of genuine that there is a issue considers concerned, Responsibility al is on .the partner ineffective whether his rendered in- footing same here as a law firm an trial, obliga- assistance at what is his so, An- practitioner. being This dividual tion? And if he files a motion to with- *13 garano, supra, and the full court’s action issue, draw the existence the because of banc, rehearing petition the en has on for require should the court him to practice law in long the reach into give chapter If partner? and verse his on this de- jurisdiction. By this this we mean required, it were the law that this is deeply cision reaches into a serious likely in first in- that be inhibit him the to question practice law relating to the making stance from the motion to with- lawyers. the all It is not restricted to local And, so, apt draw? if is the defendant to may be Public Defender Service. This get representation he is the full to which why Bar As- the Bar and the D. C. C.D. entitled ? sought be heard in this case. sociation to ethical considera- These are some matters, ap- simplify initially we To because, us tions in the case now before proach standpoint issue from said, Defender Service Public prac- practitioner. Suppose individual this question plainly footing the same on on represented titioner defendant convicted or, practitioner more individual as the appeal, at trial and also on and concludes pointedly, the law firm. good legitimate issue exists faith that a supra, (cid:127)as whether he afforded the defendant Angarano, to court did What trial —what effective assistance at the Defender require was to the Public Service descrip- an ethical mat- duty attorneys particularized As counsel? to file ter, represen- simply his should he continue the ineffective assistance of coun- tion “of argue response trial effective- tation and his lack sel issue.” 312 A.2d appeal; this, for ness seek leave to move its Board of on or to stated PDS ground trial court on the that the “strongly a new trial recommended Trustees ineffectiveness; should he make to or Defender seek leave of his Service Public cases, and recom- specific his client and known the issue to from the argue respective his any he remain in the case prejudice mend to avoid trial; ex- should he or not be discussed ineffectiveness the cases clients it wished and recommend further that plain the issue the client ‍‌‌‌​‌‌‌‌​‌​‌​‌‌​​​​​‌​​‌​‌​‌​‌‌​​‌‌‌‌‌​​‌​‌​​​​‌‍stated detail.” PDS due of Pro- withdraw as counsel Code a motion to reiterate its view law, presence, opinion, Responsibility, and decisional in his fessional discussing assistance ineffective provided prevented “from whether attorney takes the any great “(1) because And if detail” at the trial. cases nonadversary re- course, appellate court issues latter discussion general prejudice the spell posture in more than quire might him out serve the issue clients; simply discuss (2) to incapability manifested terms wherein his аn advocate would because, acting without be unwise would that itself? Or acting as amicus curiae.” tantamount law, might chill at the out- it if it were the motion, had reached simply state the na- PDS then went on to PDS legal conclusions as tactical and same in each case. ture of the issue involved Smith], did coun- counsel in PDS [new of this then division Angarano sel would had an unavoidable obli- have in the cas- records proceeded review the pursue gation course of ac- same generally stated is- and to discuss each es tion as outlined result would above. then vari- The division sue merits. been, best, spectacle: a ridiculous to withdraw ously motion denied each lawyer attempting one discredit PDS Put another prejudice. it without denied colleague’s performance. Such way, each motion after a discussion might occurrence leave the trial well an as- giving rise to issue the merits of the judge suspicion of a at- collusive substantial, nonfrivolous, or claim serted tempt for a to secure relief convicted ineffective- counsel’s on the existence of client; it client might leave the wonder- ness, no motion to with- granted these, whether, fact, col- office draw. leagues him; against it conspiring were undoubtedly hostility would result banc, rehearing en petition In its disharmony staff; among the draws disturb- Defender Public perhaps important, potential most ing picture where this court left disharmony serve, hostility Angarano decision. It as a result of the subtly, to chill raising legitimate previous by tracing does this initially appellate issues on *14 cli- Smith, supra, following course of events in behalf 8-9; empha- ents. at brief [Petitioner’s grant of its