ANDOVER VOLUNTEER FIRE DEPARTMENT and Travelers Insurance Company, Appellees, v. GRINNELL MUTUAL REINSURANCE COMPANY, Appellant.
No. 08-1628.
Supreme Court of Iowa.
Aug. 13, 2010.
75
CADY, Justice.
IV. Conclusion.
The district court had jurisdiction to enforce the protective order entered during discovery in this case but did not have jurisdiction to enforce a settlement agreement that was never entered by the court. The district court‘s determination that Stowers be held in contempt of court for violation of the protective order is supported by substantial evidence. The district court‘s determination that Reis be held in contempt of court for violation of the protective order is not supported by substantial evidence, and it was erroneous for the court to rely on the settlement agreement to hold Reis in contempt. We uphold the district court‘s authority to order fees, but limit the scope of the award. We remand this case to the district court for entry of an order and remedies consistent with this decision.
DECISION OF COURT OF APPEALS VACATED; WRIT SUSTAINED IN PART AND ANNULLED IN PART; AND CASE REMANDED.
Charles A. Blades of Scheldrup, Blades, Schrock, Smith, and Aranza, P.C., Cedar Rapids, for appellant.
Aaron T. Oliver of Hansen, McClintock & Riley, Des Moines, for appellees.
Justin Faur died attempting to save the life of another person. He was twenty-
I. Background Facts and Proceedings.
Justin Faur died ten days after he sustained an anoxic brain injury from the inhalation of methane gas. He was employed by Johnson Valley Beef, a farm corporation owned by Dwight Johnson and located in rural Andover. Justin worked as a farmhand on the farm. The farm operation consisted of raising crops and livestock, including approximately 1200 head of cattle. Justin was a dependable and reliable worker and maintained a close relationship with Dwight and his wife, Sherril.
Justin was also a volunteer firefighter for the Andover Volunteer Fire Department. As a volunteer firefighter, Justin wore a pager issued by the volunteer department. The pager allowed him to be notified when his services as a volunteer firefighter were needed. Each volunteer firefighter normally had the responsibility to promptly report to duty when paged.
The pager system was tied to the county 911 emergency system. The volunteer fire department was part of the enhanced 911 emergency services system in the county. All emergency calls from the public were directed to the communication center in
On April 16, 2005, Justin and Dwight spent most of the day cleaning a manure pit under a cattle confinement barn on the farm. After draining and washing the pit, Dwight apparently climbed into the manure pit to retrieve a chain that had dropped and was overcome by methane fumes. Methane gas inhibits the ability of a person to breathe when inhaled into the lungs, and the effects can be immediate and dramatic. In addition to its natural state, it is produced by the fermentation of organic matter such as manure. Methane gas produced by manure can be highly toxic in a closed environment, especially when the manure is wet.
Justin ran to the farmhouse, approximately 150 yards from the barn. He told Sherril that Dwight had fallen into the pit and to call 911. Justin promptly returned to the barn and apparently attempted to remove Dwight from the pit on his own. There were no witnesses, however, to the event. Justin was found a few minutes later lying face down in the pit near Dwight. Like Dwight, he had been overcome by methane gas. The gas rendered Justin unconscious and unresponsive.
The men were removed from the pit after rescue personnel arrived, which included members of the Andover Volunteer Fire Department. The Andover volunteer firefighters were paged one minute and eight seconds after the law enforcement center received the 911 call from Sherril. It is unknown if the page was sent to the volunteer firefighters before Justin was overcome by methane gas.
Dwight died four days after the incident. Justin died in the hospital ten days later. He never regained consciousness. He posthumously received a national award for his heroic actions from the Carnegie Foundation.
