ANDREW RICHARD ALLRED, Appellant, vs. STATE OF FLORIDA, Appellee.
No. SC13-2170
Supreme Court of Florida
January 14, 2016
In this case, Andrew Richard Allred, a prisoner under sentence of death, appeals an order denying his initial motion for postconviction relief under
I. BACKGROUND
A. Conviction and Sentence
Allred was indicted on October 23, 2007, on the following charges alleged to have occurred on September 24, 2007: (1) first-degree premeditated murder of Michael Ruschak by shooting with a firearm; (2) first-degree premeditated murder of Tiffany Barwick by shooting with a firearm; (3) armed burglary of a dwelling while inflicting great bodily harm or death; (4) aggravated battery with a firearm (victim Eric Roberts) while inflicting great bodily harm or death; and (5) criminal mischief of a motor vehicle (Barwick‘s car). Then, on April 30, 2008, Allred entered written and oral guilty pleas to all charges. The trial court conducted a plea colloquy of the defendant and accepted the guilty plea . . . .
Allred v. State, 55 So. 3d 1267, 1271 (Fla. 2010). Against advice of counsel, Allred subsequently waived both his right to a penalty phase jury and his right to be present in the penalty phase. The facts of the case and the evidence presented during the penalty phase are more fully described in this Court‘s opinion on Allred‘s direct appeal. We briefly review them here.
On August 25, 2007, Allred and his girlfriend Tiffany Barwick publicly and angrily broke up at a party celebrating his twenty-first birthday. Id. at 1272. Several days later, he used pictures of Barwick for target practice and sent Barwick a picture of the bullet-ridden photos. Subsequently, upon learning that Barwick had sexual intercourse with Michael Ruschak, his best friend, Allred sent them both threatening messages, and he told his friend Michael Siler that he needed to start killing some people. Id.
On September 24, the day of the murders, Allred hacked Barwick‘s computer and engaged in a heated exchange of messages, telling Barwick that he
At the time, Ruschak was living at his friend Eric Roberts’ house, as was Barwick. Four other friends had arrived for dinner that night, when Ruschak informed them that Allred was coming. Allred arrived soon thereafter and repeatedly rammed Barwick‘s car with his truck. Then, when no one would let him in the front door, he shot out the glass back door and entered the house as everyone fled. Id. at 1273.
After firing a shot down the hallway at Ruschak, Allred walked through the hall to the kitchen and shot Ruschak four times, killing him. Then, Roberts grabbed Allred, and they struggled until Allred shot Roberts in the leg. Allred proceeded to the hall bathroom where he found Barwick standing in the bathtub, frantically talking to a 911 operator. “In his confession, Allred recounted that after he gained his release from Roberts, he entered the bathroom. Then, without saying a word, he fired [six] shots into Barwick. She collapsed in the tub and died.” Id. at 1274.
Aftеr leaving the crime scene, [Allred] called 911. He reported that he had killed two people and threatened to commit suicide. When
In mitigation, Appellant‘s mother, father, and grandfather testified regarding Allred‘s formative years, noting his personality change at a young age, a tic disorder he developed, and his diagnosis of attention deficit hyperactivity disorder (ADHD). Id. 1275. Three of his school teachers testified to his high IQ and abilities in school. Id. at 1276. Allred was sentenced to death for each of the murders.
[T]he court found the following three aggravating factors and ascribed the weight indicated as to Allred‘s murder of Michael Ruschak: (1) cold, calculated, and premeditated (CCP)—great weight; (2) murder committed while engaged in a burglary—little weight; and (3) prior capital or violent felony conviction (Barwick‘s contemporaneous murder)—great weight. As to Barwick‘s murder, the court found the following three aggravators and ascribed the weight indicated: (1) the murder was especially heinous, atrocious, or cruel (HAC)—great weight; (2) CCP—great weight; and (3) prior capital or violent felony conviction (Ruschak‘s contemporaneous murder)—great weight. The court also considered the following mitigating circumstances and ascribed the weight indicated: (1) defendant accepted responsibility by entering guilty pleas—little weight; (2) defendant cooperated with law enforcement—moderate weight; (3) defendant suffered from an emotional disturbance—moderate weight; (4) defendant‘s emotional and developmental age was less than his chronological age—not
established; (5) other factors including that defendant was likely sexually abused—not established; and (6) defendant‘s developmental problems at a young age impacted his educational and social development—little weight.
Id. at 1277 (footnote omitted).
