J & J ANDERSON, INC., d/b/a Feathaire Aviation, Inc., a
Colorado Corporation, Joanne Marie Anderson,
Gerald Leverantz, David Nixon, and Monte
Haskell, Plaintiffs-Appellants,
v.
The TOWN OF ERIE, a Colorado Municipal Corporation,
Defendant-Appellee.
No. 84-2110.
United States Court of Appeals,
Tenth Circuit.
July 18, 1985.
Neil E. Piller, Schey & Schey, P.C., Longmont, Colo., for plaintiffs-appellants.
Barre M. Sakol, Thorburn, Sakol & Throne, Boulder, Colo., for defendant-appellee.
Before BARRETT, DOYLE and McKAY, Circuit Judges.
BARRETT, Circuit Judge.
After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this appeal. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e). The cause is therefore ordered submitted without oral argument.
J & J Anderson, Inc., et al., appellants, seek review of an order of the district court denying their request for attorney's fees made under 42 U.S.C. Sec. 1988.1 The relevant facts may be briefly summarized.
J & J Anderson, Inc. is a Colorado corporation whose principal business is the training of ultralight aircraft pilots and the sale, repair, maintenance and service of ultralight aircraft. The corporation commenced business in July, 1982, at the Tri-County Airport, a privately owned airport located within the boundaries of the town of Erie, Colorado. The individual appellants are three ultralight aircraft pilots.
By September, 1983, the board of trustees of the town of Erie had received numerous complaints about the operation of ultralight aircraft in and about the town. During regularly scheduled board meetings it was not uncommon for the board to have "fifty or sixty people in the audience complaining about ultralight operations," and the number of complaints "reached a point where the trustees had to limit testimony on ultralight aircraft." (R., Vol. II at 55.) The complaints involved the safety of those on the ground but most complaints from citizens related to noise. Id. at 58. At no time did any area residents appear before the board in support of ultralight operations. Id. at 56.
On December 8, 1983, the Town of Erie, acting through its board of trustees, promulgated and enacted Ordinance No. 339, prohibiting any ultralight aircraft from landing or taking off within the town. (Ordinance No. 339 is set forth in Appendix A, attached hereto.) The ordinance had an effective date of January 14, 1984.
On January 13, 1984, appellants filed their complaint alleging that the Town of Erie had violated their constitutional rights by adopting Ordinance No. 339. Appellants sought to have the ordinance declared unconstitutional and to have its enforcement enjoined. Plaintiffs-Appellants alleged that the ordinance denied them their rights to equal protection as guaranteed by the 14th Amendment in that it prohibits ultralights from taking off and landing while permitting other small aircraft from continued use of the airport; further, they alleged that the ordinance constituted a "taking" in violation of the just compensation clause of the 5th Amendment as made applicable to the states by the 14th Amendment, in that there is no just compensation for "taking fundamental property rights from Plaintiffs, specifically the right to carry on a lawful occupation, the right to own and enjoy private property, and the right of freedom of transit through navigable airspace guaranteed by 49 U.S.C., section 1304." (R., Vol. I, p. 24.) A hearing was held on January 23, 1984, on appellants' motion for a temporary restraining order, after which the district court entered an order enjoining enforcement of the ordinance. In so doing the district court ruled:
... upon the finding and conclusion that there is a high probability that Ordinance No. 339 ... is so overbroad in its prohibitions as to be a confiscation of the plaintiffs' property rights and is also an interference with F.A.A. regulations, and it appearing that plaintiffs have no adequate remedy at law....
ORDERED, that the enforcement of Ordinance No. 339 ... is restrained until conclusion of the hearing on the plaintiffs' motion for preliminary injunction, which is set for February 2, 1984 ...
Thereafter, the parties extended the term of the temporary restraining order until March 17, 1984, to permit settlement discussions.
On March 7, 1984, the district court held a hearing on a motion to intervene filed by the owner of Tri-County Airport and several other parties. The district court denied the motion to intervene, finding "very substantial factual and legal issues in dispute between plaintiffs and those who sought to intervene with respect to a lease and certain other matters concerning the plaintiffs' operations at the airport." (R. Vol I at 83.) On March 21, 1984, the hearing date set for appellants' motion for preliminary injunction, the parties notified the court that the issues between them had been resolved by the repeal of the offending ordinance. The parties also stipulated to an extension of the restraining order until its repeal was effected by publication of the repealing ordinance.
At that juncture, the sole issue before the district court was appellants' request for costs of $232.75 and attorney's fees of $8,433.00. In a subsequent order denying appellants' request for costs and attorney's fees, the court stated:
While this court has not ruled on the merits of the controversy set forth in the complaint, the plaintiffs can be considered to be prevailing parties under Chicano Police Officer's Ass'n. v. Stover,
It is the view of this court that when the Town of Erie Town Council became aware of the constitutional implications of its actions through this court's temporary restraining order, the Council acted promptly in repealing the offending ordinance and should not now be called upon to pay attorney's fees.
