SUSAN B. ANDERSON, as County Clerk, etc., Petitioner, v. THE SUPERIOR COURT OF FRESNO COUNTY, Respondent and Real Party in Interest.
No. S046006
Supreme Court of California
Dec. 11, 1995
11 Cal. 4th 1152
COUNSEL
Lozano, Smith, Smith, Woliver & Behrens, Eileen M. O‘Hare and Jerome M. Behrens for Petitioner.
Phillip S. Cronin, County Counsel, J. Wesley Merritt, Chief Deputy County Counsel, and Barbara Booth Grunwald, Deputy County Counsel, for Respondent and Real Party in Interest.
OPINION
LUCAS, C. J.—
The sole question in this matter is whether such a transfer may be made effective before expiration of a county clerk‘s elective term. We conclude it may.
I.
Transfer of superior court duties under
In June 1994, petitioner was reelected Fresno County Clerk for a four-year term commencing January 2, 1995. By all accounts, her performance was and remains excellent. Nevertheless, after her reelection, but more than three months before the start of her second term, the Fresno County Superior Court judges, pursuant to
In mid-December 1994, petitioner filed this original proceeding in the Court of Appeal, seeking a writ of mandate staying implementation of rule 22 and the county personnel and budget transfers until expiration of her second term. The Court of Appeal issued a temporary stay, and subsequently rendered a decision commanding the superior court to vacate rule 22. The majority acknowledged that the Legislature has the power to reallocate the superior-court-related duties of the county clerk, but concluded transfer of those duties before expiration of petitioner‘s second term of office would unconstitutionally “imping[e] on the electorate‘s right to vote.” Accordingly, and in order to avoid “mischief and absurdity,” the majority construed
II.
We have addressed the “timing” question posed here in only two cases, both antique. As the Court of Appeal acknowledged, the first decision,
In 1857, P.S. Mulford was elected to a two-year term as Sheriff of Calaveras County. At the time of election, the Calaveras Sheriff served also as “ex officio Collector of foreign miners’ tax or license.” (Squires, supra, 14 Cal. at p. 16.) Effective March 1859—i.e., 10 months before expiration of Mulford‘s term—the Legislature stripped him оf authority and duty to license foreign miners, and directed the county board of supervisors to appoint others to discharge that duty. (Id. at p. 15.)
Mulford objected to the diminution of his duty and authority during his term of office. We framed the issue as follows: “Is it competent for the Legislature, having vested certain duties in a public officer, for the discharge of which he has given bond, and for whose services compensation is allowed, to take those duties and the fees from the office before the expiration of the term, and confer them on another officer?” (Squires, supra, 14 Cal. at p. 15.)
We noted that, under the Constitution, “Assessors and Collectors of town, county, and State taxes” were to be “elected by the qualified electors of the district, county, or town, in which the property taxed . . . is situated.” (
Squires, supra, 14 Cal. 12, thus stands for the proposition that the Legislature may, during a term of elective office, enact a statute transferring a duty of that office midterm to an appointee, so long as the transferred duty is outside the class of matters that may be performed only by one elected to perfоrm them—i.e., so long as the duty is assignable to an appointee in the first instance. Because the court found the duty to license foreign miners was a duty that could be assigned to appointed officials in the first instance, it approved transfer of that duty from the elected sheriff to an appointed officer.
In the second case addressing the issue raised here, People v. Kelsey (1868) 34 Cal. 470 (Kelsey), this court, without citing Squires, supra, 14 Cal.
In September 1865, C. C. Rynerson was elected to a two-year term as sheriff. At that time, a statute imposed on the sheriff “the duties of Tax Collector of the county.” (Kelsey, supra, 34 Cal. at pp. 472-473.) Thereafter, another statute enacted April 1866 and effective March 1867, transferred the office of ”ex officio tax collector” from the county sheriff to the county treasurer. (Kelsey, supra, 34 Cal. at p. 473.) We held the Legislature lacked power to “confer[] the duties of Tax Collector on any other county officer or person not elected to the office by the electors of the county.” (Id. at p. 475, italics added.)