B. Direct Appeal
On direct appeal, Allred raised the fоllowing claims: (1) the CCP aggravator does not apply to either murder; (2) the HAC aggravator does not apply to Barwick‘s murder because “[her] death from Allred‘s rapid gunshots was nearly instantaneous and thus the victim‘s fear of impending death could only have lasted a matter of seconds“; and (3) the trial court erred in considering mitigation by (a) ascribing little weight to Allred‘s guilty plea and (b) rejecting as mitigation the factors of extreme emotional disturbance, Allred‘s age at the time of the murders, and the contention “that [Allred] was ‘likely’ sexually abused as a child.” Id. at 1277-83. He also argued that the court erred by failing to consider mitigation that he did not “specifically propose . . . as separate, nonstatutory mitigating factors.” Id. at 1282. For the reasons explained in the opinion, we affirmed thе trial court‘s judgment on all issues raised and determined that the guilty pleas were voluntary and the death sentences were proportional. Id. at 1283-84.
C. Postconviction Proceedings
In 2012 Appellant, through counsel, filed a motion for postconviction relief under
The trial court held an evidentiary hearing on the first three claims. Trial defense counsel Timothy Caudill and Rebecca Sinclair testified, as did Dr. Deborah Day, Ph.D., clinical director of Psychological Affiliates, who was engaged by defense counsel to conduct mental health interviews and testing of Appellant in preparation for the penalty phase. Dr. Jeffrey Danziger, M.D., a forensic psychologist, who examined Appellant before the penalty phase and found him competent, also offered testimony for the State. Appellant presented the testimony of two clinical psychologists, Dr. Glenn Caddy, Ph.D., who testified Appellant was in a dissociative state at the time of the murders, and Dr. Gary Geffken, Ph.D., who opined that Appellant suffers from an autism spectrum disorder (ASD) but is high functioning. Finally, Dr. Harvey Moore, Ph.D., of Trial Practices, Inc., who advises attorneys on trial issues, such as jury selection and trial strategy, testified for Appellant regarding the considerations involved in making venue decisions and other consulting services his company provides to trial counsel. Subsequently, the circuit judge issued an order denying all claims in Appellant‘s postconviction motion. Appellant filed the instant appeal.
II. ANALYSIS
The claims of ineffective assistance of counsel present mixed questions of law and fact subject to plenary review. Occhicone v. State, 768 So. 2d 1037, 1045 (Fla. 2000). To obtain relief on a claim of ineffective assistance of counsel, the defendant must first identify specific acts or omissions of counsel that are “so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment.” Strickland v. Washington, 466 U.S. 668, 687 (1984).
The other claims presented by Appellant are also without merit.
A. Ineffective Assistance Regarding Mental Health Mitigation
Appellant argues trial counsel provided ineffective assistance by failing to ensure Allred had a reasonably competent mental health evaluation. Specifically,
1. Reliance on Expert Opinion
Allred contends the postconviction court erred in denying his ineffective assistance of counsel claim, because defense counsel misinterpreted Dr. Deborah Day‘s diagnosis and unreasonably relied on Dr. Day‘s expertise as a mental health expert. The evidence presented at the hearing showed that defense counsel Timothy Caudill retained Dr. Day, a forensic clinical psychologist and director of Psychological Affiliates, to evaluate Allred. Caudill had previously employed Dr. Day‘s services for evaluations of defendants in capital cases and expert mental health testimony. Her practice employs a team approach, with each professional in the practice on a particular client‘s team participating in the evaluation and the lead expert making the final diagnosis. Dr. Day and two other psychologists, Dr. Robert Janner and Dr. Amanda Janner, interviewed Appellant, obtained and examined Appellant‘s school and medical records, police and other reports pertaining to the crime, including Allred‘s text messages, the tape of Allred‘s police interview, and Barwick‘s 911 call, and conducted and reviewed psychological testing of Appellant. The testing included the WAIS-III (Wechsler Adult Intelligence Scale), MMPI-2 (Minnesota Multiphasic Personality Inventory,
The evidence presented at the evidentiary hearing showed that as the penalty phase proceeding approached, Attorney Caudill encountered Dr. Day at the jail and inquired whether she had any mitigation to help Allred‘s case. According to Caudill, she responded that she did not have anything helpful, explaining that if she had to testify to a diagnosis it would be antisocial personality disorder (ASPD) or possibly that Allred is a psychopath or sociopath. Although defense counsel understood that Dr. Day had not made a final diagnosis, he deemed such testimony would be harmful to the case and—after consultation with co-counsel—made the strategic decision not to use the mental health expert‘s testimony. Co-counsel Sinclair memorialized their tactical decision in a research memorandum that stated in part that Dr. Day hаd “concluded” that Allred was a psychopath or sociopath.
