ELISABETH ANDERSON, Appellee, v. RONALD VANDEN DORPEL et al., Appellants.
No. 78669
Supreme Court of Illinois
April 18, 1996
172 Ill. 2d 399
Appellate court judgment reversed; circuit court judgment affirmed.
Opinion filed April 18, 1996.
Frederic J. Artwick, Anne E. Rea and Mark B. Blocker, of Sidley & Austin, of Chicago, and Thomas G. Cline, of Evanston, for appellants.
Aron D. Robinson and Robert A. Holstein, of Holstein, Mack & Klein, of Chicago, for appellee.
JUSTICE MILLER delivered the opinion of the court:
The plaintiff, Elisabeth Anderson, brought the present action in the circuit court of Cook County against defendants, Ronald Vanden Dorpel and Northwestern
The present appeal is before us on the pleadings, and the facts alleged by the plaintiff and the procedural history of the case may be stated briefly. The plaintiff was employed by defendant Northwestern University in 1989, where she had worked for nine years as its director of corporate relations. In that capacity she raised funds from corporations. According to the allegations in the plaintiff‘s first-amended complaint, which forms the basis for the claims at issue here, in November 1989 someone from the Young Men‘s Christian Association of Metropolitan Chicago (YMCA) approached the plaintiff, who was not then looking for a job, about a comparable position in the fund-raising department of the YMCA. The plaintiff had been recommended for the job by a member of the YMCA‘s board of trustees. The plaintiff was interviewed for the position on November 20, 1989, by Carmelita Gallo, director of personnel for the YMCA, and by Almarie Wagner, YMCA senior vice president. Further interviews were then scheduled for December 6 and 8, 1989, with absent members of the board of trustees. Plaintiff was told that her initial interviews had gone well and that she was being seriously considered
Between Wednesday, December 6, and Thursday, December 7, Crown spoke with Ronald Vanden Dorpel about the plaintiff. Vanden Dorpel was Northwestern‘s vice-president of university development and alumni relations and was the plaintiff‘s supervisor. According to the plaintiff‘s complaint, Vanden Dorpel told Crown that the plaintiff “did not follow up on assignments” and that “she could not get along with her coworkers.” On Thursday, December 7, someone from the YMCA called plaintiff to cancel interviews that had been scheduled for Friday, December 8, and Monday, December 11. The plaintiff alleged that Vanden Dorpel‘s comments were false and were made in violation of a Northwestern policy limiting the amount of information that may be provided to others. The plaintiff further alleged that Vanden Dorpel asked her to leave her employment with Northwestern in January 1990, though the present action does not involve that decision.
The plaintiff instituted the present action on December 5, 1990, by filing a complaint in the circuit court of Cook County. She sought recovery from the defendants under several different theories, including the two at issue here, intentional interference with prospective economic advantage and defamation. The defendants moved to dismiss the complaint pursuant to
The plaintiff filed an amended complaint on June 14, 1991, again alleging theories of intentional interference with prospective economic advantage and defamation. Once more the defendants moved to dismiss the complaint pursuant to
The appellate court consolidated the plaintiff‘s appeal from the dismissal of the defamation count with her earlier appeal from the dismissal of the intentional interference count, reversed the judgment of the circuit court, and remanded the cause for further proceedings. 268 Ill. App. 3d 907. With respect to the claim for intentional interference with prospective economic advantage, the appellate court concluded that the plaintiff had a reasonable expectancy of being hired by the YMCA and that, as alleged, the comments made by Vanden Dorpel to Crown could therefore have interfered
I. Intentional Interference with Prospective Economic Advantage
We consider first the plaintiff‘s claim, under count I of the first-amended complaint, seeking recovery under a theory of intentional interference with prospective economic advantage. The defendants argue that the plaintiff did not have a reasonable expectancy of gaining employment with the YMCA and that she therefore cannot state a cause of action under that theory. The defendants contend that the appellate court‘s decision sustaining the intentional interference count conflicts with a number of other decisions that have denied recovery in similar circumstances and will dissuade employers from providing candid assessments of their employees.
