ANDERSON, Petitioner, v. PEDEN et al, Respondents.
(TC 18768, CA 7198, SC 25641)
Supreme Court of Oregon
Argued April 4, affirmed November 22, 1978
284 Or. 313 | 587 P.2d 59
LINDE, J. Howell, J., dissenting, joined by Tongue and Lent, JJ.
William E. McCann, Deputy District Attorney, Bend, argued the cause for respondents. On the brief were Louis L. Selken, District Attorney for Deschutes County, and Paul J. Speck, Chief Civil Deputy District Attorney.
Petitioner applied for a permit to place a mobile home on land which Deschutes County has zoned for agricultural and single-family residential uses and certain “conditional uses,” including mobile homes. A denial of this application in 1974 was set aside by the circuit court on writ of review in 1975. The court correctly did not order the permit to be issued but remanded the proceedings to the county, retaining jurisdiction.
The case presents a number of separate issues which we take up in order.
1. The Deschutes County ordinance. The first issue concerns the conditions under which Deschutes County allows a mobile home to be placed on land zoned “A-1” under its zoning ordinance. We begin with the fact that neither these conditions nor the scope of respondents’ discretion in granting or denying a permit follows simply from describing a particular type of structure or land use as a “conditional use.” Zoning law is not common law but a branch of state and local legislation and administrative law, created by particular statutes, rules, charters, comprehensive plans, ordinances, and resolutions, and the criteria governing such matters as “conditional uses” must be sought there rather than in cases from other cities, counties, or states.2 The court‘s first task is to interpret the
Standing alone, the term “conditional use” can convey quite different meanings. It could mean that the specified use is a permitted use whenever certain conditions exist or are satisfied. Or, second, it may mean that the use will be permitted subject to special conditions attached to the individual permit. Third, “conditional use” historically has often been employed simply as a device to permit discretionary decisions on certain uses, without much attention to the meaning of “conditional.” See 3 Anderson, American Law of Zoning (2d ed 1968) 147-148, §18.05. Rather than assuming that the term is a known word of art, it would be helpful if draftsmen would spell out what “conditions” are meant; but the Deschutes County Zoning Ordinance, which contains an extensive list of definitions, does not include a definition of the term “conditional use.” Insofar as pertinent to the present case, the ordinance provides as follows:
SECTION 3.010 Uses Permitted Outright. In an R-1 Zone the following uses and their accessory uses are permitted outright:
. . . .
2. Single-family dwelling.
SECTION 3.210 Uses Permitted Outright. In an A-1 Zone the following uses and their accessory uses are permitted outright:
1. Farming as defined in this ordinance.
2. Uses permitted in the R-1 Zone.
3. Buildings and uses customarily provided in conjunction with farming.
SECTION 3.215 Conditional Uses Permitted. In an A-1 Zone the following uses and their accessory uses are
permitted when authorized in accordance with the provisions of Article 7: . . . .
6. Guest house or mobile home.
. . . .
Article 7 contains these provisions:
SECTION 7.010 Authorization to Grant or Deny Conditional Uses. Uses designated in this ordinance as conditional uses may be permitted upon authorization by the Planning Commission in accordance with the standards and procedures established in this article. In permitting a conditional use the Planning Commission may impose, in addition to those standards and requirements expressly specified by this ordinance, any additional conditions which it considers necessary to protect the best interests of the surrounding property or community. These conditions may include increasing the required lot size or yard size, limiting the height of buildings, controlling the location and number of driveways, increasing the street width, increasing the number of off-street parking and loading spaces, limiting the number, size, and location of signs, and required diking, fencing, screening, or landscaping to protect nearby property values. In the case of a use existing prior to the effective date of this ordinance and which is classified in this ordinance as a conditional use, any change in use or in lot area or any substantial alteration of the structure shall conform with the requirements dealing with conditional uses.
SECTION 7.050 Standards Governing Conditional Uses. A conditional use shall comply with the standards of the zone in which it is located except as these standards may have been modified in authorizing the conditional use
. . . .
This section continues with special provisions concerning conditional use permits for yards, churches, planned developments, and mobile home parks.