Dr. Day testified at the postconviction hearing that she never reached a formal diagnosis of Allred. If she had testified at trial, however, she would have opined that Allred‘s personality evidenced all but one of the elements of ASPD: he lacked a conduct disorder extending from childhood or adolescence into adulthood. In addition, he evidenced traits of sociopathy and psychopathy. Allred was deceptive and had poor impulse control, anger issues, and a history of manipulations and antisocial beliefs, among others. In addition, Allred‘s MMPI-2
The postconviction court found that trial counsel‘s memorandum overstated Dr. Day‘s “conclusion” because Dr. Day never made a formal diagnosis. However, the court deemed trial counsel‘s reliance on Dr. Day‘s representations in making the strategic decision not to use her testimony was not unreasonable. Shе had clearly indicated to Caudill that her testimony would be more aggravating than mitigating. In addition, by not using her expert testimony, Caudill kept out testimony about Allred‘s lack of empathy or remorse.
As evidenced by the foregoing discussion, Caudill did not misunderstand Dr. Day; she had little in the way of mitigation to help Allred‘s case. Although testimony of such mental health disorders or traits of disorders, such as ASPD, may be viewed as mitigating in certain circumstances, the mental health factors in this case are generally deemed aggravating. In Looney v. State, 941 So. 2d 1017,
was a psychopath who typically display[ed] social maladjustments or socially unacceptable behavior traits such as lack of remorse, criminal behavior, superficial charm, grandiose sense of self worth, the need for stimulation, pathological lying, manipulativeness, shallow emotions, difficulty with lasting relationships, impulsivity, poor behavior control, lack of empathy, etc.
Id. In Looney, this Court recognized the prior approval of such a strategic decision and reiterated that “a diagnosis as a psychopath is a mental health factor viewed negatively by jurors and is not really сonsidered mitigation.” Id. at 1028-29. Accordingly, we held that “defense counsel [was] not ineffective for deciding not to seek an additional mental health evaluation after receiving an extremely unfavorable evaluation.” Id. at 1029. See Floyd v. State, 18 So. 3d 432, 453-54 (Fla. 2009) (holding defense counsel made a strategic—not a deficient—decision not to present doctor‘s ASPD diagnosis of defendant because evidence was harmful, not mitigating).
In this case, Appellant‘s trial counsel was not deficient for choosing not to present Dr. Day‘s testimony. Although she did not reach the ASPD diagnosis, her testimony that Allred met all but one of the factors essential to the diagnosis would
2. Background Investigation and Expert Mental Health Witness
Appellant next argues that counsel was ineffective for failing to conduct a sufficient background investigation and to present a mental health expert in the penalty phase. We disagree. First, as recounted in the opinion affirming Appellant‘s cоnviction and sentence, trial counsel conducted a background investigation. Defense counsel interviewed and presented a number of witnesses in mitigation during the penalty phase, including Appellant‘s mother, father, paternal grandfather, and three of Allred‘s teachers (one each from elementary, middle, and high school). The defense also obtained school, medical, and police records. Allred, 55 So. 3d at 1275-77. The defense presented evidence in the penalty phase showing that Allred has a high IQ and left school after eleventh grade, but obtained his high school diploma at a community college and earned a
Defense counsel‘s decision not to present Dr. Day‘s mental health testimony did not require the continued search for a more favorable mental health opinion. See Anderson v. State, 18 So. 3d 501, 511-12 (Fla. 2009) (“The fact that [the defendant] has subsequently found experts whose opinions conflict with [the mental health expert‘s] opinion does not render the earlier evaluation inadequate.“); Sexton v. State, 997 So. 2d 1073, 1085 (Fla. 2008) (stating subsequent finding of an expert who disagrees with “the extent or type of testing performed, or the type of mitigation presented, does not mean that trial counsel was deficient at trial“). Nevertheless, Appellant urges that counsel should have
Dr. Caddy concluded, based on Appellant‘s fragmented memory of the events some years after the murders, that during the crimes Appellant was in a dissociative state and thus lacked a rational understanding of the consequences of his actions at that time. Dr. Geffken, on the other hand, testified that Allred suffered from an autism spectrum disorder but was high functioning. He stated that Allred had a high IQ but lacked empathy and sympathy and was unable to cope with the breakup from Barwick. Dr. Geffken admitted, however, that Appellant‘s actions in the murders were deliberate, albeit atypical of someone with such a disorder, and that Allred felt no remorse.