As in Squires, supra, 14 Cal. 12, we began our analysis with article XI, section 13, of the 1849 California Constitution, which, as noted above, required that tax collectors be elected. We found this provision “restricts the power of the Legislature to a particular mode of providing . . . Collectors of town, county and State taxes in the first instance . . . . [¶] Unquestionably the Legislature may by law provide that the County Treasurer, Sheriff or any other county officer shall perform the duties of Tax Collector; but the law devolving such ex officio duty upon any county officer, must precede thе election of such officer, so that the electors of the county may have an opportunity under the law of selecting the person or officer charged with the duties of Tax Collector.” (Kelsey, supra, 34 Cal. at p. 475.) We held the statute unconstitutional “so far as [it] assumes to transfer the duties of the office of Tax Collector from the Sheriff, an officer elected in contemplation of performing the duties of Tax Collector, to the Treasurer, an officer not selected by the electors of the county as Tax Collector . . . .” (Id. at p. 476; see also Christy v. B. S. Sacramento Co. (1870) 39 Cal. 3, 11.)
Thereafter, in Mills v. Sargent (1868) 36 Cal. 379 (Mills), which involved the successors in office to the parties in Kelsey, supra, 34 Cal. 470, we described Kelsey as follows: “[W]e held, that, under the Constitution which required a Tax Collector to be elected, as such, by the people, it was incompetent for the Legislature, after a Tax Collector had been elected for a term by the people, to transfer the office from the party so elected with a view to that office, to another party who was not elected with any view to a discharge of so important duties.” (Mills, supra, 36 Cal. 379, 382, italics
Kelsey, supra, 34 Cal. 470, is not inconsistent with Squires, supra, 14 Cal. 12, and, in fact, the two cases are harmonious. As noted above, in Squires, we permitted transfer, during the county sheriff‘s term of office, of the duty to license foreign miners. We reasoned that the transfer was proper because it did not involve delegation of the “necessary duties of the Tax Collector—as [would collection of] a tax on land or personal property.” (Squires, supra, 14 Cal. at p. 18.) By contrast, in Kelsey, supra, 34 Cal. 470, the Legislature attempted to transfer the “necessary duties” of tax collector—the entire office—from one person who was elected “in contemplation” of performing such duties, to another officer whom the voters did not contemplate would fill the office of tax collector. Accordingly, the purported transfer in Kelsey, supra, was illegal, because, unlike Squires, supra, 14 Cal. 12, it violated the constitutional provision (
Kelsey, supra, 34 Cal. 470, was followed in two early Court of Appeal opinions, and one leading Attorney General opinion.
In People v. Gunn (1916) 30 Cal.App. 114 [157 P. 619] (Gunn), a county attempted to transfer the duties of auditor midterm to a person not elected to perform those duties. The county endeavored unsuccessfully to distinguish Kelsey, supra, 34 Cal. 470, on the ground that unlike in Kelsey, the office of auditor was made elective by the Legislature, rather than by the Constitution. The court noted that the Constitution allowed the Legislature to determine whether auditors shall be elected or appointed, and “the Legislature having acted, the mode so provided and so determined by the Legislature becomes for the time being the only mode of selection. The principle of the Kelsey case, it seems to us, governs here. . . .” (Gunn, supra, 30 Cal.App. at p. 120.) Accordingly, because “the only mode provided by law to select an auditor is by election by the people” (ibid.), the Gunn court concluded Kelsey
In Kelly v. Kane (1939) 34 Cal.App.2d 588, 591 [94 P.2d 384] (Kane), a county transferred the duties of purchasing agent midterm from appointee Kelly to anothеr appointee. Kelly asserted unsuccessfully that the transfer was illegal under Kelsey, supra, 34 Cal. 470. The Kane court construed Kelsey, supra, 34 Cal. 470, as establishing the following propositions: when the transferred duty is one that may be performed only by a person elected to do so, the transfer may take effect only at the end of the elective term; but when a duty is properly assignable in the first instance to an appointee, the transfer may take effect during an elective term. (34 Cal.App.2d at p. 591.) Because the transferred duty (of purchasing agent) in Kane was assignable in the first instance to an appointee, the Kane court held the duty could be transferred midterm from an appointee to another officeholder not elected to perform those duties.
