Bette M. ANDERSON, Appellant, v. MUNICIPALITY OF ANCHORAGE, Appellee.
No. 5318.
Court of Appeals of Alaska.
May 21, 1982.
Allen M. Bailey, Municipal Prosecutor, and Theodore D. Berns, Municipal Atty., Anchorage, for appellee.
Before BRYNER, C. J., and COATS and SINGLETON, JJ.
OPINION
BRYNER, Chief Judge.
On December 27, 1979, Bette M. Anderson entered a plea of nolo contendere in the district court to a charge of driving with a blood alcohol level of 0.10 percent or more, in violation of former Anchorage Municipal Ordinance (AMO) 9.28.030.1 Upon her plea,
On appeal to this court, Anderson asserts, as she did below, that the sentence imposed by the district court following her conviction of the municipality‘s 0.10 percent ordinance was unlawful. Having considered the arguments of the parties, we have concluded that the sentence received by Anderson was prohibited by Alaska law;2 accordingly, we reverse.
We believe that the issue of the lawfulness of Anderson‘s sentence is governed by
Penalty for violations of law, regulations, and municipal ordinances. (a) It is a misdemeanor for a person to violate a provision of this title unless the violation is by this title or other law declared to be a felony or an infraction.
(b) A person convicted of a misdemeanor for a violation of a provision of this title for which another penalty is not specifically provided is punishable by a fine of not more than $500, or by imprisonment for not more than 90 days, or by both. In addition, the privilege to drive or the registration of vehicles may be suspended or revoked.
(c) Unless otherwise specified by law a person convicted of a violation of a regulation promulgated under this title, or a municipal ordinance regulating vehicles or traffic when the municipal ordinance does not correspond to a provision of this title, is guilty of an infraction and is punishable by a fine not to exceed $300. [Emphasis added.]
Since Anderson was not convicted under Title 28 of the Alaska Statutes, the sentencing provisions of
In seeking to uphold the sentence imposed against Anderson, the municipality advances a two-fold argument with respect to the language of
We consider, first, the municipality‘s contention that the term “law,” as used in
Under the provisions of article XII, section 11, of the Alaska Constitution, the term “by law” is used interchangeably with the term “by the legislature.”4 More specifically, useage by the Alaska Constitution of the term “law” in delineating the respective powers of state and local governments provides a clear indication that “law” is a term intended to refer to the legislative powers of the state, and not those of political subdivisions such as the municipality. Thus, article X, section 11, of the Alaska Constitution states:
Home rule powers. A home rule borough or city may exercise all legislative powers not prohibited by law or by charter.
As Anderson correctly points out in her argument on appeal, if the term “law” were deemed to include municipal ordinances, the provisions of article X, section 11, would be rendered nugatory, since any home rule borough or city would then be authorized, by the mere passage of ordinances, to confer upon itself a virtually limitless array of powers, without regard to the provisions of the Alaska Statutes.
We find further guidance in Title I of the Alaska Statutes, which encompasses the general provisions dealing with codification of the state‘s legislative enactments.
The prohibition must be either by express terms or by implication such as where the statute and ordinance are so substantially irreconcilable that one cannot be given its substantive effect if the other is to be accorded the weight of law.
Jefferson v. State, 527 P.2d at 43 (footnote omitted). It is manifest that the distinction between “law” and municipal ordinances is implicit in the phrase “if the other [the ordinance] is to be accorded the weight of law.”
Thus, we believe that use of the term “law” in the Alaska Constitution, in the general provisions of the Alaska Statutes, and in supreme court decisions dealing with the respective legislative powers of the state and its political subdivisions consistently indicates that “law,” when used in statutory provisions referring to the legislative process, should normally be construed to include statutes enacted by the state legislature, but not the ordinances of home rule cities or boroughs.
The municipality argues, nonetheless, that various provisions of Title 28 of the Alaska Statutes employ differing terminology in referring to legislative enactments such as state statutes, regulations, and municipal ordinances. For example, the municipality points to
Admittedly, the provisions of Title 28 are often inconsistent in the precise terminology which they employ in referring to legislative enactments. We must bear in mind, however, that since its original enactment in 1951, Alaska‘s Motor Vehicle Code—Title 28 of the Alaska Statutes—has been the subject of numerous and extensive, piecemeal revisions and amendments.7 For this reason, we are hesitant to ascribe a great deal of significance to the fact that a number of Title 28‘s provisions make specific reference to “the laws of this state.”