motion to withdraw sis added.] that It is related that this case. counsel, court then new who We validity, think contention has thereupon following steps: took gives only and it us concern if because it then, pursuant prac- to established fairly bristles [H]e with constitutional overtones. See, tice filed motion for new trial with the g., e. Glasser v. United 315 U. trial alleging that trial counsel had S. L.Ed. rendered ineffective assistance of coun- might say, time, We at the same that this sel; grounds because the for the motion apply equal mosaic would force to a lay record, outside the words, evidence it was law In firm. other one only need necessary evidentiary to hold an hearing, spectacle visualize the one law firm called, at which partner as his forcefully examining [new his partner counsel] witness, only counsel; original an effort establish his lack of sought demonstrate, through professional ability trial;19 or, examina- worse, tion argument, that trial counsel’s one should prospect consider whether this actions violated Smith’s constitutional judgment would affect whether to right to effective assistance of counsel. raise the issue at ineffectiveness all even 8; brief at footnote omit- though, [Petitioner’s objectively, it he believed to have problem ted.] merit. If one considers the practitioner, individual the issue becomes The thought-provoking point made magnified.20 appear in- And it would that the Public Defender Service here is this: practitioners majority in the dividual are Had the defеndants representing division which those criminal considered the motion jurisdiction. Smith denied that spectacle that, neglects (1974), majority It would be no less a to mention Public attorneys. here, Defender Service motion to withdraw unlike there was no signifi- case, considerable a matter of relating 9). (majority tlie circumstances n. Shelton cance States, D.C.App., 323 A.2d 717 pattern.23 difficulty envisag- long any such There is the add-

We considerable Service, ing a ed factor that the Defender sound basis for this court force Public least, unhealthy jurisdiction such an choice on counsel seek- is considered to appeal. composed specialists in to withdraw on As matters of well-trained stand, perceive Consequently, we reason which field criminal one law. might require deny normally they expected us such motion to be trial, That be bad faith will be “ineffective” at in the consti- reason would withdraw. Finally attorney part asking to withdraw. tutional sense. each PDS prospect facing Defender asserts that faces the same all attor- Public Service neys, props grave bad for its mis- faith would remove the recurrence of such hardly takes would enhance his career. motion. This Ang court in araño did not ascribe So, even if there were no other consider- PDS, bad faith to nor does obviously ations—and we believe there here, and we basis for such a discern no —we protection think is inherent there beyond that, is the conclusion.21 But there against any pattern such of conduct. We telling pattern consideration such moment, do not however, mеan for a discouraged by the of conduct such a motion to withdraw should be inhib- facts of life. ited just if it considerations related is conscientiously believed to have suffi- emerge pattern If a were to where the Otherwise, cient merit to be warranted. infre- Public Defender was not would in discouraging turn be effective as- quently filing motions withdraw on the sistance 'simply counsel. We ground of its at- ineffective assistance outline these checks and balances to illus- trial, certainly require torneys at it would that, view, trate an added reason in our whether, step, as a first consideration apprehen- court realistically need have no be asked Board Trustees should sion of a bad-faith pattern use say just account.22 We this because Furthermore, the motion. if there were no prac- *15 neither law firm nor an individual ineffective at trial it assistance of counsel public long titioner would withstand scruti- hardly expected in final to be they ny if often in appeared court to seek analysis a This reversal would occur. withdrawal due their own ineffective- ground spar- for reversing a conviction partners trials, ness or that of their ingly by appellate utilized courts. Public Defender Service would should be faced with reality. the same principal difficulty explo- with the Additionally, we should think in those ration made on the merits of the ineffec- appointed managerial positions of araño, Ang tiveness issues in which that could not reasonably expect very requires, survive decision is that it in results no so- provided generalized 