Finally, in Opinion No. 53-82, 22 Ops.Cal.Atty.Gen. 177, 179-182 (1953), the Attorney General advised that the duties of ex officio clerk of the board of supervisors—again, duties properly assignable in the first instance to an appointee—could be transferred midterm from the elected county clerk to an appointee of the board. After a thorough analysis of Kelsey, supra, 34 Cal. 470, and Gunn, supra, 30 Cal.App. 114, the Attorney General explained that “the principle of the Gunn and Kelsey cases [did] not apply” because “the ex officio office, which was attached to that of the County Clerk at the time of his election, was not an elective one. (Opn. 53-82, 22 Ops.Cal.Atty.Gen., supra, 177, 178-179.) Where the office which the elected officer holds ex officio is not an elective one, the legislative body . . . may segregate it during the current term and appoint another person to fill it. The segregation of the ex officio office in such a case does not deprive the voters of any franchise, which they might otherwise have, to choose the person to fill the ex officio office.” (Opn. 53-82, 22 Ops.Cal.Atty.Gen., supra, 177, 181.) The Attorney General then quoted extensively from Kane, supra, 34 Cal.App.2d at page 591, and concluded that under Kane, transfеr was proper because the duty that was transferred from the elected county clerk was a duty that was properly assignable to an appointed official in the first instance. (Opn. 53-82, 22 Ops.Cal.Atty.Gen., supra, 177, 181-182.)
The dissenting opinion labels Kane, supra, 34 Cal.App.2d 588, “not relevant” because in that case the duty was transferred from an officer who had been appointed rather than elected. (Dis. opn. of Kennard, J., post, p. 1169.) As explained above, this does not distinguish Kane, and it likewise provides the dissenting opinion with no valid basis for rejecting Opinion
As in Squires, supra, 14 Cal. 12, and Kelsey, supra, 34 Cal. 470, the focus in Gunn, supra, 30 Cal.App. 114, Kane, supra, 34 Cal.App.2d 588, and Opinion 53-82, 22 Ops.Cal.Atty.Gen., supra, 177, was on the duties sought to be transferred. The controlling factor in each matter was whether the transferred duty was one that could be performed only by a person elected to do so, or whether it was properly assignable in the first instance to an appointee. Because the duties of tax collection and auditing could be performed only by one elected to undertakе those duties, any midterm attempt to transfer those duties to one not elected to undertake them was invalid. (Kelsey, supra, 34 Cal. 470, 475; Gunn, supra, 30 Cal.App. 114, 120-121.) By contrast, the duties of purchasing agent and clerk of the board of supervisors, were not duties that could be performed only by one elected to do so, but were instead duties properly assignable in the first instance to appointed officers. Accordingly, those duties were properly transferred midterm to an appointee. (Kane, supra, 34 Cal.App.2d 588, 591; Opn. 53-82, 22 Ops.Cal.Atty.Gen., supra, 177, 180-181.)
As the Court of Appeal majority, petitioner, and the dissent herein all acknowledge, the duties of superior court clerk fall into the latter category. No provision of law requires that the person assigned the duties of superior court clerk be elected to perform those duties. It follows that the duties of superior court clerk may be transferred under lоcal rule 22 to another county officer before expiration of petitioner‘s term.
Petitioner and the dissent herein rely on Beck v. County of Santa Clara (1988) 204 Cal.App.3d 789 [251 Cal.Rptr. 444] (Beck) for the proposition that Kelsey, supra, 34 Cal. 470, “protects . . . the voters’ exercise of power at the election,” and that “once the electorate has voted for a public officer, having in mind that he will perform a particular bundle of duties, then it would impermissibly negate that exercise of elective choice to take those duties from the official and give them to one not elected to perform them.” (Beck, supra, 204 Cal.App.3d at p. 794.) This statement is dictum, because, as the Beck court conceded, the voters ratified the challenged transfer of duties in that case. (Id. at p. 795.) Moreover, Beck‘s broad dictum mischaracterizes Kelsey, supra, which, as noted above, does not bar midterm transfer of duties that are properly assignable in the first instance to an appointee. There is no authority for the broad proposition that duties assigned at election to any given office are unalterably vested in that elected official until the expiration of his or her term.