We deem it more significant that, in a number of other provisions in Title 28, the legislature has shown a tendency to employ affirmative language referring to regulations and municipal ordinances when it desired to include such enactments within the scope of a particular section. Thus, for example,
In §§ 221-261 of this chapter (1) ‘traffic laws’ means statutes, regulations, and municipal ordinances governing the driving or movement of vehicles ....
Thus, the use of the term “law” in the Alaska Constitution, the general provisions of the Alaska Statutes, and decisions of the Alaska Supreme Court, viewed in conjunction with the specific provisions of Title 28 containing language expressly including references to municipal ordinances as distinct from state laws and regulations, tends to indicate that the term “law,” as used in the specific context of
The manner in which the term “law” is used in
First, in subsection (a), the legislature classified all violations of Alaska‘s Motor Vehicle Code, Title 28, as misdemeanors unless specific statutory provisions classified a violation as a felony or an infraction. Use of the term “law” in subsection (a) must be deemed to be an unequivocal reference to statutory enactments of the Alaska Legislature, excluding both state regulations and municipal ordinances. In the context of the phrase “by this title or other law,” the term “law” appears to be a limited reference to the provisions of other titles of the Alaska Statutes. In fact, the term “law,” as used in subsection (a), must be read to refer exclusively to enactments of the Alaska Legislature, since neither state regulations nor municipal ordinances could properly designate any violation of Title 28 “to be a felony“; nor, for that matter, would the municipality have any authority to classify a violation of Title 28 as either “a felony or an infraction.”8
The second legislative purpose, reflected in
Beyond the fact that a common sense reading of
It is further significant that in
Finally, we deem it significant that the heading given by the legislature to
Accordingly, the provisions of
The municipality argues that former AMO 9.28.030 corresponded to former
Driving while under the influence of intoxicating liquors or drugs. (a) A person who, while under the influence of intoxicating liquor ... operates or drives an automobile, motorcycle or other vehicle in the state, upon conviction, is punishable by a fine of not more $1,000, or by imprisonment for not more than one year, or by both ....
By contrast, former AMO 9.28.030 provided, in pertinent part:
Driving with 0.10% or greater blood alcohol.
A. It shall be unlawful for any person to operate, drive or be in actual physical control of an automobile, motorcycle or other motor vehicle in the municipality at such time as the alcohol content of his blood, by weight, is 0.10% or greater as determined by a test of his blood, breath or urine.
B. A person convicted of violating subsection A hereof is punishable by a fine of not more than $1,000 or by imprisonment for not more than one year, or by both ....
It is the municipality‘s contention that its 0.10 percent ordinance was consistent with Alaska‘s OMVI statute, that it regulated the same type of conduct, i.e., driving by persons who had consumed alcohol, and that its purpose was the same as that of the OMVI statute: to prevent the injuries to persons and property caused by drivers whose ability was impaired by consumption of alcohol. On this basis, the municipality urges us to find that former AMO 9.28.030 corresponded with former
While
Correspond ... 1. to be in agreement (with something); conform (to something); tally; harmonize 2. to be similar, analogous, or equal (to something) ....