The workers’ comрensation carrier for Johnson Valley Beef, Grinnell Mutual Reinsurance (Grinnell), paid the workers’ compensation benefits for Justin‘s injuries and death. Grinnell then sought contribution or indemnity from the workers’ compensation carrier for the Andover Volunteer Fire Department, Travelers Insurance Company (Travelers). Grinnell claimed Justin was acting as a volunteer firefighter at the time of his death because he had been “summoned to duty as a volunteer fire fighter” in accordance with
A deputy workers’ compensation commissioner determined Justin‘s death arose out of and in the course of his employment with both Johnson Valley Beef and the Andover Volunteer Fire Department. In reaching this decision, the deputy concluded a volunteer firefighter is not in the course of employment for purposes of
Travelers appealed.2 The workers’ compensation commissioner affirmed the decision of the deputy, but on different grounds. The commissioner concluded the timing of the page was not critical to the determination of coverage under
For by acting immediately the firefighter would jeopardize the firefighter‘s or any dependent‘s entitlement to workers’ compensation benefits if the firefighter were injured while so acting. Given that result from immediate action, the rational volunteer firefighter would call 911 and then wait to receive a summons from the appropriate entity before initiating actions consistent with a firefighter‘s duties to the general public. Certainly, in situations of imminent peril minutes and seconds do matter. A volunteer firefighter‘s failure to act immediately could well increase the peril to the public or decrease the possibility of averting disaster. Common sense compels the conclusion that the legislature did not intend such absurd results.
The commissioner determined a volunteer firefighter is summoned to duty when “a reasonable firefighter faced with the circumstances presented would have felt called upon to act in a manner consistent with the duties a voluntary firefighter assumes as regards the general public.”
Travelers sought judicial review. The district court rejected the ruling of the commissioner. It concluded a volunteer firefighter cannot be summoned to duty by circumstances, but can only be summoned by the fire department or some other official channel. It concluded that Justin could only be summoned in this case by a page from the emergency communication center. It remanded the case to the workers’ compensation commissioner for further proceedings under the correct legal standard. Grinnell appealed.
II. Scope of Review.
The standards of
In the absence of an explicit grant of authority to interpret in the agency‘s enabling statute, we turn to other indications that the interpretation of the applicable law has been clearly vested with the agency. In this case, we are unable to find any indication the legislature intended to grant the workers’ compensation commissioner the authority to interpret the phrase “summoned to duty.” Generally, “summoned to duty” is not a phrase “uniquely within the subject matter expertise of the аgency.” Renda, 784 N.W.2d at 13. In fact, in interpreting “summoned to duty,” the commissioner relied on social policy reasons rather than special subject matter expertise to conclude a volunteer firefighter may summon himself or herself to duty when an emergency arises. Moreover, the phrase has a broad range of meanings that touches several areas of the law, which makes it unlikely the legislature intended to authorize the commissioner to interpret the phrase by granting the commissioner general rule-making and enforcement powers. See
III. Statutory Interpretation.
The resolution of this case requires us to interpret
Personal injuries sustained by a volunteer fire fighter arise in the course of employment if the injuries are sustained at any time from the time the volunteer fire fighter is summoned to duty as a volunteer fire fighter until the time the volunteer fire fighter is discharged from duty by the chief of the volunteer fire department or the chief‘s designee.
Grinnell claims a volunteer firefighter can be “summoned to duty” as a volunteer firefighter by circumstances. Travelers asserts a volunteer firefighter can only be “summoned to duty” under the statute by a means or method approved by the fire chief to call a volunteer firefighter to duty, which in this case would have been an audible page.
We begin our resolution of this case with a firm understanding of our task. It is only to determine the intent of the legislature. In re Det. of Shaffer, 769 N.W.2d 169, 173 (Iowa 2009). Fundamentally, this task is tied to the separation-of-powers doctrine, as well as two important underlying principles that the legislature makes the law and courts interpret the law. Courts are given the role to interpret statutes enacted by the legislature because even the most carefully drafted law can never eliminate all uncertainty when applied to future unanticipated circumstances. Teamsters Local Union No. 421 v. City of Dubuque, 706 N.W.2d 709, 713 (Iowa 2005). Uncertainty is inherent in statutes largely because it is inherent in the English language itself.4 See Ronald Benton Brown & Sharon Jacobs Brown, Statutory Interpretation: The Search for Legislative Intent 2 (2002) (noting statutory language is often unclear “because the English language by its very nature ... is an inherent breeding ground for ambiguity“). Thus, courts resolve uncertainties in the application of statutes, but only in a way that captures the will of the legislature.