21.PDS investigate this court with a particular [FJailure or call description potential surely may of each ineffective as witnesses amount to ineffective- illustrate, sistance of counsel issue. To in ness of in counsel certain circumstances. States, D.C.App., Russell v. nothing United generalized 312 A.2d There was the above 295, (1973), companion showing An case to to indicate bad faith and the division ga rano, Angaramo it was asserted that: did not so conclude. “[A]ppellate through learned in- earlier, formation outside the record that for non- 22. As we stated the members of the tactical reasons trial counsel did not se- Board Trustees presence important Judges cure at trial of an various Chief and the Commissioner jurisdiction. witness on the issue of misidentication.” Compare Thompson, United States U.S.App.D.C. 347, (1973), Deputy 475 F.2d The Director and Director of PDS normally pleasure where the court said that while serve at the of the Board of Trustees. decision which witness to call was the trial D.C.Code 2-2224. counsel’s: really apparent Angarano what It is And as lution, was a futile exercise. holding that Defend- stands for is a Public by the court approach will show this we er have a show- not made Service counsel is all about ignore this case what seems is- the merits the ineffectiveness on question legal —the ethics.24 grant sue warrant a sufficient any notion that Initially, we aside brush motions in these cases. to withdraw made a Angarano division in- merits of the determination on final irony is that it of it all leaves coun- by counsel as issue described effectiveness precisely they sel where were before on of effective itself denial would be a they sought ethical dilemma which fact, counsel. assistance nothing. be extricated. It solves Because prelimi- specifically stated unless this is going arrogate court effect, which, in nary Angarano, order itself right dictate what issues description particularized called for more be, he, ap- or should raised on issue, showing need not “[s]uch peal, counsel follow their judg- must own advocating ineffective- the form of take ment very these on raise same issues supra, 312 A.2d at 297. Angarano, ness.” appeal in say partial- these cases. We descrip- that, general the resultant Not ly because the fact Public Defender expressly did not given tion the movants to this represents the en advocacy (See take the form of 468 n. petition banc that counsel still believe Furthermore, supra). in four of cases the same dis- claims of ineffective counsel Angarano, ineffectiveness involved cussed in Angarano should be be- raised on information obtained issue based half of their hearings clients by appellate counsel outside record merits. explored.25 which course was not so, This being counsel are now left with Consequently, seriously do con the same problem they Angarano sider being a final determina began. They problem, really, have worse tion on the merits of the ineffectiveness is and one that extends to the bar. whole sue because if such were the case it would This implicitly them, court has told have been expressly depriv reached while bar, with no discussion ing the defendants advоcacy appeal, whatsoever, problem that no ethical exists.26 contrary to the constitutional commands of illustrate, To this court said in Angar- Entsminger Iowa, 386 U.S. ano: 1402, 18 (1967); L.Ed.2d 501 Anders v. above, As California, noted filed U.S. S.Ct. *16 the motion withdraw and thus as- L.Ed.2d to and Ellis v. United serting her own Pre- ineffectiveness. U.S. L.Ed. sumably it is intended that new PDS 2d 1060 (1958). that, appears, however, Angarano It eases, 24.AVe realize in two the five by Angarano, sponte, advocacy Barnes, division sua and without No. and No. appellant's counsel, explore “facially did the records the court dealt with the merits” of evaluating in the merits various cases ineffectiveness issue sketched PUS in why support can second these issues. We see no in reason memorandum of with only this was done. was drawal. Counsel concerned These can discussions be char professional responsibility. not, acterized as obiter with his or her dicta and would and not, constitutionally, could be considered bind join appeals Consequently, when these are unable to are heard we before tlie posi- majority’s merits division of on a statement that “the ultimate this motion for Superior Court, minority new made in not tions are or in a col proceeding. apart.” “holdings” lateral Thus the far decision this court “findings” Angarano Angarano, decision, supra, standing in the we left pp. problems it, A.2d at this 298 and all with 300 are of no