The postconviction court rejected both experts’ diagnoses as not credible based largely on the testimony of Dr. Jeffrey Danziger, who previously examined Appellant as to the viability of an insanity defense and found Appellant competent. Danziger again examined Appellant before the postconviction hearing as the State‘s mental health expert. Dr. Danziger testified that, contrary to Dr. Caddy‘s testimony, the evidence showed that Allred was aware of his actions during the murders. He explained that Appellant threatened to kill the victims, including on the day of the murders; warned Ruschak prior to his arrival; and when he arrived, searched out and killed them. Dr. Danziger also disputed Dr. Geffken‘s diagnosis
In light of the foregoing, we affirm the postconviction court‘s rejection of Appellant‘s claim that trial counsel provided ineffective assistance of counsel regarding the presentation of mental health evidence in the penalty phase. As the circuit court found, the evidence presented established neither that Appellant was in a dissociative state nor that he suffered from an autism spectrum disorder. Moreover, securing a more favorable expert opinion does not undermine the sufficiency of the original expert‘s opinion. See Floyd, 18 So. 3d at 453 (“[W]here counsel did conduct a reasonable investigation of mental health mitigation prior to trial and then made a strategic decision not to present this information, we have affirmed the trial court‘s findings that counsel‘s performance was not deficient.“) Accordingly, Appellant has demonstrated neither deficiency nor prejudice.
B. Ineffective Assistance Regarding the Guilty Plea
Appellant argues that the trial court erred in denying his claim that counsel was inеffective for failing to conduct an adequate investigation and advise him regarding his guilty plea. Specifically, he claims counsel failed to develop a relationship of trust with Appellant and failed to present evidence that Appellant was unable to form the requisite premeditation for first-degree murder or the
Appellant did not testify at the evidentiary hearing, and as the postconviction court found, no evidence was offered to support his claims. Regarding the first claim, the testimony that wаs presented by various witnesses shows that Caudill or one of his associates regularly met with Appellant. Caudill discussed the process and plans with Appellant, cautiously determining what Appellant would and would not allow. Appellant, however, never wavered in his desire to waive trial and plead guilty, despite counsel‘s efforts to persuade him otherwise. In fact, the record shows that Appellant‘s decisions were made against the advice of counsel and there was nothing counsel could have done to change Appellant‘s mind.
Regarding the second contention that counsel did not investigate evidence of Appellant‘s mental status to negate the element of premeditation, the evidence is to the contrary. Defense counsеl had Appellant evaluated for competency and for mitigation. Dr. Danziger found Appellant competent, and although Dr. Day did not reach a diagnosis, she found that Appellant did not lack the ability to form the requisite intent for the murders and that she could not provide any mitigation. Appellant‘s claim that he lacked the heightened intent is based on his own self-
Appellant‘s contention that counsel should have presented evidence rebutting both premeditation and CCP is unsupported by any evidence. Moreover, Appellant‘s self-serving, after-the-fact claim that he did not have a premeditated design does not negate the clear evidence of premeditated murder. We have previously affirmed Appellant‘s guilty pleas to the charges of first-degree,
C. Ineffective Assistance Regarding Venue, Mitigation Investigation, and Jury Selection
In his postconviction motion, Allred alleged that his waiver of a jury in the penalty phase was involuntary because trial counsel provided ineffective assistance by (1) failing to move for a change of venue and (2) failing to hire an advisor regarding the mitigation investigation and jury selection. The postconviction court denied the claim, finding no evidence supported Appellant‘s contention that he would not have waived the penalty phase jury but for counsel‘s alleged ineffectiveness. Below, we address each claim in turn.
1. Venue
First, as we have previously noted, the determination whether to seek a change of venue “is usually considered a matter of trial strategy . . . and therefore not generally an issue to be second-guessed on collateral review.” Rolling v. State, 825 So. 2d 293, 298 (Fla. 2002). To meet the first prong of Strickland on an ineffectiveness claim regarding venue, the defendant must establish that grounds for a change of venue existed. To establish prejudice on such a claim—the second prong—the defendant must produce evidence “demonstrating that there is a rеasonable probability that the trial court would have, or at least should have, granted” a change of venue motion. Id. at 303 (quoting Wike v. State, 813 So. 2d 12, 18 (Fla. 2002)).
