Lead Opinion
delivered the opinion of the court:
The plaintiff, Elisabeth Anderson, brought the present action in the circuit court of Cook County against defendants, Ronald Vanden Dorpel and Northwestern University. Vanden Dorpel was Anderson’s supervisor at Northwestern and allegedly made defamatory remarks about her to a prospective employer. Anderson sought recovery under theories of defamation and interference with prospective economic advantage. On the defendants’ motion, the circuit court dismissed those counts pursuant to section 2 — 615 of the Code of Civil Procedure (735 ILCS 5/2 — 615 (West 1992)). The appellate court reversed, finding that the plaintiff stated causes of action under both theories, and remanded the cause for further proceedings.
The present appeal is before us on the pleadings, and the facts alleged by the plaintiff and the procedural history of the case may be stated briefly. The plaintiff was employed by defendant Northwestern University in 1989, where she had worked for nine years as its director of corporate relations. In that capacity she raised funds from corporations. According to the allegations in the plaintiff’s first-amended complaint, which forms the basis for the claims at issue here, in November 1989 someone from the Young Men’s Christian Association of Metropolitan Chicago (YMCA) approached the plaintiff, who was not then looking for a job, about a comparable position in the fund-raising department of the YMCA. The plaintiff had been recommended for the job by a member of the YMCA’s board of trustees. The plaintiff was interviewed for the position on November 20, 1989, by Carmelita Gallo, director of personnel for the YMCA, and by Almarie Wagner, YMCA senior vice president. Further interviews were then scheduled for December 6 and 8, 1989, with absent members of the board of trustees. Plaintiff was told that her initial interviews had gone well and that she was being seriously considered for the position. The plaintiff alleges that as of December 6, she was the leading candidate for the job. She was interviewed on December 6, 1989, by Steven Crown, the YMCA’s director, and was assured that the interview had gone well. The plaintiff learned that she was recommended or was going to be recommended for hiring by persons who interviewed her after she completed a follow-up interview on Friday, December 8.
Between Wednesday, December 6, and Thursday, December 7, Crown spoke with Ronald Vanden Dorpel about the plaintiff. Vanden Dorpel was Northwestern’s vice-president of university development and alumni relations and was the plaintiff’s supervisor. According to the plaintiff’s complaint, Vanden Dorpel told Crown that the plaintiff "did not follow up on assignments” and that "she could not get along with her coworkers.” On Thursday, December 7, someone from the YMCA called plaintiff to cancel interviews that had been scheduled for Friday, December 8, and Monday, December 11. The plaintiff alleged that Vanden Dorpel’s comments were false and were made in violation of a Northwestern policy limiting the amount of information that may be provided to others. The plaintiff further alleged that Vanden Dorpel asked her to leave her employment with Northwestern in January 1990, though the present action does not involve that decision.
The plaintiff instituted the present action on December 5, 1990, by filing a complaint in the circuit court of Cook County. She sought recovery from the defendants under several different theories, including the two at issue here, intentional interference with prospective economic advantage and defamation. The defendants moved to dismiss the complaint pursuant to section 2 — 615 of the Code of Civil Procedure (735 ILCS 5/2— 615 (West 1992)) for failure to make a claim for which relief may be granted. The trial judge dismissed the intentional interference and defamation counts without prejudice.
The plaintiff filed an amended complaint on June 14, 1991, again alleging theories of intentional interference with prospective economic advantage and defamation. Once more the defendants moved to dismiss the complaint pursuant to section 2 — 615. The trial judge dismissed the intentional interference count with prejudice and entered a Rule 304(a) finding enabling the plaintiff to immediately appeal the ruling. The trial judge denied the defendants’ motion to dismiss the defamation count, however, and dismissed without prejudice a third count. The plaintiff then filed a second-amended complaint, realleging the defamation count and providing new allegations in support of the third count. The defendants moved for reconsideration of the prior ruling denying their motion to dismiss the defamation count, and moved for dismissal with prejudice of the third count as well. The trial judge granted the motion and dismissed both counts with prejudice. The plaintiff appealed from that ruling. Before the appellate court, the plaintiff apparently did not challenge the dismissal of the third count, and it is not at issue in the appeal to this court.