To state a cause of action for intentional interference with prospective economic advantage, a plaintiff must allege (1) a reasonable expectancy of entering into a valid business relationship, (2) the defendant‘s knowledge of the expectancy, (3) an intentional and unjustified interference by the defendant that induced or caused a breach or termination of the expectancy, and (4) damage to the plaintiff resulting from the defendant‘s
The case is before us following the dismissal of the plaintiff‘s complaint pursuant to
Without determining here whether in all cases a job applicant must have had a firm offer in hand to state a cause of action for intentional interference with prospective economic advantage, we believe that the facts alleged in the present case fall short of what is necessary to state a claim under that theory. The allegations in the first-amended complaint—and repeated in the second-amended complaint—demonstrate nothing more than that the plaintiff was a candidate for a position
Although the plaintiff alleges in the complaint that she was the “leading candidate” for the YMCA position, that she had been assured that her interviews had gone well and that she was being “seriously considered” for the job, and that those who had interviewed her were going to recommend that she be hired, we find these additional allegations to be unavailing. First, while the plaintiff‘s progression past the initial series of interviews speaks well of her candidacy, it does not by itself demonstrate a reasonable expectancy of employment. Just as informal assurances of good will do not by themselves constitute contractual obligations (Titchener v. Avery Coonley School, 39 Ill. App. 3d 871, 875 (1976)), favorable comments of the type allegedly made to this plaintiff should not be regarded as giving rise to a legally protectible expectancy. As the trial judge noted during the hearing at which he dismissed without prejudice this count of the original complaint, “Generally people don‘t tell you that interviews went badly.”
In opposing a motion for dismissal under
Even in circumstances more favorable to the employee than those alleged here, Illinois courts have refused to find a sufficiently strong expectancy that would sustain a cause of action for intentional interference with prospective economic advantage. Thus, in Werblood v. Columbia College, 180 Ill. App. 3d 967 (1989), the court determined that the plaintiff‘s expectation of a renewal of her current college employment contract was not sufficient to support a cause of action for intentional interference, even though officials of her college had assured her that her employment there was secure. Similarly, in Williams v. Weaver, 145 Ill. App. 3d 562 (1986), the court held that a person employed under a renewable contract did not enjoy a sufficient expectancy of continued employment.
The allegations made in the case at bar are far different from the evidence that was found sufficient to support the jury‘s verdict in Malatesta. The well-pleaded allegations in the present case show merely that the plaintiff had undergone several interviews for the
II. Defamation
Count II of the plaintiff‘s first-amended complaint sought recovery on a defamation theory. The plaintiff alleged that she was defamed by Vanden Dorpel‘s statement to Crown, the YMCA‘s director, that the plaintiff could not get along with her coworkers and that she did not follow up on assignments. The trial judge eventually dismissed this portion of the complaint with prejudice, concluding that the statements were subject to an innocent construction and hence not defamatory per se. As we have noted, the appellate court agreed with the trial judge that the alleged remark concerning the plaintiff‘s inability to get along with coworkers could be innocently construed. The appellate court reached a different conclusion, however, with respect to the comment regarding the plaintiff‘s failure to follow up on assignments, and found that it could not be innocently construed. The plaintiff raises no challenge before this court to the appellate court‘s resolution of the comment concerning her relations with her coworkers.
To be considered defamatory per se, the challenged statement “must be so obviously and naturally harmful to the person to whom it refers that a showing of special
Even if the challenged statement fits within one of the recognized categories that will sustain a per se action, recovery will not be allowed if the statement can reasonably be given an innocent construction. Kolegas v. Heftel Broadcasting Corp., 154 Ill. 2d 1, 10 (1992); Costello v. Capital Cities Communications, Inc., 125 Ill. 2d 402, 414 (1988). The innocent construction rule originated as dicta in John v. Tribune Co., 24 Ill. 2d 437, 442-43 (1962). Mittelman v. Witous, 135 Ill. 2d 220, 231 (1989); Owen, 113 Ill. 2d at 278. In Chapski v. Copley Press, 92 Ill. 2d 344, 352 (1982), this court reaffirmed the rule, while making explicit the requirement that an innocent construction must be reasonable for the rule to be applicable:
“We therefore hold that a written or oral statement is to be considered in context, with the words and the implications therefrom given their natural and obvious meaning; if, as so construed, the statement may reasonably be innocently interpreted or reasonably be interpreted as referring to someone other than the plaintiff it cannot be actionable per se.” Chapski, 92 Ill. 2d at 352.