Webster‘s New World Dictionary (2d ed. 1980) (emphasis in original). Nothing in the language of
Given the common meaning of the word “correspond” and Title 28‘s emphasis on uniformity of traffic laws, we do not believe that former AMO 9.28.030 can be construed to correspond to former
At the time of Anderson‘s offense, provisions of Anchorage Municipal Ordinances existed that were, in substance, identical to the state‘s OMVI statute, its implied consent law, and its statute establishing rebuttable presumptions with respect to blood alcohol tests obtained by implied consent.14 Former AMO 9.28.030, the municipality‘s 0.10 percent ordinance, was enacted as an additional measure. The focus of the offense established by former AMO 9.28.030 was substantially different from the focus of the state‘s former OMVI statute, since, under the municipal ordinance, proof of the accused‘s actual impairment due to consumption of alcohol was dispensed with as an element of the offense. The emphasis of former AMO 9.28.030 shifted from proof of
Despite the manifest differences between former AMO 9.28.030 and former
We are unable to agree with the municipality‘s proposed construction of
Because it is apparent in this case that former AMO 9.28.030 was not intended to be an equivalent of former
Since we find that municipal ordinances are not included within the ambit of the term “law,” as it is used in
Accordingly, we REVERSE the decision of the superior court affirming the sentence imposed by the district court and REMAND this case with directions that the sentence be VACATED and that a new sentence not to exceed a fine of $300 be imposed.
SINGLETON, Judge, dissenting.
I believe Simpson v. Municipality of Anchorage, 635 P.2d 1197 (Alaska App.1981), was incorrectly decided for the reasons set out in Judge Coats’ dissenting opinion. I am also of the view that statutes, such as
If the grant of ‘all legislative power’ is to be given the meaning of its Texas predecessor, namely, legislative power as broad as that possessed by the state legislature, and if that grant is to be construed in the light of the interpretative mandate of Article X, section 1 requiring a liberal construction be given to municipal powers, one is compelled to the initial conclusion that legislative acts of a home rule municipality rise in dignity to a level close to those of the state legislature. Municipal home rule acts are inferior only in that they are subject to being prohibited by the municipality‘s charter and by an act of the state legislature. Accepting this near equality of the two acts, the resolution of a conflict between the two (when the home rule municipality‘s act has not been clearly prohibited) is apparent: the court should resolve the conflict in the same manner it resolves a conflict between two acts of the legislature. When it is asserted that two acts of the legislature are in conflict, the question is whether there is such a conflict as will compel the court to find an implied intent on the part of the legislature to repeal the prior conflicting act. It is the duty of the court to construe statutes in a manner which will produce harmony. As repeal by implication is disfavored by the courts, only when no reasonable construc
tion can be found which will permit both acts to stand should the court resort to implied repeal by the dominant statute. If the court were to adopt this approach, the question of the level of friction which will cause the court to invalidate a home rule enactment would be clearly established as that which exists when there is an irreconcilable conflict.
Sharp, supra, at 30-31 (footnotes omitted).
Thus to the extent that a municipal penalty provision must be attached to an ordinance which corresponds to a state statute to survive
I am particularly concerned that the members of the State Constitutional Convention may have foreseen today‘s holding and sought (ineffectually as it turns out) to prevent it.
The provision of the Alaska Constitution establishing home rule powers is based upon a comparable provision in the Texas State Constitution. Sharp, supra, at 24-27. There are some differences between the two sections, however. As Sharp points out:
[A] deviation from the Texas and AMA model is the character of the legislative act which invalidates a home rule exercise of power. Under the Alaska Constitution the home rule legislative power must be prohibited. Under the AMA model the power must be denied. The comment explaining that provision of the AMA model states that the power exists for the home rule city ‘so long as the legislature does not expressly deny it.’ Under the Texas grant, home rule charters and ordinances may not contain any provision which is inconsistent with the constitution or general laws enacted by the legislature. The result of judicial application of this standard in Texas was discussed supra. The Keith book3 which was before the committee made specific reference to what its author believed was a strict interpretation given the ‘no inconsistency’ phrase pointing to a decision in which the Texas court had found inconsistency where the municipality had set a heavier penalty than the state for a penal code violation.
With the foregoing interpretation of the Texas experience before it, it is significant to note that not only did the committee not propose an ‘inconsistency’ or ‘conflict’ standard but that it never used such a term in its discussion of the mechanics for limiting municipal home rule legislative powers. The idea of a specific withdrawal or prohibition indicates that the committee intended some sort of direct action which clearly recognized the home rule power being limited.