As an initial matter, we reject the premise that
In any event, for the reasons set out, ante, at pages 1155-1160, the Court of Appeal majority‘s constitutional analysis (and that of the dissenting opinion herein) is incorrect. No infringement of the electorate‘s franchise occurred here (and, contrary to the dissent, post, at pages 1165-1166,
III.
Under
Respondent asserts this was error. It would appear, however, that only the County of Fresno, and not respondent court, has standing to raise this issue. The county was a party below but did not petition for review, and is not before us in this proceeding. In any event, were the issue properly before us, we would not disturb this aspect of the judgment. When petitioner was elected county clerk, she was obligated to act as ex officio clerk of the superior court. In seeking to retain those duties, she sued in her official capacity, and is entitled to reimbursement under
We reverse the judgment of the Court of Appeal, and deny petitioner‘s request for a writ of mandate. Petitioner shall be allowed to recover reasonable attorney fees, and her costs of suit.
Arabian, J., Baxter, J., George, J., and Werdegar, J., concurred.
At the same time, I question whether such precipitate action was justified as a matter of public policy. Petitioner was overwhelmingly reelected to a second four-year term as Fresno County Clerk. Her performance was thus approved by the voters. Yet less than three weeks before her second term began, her position was stripped of much of its duties. If the superior court detеrmined after the election of the county clerk that a reallocation of duties was desirable, it could have made the transfer prospective only, i.e., commencing at the beginning of the next term of the county clerk. In that way, any potential appearance of the transfer as being punitive would be negated and the positive aspects, in terms of increased efficiency or funding “incentives and rewards” from the Trial Court Budget Commission, would at most be deferred for a few short years.
Having offered the foregoing public policy caveat, however, I cannot deny the authority of the superior court to act as it did, regardless of appearance and consequences. Thus I concur with the majority.
KENNARD, J., Dissenting.—
The right to vote stands at the heart of our democratic institutions. ” ‘No right is more precious in a free country than that of having a voice in the election. . . . Other rights, even the most basic, are illusory if the right to vote is undermined.’ ” (Canaan v. Abdelnour (1985) 40 Cal.3d 703, 714-715 [221 Cal.Rptr. 468, 710 P.2d 268, 69 A.L.R.4th 915].) If qualified
I
The Fresno County Clerk‘s Office was the subject of inquiry and criticism by grand juries, courts, lawyers, the press, and the public from approximately 1974 to 1990. The criticism focused on allegations that the then incumbent county clerk was failing to perform the duties of the office adequately, including those affecting the superior court. As a consequence, petitioner Susan B. Anderson and four others ran for the office of county clerk in 1990. Petitioner, an attorney, campaigned on a promise to reform the office. Petitioner received 49.3 percent of the vote in the primary election and 84 percent in the ensuing runoff. In the same election in which she was elected, the voters rejected a ballot measure that would have made the county clerk‘s office appointive rather than elective.
