Lead Opinion
Affirmed by published opinion. Judge WILLIAMS wrote the opinion, in which Judge LUTTIG joined. Judge MOTZ wrote a separate opinion concurring in all of the opinion of the Court except for Part II.B.
On January 14, 1984, a South Carolina jury convicted Andrew Smith of the brutal murders of Christy and Corrie Johnson. Following the jury’s recommendation, the trial court sentenced Smith to death. After exhausting his state appeals, Smith petitioned the federal district court for habeas , corpus relief. See 28 U.S.C.A § 2254 (West 1994).
I.
On Saturday, May 28, 1983, Smith, armed with a pistol and a knife, went to the home of Christy and Corrie Johnson to see whether he could borrow their car. After the eighty-six year old Mr. Johnson refused, Smith struck him with such force that he fell to the floor. When the eighty-two year old Mrs. Johnson came to her husband’s aid, Smith reached for his knife and stabbed her several times. Smith then stabbed Mr. Johnson as he got up from the floor to help his wife.
During the course of the attack, Mrs. Johnson, was stabbed seventeen times on and about her face, back, chest, and hands. Mr. Johnson suffered twenty-seven stab wounds, including several defensive wounds, on and about his face, neck, chest, hands, wrists, and back. In addition to the stab wounds, both victims had “blunt force” injuries consistent with having been struck with a pistol.
After leaving his knife in Mrs. Johnson’s back, Smith took the keys to the Johnsons’ car and drove away from the scene. The following day, the police found the Johnsons’ car stripped of its wheels, battery, spare tire, and various other parts. Based upon several different tips, the police lawfully searched the residence of Smith’s mother. There, the police found the parts taken from the John-sons’ ear.
Smith was arrested and charged with the two murders. After waiving his Miranda rights, Smith confessed to brutally murdering the Johnsons.
Smith was indicted in October of 1983 on two counts of murder. At that time, the State notified Smith that it intended to seek the death penalty. Before the trial began, the trial court held a hearing to determine Smith’s competency to stand trial. Dr: John Dunlap, a psychiatrist at the South Carolina Department of Mental Health, testified at the hearing that Smith was capable of assisting his counsel and competent to stand trial. Based upon the evidence introduced at that hearing, the trial court specifically found, beyond a reasonable doubt, that Smith was competent to stand trial.
Smith’s trial began on January 9, 1984. Smith raised an insanity defense and presented the testimony of Dr. Helen Clark, a clinical psychologist. Dr. Clark testified that Smith suffered from schizophrenia and a dissociative disorder at the time of the murders and could not distinguish right from wrong. Smith elected not to take the stand in his own defense. In reply, the State introduced the testimony of Dr. Spurgeon Cole, also a clinical psychologist. Dr. Cole testified that Smith’s test results did not support Dr. Clark’s conclusion that Smith was legally insane at the time of the murders. On January 14,1984, the jury rejected Smith’s insanity defense and found him guilty on both counts of murder. At the conclusion of the subsequent sentencing phase, the trial court, following the jury’s recommendation, sentenced Smith to death.
On direct appeal, the South Carolina Supreme Court affirmed Smith’s convictions and death sentences. See State v. Smith,
On October 26, 1987, Smith’s resentencing trial began. After four days of testimony, the jury recommended the imposition of the death-sentence. Following the jury’s recommendation, the trial court once again sentenced Smith to death. On direct appeal, the South Carolina Supreme Court affirmed this death sentence. See State v. Smith,
Smith filed an application for PCR in state court on August 13, 1990. After an eviden-tiary hearing, the state PCR court denied Smith’s application. The South Carolina Supreme Court denied Smith’s petition for a writ of certiorari. The United States Supreme Court again denied Smith’s petition for a writ of certiorari. See Smith v. South Carolina,
On January 24, 1996, Smith filed a habeas petition pursuant to 28 U.S.C.A. § 2254 in the United States District Court for the District of South Carolina. On August 27, 1996, a hearing was held before a federal magistrate judge. In February of 1997, the magistrate judge issued a 151-page Report and Recommendation in which he recommended that the district court deny Smith’s request
On appeal, Smith contends: (1) that South Carolina’s “physical torture” aggravating circumstance is unconstitutional; (2) that his counsel were ineffective for failing to present evidence in mitigation of punishment at his resentencing trial; (3) that he was incompetent to stand trial; (4) that the State violated his Sixth Amendment right to counsel; (5) that.the grand jury and the petit jury were selected in violation of the Equal Protection Clause; (6) that the trial court’s instructions on expert testimony and insanity violated the Sixth Amendment; and (7) that the trial court erroneously instructed the jury that its sentencing recommendation must be unanimous. We address Smith’s arguments in turn.