sorts of force and opinion effect. reveals. may request per- lawyer not appearance in this counsel will enter an pending 2; in matters emphasis withdraw mission to A.2d at 298 case. n. [312 tribunal, may withdraw not before a addеd.] matters, request or in other unless such ap- if on really Does the court mean that such withdrawal because: peal partner firm considers one in a law % % ‡ s}t ‡ legitimate is a claim to be made there likely employment is (2) His continued merely turns ineffective at trial he Discipli- result in a violation of a partner his the case over to attack nary Rule. ques- conduct of the trial and the ethical Or, perish thought, vanishes? tion provides: Disciplinary Rule 5-101 recognize exis- declining problem legal begin accept tence of a ethics (A) lawyer ... shall not inferring with? is the court employment Or of his if the exercise or a law single practitioner professional whereas behalf judgment on problem, this reasonably firm have an ethical his client will be or apply Defender would not Public his own- affected ? personal interests. accept employ- A(B) lawyer shall not and, say frankly, areWe unable to contemplated liti- pending ment or prefer upon any not to dwell un- of those if it is obvious gation he knows or except ponder, if fortunate alternatives lawyer ought that he in his firm those, it is the latter of do what would to be called as a witness. justice administration of criminal [Exceptions to rule omitted as this jurisdiction. this it tell the What would [Emphasis added.] relevant.] forget Public Defender the Code Service — of Professional as it Responsibility does rules, These two violation which could apply you? This court never action, controlling result in disciplinary say that. attorneys on the conduct of the PDS personal Their interests are these cases. Rulе X of this court states that “[t]he pursuit affected because of their clients’ American Bar Association’s Code of Pro- bring cause will them into direct confron- Responsibility, fessional as amended colleagues tation their and it is rea- . gov- shall be the standard sonably will result foreseeable practice erning the of law District personal general discord as well office of Columbia.” disruption.27 however, More is the telling, attorneys resultant if Disciplinary provides in situation these follow Rule 2-110(C) Smith, supra. They the course taken in part relevant that: client; also, them to his he or his client 5-21, 27. See Ethical if Consideration repre- believes spells required out to fol- effectiveness of the course PDS was impaired there- sentation has been or will therefor. low these cases and the reasons steps lawyer proper by, should take representation It states: obligation lawyer his client. EC 5-21 *17 ; emphasis professional judgment solely added.] omitted exercise [Footnotes on be- Preliminary disregard requires and Statement that he In the Peamble half of his client Responsibility might impair others that his of Professional the desires of Code per- judgment. a third is stated: The desires of free son will seldom aspirational lawyer adversely a The Ethical Considerations affect objectives represent person position in and the a to exert character unless that strong economic, political, profes- every pressures toward which member or social body They upon lawyer. a strive. constitute sion should the are often Thesе influences lawyer principles subtle, lawyer which the can of rely and a must be alert to their many specific guidance subjected lawyer situa- to outside A existence. pressures omitted.] should make disclosure of [Footnote tions. full

471 conflict employment knowing fender’s office a of interest accepting be will since, natural ought to on one hand its lawyer that “a firm inclination [their] reputation protect to its called . D.C. would be de- be as a witness . . charges incompe- App. X, fending against the of R. DR if the (B). 5-101 But even hand, while, duty represen tency on the other assuming court is that continued petitioner in es- tation as an advocate is to aid in these cases is or ethical clearly, unethical, tablishing veracity charges. less of these that it is not Ethical spells conflict-of-interest situation should why arguably Consideration 9-2 out This proper appoint- petitioner and the be attorneys conduct be avoided should public avoided if other defender ap such conduct has ed counsel than even pearance represent impropriety.28 hearing to him at new on his of 624, 230 petition. N.E.2d 170.] [Id. presented may