R. Vol. I at 84.
On appeal, appellants present one issue; i.e., did the district court abuse its discretion in refusing to award them costs and attorney's fees under Sec. 1988?
Appellants contend that they were the prevailing parties and are therefore entitled to receive reasonable attorney's fees under Sec. 1988. Appellants note that the district court properly found that they were prevailing parties under our Chicano Police Officers Association v. Stover,
In response, Erie argues that appellants were not prevailing parties because they failed to meet the two-part test for a prevailing party established in Nadeau v. Helgemoe,
Erie argues that appellants failed to meet the first part of the Nadeau two-part test since "[t]here is a total absence of evidence to demonstrate that Plaintiffs' lawsuit was a necessary factor in improving their situation. The record is devoid of any evidence to demonstrate that Plaintiffs attempted to obtain relief from Ordinance No. 339 prior to filing their lawsuit." (Defendant-Appellee's Brief on Appeal at 4.) Erie further argues that the appellants failed to meet the second part of the Nadeau test because they failed to establish that its (Erie's) conduct in response to the lawsuit was required by law.
Erie also argues, citing to Zarcone v. Perry,
As set forth, supra, the trial court found that it would be unjust to award appellants attorney's fees when, as here, the appellants were asserting a private property right, the constitutional issues were somewhat secondary, and the town acted promptly in repealing the offending ordinance. It is our view that these are all important factors to be considered by the district court in determining the reasonableness of the amount of attorney's fees to be awarded. However, we disagree with the district court's findings that these factors constituted special circumstances justifying the denial of any attorney's fees to the appellants.
In Hensley v. Eckerhart,
[M]any civil rights cases will present a single claim. In other cases the plaintiff's claims for relief will involve a common core of facts or will be based on related legal theories. Much of counsel's time will be devoted generally to the litigation as a whole, making it difficult to decide the hours expended on a claim-to-claim basis. Such a lawsuit cannot be viewed as a series of discrete claims. Instead, the district court should focus on the significance of the overall relief obtained (in vindication of significant constitutional issues) in relation to the hours expended on the litigation. (Emphasis supplied.)
See also, In Re Kansas Congress Dist. Reapportionment Cases,
In Consol. Freightways Corp. of Del. v. Kassel,
... [I]f Sec. 1983 would have been an appropriate basis for relief ... even though relief was actually awarded on another ground. See Maher v. Gagne,
The provisions of 42 U.S.C. Sec. 1983 apply only to persons who deprive others of rights secured by the Constitution or laws of the United States and who act under color of state statute, ordinance, regulation, custom, or usage. Adickes v. S.H. Kress & Co.,
Hensley v. Eckerhart, supra, reaffirmed the rule that a prevailing plaintiff alleging a civil rights grievance should ordinarily recover an attorney's fee unless special circumstances would render such an award unjust. The Court was reiterating earlier, similar holdings set forth in Roadway Express, Inc. v. Piper, supra, and Newman v. Piggie Park Enterprises, supra. We have adopted and repeatedly followed the same standard. See, e.g., Cooper v. Singer,
We have recognized that: the purpose of Sec. 1988 was to enable litigants with valid claims to present their claims without having to bear the burden of the costs, Turman v. Tuttle,
A strong showing of special circumstances is necessary to support a denial of attorney fees. Riddell v. National Democratic Party,
We turn now to the critical question to be determined: Could the plaintiffs-appellants substantially prevail on their Sec. 1983 claim in this case? The reason that this inquiry must be addressed and answered is that, under Nadeau v. Helgemoe, supra, in order to be a "prevailing party" the plaintiff must show (1) that his action is causally linked to the relief obtained and (2) the defendant's conduct in response to the lawsuit was required by Sec. 1983. Our attention is directed to the second prong of the Nadeau test. In suits alleging Sec. 1983 violations which result in settlements or consent decrees favorable to the relief requested by the plaintiff, the district court, on a Sec. 1988 application by the plaintiff for attorney's fees, must first and foremost determine whether, regardless of the result, the lawsuit, as a matter of law, involved the vindication of rights secured to the plaintiff by the Constitution or laws of the United States. In Williams v. Leatherbury,
Indeed, a defendant may unilaterally undertake action that moots the suit. In such a case, a plaintiff may still recover attorney's fees if he can show both a causal connection between the filing of the suit and the defendant's action and that the defendant's conduct was required by law, i.e., not a wholly gratuitous response to an action that in itself was frivolous or groundless.