II.
A.
In his federal habeas petition, Smith first contends that South Carolina’s “physical torture” aggravating circumstance does not require an intent to. torture and, therefore, fails to genuinely narrow the class of persons eligible for the death penalty. In the alternative, Smith contends that even if the physical torture aggravating circumstance requires an intent to torture, a finding of intent was unsupported by the evidence in this case.
1.
To satisfy the Eighth and Fourteenth Amendments, a state’s capital sentencing scheme must suitably channel or limit the jury’s discretion in imposing the death penalty. See Lewis v. Jeffers,
Under South Carolina law, physical torture exists “when the victim is intentionally subjected to serious physical abuse prior to death.” State v. Smith,
Physical torture is the intentional infliction of serious, vile, horrible or inhuman abuse upon the body of another before death. The instantaneous death of the victim does not constitute torture. Physical torture may include the malicious infliction of bodily harm to another by depriving him or her of a member of his or her body or by rendering a member of his or her body useless, or by seriously disfiguring his or her body or a member of his or her body, or the intentional and unmerciful prolonging of severe pain and abuse to the body of another, or the intentional and unmerciful infliction of serious and extensive physical pain and abuse to the body of another.
(J.A at 2093 (emphasis added).) We conclude that the trial court’s instruction adequately conveyed to the jury that it had to find an intent to torture.
Moreover, the trial court’s definition of torture “make[s it] clear that something other than those factors that a juror • might
2.
Smith also contends that even if the “physical torture” aggravating circumstance requires an intent- to torture, a finding' of intent to torture was unsupported by the evidence in this case. This argument, like the last, must fail. The brutality of the murders, as evidenced by the number and nature of the injuries inflicted, was more than sufficient to support the jury’s conclusion that Smith intended to torture the John-sons. Cf. Gilbert v. Moore,
Mr. Johnson’s autopsy revealed that he had been stabbed twenty-seven times, including several defensive wounds, on or about his face, neck, chest, hands, wrists, and back. In addition to the stab wounds, Mr. Johnson had “blunt force” injuries consistent with having been struck with a pistol. As a result of those blows," Mr. Johnson’s skull was fractured in two separate locations. Mrs. Johnson’s autopsy revealed that she had been stabbed seventeen times, including several defensive wounds, on or about her face, back, chest, and hands. Like her husband, Mrs. Johnson had “blunt force” injuries characterized by lacerations, abrasions, and contusions that were consistent with having been struck with a pistol.
Dr. Joel Sexton, the forensic pathologist who performed the autopsies on the John-sons, testified at trial that most of the John-sons’ wounds were inflicted before death. In addition, Dr. Sexton testified that the wounds were most probably “inflicted during ... consciousness.” (J.A at 1918.) Dr. Sexton’s testimony is supported by the nature of the wounds, the physical evidence discovered at the crime scene, and Smith’s own confession.
First, the existence of “defensive wounds” on the wrists and hands of the Johnsons indicate that they were both alive and conscious during the attack and tried to defend themselves. Also, the smearing and pooling of blood at different locations in the John-sons’ home demonstrates that the Johnsons were alive and conscious as they struggled with Smith. Finally, Smith’s own account of the murders indicates that the Johnsons were alive and conscious dining much of the attack. According to Smith, he first struck Mr. Johnson. When Mrs. Johnson came to her husband’s aid, Smith stabbed her several times. After wounding Mrs. Johnson, Smith turned his attention back to Mr. Johnson, whom he stabbed several times. After bludgeoning Mr. Johnson, Smith resumed stabbing Mrs. Johnson. Based upon the foregoing, we conclude that a finding of intent to torture is amply supported by the evidence in this ease.
B.