While the here situation unusual, seem it is not precedent. without Subsequent the Uinois decisions The has been reached in Illinois. have courts characterized failure follow Smith, People 622, In v. 37 Ill.2d 230 N.E. “highly prejudi rule set out above petitioner post- 2d 169 (1967), the sought right capable full cial to defendant’s and alia, alleging, conviction relief "inter pointed assistance of counsel” out and trial, public his counsel at de assistant оbviously attorney that “where his has di fender, incompetent was for various as loyalties clearly vided de defendant signed ap reasons.” circuit court prived right.” People Gray, of this v. 4 Ill. pointed public represent defender 934, 935, App.3d 189, N.E.2d 190 282 petitioner Supreme and the Court (1972); People Sigafus, see Ill.2d v. 39 Illinois held rep was entitled to 29 68, N.E.2d (1968). 233 386 by appointed resented than counsel other public defender. The court said: validity People reasoning Smith, We have . . . recognized the dis- supra, has been borne out v. advantages, Brittain, petitioner People both to subsequent In v. 52 case. public office, rep- 91, (1972), defender’s Ill having .2d 284 N.E.2d 632 peti- compelled public resentative from that present office was conclude defender, petition tioner’s cause when his is based defendant to a in part upon charges incompetent rep- subsequently repre that this who asserted ineffective, virtually resentation afforded him at trial was did sentation 30 public defender. . represent circum- client’s interests nothing This his stance clearly confronts public post-conviction proceeding. de- in the promotes public acting 9-2 28.EC Public confidence in law and in a con- manner that lawyers may by irresponsible efficiency integrity be eroded or fidence improper lawyer. legal profession. occasion, legal system conduct On lawyer appear may conduct of a [Footnote omitted.] laymen to be unethical. order avoid misunderstandings People Wallace, Ill.App. maintain also 14 hence to v. See lawyer confidence, (1973) People fully ; v. should 3d 302 N.E.2d 140 promptly ; (1970) Terry, inform his N.E.2d client of de- 46 Ill.2d 262 923 material velopments Watson, being People v. Ill.2d 251 N.E.2d the matters handled 43 lawyer guard ; People Augerbright, (1969) for the Ill. client. While a should v. against Hill, ; People proper (1969) otherwise 251 N.E.2d conduct that has 2d tendency (1968); public to diminish Ill.2d 233 N.E.2d confidence legal system Cal.App.2d 147, Williams, legal profession, People or in the duty Cal.Rptr. his to clients or xmblic merely never be subordinate because petitioner’s discharge “Every obligation may pleading full behalf be mis- filed subject obviously prepared assistance understood or tend him without legal profession counsel, although transcripts to criticism. ex- When *18 plicit guidance exist, proceedings in each circuit court does not a lawyer by presence ‍‌‌‌​‌‌‌‌​‌​‌​‌‌​​​​​‌​​‌​‌​‌​‌‌​​‌‌‌‌‌​​‌​‌​​​​‌‍public should of assistant determine his note the conduct instance 472 jurisdic-

An analogous Surely situation if that state of affairs was suffi- Campbell States, tion occurred in cient to arouse the court’s concern U.S.App.D.C. 250, 126 F.2d (1966). Campbell31 135 partners where no law were involved, There new a counsel moved for new trial here record be suffi- should witnesses, ground certain alibi cient “that to grant the motion to withdraw. called, if placed would have [the defendant] reaches the conclu overall far from the scene of crime at the cru- by way sion proceeding that if were PDS cial hour.” In the attack collateral under D.C.Code original attributed this to failure trial 23-110,32 attorney trial was § counsel, who had been aware of wit- these counsel, attorney a non-PDS should auto nesses, but matically appointed if trial court

[although suggested original hearing that the In concludes should be held. support, People Smith, might good trial counsel not have su had there is cited v. failure, Appellant’s conclusion, us, pra. reason for to this coun This unsound. sel in this explained why court own fail We do understand not defendant ure call original to a witness imprisonment should to await (after have the hearing at on the motion for new right appeal exhaustion of his to to this by saying that he had not wanted to indepen being able to court) before obtain expose embarrass him trial counsel and dent, issue uninhibited counsel to raise the suggestion to a of ineffective assistance. ' Furthermore, any to on his behalf. High professional courtesy standards of proposi in the Illinois case cited etiquette between members of the Smith, (People happens tion supra) v. it so important bar are elements an effi and, pleaded guilty that had the defendant system justice, duty cient but if