Petitioner first argued that the statement in section 3.215 that, in an A-1 zone, a mobile home is “permitted when authorized in accordance with the provisions of Article 7,” combined with the statement in section 7.050 that a conditional use “shall comply with the
Of course, it does not follow that the county purported to reserve untrammeled discretion to allow or deny such permits. We turn to this issue.
2. The applicable standards. After the original remand by the circuit court, counsel for Deschutes County prepared a memorandum for the conduct of subsequent proceedings, which was read aloud by the Chairman of the County Board of Commissioners at the beginning of the new hearing on petitioner‘s application. With respect to the issue before the board, the memorandum stated:
Burden of Proof:
a. The burden of proof is upon the proponent in proving that the conditional use should be granted. The applicant must address himself to the following questions:
Does it comply with the Comprehensive Plan? - Does it meet with the requirements of the A-1 zone, including lot size, depth, area and yard requirements?
- Will it conserve and stabilize the value of adjacent property?
- Is it an encouragement of the most appropriate use of land?
- Since the property is located within the Bend urban growth area, will allowance of the conditional use promote orderly and efficient transition from rural to urban use?
The first and second of these questions are not in dispute. Petitioner agrees that his application had to meet the requirements of the A-1 zone and, in turn, of the comprehensive plan, and respondents concede that it met them. The dispute concerns the propriety of the third, fourth, and fifth criteria, on which the board found that petitioner had not met the burden of proof. At issue is whether these tests could properly be added to the first two at all, whether they were too indefinite, and whether they were adopted without proper procedures. Examination of the three challenged criteria yields different results.
On the issue whether they could be added at all, we have held above that the ordinance contemplated the exercise of some range of discretion in allowing or denying conditional uses. Accordingly, it was not improper to make approval of an application contingent on criteria beyond those required by the zone and the comprehensive plan.
Procedurally, two of the three additional tests, whether the proposed use would “conserve and stabilize the value of adjacent property” and whether it would be “an encouragement of the most appropriate use of land,” were not newly adopted at the beginning of this proceeding. They were taken verbatim from the “Purpose” section of the Deschutes County Zoning
However, the final test imposed on petitioners, whether the proposed use will “promote orderly and
3. Adequacy of the standards. Petitioner attacks the fourth of the five questions on which he was assigned the burden of proof, whether the proposed use would be “an encouragement of the most appropriate
Like the third test, conservation of property value, the “most appropriate use” criterion was taken from the “Purpose” section of the Deschutes County Zoning Ordinance, supra note 4. As a statement of a goal to be served by a land use ordinance, the phrase to “encourage the most appropriate use of land” is not only unobjectionable, it is self-evident to the point of redundancy. It is also undeniably vague, unless the “appropriate” uses of land are ranked elsewhere. Lifted directly into the decision of an individual case, the phrase telescopes two distinct questions into one: First, what makes one use more “appropriate” than another, which is a policy or value judgment, and second, will the applicant‘s proposal “encourage” the use that is deemed most appropriate.9 This dual nature of the test risks being submerged in an ad hoc reaction to the concrete proposal. But petitioner has difficulty in finding a constitutional premise for his attack.
Vagueness or indefiniteness of legislative directives has differenct significance in different contexts. When legislation directly commands or forbids certain conduct at the risk of a penalty, vagueness is regarded as incompatible with due process of law under the fourteenth amendment because the addressee does not have fair notice of what conduct will incur or avoid the penalty, this judgment being left to a prosecutor, a jury, or a court after the fact. See, e.g., Papachristou v. City of Jacksonville, 405 US 156 (1972), and cases cited at 162; State v. Hodges, 254 Or 21, 27, 457 P2d 491 (1969). But this test of penal laws does not apply to the standards of civil liability, as is obvious from such examples as the standards governing negligence, products liability, unconscionability in contract terms, or antitrust law.
In Warren v. Marion County, 222 Or 307, 353 P2d 257 (1960), which involved an attack on a county building code adopted under
Here the local government has both acted legislatively, in the zoning ordinance, and delegated to its board of commissioners the administrative discretion in further policy development contemplated by the ordinance. The purposes of the ordinance set forth in note 4, including the encouragement of the “most appropriate use of land,” certainly summarize the general policy of land-use regulation sufficiently to let respondents proceed to develop more specific policies without having to amend the ordinance. Indeed, respondents could do so even without such a prefatory list. The question remains whether they could refine their general land use policies in the course of deciding
If petitioner‘s attack on the vagueness of the “most appropriate use” criterion is to have a constitutional footing, it must be found in the risk that ad hoc policy making will grant to some “citizen or class of citizens privileges, or immunities, which, upon the same terms, [do] not equally belong to all citizens.”