The appellate court consolidated the plaintiff’s appeal from the dismissal of the defamation count with her earlier appeal from the dismissal of the intentional interference count, reversed the judgment of the circuit court, and remanded the cause for further proceedings.
I. Intentional Interference with Prospective Economic Advantage
We consider first the plaintiffs claim, under count I of the first-amended complaint, seeking recovery under a theory of intentional interference with prospective economic advantage. The defendants argue that the plaintiff did not have a reasonable expectancy of gaining employment with the YMCA and that she therefore cannot state a cause of action under that theory. The defendants contend that the appellate court’s decision sustaining the intentional interference count conflicts with a number of other decisions that have denied recovery in similar circumstances and will dissuade employers from providing candid assessments of their employees.
To state a cause of action for intentional interference with prospective economic advantage, a plaintiff must allege (1) a reasonable expectancy of entering into a valid business relationship, (2) the defendant’s knowledge of the expectancy, (3) an intentional and unjustified interference by the defendant that induced or caused a breach or termination of the expectancy, and (4) damage to the plaintiff resulting from the defendant’s interference. Fellhauer v. City of Geneva,
The case is before us following the dismissal of the plaintiff’s complaint pursuant to section 2 — 615 of the Code of Civil Procedure (735 ILCS 5/2 — 615 (West 1992)). A motion to dismiss under section 2 — 615 challenges only the legal sufficiency of the complaint and admits the truth of all well-pleaded factual allegations. Doe v. Calumet City,
Without determining here whether in all cases a job applicant must have had a firm offer in hand to state a cause of action for intentional interference with prospective economic advantage, we believe that the facts alleged in the present case fall short of what is necessary to state a claim under that theory. The allegations in the first-amended complaint — and repeated in the second-amended complaint — demonstrate nothing more than that the plaintiff was a candidate for a position with the YMCA and that she was scheduled for further interviews at the time her candidacy came to an end. The hope of receiving a job offer is not a sufficient expectancy. See Buchanan v. Serbin Fashions, Inc.,
Although the plaintiff alleges in the complaint that she was the "leading candidate” for the YMCA position, that she had been assured that her interviews had gone well and that she was being "seriously considered” for the job, and that those who had interviewed her were going to recommend that she be hired, we find these additional allegations to be unavailing. First, while the plaintiff’s progression past the initial series of interviews speaks well of her candidacy, it does not by itself demonstrate a reasonable expectancy of employment. Just as informal assurances of good will do not by themselves constitute contractual obligations (Titchener v. Avery Coonley School,
In opposing a motion for dismissal under section 2 — 615 of the Code of Civil Procedure, a plaintiff cannot rely simply on mere conclusions of law or fact unsupported by specific factual allegations. Doe,
Even in circumstances more favorable to the employee than those alleged here, Illinois courts have refused to find a sufficiently strong expectancy that would sustain a cause of action for intentional interference with prospective economic advantage. Thus, in Werblood v. Columbia College,
Malatesta v. Leichter,
The allegations made in the case at bar are far different from the evidence that was found sufficient to support the jury’s verdict in Malatesta. The well-pleaded allegations in the present case show merely .that the plaintiff had undergone several interviews for the YMCA position and that she had been invited back for further interviews before her candidacy came to an end. To hold that the plaintiffs complaint states a cause of action for intentional interference with prospective economic advantage would considerably broaden the scope of the tort. Under the plaintiffs reasoning, the potential class of litigants could include all persons who interview for a particular job, and anyone supplying a negative reference to a prospective employer might conceivably find himself or herself subject to an action for intentional interference with prospective economic advantage. We do not believe that such an expansion of the cause of action is warranted.