post-conviction consequently, a collateral professional client and to a deference only remedy.34 But was his proceeding colleague conflict, plainly the come into say any hardly this is the decision latter must U. yield to [126 former. support independent theory 250-251, S.App.D.C. F.2d at 135- pro- (emphasis new counsel would also have been supplied).] impose sentence, defenders, they pur- or that not one such contain word risdiction portedly by any maximum in excess them. was uttered There sentence subject law, counsel, any stage nothing or is authorized оtherwise indicate attack, court, sought the court as- move of the case in the circuit collateral vacate, imposed petitioner’s complaints, set which the sentence to certain basis of [Emphasis pro petitions se aside correct the sentence. were amended so as Clearly, legal supplied.] state his form. contentions petitioner receive the as- did not effective sure, ad- 33. attack “To be collateral we have es- sistance of counsel which held a non-PDS 23-110 ... § vanced under ..” Id. N.E.2d at 633. sential original attorney if the agency.” opinion per with that was trial counsel This curiam entered was Judge (now Justice) then Bur- Circuit Chief also The line of Illinois cases cited us ger Judge Wright Pretty- (Judge and Circuit proceeding generally involved a collateral dissenting). Ultimately, man as is most often pleas imprisonment well after after case, appellant failed on the merits of supra; guilty. g., People Brittain, E. v. the ineffective assistance of counsel claim. Watson, supra; People People Terry, v. v. U.S.App.D.C. 377 F.2d at 137. People supra; Sigafus, supra; People v. People Gray, supra. supra; duplicates Wallace, v. v. 32. This local statute U.S.C. Augerbright, part: People supra, provides the ineffec prisoner custody not been of counsel issue had A under tive assistance sentence of prisoner’s Congress presented direct the court court established Act of claim- appeal appears right ground also be released and it People Hill, supra, imposed the sentence was violation been the although de did not the court foreclose of the Constitution or laws the United judicata. ju- fense res or that without

473 155, prosecute a diréct 2d (1970); 159 n. 11 Campbell vided the defendant v. Unit- States, appeal supra. preferred after trial. ed This if he had been convicted provides course because it a record for de- explain majority does What allowing attempt cision rather than “an on why should be different rules there two retry a criminal case in appellate] [the pro of counsel collateral withdrawal presented by court on affidavits It to us ceedings appeal. and on seems Thompson, counsel.” United su- States v. fundamental considerations the same 348, pra (Robb, J., at 475 F.2d at 932 con- illustrate, prior present. To curring), forcing “appellate judges of this court proceeding where a division hypothesize explanation a rational [to] granted a similar motion to apparent errors in the conduct of trial” States, ap newly (Smith supra) DeCoster, F.2d, United States v. supra, 487 pointed filed a motion for a new (footnote at 1204 omitted). Finally, Super.Ct.Cr.R. hearing trial 33. A under might defendant be in a somewhat better held, findings was were made position prevail if his claim is merito- pending decision case is now rious powerful inasmuch “a more show- procedure court. Whatever ing inadequacy necessary sustain Circuit, g., be in the Fourth e. Unit collateral attack than to warrant an order Mandello, (4th ed States v. 426 F.2d 1021 for new trial either [Superior] 1970), practice Cir. it is not the here. appeal” Court or this court оn direct practice jurisdiction well-established States, U.S.App.D.C. Bruce v. United 126 dissent,35 recently articulated without 336, 340, 113, 379 F.2d (dicta). DeCoster, in United States v. 159 U.S. so, comprehend This being why we fail to 326, 1197, App.D.C. 1204-1205 487 F.2d would decide that new counsel (1973): unquestionably in a be proceeding appeal. collateral but not on A Thus, when a claim of assist- ineffective right independent defendant’s counsel is contemplated, first be ance is it should appeal pro- no less than a trial court presented in a mo- to the district court ceeding. proceeding, tion for a new trial. In such may sub- evidence dehors record be The Sixth Amendment mandates that an affidavit, necessary mitted and when indigent appellant provided counsel on hearing judge appeal. California, district order a Douglas v. 372 U.S. respond. 353, If 814, otherwise allow counsel to (1963). 