Dissenting Opinion
Circuit Judge, dissents.
Statement of Circuit Judge BAZE-LON : This case is before us on a petition for leave to prosecute in forma pauperis an appeal from a judgment of conviction under the narcotics laws, 26 U.S.C.A. § 4701 et seq.
We are required to grant the petition if the appeal presents a question which is not plainly frivolous. Ellis v. United States, 1958, 356 U.S. 674, 78 S.Ct. 974, 2 L.Ed.2d 1060. The Government opposes this petition on the ground that the question presented is plainly frivolous. The Government almost invariably opposes such petitions on this ground
From September 1, 1957, through February 28, 1959, we decided 24 appeals in which we had granted leave to appeal in forma pauperis although the District Court had previously denied leave on the ground that the appeal lacked merit.
A free society should be ready to assume the burden of infinitely more than 24 appeals to avert 11 miscarriages of justice. Concern for our docket should not attenuate the right of every indigent to point out, with the aid of counsel, what may prove to be errors. If time of bench and bar is spent in review of cases lacking in merit, it is the price we must pay for a system of justice that shields the poor man from “invidious discriminátions.”
I do not minimize the heavy burdens which the bar is called upon to bear in representing indigent appellants in this court.
The question for which review is being sought in the present case is whether, in testing the sufficiency of cause for an arrest based on an informer’s report, the accused is entitled to know the informer’s identity.
The record discloses the following: On March 6, 1958, Officer Ernst of the Metropolitan Police Department Narcotics Squad received a telephone call from a confidential informant in New York City to the effect that petitioner had purchased narcotics in New York and was returning to Washington by train. The informer had supplied information in the past which the officer had found to be reliable. Officer Ernst, who did not know petitioner by sight, conveyed the information to Officer Somerville, who did know petitioner by sight. Officer Somerville met the train and, acting solely on the report conveyed to him by Officer Ernst,
A pre-trial motion to suppress the evidence was denied. At the hearing of the motion, the prosecutor invoked the governmental privilege not to disclose the identity of the informer. The court sustained the privilege and defense counsel acquiesced in the ruling. At trial, detense counsel again raised the question of petitioner’s right to disclosure of the informer’s identity. The court ruled that the question was foreclosed by the earlier ruling sustaining the Government’s privilege.
The narcotics were received in evidence at trial and provided the basis for petitioner’s conviction on two counts for which he was given concurrent sentences of two to seven years, and seven years.
The exigencies of law enforcement require that a police officer be permitted to make an arrest when he has probable cause to believe a person guilty of a felony. Ordinarily he must present what he knows to a magistrate on an application for a warrant, so that the decision whether or not to arrest may be made as judiciously as possible. But, when circumstances preclude this judicious procedure, the police officer may make his own determination of probable cause, subject to later judicial testing. This represents a compromise with principle, based on the assumption, not always correct,
It is notorious that the narcotics informer is often himself involved in the narcotics traffic and is often paid for his information in cash, narcotics, immunity from prosecution, or lenient punishment. In Brandon v. United States, No. 14464, now pending before us, the informer was a narcotics user who was out on bail on another narcotics charge when she gave her information. Members of the very Narcotics Squad to which Officers Ernst and Somerville belong have in the past supplied drugs to an informer-addict who had difficulty obtaining supplies through normal illicit channels.
The reliability of such persons is obviously suspect. The fact that their information may have produced convictions in the past does not justify taking their reports on faith. Like the roundly condemned ancient practice of approvement,
For such reasons, the law has wisely circumscribed the use of informers’ reports as a basis for making arrests. It has required a showing of reliability of the information
How much personal knowledge the policeman must have before making the arrest cannot be determined for all cases. Since circumstances vary, the rule must be stated in terms of what is reasonably inferable from the particular circumstances by a prudent police officer.
When deprivation of liberty by arrest is justified by a combination of an informer’s report and a policeman’s own observations, the less the policeman is required to observe, the more significant becomes the informer’s report. Since observation of so commonplace an act as coming home by train is enough, in combination with the report of an informer, to justify an arrest, the only significant limitation of the informer’s power to cause an arrest is the requirement of reliability. The requirement that the informer be reliable stands as the only effective legal safeguard against false denunciations by irresponsible individuals who may be motivated by self-interest, spite, or even paranoia. The only other safeguard which remains rests not on law but on the good will of the police officer.