At Smith’s resentencing, the trial court submitted several aggravating circumstances to the jury for their consideration. In addition to finding physical torture, the jury, in returning a recommendation of death, found that Smith committed the murders while in the commission of a felony— larceny with the use of a deadly weapon. In a nonweighing.state, such as South Carolina, the jury’s reliance on an invalid aggravating factor may not “infect the formal process of deciding whether death is an appropriate penalty” if the jury also “finds at least one valid aggravating factor.” Stringer v. Black,
In Tuggle, this Court considered- six factors in determining whether an invalid aggravating circumstance had a substantial and injurious effect or influence on the jury’s verdict. See Tuggle,
(1) the strength of the remaining aggravating circumstance; (2) the evidence admitted ... at the sentencing hearing to establish the invalid aggravating circumstance; (3) the evidence improperly excluded at the sentencing hearing; (4) the nature of any mitigating evidence; (5) the closing argument of the prosecutor; and (6) any indication that the jury was hesitant or entertained doubt in reaching its sentencing determination.
Id. at 1393. The district court, after a thorough analysis of these six factors, concluded that any error in the “physical torture” aggravating circumstance was harmless. We agree.
As to the first Tuggle factor, the jury also found the presence of a second aggravating circumstance—commission of a felony. Specifically, the jury found larceny with the use of a deadly weapon. That finding is clearly supported by the record. Smith confessed to killing the Johnsons with a knife. Moreover, he confessed to taking the Johnsons’ car. Even Smith concedes, as he must, that there is “sufficient evidentiary support for the [larceny] aggravator.” (Appellant’s Br. at 20-21.)
As to the second Tuggle factor, the State would have introduced evidence regarding the brutal manner in which Smith killed the Johnsons during sentencing even absent the question of physical torture. Moreover, but for the fact that Smith was resentenced pursuant to Skipper v. South Carolina,
Because Smith does not contend that any evidence was improperly excluded, the third Tuggle factor has no application to the issues presented here. Likewise, Smith concedes that the fourth Tuggle factor has “no bearing here.” (Appellant’s Br. at 20.)
With respect to the fifth Tuggle factor, the prosecutor’s closing argument focused on all of the statutory aggravating circumstances presented to the jury. Smith argues, however, that the prosecution was primarily concerned with the “physical torture” aggravator. For support, Smith notes only that the prosecutor’s closing argument on the “physical torture” aggravator required four pages of transcription, whereas his closing argument on the “larceny” aggravator required less than one page. That fact alone, however, is hardly evidence that the prosecution primarily focused on the “physical torture” aggravator. To find the “larceny” aggravator, the jury had to find only that Smith used a deadly weapon and took a piece of property belonging to the Johnsons. Here, the defense did not seriously dispute, nor could they, that Smith used a knife and stole the Johnsons’ car. As a result, it is not -surprising that the prosecution spent less time explaining to the jury the elements of, and the evidence supporting, the “larceny” aggravating circumstance than it spent explaining the elements of, and the evidence supporting, the “physical torture” aggravating circumstance.
Applying these factors, we conclude that even if the “physical torture” aggravating circumstance were somehow constitutionally infirm, it did not have a substantial and injurious effect or influence on the jury’s decision to sentence Smith to death. As a result, any error was harmless. The record in this case contains an unimpeachable “larceny with a deadly weapon” aggravating circumstance. The jury did not hear any evidence that was only relevant to the allegedly invalid aggravating circumstance. No evidence was improperly excluded as a result of the allegedly invalid aggravating circumstance, and Smith concedes that any error did not affect his ability to introduce mitigating evidence. The prosecution did not argue solely for the allegedly invalid factor during closing argument, and the jury returned its verdict after only two hours of deliberation.
III.
Next, Smith contends that his counsel were ineffective for failing to investigate, prepare, and present evidence in mitigation of punishment at his resentencing trial. In particular, Smith argues that his counsel failed to present evidence that he (1) had a non-violent character and (2) would adapt well to prison. The test for reviewing claims of ineffective assistance of counsel is well established. See Strickland v. Washington,
A.
After reviewing Smith’s contentions, we conclude that his counsel were not objectively unreasonable in failing to present evidence that Smith had a non-violent character. Had Smith’s counsel attempted to paint Smith as a non-violent man. with a good character, the State could (and most likely would) have introduced evidence that Smith (1) was involved in the murder of David Craig; (2) had been accused of raping and assaulting a young girl; (3) was implicated in the murder of another individual named Patel; and (4) had a reputation in the community for being violent.