* * *
* * *
Causal connection turns on "the provocative role of the plaintiff's lawsuit." (Citation omitted). The suit must be "a substantial factor or a significant catalyst in motivating the defendants to end their unconstitutional behavior. " Robinson v. Kimbrough,
We note as a preliminary matter that a party need not, as urged by Erie, exhaust available state administrative remedies prior to initiating a Sec. 1983 action in order to qualify as a prevailing party entitled to attorney's fees under Sec. 1988. In Patsy v. Florida Board of Regents,
Appellants contend that they would substantially prevail on their Sec. 1983 claim because certain regulations promulgated by the FAA pursuant to the Federal Aviation Act, 49 U.S.C. Sec. 1301, et seq., preempt the effect of the Erie ordinance. Appellants acknowledge that the Federal Aviation Act does not contain explicit language preempting Erie's zoning ordinance. They contend, however, that the pervasive nature of the scheme of Federal regulation of aircraft preempts the subject of safety and noise abatement, relying principally on City of Burbank v. Lockheed Air Terminal,
The Commerce Clause of the Constitution, Art. 1, Sec. 8, cl. 3, is a limitation upon the power of the states to regulate commerce. However, state regulations touching upon safety may be valid if they do not place a substantial burden on interstate commerce. Raymond Motor Transportation, Inc. v. Rice,
In like manner, in Chapman v. Houston Welfare Rights Org.,
In considering whether the plaintiffs-appellants might have substantially prevailed on their Sec. 1983 "taking" claim in this case, we deem it necessary to carefully review and consider such cases as Penn Central v. New York City,
A city's zoning power is a proper exercise of the state police power, Village of Euclid, Ohio v. Ambler Realty Co.,
We hold that, based on the record before us, the district court erred in finding that special circumstances rendered the award of attorney's fees to appellants unjust. However, we conclude, based on the record and the authorities we have reviewed herein, that plaintiffs-appellants cannot prevail on their Sec. 1983 claim. 42 U.S.C. Sec. 1983 is not an appropriate basis for the relief sought by plaintiffs-appellants. Accordingly, we affirm the district court's order denying appellants' request for costs and attorney's fees filed pursuant to 42 U.S.C. Sec. 1988.
AFFIRMED.
APPENDIX A
ORDINANCE NO. 339
AN ORDINANCE REGULATING THE FLIGHT OF ULTRALIGHT AIRCRAFT IN
THE TOWN OF ERIE.
WHEREAS, the number of ultralight vehicles taking off from and/or landing within the boundaries of Erie has increased dramatically in recent years; and
WHEREAS, several ultralight vehicles have both collided with and nearly collided with elevated power lines within the Town limits, causing great danger to both the operators and those immediately below; and
WHEREAS, Federal Rules and Regulations do not require ultralight vehicles and their component parts and equipment to meet the airworthiness certification standards specified for aircraft, or to have certificates of airworthiness; and
WHEREAS, Federal Rules and Regulations do not require operators of ultralight vehicles to meet aeronautical knowledge, age, or experience requirements to operate those vehicles or to have airman or medical certificates; and
WHEREAS, Federal Rules and Regulations do not require ultralight vehicles to be registered or to bear markings of any type; and
WHEREAS, the health, safety, and welfare of the citizens and inhabitants of Erie are not adequately protected by the Federal Rules and Regulations regarding ultralight vehicles and, as a valid exercise of its police powers in an area not pre-empted by federal law, rules, or regulations,
BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE TOWN OF ERIE, COLORADO, AS FOLLOWS:
Section 1. Repeal: Ordinance No. 338 is hereby repealed.
Section 2. Definition: For the purposes of this Ordinance, an ultralight vehicle is a vehicle that:
a. Is used or intended to be used for manned operation in the air by a single occupant;
b. Is used or intended to be used for recreation or sport purposes only; and
c. Does not have any U.S. or foreign government airworthiness certificate.
Section 3. Aircraft Permitted to Take-off and Land: It shall be unlawful for any person to take-off from or land an ultralight vehicle within the Town of Erie.
Section 4. Violations: Any person, partnership, corporation, or other legal entity violating any of the provisions of this Ordinance shall, upon conviction thereof, be punished by a fine of not more than Three Hundred Dollars ($300.00) and/or imprisonment for not more than ninety (90) days, or any combination of such fine and imprisonment.
Section 5. Safety: This Ordinance is deemed necessary for the protection of the health, safety, and welfare of the community.
Section 6. Revocation: All Ordinances of the Town of Erie, Colorado, heretofore adopted which are in conflict with this Ordinance are hereby repealed.
Section 7. Severability: Should any section, clause, or provision of this Ordinance be declared to be invalid or unconstitutional, such decision shall not affect the validity or constitutionality of the remaining sections of this Ordinance.
INTRODUCED this ____ day of __________, 1983.
PASSED AND ADOPTED this ____ day of __________, 1983.
TOWN OF ERIE
Mayor
ATTEST:
____________________Town Clerk
Notes
Section 1988 provides in part:
In any action or proceeding to enforce a provision of sections 1981, 1982, 1983 ... of this title, ... the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs.
The purpose of the prohibition, i.e., safety to the inhabitants may, in fact, be consistent with FAA regulations. Sec. 103.9(a) provides that no person may operate any ultralight vehicle in a manner that creates a hazard to other persons or property. Sec. 103.15 provides that no person may operate an ultralight over any congested area of any city or town. Sec. 103.19 prohibits operation of ultralights in prohibited or restricted areas