To give vitality to the requirement of reliability the law requires, if no probable cause exists without the information from the informer, that his identity be divulged, so that his reliability may be subjected to meaningful judicial scrutiny rather than accepted on a policeman’s word. Roviaro v. United States, 1957, 353 U.S. 53, 77 S.Ct. 623, 1 L.Ed.2d 639. In holding in Roviaro that the Government’s “informer privilege” must give way to the accused’s need for disclosure, the Court was dealing with the problem in a context other than the legality of an arrest, but the principle clearly extends to this context. The Court said:
“Where the disclosure of an informer’s identity, or of the contents of his communication, is relevant and helpful to the defense of an accused, or is essential to a fair determination of a cause, the privilege must give way. * * * Most of the federal cases involving this limitation on the scope of the informer’s privilege have arisen where the legality of a search without a warrant is in issue and the communications of an informer are claimed to establish probable cause. In these cases the Government has been required to disclose the identity of the informant unless there was sufficient evidence apart from his confidential communication.” Id., 353 U.S. at pages 60-61, 77 S.Ct. at page 628.19
It is easy to argue that the informer’s reliability is established by the fact that the petitioner really did have narcotics in
Under the principle of Roviaro, the District Court could not properly determine that there was probable cause for petitioner’s arrest without requiring disclosure of the identity of the informer whose report was claimed to constitute such cause. Nothing in Draper suggests that the Court has abandoned the Roviaro principle. Indeed the Court pointed out in Draper that the identity of the informer was disclosed. The treatment of the requirement of corroboration in Draper suggests that the Roviaro principle must be strictly enforced.
. A large majority of our criminal appeals are taken in forma pauperis. Of the 86 decisions on appeals from criminal convictions recorded in 101, 102 and 303 U.S.App.D.C. 61, 246 to 258 F.2d were cases in which this court or the District Court had appointed counsel to represent the appellant. Since we do not appoint counsel to represent an appellant able to pay the cost of his appeal, each of these appeals were prosecuted in forma pauperis. Of the remaining 25, seven were cases in which the appellant proceeded without prepayment of costs, albeit with retained counsel.
. Frequently the contentions are not frivolous. See, for two striking recent examples, Williams v. United States, 105 U.S.App.D.C. -, 263 F.2d 487; and Mullen v. United States, 105 U.S.App.D.C. -, 263 F.2d 275. In both cases, the convictions were reversed without dissent (Williams on Jan. 29, 1959; Mullen on Dec. 4, 1958). In each case, the substantial grounds for an appeal were set forth ably by the indigent’s court-appointed counsel in a memorandum filed in support of the petition. The Government nevertheless characterized the proposed appeals as “frivolous.” Such pro forma opposition, particularly in cases where transcripts have been prepared disclosing substantial questions for review, does not comport with the duty of the United States Attorney to assure that justice is done. Berger v. United State, 1935, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314.
I am pleased to note that in two recent criminal appeals the United States Attorney, on behalf of the Government, moved to reverse the judgment of the trial court and remand with directions to award a new trial. Young v. United States, No. 14793; and Lewis v. United States, No. 14916.
. Our Miscellaneous docket discloses that, beginning with Mise. 900 (filed in November 1957), 47 petitions for leave to prosecute direct appeals from convictions in forma pauperis were acted upon by this court. 31 were granted.
. In 14 of the 18 prepaid appeals in which decisions are reported in 101, 102 and 103 U.S.App.D.C., 246 to 258 F.2J, the convictions were affirmed.
. Thus grounds appearing “frivolous” to one judge may constitute reversible error in the eyes of another. This is sometimes the case even within divisions of our own court. For example, in Briscoe v. United States, 1957, 101 U.S.App.D.C. 318, 248 F.2d 640, the appellant was allowed to prosecute his appeal in forma pauperis, one judge dissenting. After the appeal was heard, the conviction was reversed in a 2-1 decision. 102 U.S.App.D.C. 145, 251 F.2d 386 (1958). In Lewis v. United States, No. 14916, D.C.Cir., decided March 16, 1959, this court, without dissent and upon the Government’s motion, remanded the case with directions to award a new trial. But when the case had been before us on Lewis’ petition for leave to appeal in forma pauperis (Misc. 1066), one judge had dissented from allowance of the appeal.