83 S.Ct. 9 L.Ed.2d 811 counsel, mo- willing grant the trial court is This means not one act- advocate tion, Iowa, appellate] will remand. Entsminger as amicus curiae. v. [the denied, California, appeal supra; supra; If the motion is there- Anders v. Ellis States, appeal duty supra. will consolidated with v. It is our United appeals from the conviction and sentence. “with insure that are conducted any hearing held mo- bights record of the ac- solicitude for the essential below, cused,” States, tion supra documents submitted Glasser United 71, 465, part appeal. every indigent will become record and that S.Ct. constitutionally appellant provided with [Footnotes omitted.] appeal. effective assistance counsel on Accord, Brown, United States v. 155 U.S. U.S., States, supra, See Ellis United 177, 179, 933, App.D.C. 476 F.2d 2 L.Ed.2d 1060. Thompson, (1973) ; United States v. 347, 348, importance duty U.S.App.D.C. equal 475 F.2d Of [appellant] that an has the also Marshall v. court to see United See duty to re- U.S.App.D.C. 436 F. assistance of counsel’ is 5 n. Judge part joined majority opinion procedural While MacKinnon dissented on this at; point. 487 F.2d *20 display attorney seeking to withdraw to embarrassing counsel frain from doing That “good than faith” so. by insisting or more [appellant] of an defense majority we say un- is to indeed, that counsel suggesting even —unlike require to first establish represent attorney inter- not concurrently dertake to true, “contention,38 if diverge those entitle[s] from ests relief”; the test pleader to nor make client, possibility his . when prima of constitu- to whether “a facie case brought home divergence is of that States, of counsel su- tional ineffective assistance [is] v. United the court. [Glasser apparent.” supra, A.2d Angarano, pra at 62 S.Ct. 467.] only Angarano need look to

298. One should things as this course such “Of of the issue see where that erroneous view stop is it happen, place never immediately stating after leads. Because the advocate professional conscience of view, preceded inap- by an which was F. involved.” Porter v. United sponte exploration of the propriate sua 1962). “[J]udges (5th 2d Cir. record, surprisingly, sta- proper standards strive to maintain ted: rep- performance by attorneys who are inadvertent failure We hold that even resenting in criminal cases defendants as to to raise constitutional attack this Richardson, 397 their McMann v. courts.” amount a vi does 22-2701 759, 771, 1441, 1449, 25 L. U.S. appellant’s Amendment olation of Sixth Ed.2d 763 representation. right to effective [An 298; empha garano, supra, 312 A.2d at majority question treats the B. The sis con- problem added.] on what simply presenting of counsel. assistance stitutes ineffective majority This demonstrates that States, supra, the Angarano present- views the motion to withdraw avoiding “a purpose court announces ing essentially question on the merits 'ineffective’ as- wherein state of the law the asserted of the trial ineffectiveness an effective can become sistance of counsel questions (1) rather than the counsel A. way obtaining a new trial.” Id. 312 appellate may, consistent whether counsel 2d at 300.36 Responsibili- with the Code of Professional We, hand, such can see no on the other participate any whether ty, further and presented. inef- question What constitutes may properly explore the record this court is be- nowhere claim, fective assistance counsel make alone merits of let simply fore us. is before us it, What The strik- “holding” as was done. faith question good of whether ing thing Angarano, is that nowhere in su- issue” exists as showing “legitimate here, that a pra, majority opinion nor rep- adequacy of the to the “constitutional acknowledgment there that what is essen- 37 re- resentation counsel” provided trial tially presented legal eth- quires appellate removal to seek they actually Consequently, do not ics. partner if his law perplexing. This is deal with issue. counsel. refine the between the To difference majority dissent, crucial with the