The first task for courts in interpreting statutes is to identify the presence of an ambiguity. Larson Mfg. Co. v. Thorson, 763 N.W.2d 842, 859 (Iowa 2009). Of course, if no ambiguity exists, the statute is rationally applied as written. Iowa Comprehensive Petroleum Underground Storage Tank Fund Bd. v. Shell Oil Co., 606 N.W.2d 376, 379 (Iowa 2000).
In this case, the ambiguity in the statute is found in the application of the phrase “summoned to duty.” Grinnell claims a volunteer firefighter can be “summoned to duty” by the circumstances encountered by a volunteer firefighter that present the type of danger to which a volunteer firefighter has been trained to respond. Travelers asserts a volunteer firefighter can only be “summoned to duty” by the fire chief or someone else authorized to call a volunteer firefighter to duty. We have said that an ambiguity exists when more than one reasonable interpretation is presented by the circum-
A. Context of Statute.
The context of a statute is an important consideration in the search for legislative intent because “[w]ords may have different meanings when used in the context of a special subject.” 2A Norman J. Singer & J.D. Shambie Singer, Statutes and Statutory Construction § 47:27, at 443 (7th ed.2007) [hereinafter Statutes and Statutory Construction]. Additionally, we look to the statute as a whole to make sure our interpretation is harmonious with the entire legislative enactment. Griffin Pipe Prods. Co., 663 N.W.2d at 865.
The statute in dispute is found within the definitions section of the Workers’ Compensation Act. It is a subsection enacted in 1985 as a part of a broader definition of the phrase “personal injury arising out of and in the course of employment” and is part of an even larger body of law extending workers’ compensation benefits to volunteer firefighters. See 1985 Iowa Acts ch. 46, § 1 (codified at
When volunteer firefighters were included in Iowa‘s workers’ compensation system, they also became subject to the body of law governing entitlement to benefits. This law includes the basic principle of compensation that employers are required to pay workers’ compensation only for personal injuries sustained by an employee “arising out of and in the course of employment.”
Notwithstanding, the legislature has contributed its own definition of the phrase “personal injury arising out of and in the course of the employment.” Under
Under
[p]ersonal injuries sustained by a volunteer fire fighter arise in the course of employment if the injuries are sustained at any time from the time the volunteer fire fighter is summoned to duty as a volunteer fire fighter until the time the volunteer fire fighter is discharged from duty by the chief of the volunteer fire department or the chief‘s designee.
It is understandable that the legislature would want to develop a special “course of employment” rule for volunteer firefighters. Unlike most employees, the duties of volunteer firefighters are not normally connected to a particular premise of the employer. Instead, volunteer firefighters are called to duty at all times of the day and night and at a variety of locations. The general definition of “arising out of and in the course of employment” under
As a general rule, workers’ compensation does not cover an injury sustained by an employee on the way to or
The situation of a volunteer firefighter, however, is unique. A volunteer firefighter not only has special risks produced by rendering services at the scene of an emergency, but also in going to and even returning from the scene of the emergency. For example, the need for speed in responding to a call is one risk connected with employment as a volunteer firefighter. See Comments on Recent Cases, 32 Iowa L. Rev. at 804. Thus,
This context permits us to make certain observations helpful to our understanding of the intent of the statute. The phrase “summoned to duty” only exists in the statute to establish the point in time when the “course of employment” begins fоr volunteer firefighters for the purposes of workers’ compensation. Additionally, the phrase contemplates that the summons is preceded by a decision for the period of employment to begin. Normally, the decision for work to commence rests with the employer, not the employee, especially where the employer is made responsible for injuries sustained by employees “arising out of and in the course of employment.”
Furthermore, the duty that is the subject of the summons under the statute is the duty “as a volunteer fire fighter.” The statute then defines a volunteer firefighter as a “member of an organized volunteer fire department in this state and any other person performing services as a volunteer fire fighter ... at the request of the chief or other person in command of the fire department.”
We recognize
B. Common Meaning.
Undefined words in a statute are usually construed in accordance with their ordinary and common meanings. Statutes and Statutory Construction § 47:27, at 443-46; Mason, 653 N.W.2d at 548. However, when a word of common usage has more than one meaning, the meaning that best conforms to the purpose of the statute is used to construe the statute. See Auen v. Alcoholic Beverages Div., 679 N.W.2d 586, 590 (Iowa 2004) (“Absent a statutory definition or an established meaning in the law, words in the statute are given their ordinary and common meaning by considering the context within which they are used.“).