4. Neighborhood opposition. Petitioner contends that respondents’ decision was triggered primarily by the opposition of neighboring landowners, and that this is not a permissible basis for decision under the zoning ordinance and under the fourteenth amendment, as applied by the United States Supreme Court in Washington ex rel Seattle Title Trust Co. v. Roberge, 278 US 116 (1928).13 It deserves notice that in the cases invalidating requirements of neighborhood consent, the views of neighboring landowners were not only made a factor in the decision of the responsible authorities; rather, the actual decision was delegated in whole or in part to this class of interested private parties.14 However, apart from constitutional objections there are good reasons why lawmakers do not
In response to the court‘s inquiry, the county agrees that neighborhood objections are not a criterion and denies that they played any role in this decision.15 Petitioner claims that they nevertheless were the actual though not the acknowledged basis for the
This decision was based on the following facts as submitted by the Planning Commission:
1. A majority of the property owners were in opposition to the request as indicated by petition. There was no correspondence received from property owners in the area (other than the applicant) in favor of the application.
In reversing the board‘s decision, the trial court held, among other grounds, that this “finding” by itself would not support denial of the application.
After the further hearing following this remand, the board once more denied the application on the ground that petitioner had failed to satisfy the third, fourth, and fifth criteria discussed earlier, but without referring to neighborhood opposition as such. Respondents’ position is that opposition testimony at this hearing was considered not as a factor in itself but only as bearing upon the issues of maintenance of land values and compatibility with existing uses. The circuit court sustained the board‘s findings and conclusions in the supplemental decision of August 26, 1976, which is before us in this case.
Whenever an exercise of judgment or of discretion is set aside on judicial review for resting wholly or partly on improper considerations, a reviewing court may later face the issue whether the improper considerations were eliminated on remand. The problem is
Petitioner submitted excerpts from minutes of the Deschutes County Planning Commission covering hearings held on two other conditional use applications for mobile homes in April and in June, 1976.17 The excerpts show that at those later hearings, members of the planning commission were plainly placing substantial weight on the presence of neighborhood opposition as such, while downplaying the impact on property values as a criterion. But we cannot infer from these later minutes of the planning commission that the Board of Commissioners in petitioner‘s case simply repeated its rejection on the ground of neighborhood opposition and “rationalized” it by cleaned-up findings and conclusions, as petitioner contends. The planning commission may simply not yet have “got the message” of the board‘s adoption of more systematic
Affirmed.
HOWELL, J., dissenting.
Petitioner applied for a permit to place a mobile home on property he owns in Deschutes County. The county ordinance provides that a mobile home is a “conditional use” in the neighborhood where petitioner‘s property is located. Petitioner‘s application was denied because he failed to satisfy standards beyond those required by the ordinance.1
I do not believe the standards promulgated by the county were proper in light of the language used in the controlling ordinance, and I would therefore reverse the decision of the Court of Appeals.
The controlling ordinance provides as follows:
SECTION 3.215. Conditional Uses Permitted. In an A-1 Zone the following uses and their accessory uses are
permitted when authorized in accordance with the provisions of Article 7: * * * * *
6. Guest house or mobile home.
* * * * *
SECTION 7.010. Authorization to Grant or Deny Conditional Uses. Uses designated in this ordinance as conditional uses may be permitted upon authorization by the Planning Commission in accordance with the standards and procedures established in this article. In permitting a conditional use the Planning Commission may impose, in addition to those standards and requirements expressly specified by this ordinance, any additional conditions which it considers necessary to protect the best interests of the surrounding property or community. These conditions may include increasing the required lot size or yard size, limiting the height of buildings, controlling the location and number of driveways, increasing the street width, increasing the number of off-street parking and loading spaces, limiting the number, size, and location of signs, and requiring diking, fencing, screening, or landscaping to protect nearby property values. In the case of a use existing prior to the effective date of this ordinance and which is classified in this ordinance as a conditional use, any change in use or in lot area or any substantial alteration of the structure shall conform with the requirements dealing with conditional uses.