The innocent construction rule applies only to actions for defamation per se. Mittelman, 135 Ill. 2d at 232-33. “The rigorous standard of the modified innocent construction rule favors defendants in per se actions in that a nondefamatory interpretation must be adopted if
Other courts considering analogous comments have found them to be capable of an innocent construction and hence not defamatory per se. For example, in Valentine v. North American Co. for Life & Health Insurance, 60 Ill. 2d 168 (1974), the defendant terminated an insurance agency relationship with the plaintiff. One of the defendant‘s representatives, in speaking with a real estate broker about finding a new tenant for the plaintiff‘s former office, told the broker that the plaintiff was “a lousy agent” and was being discharged by the company. The defendant‘s representative also stated that the plaintiff had spent too much money on office furniture, did not devote sufficient time to the defendant‘s business, devoted time to other things, and failed to do what he should have done. Valentine, 60 Ill. 2d at 170. The plaintiff sued the defendant, contending that the comment that he was a lousy agent was defamatory per se. This court concluded that the comment was subject to an innocent construction and therefore not actionable under a per se theory. The court explained:
“Judging the statement in the context of [the real estate broker‘s] other comments as to why the company was terminating the plaintiff‘s agency, we conclude that the words ‘he was a lousy agent’ are capable of being innocently construed to mean that the plaintiff did not properly or satisfactorily represent the company and that there had been a ‘lousy’ or generally unsatisfactory agency relationship. The statement in context does not necessarily imply plaintiff‘s lack of qualifications or skill in his calling.” Valentine, 60 Ill. 2d at 171.
Valentine may be contrasted with Mittelman v. Witous, 135 Ill. 2d 220, 247-48 (1989), in which a law firm partner‘s comment blaming an associate for the mishandling of an important case and, in essence, charging the associate with professional negligence could not be innocently construed as merely a negative evaluation of the associate‘s strategic approach to the matter.
Our appellate court has also determined that statements similar to the one at issue here regarding a person‘s job performance in a particular setting may be given an innocent construction. For example, in Taradash v. Adelet/Scott-Fetzer Co., 260 Ill. App. 3d 313, 317-18 (1993), the court considered a comment that an employee was terminated for “lack of performance” and concluded that the remark was subject to an innocent construction. The court noted the variety of possible reasons for the employee‘s lack of performance, including conditions in the industry, the assessment of his performance against unrealistic standards, and the existence of some other conflict preventing the employee from meeting the employer‘s standards. In Marczak v. Drexel National Bank, 186 Ill. App. 3d 640, 643-45 (1989), an employee termination report stated that the plaintiff ” ‘did not perform up to the high standards expected of officers of the Bank,” had problems getting along with others, was at times uncooperative, and recently refused to perform a task. The court found that the report could be construed to mean simply that the
The statement alleged here regarding the plaintiff‘s failure to follow up on assignments is similarly subject to an innocent construction. Like the comments in the preceding cases, the remark here may reasonably be understood as signifying nothing more than that the plaintiff did not fit in with Northwestern‘s organization and perform well in that particular position. Such an interpretation is reinforced when the comment is considered in context, as it must be. See Chapski v. Copley Press, 92 Ill. 2d 344, 352 (1982). Vanden Dorpel also allegedly said that the plaintiff had difficulty in getting along with others, a statement that would further serve to anchor his comments in the conditions and circumstances of the plaintiff‘s employment at Northwestern. As we have noted, the appellate court agreed with the trial judge that this additional comment is subject to an innocent construction, and the plaintiff does not challenge that determination.