During her first term, frоm 1991 to 1995, petitioner did reform the office as she had promised the electorate. Petitioner was reelected county clerk on June 4, 1994, for a four-year term beginning on January 2, 1995. On October 4, 1994, after petitioner‘s election but before the start of her second term, the judges of the Fresno County Superior Court adopted local rule 22 to take effect December 30, 1994. Rule 22, promulgated under the authority of
Petitioner brought this action as an original proceeding in the Court of Appeal. The court stayed the implementation of rule 22 and subsequently
II
This case presents the question of whether
In Zumwalt v. Superior Court (1989) 49 Cal.3d 167, 180, this court held that court-related duties could constitutionally be transferred from a county clerk to a court administrator. We had no occasion in that case, however, to consider whether
The question of whether
When a statute delegates a power but is silent as to the manner in which the power may be exercised, it may be appropriate to infer from the statute‘s
Thus, in deciding the issue of statutory interpretation presented here—whether
I now turn to an examination of the effect of
In particular, this court has recognized that taking away the major duties of an elected officeholder before the expiration of the term of office can infringe the right to vote. So we concluded in People v. Kelsey (1868) 34 Cal. 470 (hereafter Kelsey). In that case, a county sheriff at the time of his election was assigned by statutе the duties of tax collector. (Id. at pp. 472-473.) Before the end of his term, however, the Legislature transferred those duties to the county treasurer. (Ibid.) This court held that the transfer was unconstitutional as applied to the sheriff‘s current term of office and could not take effect until the sheriff‘s term had expired. (Id. at pp. 475-476.) We stated that the Legislature‘s power to transfer those duties from the sheriff to the treasurer did not imply that the Legislature had the power to make that transfer effective before the end of the term of a sheriff “elected in contemplation of performing the duties of Tax Collector.” (Id. at p. 476.)
Forty-eight years later, a similar issue arose in People v. Gunn (1916) 30 Cal.App. 114. In that case, Napa County had a single elective office that combined the duties and offices of auditor and recorder. The county board of supervisors sought to remove the duties of auditor from the officе and transfer them to a new position before the end of the term of the person who had been elected to fill the combined auditor/recorder office. (Id. at pp. 114-116.) The Court of Appeal, applying our decision in Kelsey, supra, 34 Cal. 470, held that the duties could not be transferred before the end of the officeholder‘s term. In so holding, it stated: “It is safer and, we think, better that the principle enunciated in the Kelsey case, supra, should be followed, and the choice of the electors remain undisturbed until . . . the next election . . . .” (30 Cal.App. at p. 121.)
The majority, however, reads Kelsey, supra, 34 Cal. 470, and People v. Gunn, supra, 30 Cal.App. 114, narrowly as limiting the transfer of duties from an elected officer only if the transferred duty was one that could be performed exclusively by a person elected to do so. (Maj. opn., ante, at p. 1160.) In my view, however, Kelsey and Gunn are not so narrowly confined but rest on the broader principle that “once the electorate has votеd for a public officer, having in mind that he [or she] will perform a particular bundle of duties, then it would impermissibly negate that exercise of elective choice to take those duties from the official and give them to one not elected to perform them.” (Beck v. County of Santa Clara (1988) 204 Cal.App.3d 789, 794.)
In constructing its distinction between nontransferable elective duties and transferable appointive duties, the majority also relies on Attorney-General v. Squires (1859) 14 Cal. 12. In that case, a sheriff who was also tax collector challenged a statute that divested him during his term of office of the duty of collecting a license fee from foreign miners; the court held that the transfer was permissible because it did not take away thе “necessary duties of the Tax Collector.” (Id. at p. 18.) As I read Squires, it stands only for the unexceptionable and pragmatic conclusion that the electorate‘s right to vote is not substantially infringed when the duty that is transferred during the term of office is only peripheral to that office. By contrast, this case involves the transfer of the majority of the county clerk‘s duties; thus, Squires offers no support to the majority‘s position.
The final case that the majority relies on in drawing its distinction between duties assignable to elective and appointive officers, Kelly v. Kane
The majority also relies on a 1953 opinion of the Attorney General as support for its distinction between nontransferable elective duties and transferable appointive duties. (22 Ops.Cal.Atty.Gen. 177 (1953).) In that opinion, the Attorney General, by an analysis similar to the majority‘s in this case (and one that I find similarly defective), concluded that the duties of clerk of a county board of supervisors could be transferred from the elected county clerk to an appointed official. (Id. at pp. 179-181.) In particular, the Attorney General, like the majority here, relied on Kelly v. Kane, supra, 34 Cal.App.2d 588, to distinguish Kelsey and Gunn; as I have previously stated, this reliance is misplaced because in Kane the duties were transferred from one appointed official to another appointed official.
There is another consideration that weighs against the majority‘s construсtion of
In sum, I presume that in enacting
For these reasons, I would construe