SECTION 7.050. Standards Governing Conditional Uses. A conditional use shall comply with the standards of the zone in which it is located except as these standards may have been modified in authorizing the conditional use * * *
I agree with the statement by the majority that the county‘s discretion cannot be defined solely by reference to the term “conditional use.” As noted by the majority, the term “conditional use” may contemplate the following meanings: (1) that the use is permitted only when certain conditions are satisfied; (2) that the use is permitted, but the county can impose conditions on how the property is adapted to the use; or (3) that the use is permitted solely at the discretion of the
First, I do not believe a fair reading of the language in the ordinance supports the assertion that the county reserved discretionary power to grant or deny conditional use permits. The ordinance provides that “the following uses and their accessory uses are permitted when authorized in accordance with the provisions of Article 7: * * * 6. Guest house or mobile home.” Section 3.215 (emphasis added). Section 7.010 lists a number of conditions that may be imposed by the Planning Commission. All of these conditions, however, go to the matter of adapting the lot to the special use. They are conditions that assume the issuance of the permit, not conditions to be used in deciding whether to issue the permit. This would seem to indicate that the ordinance contemplates the definition of “conditional use” urged by the petitioner, i.e., a use permitted subject to special conditions attached to the individual permit. Thus, the county could require an owner wishing to place a mobile home on his eligible property to place the home on a certain part of the property, to fence, screen or landscape the home so as to shield it from the view of neighbors, etc. The county could not, however, deny the application outright, as it did in the instant case.2
Finally, above and beyond the implications of the majority opinion with respect to judicial review of zoning ordinances generally, I believe the majority has reached an unreasonable result on the facts of this particular case. The ordinance purports to make mobile homes a “conditional use” in petitioner‘s neighborhood. One of the “conditions” that petitioner was required to meet was a showing that his proposed use would “conserve and stabilize the value of adjacent property.” It would be difficult to convince some people, however, that a mobile home could ever conserve the value of adjacent property. Consequently, the “condition” imposed by the county on use of property as a mobile home site, as a practical matter, prohibits the use. Not only is this “condition” inconsistent with the county‘s decision to make mobile homes a “conditional use,” it also makes the county ordinance at least arguably inconsistent with Goal 10 of the
For these reasons, I respectfully dissent.
Tongue, J., and Lent, J., join in this dissent.
Notes
(1) Does [the conditional use] comply with the Comprehensive Plan?
(2) Does it meet with the requirements of the A-1 zone, including lot size, depth, area and yard requirements?
(3) Will it conserve and stabilize the value of adjacent property?
(4) Is it an encouragement of the most appropriate use of land?
(5) Since the property is located within the Bend urban growth area, will allowance of the conditional use promote orderly and efficient transition from rural to urban use?
In my view, the majority opinion in the present case goes far beyond our holding in Fifth Avenue Corp. and gives the county‘s interpretation of its ordinance almost conclusive weight.“While the interpretation of the Board cannot supplant our duty, that interpretation is entitled to some weight * * *” Id. at 599-600 (emphasis added).
Purpose. The purposes of this ordinance include the following:
1. To promote the orderly growth of Deschutes County.
2. To protect and enhance the environment.
3. To conserve and stabilize the value of property.
4. To reduce excessive traffic congestion.
5. To prevent overcrowding of land by establishing standards for population density.
6. To provide adequate open space for light and air.
7. To conserve natural resources.
8. To encourage the most appropriate use of land.
9. To prevent water and air pollution.
10. To facilitate fire and police protection.
11. To provide for community facilities.
12. To promote and protect the public health, safety, convenience, and general welfare and to carry out the Comprehensive General Plan of Deschutes County.
Goal 10 provides:“Buildable lands for residential use shall be inventoried and plans shall encourage the availability of adequate numbers of housing units at price ranges and rent levels which are commensurate with the financial capabilities of Oregon households * * *.” Oregon Administrative Rules ch. 660 at 53 (1978).
In light of the current cost of traditionally constructed housing, I would interpret this goal as imposing a duty on Oregon counties to make reasonable accommodations for use of property as mobile home sites.To provide for an orderly and efficient transition from rural to urban land use.
Urban growth boundaries shall be established to identify and separate urbanizable land from rural land.