Nor do we agree with the plaintiff that the precedential value of Valentine and Kakuris, discussed above, is diminished because those cases preceded the decision in Chapski, and that opinion‘s express recognition that an innocent construction must be reasonable. As the ap-
The plaintiff raises the alternative contention that she has successfully pleaded an action for defamation per quod. We do not agree. “Statements are considered defamatory per quod if the defamatory character of the statement is not apparent on its face, and extrinsic facts are required to explain the defamatory meaning.” Kolegas v. Heftel Broadcasting Corp., 154 Ill. 2d 1, 10 (1992). Without addressing here the defendants’ argument that the plaintiff waived this issue by failing to raise it on appeal to the appellate court, where she was the appellant (see Hammond v. North American Asbestos Corp., 97 Ill. 2d 195, 209 (1983)), we conclude that the plaintiff has failed to plead a cause of action under this additional theory. A per quod action requires allegations of extrinsic facts showing the defamatory nature of the language, as well as allegations of specific facts establishing the plaintiff‘s special damages. Rosner v. Field Enterprises, Inc., 205 Ill. App. 3d 769, 790 (1990). The plaintiff has not adequately pleaded those elements. Her first amended complaint contains no extrinsic facts establishing that Vanden Dorpel‘s alleged comment was interpreted as being defamatory. Nor does the complaint set forth specific allegations of special damages; it mentions only that the plaintiff “has been damaged monetarily by losing gainful employment and wages” and
* * *
Given our result in this case, we have no occasion to consider the defendants’ argument that recovery under both theories alleged here—intentional interference with prospective economic advantage and defamation—is precluded because the comments in question were conditionally privileged. For the reasons stated, the judgment of the appellate court is reversed and the judgment of the circuit court of Cook County is affirmed.
Appellate court judgment reversed; circuit court judgment affirmed.
JUSTICE HARRISON, dissenting:
I believe that Elisabeth Anderson properly stated a cause of action for intentional interference with prospective business advantage. Although no formal job offer had been extended to her, that was not required. All that was necessary was that she have a reasonable expectancy of employment.
The majority dismisses Anderson‘s employment prospects with the YMCA as involving nothing more than mere hope. This characterization is completely inaccurate. According to the allegations of her complaint, which we must accept as true, Anderson had been specifically solicited for the fund-raising position there; she was the leading candidate for the position following successful completion of interviews with the YMCA‘s personnel director, senior vice-president and director; and she had already been recommended for the job or was going to be recommended for the job after a final follow-up interview.
Contrary to what my colleagues claim, these allegations are sufficiently specific to withstand a motion to dismiss under
There is no mechanical formula for applying these standards in a particular case, but the guiding principle is that pleadings must be construed liberally with the ultimate goal of doing substantial justice between the parties.
There is no reason Vanden Dorpel and Northwestern University should receive the deferential treatment afforded them by my colleagues. Even from a purely pragmatic point of view, adherence to the law will not place the defendants in any special or immediate peril. We are, after all, still at the beginning of the litigation process. If Anderson cannot substantiate her claims, Vanden Dorpel and Northwestern University will have ample opportunity to challenge her allegations through summary judgment or at trial. She should not be
I also agree with the appellate court‘s conclusion that Anderson‘s defamation claim should not have been dismissed. Unlike the appellate court, however, I do not believe that either of the defamatory remarks allegedly made by Vanden Dorpel can be excused, as a matter of law, under the innocent construction rule.
According to Anderson‘s complaint, as amended, Vanden Dorpel knowingly made false statements to Anderson‘s prospective new employer that she “did not follow up on assignments” and that “she could not get along with co-workers.” Both of these statements impute an inability to perform her job and are manifestly prejudicial to her in her profession. As a result, they are defamatory per se. Owen v. Carr, 113 Ill. 2d 273, 277 (1986).
There is no dispute that Vanden Dorpel‘s statements cannot reasonably be interpreted as referring to anyone other than Anderson. There should be no dispute that they cannot reasonably be interpreted innocently. This is not a situation where, taken in context, a statement does not necessarily imply a plaintiff‘s lack of qualifications or skill in her calling. In context, that is precisely what the statements here imply. Based on the allegations of Anderson‘s complaint and the inferences that can reasonably be drawn from those allegations, Vanden Dorpel knew Anderson was applying for a comparable position at the YMCA, knew he was being asked for his assessment of her ability to perform that job, and knew that his remarks would be understood to mean that she would be a bad employee at the YMCA. Indeed, the complaint alleges that the very point of Vanden Dorpel‘s
Admittedly, precedent can be found to support the majority‘s position. Just because other courts have abused the innocent construction rule from time to time, however, does not mean that we should do so now. In Mittelman v. Witous, 135 Ill. 2d 220, 232 (1989), this court observed that the innocent construction rule had “spawned a morass of case law in which consistency and harmony have long ago disappeared.” The court there attempted to rise above the confusion and provide some sensible guidance for future cases. We should do that here, too. Instead, we have slipped back into the quagmire.
JUSTICE FREEMAN joins in this dissent.