II. Defamation
Count II of the plaintiff’s first-amended complaint sought recovery on a defamation theory. The plaintiff alleged that she was defamed by Vanden Dorpel’s statement to Crown, the YMCA’s director, that the plaintiff could not get along with her coworkers and that she did not follow up on assignments. The trial judge eventually dismissed this portion of the complaint with prejudice, concluding that the statements were subject to an innocent construction and hence not defamatory per se. As we have noted, the appellate court agreed with the trial judge that the alleged remark concerning the plaintiff’s inability to get along with coworkers could be innocently construed. The appellate court reached a different conclusion, however, with respect to the comment regarding the plaintiff’s failure to follow up on assignments, and found that it could not be innocently construed. The plaintiff raises no challenge before this court to the appellate court’s resolution of the comment concerning her relations with her coworkers.
To be considered defamatory per se, the challenged statement "must be so obviously and naturally harmful to the person to whom it refers that a showing of special damages is unnecessary.” Owen v. Carr,
Even if the challenged statement fits within one of the recognized categories that will sustain a per se action, recovery will not be allowed if the statement can reasonably be given an innocent construction. Kolegas v. Heftel Broadcasting Corp.,
"We therefore hold that a written or oral statement is to be considered in context, with the words and the implications therefrom given their natural and obvious meaning; if, as so construed, the statement may reasonably be innocently interpreted or reasonably be interpreted as referring to someone other than the plaintiff it cannot be actionable per se.” Chapski,92 Ill. 2d at 352 .
The innocent construction rule applies only to actions for defamation per se. Mittelman,
Other courts considering analogous comments have found them to be capable of an innocent construction and hence not defamatory per se. For example, in Valentine v. North American Co. for Life & Health Insurance,
"Judging the statement in the context of [the real estate broker’s] other comments as to why the company was terminating the plaintiffs agency, we conclude that the words 'he was a lousy agent’ are capable of being innocently construed to mean that the plaintiff did not properly or satisfactorily represent the company and that there had been a 'lousy’ or generally unsatisfactory agency relationship. The statement in context does not necessarily imply plaintiffs lack of qualifications or skill in his calling.” Valentine,60 Ill. 2d at 171 .
Valentine may be contrasted with Mittelman v. Witous,
Our appellate court has also determined that statements similar to the one at issue here regarding a person’s job performance in a particular setting may be given an innocent construction. For example, in Taradash v. Adelet/Scott-Fetzer Co.,
The statement alleged here regarding the plaintiff’s failure to follow up on assignments is similarly subject to an innocent construction. Like the comments in the preceding cases, the remark here may reasonably be understood as signifying nothing more than that the plaintiff did not fit in with Northwestern’s organization and perform well in that particular position. Such an interpretation is reinforced when the comment is considered in context, as it must be. See Chapski v. Copley Press,
Nor do we agree with the plaintiff that the precedential value of Valentine and Kakuris, discussed above, is diminished because those cases preceded the decision in Chapski, and that opinion’s express recognition that an innocent construction must be reasonable. As the appellate court observed in Harris Trust & Savings Bank v. Phillips,
The plaintiff raises the alternative contention that she has successfully pleaded an action for defamation per quod. We do not agree. "Statements are considered defamatory per quod if the defamatory character of the statement is not apparent on its face, and extrinsic facts are required to explain the defamatory meaning.” Kolegas v. Heftel Broadcasting Corp.,
* * *
Given our result in this case, we have no occasion to consider the defendants’ argument that recovery under both theories alleged here — intentional interference with prospective economic advantage and defamation — is precluded because the comments in question were conditionally privileged. For the reasons stated, the judgment of the appellate court is reversed and the judgment of the circuit court of Cook County is affirmed.
Appellate court judgment reversed; circuit court judgment affirmed.
Dissenting Opinion
dissenting:
I believe that Elisabeth Anderson properly stated a cause of action for intentional interference with prospective business advantage. Although no formal job offer had been extended to her, that was not required. All that was necessary was that she have a reasonable expectancy of employment.