Establishment and change of the boundaries shall be based upon consideration of the following factors:
(1) Demonstrated need to accommodate long-range urban population growth requirements consistent with LCDC goals;
(2) Need for housing, employment opportunities, and livability;
(3) Orderly and economic provision for public facilities and services;
(4) Maximum efficiency of land uses within and on the fringe of the existing urban area;
(5) Environmental, energy, economic and social consequence;
(6) Retention of agricultural land as defined, with Class I being the highest priority for retention and Class VI the lowest priority; and,
(7) Compatibility of the proposed urban uses with nearby agricultural activities.
The results of the above considerations shall be included in the comprehensive plan. In the case of a change of a boundary, a governing body proposing such change in the boundary separating urbanizable land from rural land, shall follow the procedures and requirements as set forth in the Land Use Planning goal (Goal 2) for goal exceptions.
Any urban growth boundary established prior to January 1, 1975 which includes rural lands that have not been built upon shall be reviewed by the governing body, utilizing the same factors applicable to the establishment or change of urban growth boundaries.
Establishment and change of the boundaries shall be a cooperative process between a city and the county or counties that surround it.
Land within the boundaries separating urbanizable land from rural land shall be considered available over time for urban uses. Conversion of urbanizable land to urban uses shall be based on consideration of:
(1) Orderly, economic provision for public facilities and services;
(2) Availability of sufficient land for the various uses to insure choices in the market place;
(3) LCDC goals; and,
(2) After the commission acknowledges a city or county comprehensive plan and implementing ordinances to be in compliance with the goals pursuant to
(4) Encouragement of development within urban areas before conversion of urbanizable areas.
GUIDELINES: . . . . OAR 660-15-000, App A.It is important to keep in mind that Marbet involved an agency whose authorizing statute directed it sometimes to “set standards and promulgate rules” and sometimes to “adopt standards promulgated as rules,” and whose procedures were governed by the Administrative Procedure Act,
Need the criteria for such a decision meet any particular standard of specificity, and by virtue of what provisions or principles of law? If the Fourteenth Amendment, what decisions of the United States Supreme Court in the context of local or administrative regulation are applicable?
Petitioner did cite Papachristou v. City of Jacksonville, supra, but as stated above, that decision is a modern statement of the rule against vague penal laws.Although the ordinance in Archbishop of Oregon v. Baker stated that schools might be erected in residential areas if the city council “approve[d] the location as not detrimental or injurious to the character or the district or to the public health, peace, or safety of the zone,” the court did not pursue the question whether compliance with this standard itself forbade discrimination among applicants, a natural construction that would obviate invalidating the ordinance on that ground.
(1) When required or authorized by the ordinances, rules and regulations of a county, an owner of land may apply in writing to such persons as the governing body designates, for a permit, in the manner prescribed by the governing body.
(2) The hearings officer shall hold at least one public hearing on the application and within 90 days after receiving it deny or approve it. However, with the agreement of the county and the applicant, the proceeding on the application may be extended for a reasonable period of time, as determined by the hearings officer, but not to exceed six months from the date of the first public hearing on the application.
(3) The application shall not be approved if the proposed use of land is found to be in conflict with the comprehensive plan of the county and other applicable ordinance provisions. The approval may include such conditions as are authorized by statute or county legislation.
(4) Hearings under this section shall be held only after notice to the applicant and also notice to other persons as otherwise provided by law.
(5) Approval or denial of a permit application shall be based on standards and criteria which shall be set forth in the zoning ordinance or other appropriate ordinance or regulation of the county and which shall relate approval or denial of a permit application to the zoning ordinance and comprehensive plan for the area in which the proposed use of land would occur and to the zoning ordinance and comprehensive plan for the county as a whole.
(6) Approval or denial of a permit shall be based upon and accompanied by a brief statement that explains the criteria and standards considered relevant to the decision, states the facts relied upon in rendering the decision and explains the justification for the decision based on the criteria, standards and facts set forth.
Are there grounds in the record for concluding that the Board of County Commissioners based its decision, in whole or in part, on the fact of public opposition to petitioner‘s request for a conditional use permit?
Does the zoning ordinance, as properly construed, permit the Board to take public opposition into account in deciding whether or not to grant a conditional use permit for a mobile home in an A-1 zone?