Id. at 26-27 (footnotes omitted; emphasis added). In his analysis, Sharp is referring to the following statement by Keith:
Conflict with a general law. We find that where a charter provision or ordinance conflicts with the general law the general law is supreme even though the charter provision or ordinance deals entirely with municipal affairs. A city may act for itself within the scope of its functions in any field not covered by general law, but enactment of a general law applicable to all cities of a certain class precludes any city of that class from enacting contrary legislation. In addition, a general statute expressly applicable to general law cities does not apply to home rule cities and conversely. The courts are very strict as to what constitutes a conflict between a state law and a charter provision or ordinance. For example, a municipal ordinance which for an offense contains penal provisions different from those of the state penal code is held by the courts to constitute a conflict with the state law even though the municipal penal provision imposes a stiffer penalty.
J. Keith, supra, at 90-91 (footnotes omitted).
Keith cites City of Wink v. Griffith Amusement Co., 129 Tex. 40, 100 S.W.2d 695, 698 (1936), and El Paso Electric Co. v. Collins, 23 S.W.2d 295, 296 (Tex.Civ.App.1930), for the proposition that divergence of penalty renders an ordinance “inconsistent” and thus invalid. It is ironic that our court today adopts sub silentio the rule of these cases—a rule which, as Sharp persuasively argues, the constitutional convention expressly rejected.4
Notes
AMO 9.28.030, as it existed at the time of Anderson‘s offense, provided:
Driving with 0.10% or greater blood alcohol.
A. It shall be unlawful for any person to operate, drive or be in actual physical control of an automobile, motorcycle or other motor vehicle in the municipality at such time as the alcohol content of his blood, by weight, is 0.10% or greater as determined by a test of his blood, breath or urine.
B. A person convicted of violating subsection A hereof is punishable by a fine of not more than $1,000 or by imprisonment for not more than one year, or by both .... In addition, the operator‘s license shall be revoked for a period identical to those prescribed in A.S. 28.15.181 for persons convicted of offenses under Section 9.28.020 of this code.
A state statute which purported to “prohibit” any municipal ordinance which was not identical to a state statute would track the language of article X, section 11, but would, if given effect, amend the constitution, drastically altering the local government provisions of article X. I do not believe that the constitutional convention intended that the legislature could “prohibit” municipal action by general enactment and yet the interpretation placed uponLaw-Making Power. As used in this constitution, the terms “by law” and “by the legislature,” or variations of these terms, are used interchangeably when related to lawmaking powers. Unless clearly inapplicable, the law-making powers assigned to the legislature may be exercised by the people through the initiative, subject to the limitations of Article XI.
The state and local laws governing driving while intoxicated under discussion here have been substantially amended and are now virtually identical, nevertheless Simpson and this case speak generally to the relationship between state and local laws regulating motor vehicles. They therefore have significance far beyond drunk driving.Designation and citation. The bulk formal revision of Alaska law adopted and enacted into law by AS 01.05.006 and as amended and supplemented is known as the “Alaska Statutes” ....
At the time of the offense in question,
Chemical Analysis of Blood. (a) Upon the trial of a civil or criminal action or proceeding arising out of acts alleged to have been committed by a person while operating a motor vehicle under the influence of intoxicating liquor, the amount of alcohol in the person‘s blood at the time alleged, as shown by chemical analysis of the person‘s breath, shall give rise to the following presumptions:
....
(3) If there was 0.10 per cent or more by weight of alcohol in the person‘s blood, it shall be presumed that the person was under the influence of intoxicating liquor.
Former
The provisions of (a) of this section [establishing breathalyzer presumptions] may not be construed to limit the introduction of any other competent evidence bearing upon the question of whether the person was or was not under the influence of intoxicating liquor.
The fact that the municipality‘s 0.10 percent ordinance constituted a new and distinct offense, one that cannot realistically be considered as the equivalent of the state‘s former OMVI statute, was acknowledged by the Municipal Attorney when AMO 9.28.030 was presented to the Municipal Assembly for its approval. In Municipality of Anchorage Assembly Memorandum No. AM 859-76, submitted by the Municipal Attorney to the Assembly on December 14, 1976, the following language relating to the ordinance was included:
It [the 0.10 percent ordinance] is to be used in addition to—but not in lieu of—our driving while intoxicated ordinance, and will close a gap in our ability to identify and successfully prosecute drinking drivers.