The postconviction court in this case was correct to deny Appellant‘s venue claim because Appellant failed to present any evidence as to either prong of the Strickland test for ineffective assistance. Dr. Moore, Allred‘s professional trial consultant in the postconviction procеedings, testified at the evidentiary hearing that articles about the murders appeared in the local press, but he did not discuss either their nature or their effect on the community and provided no recommendation regarding change of venue in this case. As the postconviction court found, Dr. Moore testified to the services he could have offered had he been hired as a consultant. Moreover, at the evidentiary hearing, defense counsel Caudill cited several reasons that there was no concern regarding venue. First, although there had been some publicity about the murders, the defense attorneys in their professional judgment thought it insufficient to warrant a change of venue. Caudill had confidence in the trial judge, whom he knew to be experienced in death penalty proceedings and well-respected in that area of law. Finally, although
2. Failure to Hire a Trial Consultant
Finally, Appellant argues that counsel was ineffective for failing to engage a trial consultant, like Dr. Moore, to advise defense counsel on voir dire, aid in researching mitigation, and assist his attorneys in developing trial strategy. The postconviction court did not err in denying this claim.
Caudill, lead trial counsel, testified that he was an experienced criminal trial attorney who had previously represented a number of clients in death cases. Thus, he had experience in developing questions for voir dire, researching mitigation, determining whether to seek a change of venue, and developing trial strategy—all aspects of being a trial lawyer. As explained above, there was no trial for which to prepare because Appellant plеaded guilty against advice of counsel; there was no jury in the penalty phase because of Appellant‘s jury waiver against advice of
Dr. Moore, on the other hand, did not testify as to any aspect of this case that would require his assistance. He suggested only that the development of evidence in mitigation that Appellant was sexually abused would have been helpful. However, Caudill‘s team obtained evidence of a troubled childhood and on its own initiative investigated the possible sexual abuse of Allred by a relative. Appellant, however, denied such abuse occurred and disallowed any evidence suggesting that it took place. Accordingly, Appellant failed to demonstrate that defense counsel was deficient for not having hired a trial consultant.
D. Cumulative Error
Appellant contends that the cumulative effect of errors of counsel discussed above regarding his guilty plea and the penalty phase denied him the fundamental rights guaranteed him by the United States Constitution under the Sixth, Eighth, and Fourteenth Amendments. Because Appellant has dеmonstrated neither
E. Unconstitutional Capital Sentencing Statute
Appellant next argues in conclusory fashion that Florida‘s capital sentencing statute,
F. Incompetency at Execution
Appellant concedes that the circuit court correctly denied as premature the claim that his execution would violate the Eighth Amendment if he is not competent at that time. See Hall v. Moore, 792 So. 2d 447, 450 (Fla. 2001) (agreeing Hall‘s Eighth Amendment claim that he may be incompetent at the time of execution was “premature” and that Hall conceded “that he cannot legally raise the issue of his competency to be executed until after a death warrant is issued“). Accordingly, we affirm the postconviction court‘s denial of this claim.
G. Constitutionality of Lethal Injection
Appellant claims that Florida‘s current lethal injection method of execution constitutes cruel and unusual punishment and its use would deprive him of his
H. Execution Team Prohibition
Appellant contends that
III. CONCLUSION
Having considered the issues raised by Appellant in this appeal from the denial of Appellant‘s motion for postconviction relief, we affirm the postconviction court‘s order for the reasons explained above.
It is so ordered.
LABARGA, C.J., and PARIENTE, LEWIS, QUINCE, CANADY, POLSTON, and PERRY, JJ., concur.
An Appeal from the Circuit Court in and for Seminole County, Jessica J. Recksiedler, Judge - Case No. 592007CF004890A000XX
James Vincent Viggiano, Jr., Capital Collateral Regional Counsel, Middle Region, Mark S. Gruber, Capital Collateral Regional Counsel, Middle Region, and Julie A. Morley, Capital Collateral Regional Counsel, Middle Region, Tampa, Florida, for Appellant
Pamela Jo Bondi, Attorney General, Tallahassee, Florida; Mitchell David Bishop, Assistant Attorney General, and Stacey E. Kircher, Assistant Attorney General, Daytona Beach, Florida, for Appellee