The majority dismisses Anderson’s employment prospects with the YMCA as involving nothing more than mere hope. This characterization is completely inaccurate. According to the allegations of her complaint, which we must accept as true, Anderson had been specifically solicited for the fund-raising position there; she was the leading candidate for the position following successful completion of interviews with the YMCA’s personnel director, senior vice-president and director; and she had already been recommended for the job or was going to be recommended for the job after a final follow-up interview.
Contrary to what my colleagues claim, these allegations are sufficiently specific to withstand a motion to dismiss under section 2 — 615 of the Code of Civil Procedure (735 ILCS 5/2 — 615 (West 1992)). The absence of additional details is not fatal to Anderson’s complaint. Under the Code, a plaintiff is not required to set out the particular evidence on which her complaint is based. The Code provides simply that the complaint "shall contain a plain and concise statement of the pleader’s cause of action.” 735 ILCS 5/2 — 603 (West 1992). According to the Code, "[n]o pleading is bad in substance which contains such information as reasonably informs the opposite party of the nature of the claim or defense which he or she is called upon to meet.” 735 ILCS 5/2— 612(b) (West 1992).
There is no mechanical formula for applying these standards in a particular case, but the guiding principle is that pleadings must be construed liberally with the ultimate goal of doing substantial justice between the parties. 735 ILCS 5/2 — 603(c) (West 1994); Gonzalez v. Thorek Hospital & Medical Center (1991),
There is no reason Vanden Dorpel and Northwestern University should receive the deferential treatment afforded them by my colleagues. Even from a purely pragmatic point of view, adherence to the law will not place the defendants in any special or immediate peril. We are, after all, still at the beginning of the litigation process. If Anderson cannot substantiate her claims, Vanden Dorpel and Northwestern University will have ample opportunity to challenge her allegations through summary judgment or at trial. She should not be required to set out her case as a precondition of advancing beyond the pleading stage without even having been afforded the opportunity to conduct discovery. Accordingly, the appellate court was correct in reinstating Anderson’s claim for intentional interference with prospective business advantage.
I also agree with the appellate court’s conclusion that Anderson’s defamation claim should not have been dismissed. Unlike the appellate court, however, I do not believe that either of the defamatory remarks allegedly made by Vanden Dorpel can be excused, as a matter of law, under the innocent construction rule.
According to Anderson’s complaint, as amended, Vanden Dorpel knowingly made false statements to Anderson’s prospective new employer that she "did not follow up on assignments” and that "she could not get along with co-workers.” Both of these statements impute an inability to perform her job and are manifestly prejudicial to her in her profession. As a result, they are defamatory per se. Owen v. Carr,
There is no dispute that Vanden Dorpel’s statements cannot reasonably be interpreted as referring to anyone other than Anderson. There should be no dispute that they cannot reasonably be interpreted innocently. This is not a situation where, taken in context, a statement does not necessarily imply a plaintiff’s lack of qualifications or skill in her calling. In context, that is precisely what the statements here imply. Based on the allegations of Anderson’s complaint and the inferences that can reasonably be drawn from those allegations, Vanden Dorpel knew Anderson was applying for a comparable position at the YMCA, knew he was being asked for his assessment of her ability to perform that job, and knew that his remarks would be understood to mean that she would be a bad employee at the YMCA. Indeed, the complaint alleges that the very point of Vanden Dorpel’s false remarks was to thwart Anderson’s attempt to obtain employment at the YMCA. To claim that Vanden Dorpel’s remarks might be understood as relating simply to Anderson’s abilities in the particular and limited circumstances of her job at Northwestern is therefore not only unreasonable, it is patently ridiculous.
Admittedly, precedent can be found to support the majority’s position. Just because other courts have abused the innocent construction rule from time to time, however, does not mean that we should do so now. In Mittelman v. Witous,
JUSTICE FREEMAN joins in this dissent.