. Williams v. United States, 105 U.S.App.D.C. -, 263 F.2d 487; Delbridge v. United States, 104 U.S.App.D.C. 399, 262 F.2d 710; Mullen v. United States, 105 U.S.App.D.C. -, 263 F.2d 275; Judd v. United States, No. 14482, D.C.Cir., judgment reversed by order of Nov. 6, 1958; Loveless v. United States, 1958, 104 U.S.App.D.C. 157, 260 F.2d 487; Hanna v. United States, 1958, 104 U.S.App.D.C. 205, 260 F.2d 723; Polisnik v. United States, 1958, 104 U.S.App.D.C. 136, 259 F.2d 951; Belton v. United States, 1958, 104 U.S.App.D.C. 81, 259 F.2d 811; Briscoe v. United States, 1958, 102 U.S.App.D.C. 145, 251 F.2d 386; Catlin v. United States, 1958, 102 U.S.App.D.C. 127, 251 F.2d 368; Williams v. United States, 1957, 102 U.S.App.D.C. 51, 250 F.2d 19.
. Ellis v. United States, 105 U.S.App.D.C. -, 264 F.2d 372; Brown v. United States, 105 U.S.App.D.C. -, 264 F.2d 363 (conviction afiirmed in 5-4 en Kano decision); Porter v. United States, 1958, 103 U.S.App.D.C. 385, 258 F.2d 685; Bell v. United States, 1958, 102 U.S.App.D.C. 383, 254 F.2d 82; Lyles v. United States, 1957, 103 U.S.App.D.C. 22, 254 F.2d 725 (conviction affirmed in 5-4 en Kano decision) ; Accardo v. United States, 1957, 102 U.S.App.D.C. 4, 249 F.2d 519.
. Griffin v. People of State of Illinois, 1956, 351 U.S. 12, 18, 76 S.Ct. 585, 100 L.Ed. 891. And see the dissenting opinion of Judge Edgerton in Cash v. United States, 104 U.S.App.D.C. 265, 275, 261 F.2d 731, 741, judgment vacated, 1958, 357 U.S. 219, 78 S.Ct. 1365, 2 L.Ed.2d 1361: “The United States can afford to let poor defendants take criminal appeals that the rich could take. It cannot afford to do otherwise. And the burden of prosecuting, defending, and deciding appeals, though it is greater, is not inordinately greater than the burden of prosecuting and deciding disputes * * * over the
. We made 108 appointments of counsel in criminal appeals during the calendar year 1958. 54 appointments have already been made in 1959.
. “Q. [By the prosecutor] * * * Did you make your arrest based on that information given you by Detective Ernst? A. [By Officer Somerville] That is correct.
“Q. Did you have any other information concerning the Defendant, one way or the other? A. No, I did not.”
.See note 21 infra.
. Senate Committee on the District of Columbia, Investigation of Crime and Law Enforcement in the District of Columbia, S.Rep. No. 1989, 82d Cong., 2d Sess. 15 (1952).
. See Donnelly, Judicial Control of Informants, Spies, Stool Pigeons and Agent Provocateurs, 60 Yale L.J. 1091, 1093-94 (1951).
. Under the system of approvement, an approver was one who, “[b]eing arraigned on a charge of treason, or felony * * * confessed his guilt and, in order to obtain a pardon, offered to appeal and convict other criminals called the appellees. If the appellees were found guilty the approver was pardoned. If the appellees were acquitted, the approver was hanged.” Donnelly, supra note 4 at 1091. See Hale, Pleas of the Crown 226 (1778).
. Some years ago in New York an investigation revealed that, of 150 vice cases based on the reports of one stool pigeon, 40 were admittedly framed. Hopkins, Our Lawless Police 105 (1931).
. On March 4, 1959, Judge Weinfeld, in the Southern District of New York, acquitted and accused narcotics violator after finding that a “special employee” of the Federal Narcotics Bureau, who was paid between $40 and $60 for each case he “made,” had introduced the defendant to the drug habit and, when he became desperate for drugs, induced him, in return for a shot, to act as intermediary in a narcotics sale to a Bureau Agent. N.Y.Times, March 5, 1959, p. 53. The judge commented that the “special employee” was “utterly untrustworthy and undependable.” N.Y.Daily News, March 5, 1959, p. 66. The only comment reported to have been made by the Narcotics Commissioner was “we’ve lost other cases before.” Washington Post-Times Herald, March 5, 1959, p. B—3. And see Sherman v. United States, 1958, 356 U.S. 369, 78 S.Ct. 819, 2 L.Ed. 2d 848.