The word “summoned” has a variety of meanings. See Webster‘s Third New Int‘l Dictionary 2290 (providing five definitions for “summon“). Most of the meanings of the word relate to a call or command by a third party. Id. Yet, a secondary meaning allows the word to be used in the context of an internal call to action, as when a person summons his or her courage. Id. In the context of the time period of employment for the purposes of workers’ compensation benefits, the common meaning of “summoned to duty” as a command from another fits better within the legislative scheme than internal forces that would summon a Good Samaritan to respond and render aid after witnessing an accident or other emergency. There is simply nothing in the statute to indicate the legislature wanted the forces that motivate a Good Samaritan to render aid in the face of emergency to commence the course of employment for a volunteer firefighter who happens to witness an accident and renders aid. Instead, we believe the intent of the legislature was to employ a straightforward, easily applied rule that the course of employment for a volunteer firefighter commences when the volunteer firefighter receives a call initiated through official communications to report for duty.
Importantly, the legislature adopted a rule that removed any consideration of the surrounding circumstances relating to the actual duties of employment. Having specifically removed such circumstances from the “course of employment” test for volunteer firefighters, the legislature left no indication of an intention to reopen the rule for such circumstances to be considered in the event a volunteer firefighter witnesses an accident or other emergency. The test adopted by the legislature captures the goal of protecting volunteer firefighters in the unique circumstances of their employment, and no legislative intent exists to show the legislature further intended to use the workers’ compensation statute to broaden the “course of employment” rule to embrace the principle of a Good Samaritan.
IV. Receipt of Summons.
The next question that necessarily follows is whether the summons to duty must be heard or received by the volunteer firefighter. This issue could arise on remand, as illustrated by the deputy workers’ compensation commissioner‘s determination that Justin was in the course of employment because the page would have reached him prior to his death.
At this point in the analysis, there are few interpretive aids available to guide us. Yet, those that exist remain important. We presume the legislature intended for the statute to yield reasonable results. W.P. Barber Lumber Co. v. Celania, 674 N.W.2d 62, 67 (Iowa 2003). We therefore give this statute its plain meаning and avoid creating impractical or absurd results. Heartland Express v. Gardner, 675 N.W.2d 259, 262 (Iowa 2003). We also keep the entire statute in mind in interpreting the particular provision at issue. Iowa Ass‘n of Sch. Bds. v. Iowa Dep‘t of Educ., 739 N.W.2d 303, 309 (Iowa 2007). In the end, we strive to interpret the statute consistent with its purpose. IBP, Inc. v. Harker, 633 N.W.2d 322, 325 (Iowa 2001).
On one hand, it is conceivable the legislature could have considered receipt of the summons to be unnecessary for a volunteer firefighter. Yet, our rules of interpretation do not lead to such a result. The statute specifically refers to “the time the volunteer fire fighter is summoned to duty.”
Additionally, the statute could produce absurd results if it were interpreted not to require receipt of the summons. Such an interpretation would mean an injury sustained by a volunteer firefighter in the course of an activity unrelated to the duties of a volunteer firefighter would be an injury that occurs “in the course of employment” as a volunteer firefighter. For example, if a volunteer firefighter was injured after being struck by a speeding boat while water skiing on a lake and it was later discovered that his or her pager left behind on the dock had activated with a call to duty just prior to the accident, it would be absurd to conclude the volunteer firefighter was in the course of employment at the time of the injury under the statute.
The receipt requirement is also consistent with the overall purpose of the workers’ compensation statute to provide compensation for injuries that arise out of and in the course of employment. Workers’ compensation was not intended to provide compensation for injuries in the course of
At the same time, we recognize the statute expresses no requirement that the official summons be received by the volunteer firefighter. Instead, to fulfill the purpose of the statute defining “in the course of employment,” it is only important that the employer send the summons and the volunteer firefighter acquire knowledge that a summons to duty has been issued. This approach provides a reasonable interpretation of the statute, is consistent with the entire statute, and meets our goal of interpreting workers’ compensation statutes consistently with the humanitarian objective of providing compensation for injured workers.