B.
Despite Smith’s contentions to the contrary, his counsel did introduce evidence of his adaptability to prison. Dr. Lesley
C.
In addition to the evidence of Smith’s adaptability to prison life, Smith’s counsel introduced mitigating evidence regarding Smith’s mental illness. Dr. Helen Clark testified that when she saw Smith a couple of days after he was arrested, he was showing symptoms of schizophrenia. She testified that, in her opinion, Smith did not know right from wrong at the time of the murders. Smith’s counsel also introduced mitigating evidence regarding Smith’s lack of intent. Specifically, they used Smith’s own confession to illustrate that Smith did not intend to rob and murder the Johnsons. Rather, they argued that the murders occurred as a result of an argument after the Johnsons would not let Smith borrow their car. After reviewing the record, we are convinced that counsel’s performance was not deficient.
IV.
Next, Smith contends that he was incompetent to stand trial because he was taking Mellaril.
Because Smith did not properly present this claim in state court, we hold - that Smith is procedurally barred from raising the claim before us on federal habeas review. See Coleman v. Thompson,
The Supreme Court has held that an incompetent defendant cannot knowingly or intelligently waive his right to have the court determine his competency. See Drope v. Missouri,
In Noble v. Barnett,
V.
Next, Smith contends that his Sixth Amendment right to effective assistance of counsel was violated when Dr. Spurgeon Cole, a psychologist originally retained by Smith, testified on behalf of thé State that Smith was not legally insane.
We begin our analysis of Smith’s claim by noting that the “attorney-client privilege is a creation of the common law, not the Constitution.” Lange v. Young,
It is well established that “new rules will not be applied or announced in eases on collateral review unless they fall into one of two exceptions.” Penry v. Lynaugh,
Smith’s sentence became final in March of 1990, when the United States Supreme' Court denied his petition for certiorari on direct appeal. See Smith v. South Carolina,
“Surveying the legal landscape” in March of 1990, Graham,
VI.
In his petition seeking federal habeas relief, Smith further claims that both the grand jury and the petit jury were selected in violation of the Equal Protection Clause and that the trial court’s instructions on expert testimony and insanity violated the Sixth Amendment. Smith concedes, however, that these claims were not specifically raised on direct appeal. Nevertheless, Smith argues that the claims are not procedurally defaulted because the Supreme Court of South Carolina reviewed these issues when it conducted its in favorem vitae review.
We have reviewed and rejected the identical argument several times. See Kornahrens v. Evatt,
Even with in favorem vitae review, unless the prisoner raises the specific objections before the state court, we cannot determine whether the state court has properly applied federal constitutional principles, or for that matter, whether the state court has even considered these issues at all. In short, we have no state court judgment to review.
Smith’s contention that Komahrens, Matthews, and Arnold were wrongly decided and should be overruled need not detain us long. It is well established that a decision of this Court is binding on other panels unless it is overruled by a subsequent en banc opinion of the Court or an intervening decision of the United States Supreme Court. See Industrial Turnaround Corp. v. NLRB,
VII.
Finally, at Smith’s resentencing the trial court instructed the jury that its sentencing recommendation, whether the death penalty or a life sentence, must be unanimous. Smith contends that the trial court’s instruction misstated South Carolina law, see S.C.Code Ann. § 16-3-20(0 (Law. Coop.1985 & Supp.1997) (providing that if a jury in a capital case is unable to agree on the death penalty, the defendant must be sentenced to life imprisonment), and violated the rule established in Simmons v. South Carolina,
A.
In response to Smith’s first argument—that the instruction in question misstates South Carolina law—the State cites a series of state court decisions that it alleges have found the identical instruction to be a correct statement of South Carolina law.
B.
In response to Smith’s second argument—that the instruction in question violates the rule announced in Simmons
VIII.
Because Smith has failed to provide any grounds upon which habeas relief may be granted, the decision of the district court is hereby affirmed.