.See, e. g., Draper v. United States, 1959, 358 U.S. 307, 312-313, 79 S.Ct. 329, 3 L.Ed.2d 327; Contee v. United States, 1954, 94 U.S.App.D.C. 297, 215 F.2d 324. Cf. United States v. Turner, D.C.D.Md.1954, 126 F.Supp. 349; United States v. Blich, D.C.D.Wyo.1930, 45 F.2d 627.
. See, Brinegar v. United States, 1949, 838 U.S. 160, 175-176, 69 S.Ct. 1302, 93 L.Ed. 1879; Draper v. United States, supra, note 8, at page 313 of 308 U.S., at page 338 of 79 S.Ct.
. The Court cited with approval four cases explicitly or implicitly supporting its proposition: Scher v. United States, 1938, 305 U.S. 251, 59 S.Ct. 174, 83 L.Ed. 151; United States v. Li Pat Tong, 2 Cir., 1945, 152 F.2d 650; Wilson v. United States, 3 Cir., 1932, 59 F.2d 390; United States v. Keown, D.C.W.D.Ky. 1937, 19 F.Supp. 639.
. Byars v. United States, 1927, 273 U.S. 28, 47 S.Ct. 248, 71 L.Ed. 520, and cases cited therein.
. For example, the victim of a recent robbery in the District of Columbia reported that it was perpetrated by three “stocky” young negroes. Ninety persons answering that description were arrested — 67 of them were detained in headquarters overnight. None of the 90 was ever charged with the crime.
During an inquiry into the circumstances of this roundup, the Superintendent of Police stated that “large-scale interrogations” were not unusual, and he cited specifically a recent investigation involving four murders during the course of which 6,170 persons were detained by the police. Washington Daily News, Jan. 21, 1958, p. 5, col. 1; Washington Post-Times Herald, March 3, 1958, p. B-1; Washington Evening Star, March 3, 1958, p. B-1. And see Trilling v. United States, 1958, 104 U.S.App.D.C. 159, 167, 260 F.2d 677, 685 (concurring opinion).
Junius L. Allison, Field Director of the National Legal Aid and Defender Association, recently wrote:
“Let’s look at the figures reported by the FBI in the Uniform Crime Reports from the various states. In 1956 there were 111,274 individuals taken into custody on suspicion. These were not in connection with any specific crime. In the same year, 264,601 were apprehended where there was suspicion of guilt of particular crime. All of these — 375,875, were later released without charge.” 42 J.Am.Jud.Soc. 113, 117 (1958).
And see “The Past Is Prologue,” 38th Annual Report of the American Civil Liberties Union 84^-85 (1958), discussing a private survey of Chicago police practices :
“The ACLU study, based on a sample 2,024 file cases selected at random from records of the Chicago Municipal Court in 1956, revealed that at least 20,000 persons were detained illegally 17 hours or more. Almost 2,000 of these defendants were held for two days or longer. And between 350 and 400 were held for at least three days ‘without charge, without bail having been set, without any vestige of “due process of law” having been accorded them.’ ”
.In Nueslein v. District of Columbia, 1940, 73 App.D.C. 85, 90 note 15, 115 F.2d 690, 695 note 15, this Court pointed out that despite the great many cases wherein courts have held a search and seizure to be unreasonable, only one Federal case was found of an action for damages against the offending officer. In some part, at least, the reason for this may lie in the notorious fact that most of the victims belong to a segment of our society which lacks the necessary means and knowledge to bring such actions. This, of course, would also preclude them from invoking the freedom writ of habeas corpus.
Lead Opinion
It is ordered by the court that the order of this court entered in this case on March 9, 1959, denying the petition for leave to prosecute an appeal in forma pauperis is vacated.
It is further ordered by the court that petitioner is allowed to proceed on appeal from the judgment of conviction without prepayment of costs and that the joint appendix shall be printed at the expense of the United States.
Each judge reserves the right to file a statement of his position in this matter.