Our difference it is our view require appellate is that we would not when finds himself (Powell 36.Ever since the Scottsboro case Bar Association Amicus brief of D.C. Alabama, (i) (i). U.S. L.Ed. Bar at S.Ct. brief the D.C. (1932)), however, the law has been that e¿titled Actually, involved, an individual new trial where there is no “contention” request permission assistance of counsel at his former trial was as it is a constitutionally inadequate. normally grounds, on ethical made before the briefs are filed. advise predicament profession, need and this Court should do everything of the nature of his close relation- can to goal. foster that counsel, here, ship with trial such as exists Bar, hand, The D.C. on the other after issue, general and state terms the such analysis painstaking puts the same it this as, important to call de- asserted failure way taking position the motions to justification. witness without tactical fense granted: withdraw should be *21 words, good In other make a faith enough identify showing “legiti- it is a [Tjhis do nothing Court should which claim, mate issue” rise giving to the which appears lawyer develop- to chastise a automatically anything of course excludes propriety of sense ethical which It is at this frivolous insubstantial. Court, organized the the bar and point depart majority, that we from the new Disciplinary actively Board are the proposition who assert that this court trying to foster. go only get must further and not the fac- claim, This effort the Bar accords with the normally tual of basis in- continuing Burger effect of adversary function, volves an Chief but also ex- Justice lively and, resurrect plore sponte interest the Code of record sua of all Responsibility. Professional As he said things, “holding” on occasion make a on not long ago: the merits of underlying the issue supra, Angarano, A.2d claim. at 298. compre- The basic raw material for majori- It is no Angarano, wonder professional hensive of conduct standards here, ty avoids the issue discussing is now available. This Association has ethics, perspective of legal where it be- general promulgated a Code of Profes- longs. Consequently, join we are unable to Responsibility together sug- sional with the in its statement that “the gested disciplinary stand- enforcement majority and minority are far not ards, a set standards for the detailed apart”; Angarano, supra, not with now prosecution lawyers, and defense being controlling jurisdic- left as press, standards fair trial and free tion. report disciplinary enforce- analysis After learned ethical standards, together, taken ment. Those involved, considerations Bar Asso- the D.C. hope maintaining an offer best position ciation takes the that: Bar, every honorable and effective state association now to bar should move nothing There being in this ‍‌‌‌​‌‌‌‌​‌​‌​‌‌​​​​​‌​​‌​‌​‌​‌‌​​‌‌‌‌‌​​‌​‌​​​​‌‍case from establish means make sure those which we can conclude that the claims rigorously standards enforced. faith, here are made in bad the Court Without strict enforcement of ethical permit of counsel withdrawal standards, mis- the Bar will fail in its not repre- so as him force to continue sion, have, it will and will never senting a client when to do so would deserve, pub- never the confidence of the рlace with,, him in if confrontation Judiciary Federal lic. State [The of, violation the Code of Professional —1971, ABA 857-58 J Responsibility. (Footnote omitted).]39 Bar, referring D.C. the Bar We believe Board Trustees of Association said further: Service, Public Defender D.C. Bar and Organized Bar and made sound the new Dis- Bar Association D.C. ciplinary and, Board are actively trying analysis no indication of bad faith foster a found, sense of propriety grant within the court should having been general area, Special In this Burger, Advocacy, 42 see also Chief Skills Justice Fordham L.Rev. 227 expressed en banc. petition deep for reconsideration concern about how a court, respectfully Division of the judge dissent. one dissenting, We has decided that issue. KERN, Associate Separate Statement response our While ostrich-like Judge: spared in this particular us case from de- court, ciding, as a the difficult ethical quite to understand I find it difficult question presented,1 paid for en banc we have rehear why court declines to respite temporary very price, viz., have di- stiff judges of its nine this case. Six here; abiding by presented the court’s own evenly on the Rule issue vided respon- 40(c)(1) and leaving the members professional that issue involves the uncertainty bar in a lawyers whom the afloat sea of sibility group of a dependent what the law is all look to Congress and the bar panel judges luck the draw as significant number of criminal handle *22 particular and, sitting who in a associations appeals; largest the two again the issue in the future. attorneys in the when arises District of Columbia comprehensively significant Gallagher Judge the vote discussed his statement clearly complex nature. en bane has described to rehear

Case Details

Case Name: Angarano v. United States
Court Name: District of Columbia Court of Appeals
Date Published: Dec 2, 1974
Citation: 329 A.2d 453
Docket Number: 7006, 7140, 7168, 7312 and 7435
Court Abbreviation: D.C.
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