AFFIRMED
Notes
.Smith filed his habeas petition exactly three months prior to the enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA). See Pub.L. No. 104-132, 110 Stat. 1214 (enacted on April 24, 1996). As a result, § 104 of the AEDPA, which amended 28 U.S.C.A. § 2254(d) (West Supp.1997), does not apply to this appeal. See Lindh v. Murphy,-U.S.-, ---,
Section 107 of the AEDPA is also inapplicable to this appeal. South Carolina "contends that it became eligible for the procedures outlined in § 107 of the AEDPA as of June 18, 1996." Id. at 403 n. 1. Even if true, Smith's state habeas petition was finally decided by the South Carolina Supreme Court prior to that date. See Bennett v. Angelone,
. Mr. Johnson’s skull was fractured in two separate places. Mrs. Johnson’s skull was lacerated in several locations.
. Smith's confession reads, in pertinent part, as follows:
Last Saturday I was drinking all day and walking. I needed a ride and I wanted to see if*813 Christy Johnson would let me borrow his car, so I walked up to his house and he wouldn’t let me .use the car. We got to arguing. I got mad and I hit Christy Johnson. He fell to the floor and Corrie, his wife, came at me with something, I don’t know what. I pushed her back. I reached for a knife and I stabbed her several times; then I stabbed Christy Johnson several times after he got up off the floor. I got the keys and went and got the car.
(J.A. at 1073-74.) '
. In Skipper v. South Carolina,
. One of Smith's own character witnesses testified at the second State PCR hearing that Smith had a reputation for violence.
. "Mellaril is the trade name for thioridazine, an antipsychotic drug.” Riggins v. Nevada,
. Smith failed to present this issue to the South Carolina Supreme Court when he petitioned for a writ of certiorari.
. Prior to the start of Smith’s first trial, a hearing was held to determine whether Smith was competent to stand trial. Based upon the evidence introduced at that hearing, the trial court found, beyond a reasonable doubt, that Smith was competent to stand trial. This factual finding is entitled to a presumption of correctness in a federal habeas corpus proceeding. See 28 U.S.C.A. § 2254(d) (West 1994). Because Smith failed to present clear and convincing evidence to the contrary, the magistrate judge determined that the issue was without merit and should be dismissed. The district court adopted the magistrate judge’s Report and Recommendation and denied Smith’s request for a competency hearing. If the issue were not procedurally defaulted, we would do likewise.
. Dr. Cole testified at the first state PCR hearing that he only testified for the State because Smith’s trial counsel thought that it would be helpful to the defense. Smith’s trial counsel con-fimied Dr. Cole’s explanation, admitting that they honestly believed that Dr. Cole’s testimony would be helpful to the defense. Smith’s trial counsel also thought that if they objected to Dr. Cole’s testimony the State would call Dr. John Dunlap—the psychiatrist from the South Carolina Department of Mental Health who testified at Smith’s pre-trial competency hearing that he was capable of assisting his counsel and competent to stand trial'—whose testimony they believed would be less helpful to the defense.
. The South Carolina Supreme Court rejected Smith’s claim on direct appeal because "[t]he record [was] void of any evidence [that Dr. Cole] was hired to help establish the insanity defense." State v. Smith,
. As noted above, Teague is subject to two exceptions.
First, a new rule should be applied retroactively if it places certain kinds of primary, private individual conduct beyond the power of the criminal law-making authority to proscribe. Second, a new rule should be applied retroactively if it requires the observance of those procedures that are implicit in the concept of ordered liberty.
Teague v. Lane,
. Under in favorem vitae (in favor of life) review, "the appellate court searches the record for error without regard to whether an objection has preserved it." Kornahrens v. Evatt,
. Because Smith does not argue that he can demonstrate cause and prejudice or a fundamental miscarriage of justice to excuse the default, we do not consider whether either exists. See Kornahrens v. Evatt,
. In Simmons v. South Carolina,
. Smith’s sentence became final in 1990, when the United States Supreme Court denied his petition for certiorari on direct appeal. See Smith v. South Carolina,
Concurrence Opinion
Circuit Judge, concurring:
If the “physical torture” aggravating circumstance were invalid, see ante section II.B, I could not conclude that the error would not have infected the jury’s decision to sentence Smith to death. However, for the reasons set forth in section II.A of the opinion of the court, I believe the district court correctly instructed the jury as to “physical torture” and the evidence supported the jury’s finding of physical torture. Accordingly, I concur in the judgment and in the opinion of the court, except for section II.B.