V. Conclusion.
We affirm the decision of the district court. The commissioner applied an incorrect legal test in rendering his decision. We remand the case to the district court to further remand the matter to the commissioner for further proceedings consistent with this opinion. It is for the commissioner to resolve this dispute between two insurance companies by applying the statute as interpreted in this opinion to the facts to decide if Justin‘s injuries arose in the course of his employment as a volunteer firefighter.
DISTRICT COURT JUDGMENT AFFIRMED AND CASE REMANDED WITH INSTRUCTIONS.
All justices concur except HECHT, WIGGINS, and BAKER, JJ., who concur specially.
HECHT, Justice (concurring specially).
I write separately because, although I agree this case must be remanded to the commissioner, I cannot agree with one aspect of the majority‘s interpretation of
The majority rejects the commissioner‘s interpretation. Repudiating the notion that a volunteer firefighter can be summoned to duty by mere circumstances, the majority concludes the legislature intended volunteer firefighters to be without workers’ compensation protection until “a third party authorized by the fire chief” calls them to duty. I agree with this portion of the majority‘s analysis as I believe the legislature clearly expressed the boundaries оf “the course of employment.” The course commences on the front end with the issuance of a call to duty from an authorized person to members of the force
I write separately because I believe the majority‘s interpretation of section 85.61(7)(a) adds to the statute language requiring a volunteer firefighter prove he or she received the department‘s call to duty.6 This interpretation results in an embellishment of the words chosen by the legislature and is justified, the majority suggests, by a purpose to avoid an illogical, impractical, or absurd result. I strongly disagree.
There is nothing illogical, impractical, or absurd about an interpretation of the statute that commences the course of employment with an authorized person‘s sounding of a call to action to members of a volunteer fire department who are available for duty. As the majority has acknowledged, the legislature chose to except these public servants from the operation of the going-аnd-coming rule. I view
An interpretation of the statute that commences a volunteer firefighter‘s course of employment with the employer‘s sounding of a call to service is more faithful to the words chosen by the legislature and the clear legislative purpose to expand workers’ compensation protection for volunteers. The clear legislative purpose to expand the protection for voluntеers who risk their lives in the service of others amply explains why the legislature chose to commence the course of employment in this context with the employer‘s issuance of a call to service. This purpose is illustrated by the legislature‘s omission of a requirement that the volunteer receive the call as a condition of commencement of the course of employment, an omission that does not result in such asymmetry as to produce illogical, impractical, or absurd results.7 The majority‘s argument to the
It seems perfectly logical that in furtherance of its purpose to expand the protection of volunteers, the legislature chose a bright-line “trigger” to commence the course of employment. The employer‘s issuance of the call to duty to available volunteers is readily verifiable and therefore serves as a most practical trigger.8 Further, an interpretation that commences the course of employment with the issuance of the summons to duty provides protection for volunteers even when, sadly, as in Faur‘s case, they are unavailable to testify on the question of whether they received the page, or otherwise came to know a summons was sent, before they were injured while clearly in the service of the employer.
The majority‘s interpretation of the statute should be rejected for yet another reason. This court has in the past fifty years repeatedly affirmed that the workers’ compensation statute was enacted to benefit workers and their dependents and that it should, therefore, be interpreted “broadly and liberally in keeping with the humanitarian objective of the statute. We will not defeat the statute‘s beneficent purpose by reading something into it that is not there, or by a narrow or strained construction.” Holstein Elec. v. Breyfogle, 756 N.W.2d 812, 815-16 (Iowa 2008); see also Stumpff v. Second Injury Fund, 543 N.W.2d 904, 905 (Iowa 1996); Barton v. Nevada Poultry Co., 253 Iowa 285, 289, 110 N.W.2d 660, 662 (1961). Reference to this long-standing rule is conspicuously omitted from the majority‘s incompatible interpretive effort.9
The majority‘s concern about extending workers’ compensation protection to any
For all of these reasons I concur with the conclusion that this case must be remanded to the commissioner but cannot join the majority‘s interpretation of the statute.
WIGGINS and BAKER, JJ., join this special concurrence.
No. 08-0051.
Supreme Court of Iowa.
Aug. 20, 2010.
