130 Wash. 2d 862 | Wash. | 1996
— The Quinault Indian Nation appeals a decision by the Court of Appeals, Division Two, which affirmed summary judgment by the Grays Harbor County Superior Court in favor of Anderson & Middleton Lumber Company in a partition and quiet title action involving eighty acres of property located within the borders of the Quinault Indian Reservation. We affirm.
QUESTION PRESENTED
The sole question presented in this case is whether the Grays Harbor County Superior Court retained jurisdiction over an action to partition and quiet title to fee-patented lands located within the Quinault Indian Reservation filed by Anderson & Middleton Lumber Company against ten individual owners after the Quinault Indian Nation acquired the interests of the individual owners and was substituted as defendant.
STATEMENT OF FACTS
Respondent Anderson & Middleton Lumber Company (A&M) filed suit on January 15, 1992 in Grays Harbor County Superior Court to partition and quiet title to an 80-acre parcel of property located within the borders of the Quinault Indian Reservation. On the same day it filed and recorded a lis pendens to provide record notice of the action. A&M owns, in fee simple, an undivided five-sixths
The property in question was formerly tribal land held in trust by the United States with federal restrictions on alienation. It acquired its fee simple status in 1958 when the United States issued a "fee patent” conveying ownership to the heirs of one Elliot Peterson. The "fee patent” was issued under the Indian General Allotment Act of 1887 (GAA) and removed all restrictions on conveyance or encumbrance of the property. A&M began purchasing interests in the property in 1965 and by 1988 had acquired its present ownership share. That ownership share, along with the fractional interest owned by the ten individuals at the time of A&M’s partition action, are not in dispute in this appeal.
On or about February 24, 1992, more than one month after the lawsuit was filed, the Quinault Indian Nation (Nation) acquired by statutory warranty deeds from the ten individuals their undivided one-sixth fee interest in the surface estate of the property. The statutory warranty deeds transferring title of the surface estate to the Nation stated specifically that the transfer to the Nation was subject to the pending suit filed by A&M and the lis pendens. The Nation concedes it had actual notice of the lawsuit when it purchased its interest in the surface estate of the property.
After transfering their interest to the Nation, the ten former owners moved for their dismissal as defendants and substitution of the Quinault Nation as defendant in
A&M then filed a motion for summary judgment. The Nation filed a motion to dismiss and a response to the motion for summary judgment, arguing that the court did not have personal or subject matter jurisdiction and that A&M had not joined the United States as an indispensable party. The trial court then granted the Nation’s motion, concluding that the Nation enjoyed protection from suit under the doctrine of sovereign immunity. It issued an order dismissing the Nation as defendant and reinstating the original defendants under CR 60(b).
But on a motion for reconsideration, the trial court reversed itself and granted A&M’s motion for summary judgment and ordered the surface estate of the property partitioned under RCW 7.52 et seq. The court ruled it had in rem jurisdiction over the property and personal jurisdiction over the Nation because the Nation had waived its immunity "[b]y implication and action.” It also ruled the United States was not an indispensable party to the action because the suit was to partition and quiet title to only the surface estate and not to the mineral estate.
The Nation appealed the ruling of the Superior Court. The Court of Appeals, Division Two, affirmed, holding that the trial court did have proper jurisdiction to decide the case.
The Nation now appeals the decision by the Court of Appeals. It argues that the trial court erred in entering summary judgment in A&M’s favor because the court did not have personal or subject matter jurisdiction over the law suit. It also argues the court did not have jurisdiction because the United States was not joined as an indispensable party.
DISCUSSION
Introduction
Through a succession of congressional land enactments passed during the latter part of the nineteenth century, this nation’s policy of sequestering land for the exclusive use and control of Indian Tribes was replaced by a policy of allotting those lands to individual tribal members.
The Indian General Allotment Act of 1887, as amended and codified in 25 U.S.C. §§ 331 et seq., was one of the land acts furthering Congress’ allotment policy. The GAA empowered the President of the United States to allot tribal lands nationwide to individual Indian allottees without consent of the afiected Indian Nations. Upon approval of an allotment under the Act, a trust patent would issue to an Indian allottee, declaring that the allotted
The policy of allotting tribal lands proved to be "disastrous for the Indians,” as well as "administratively unworkable and economically wasteful.”
The Quinault Indian Reservation was established by the Treaty with the Qui-nai-elts in 1859, otherwise known as the "Treaty of Olympia.”
Jurisdiction
In Rem Jurisdiction
The trial court concluded it had in rem jurisdiction over A&M’s lawsuit. That conclusion is in accord with the language of the GAA and the United States Supreme Court’s decision in County of Yakima v. Yakima Indian Nation.
In County of Yakima, the county sought to foreclose on properties located within the confines of the Yakima Indian Reservation for failure to pay ad valorem taxes on
The Court ruled against the Nation and upheld imposition of the county’s ad valorem taxes on fee patented reservation land, but did not allow the county to enforce its excise tax on sales of that land.
At the expiration of the trust period and when the lands have been conveyed to the Indians by patent in fee, . . . then each and every allottee shall have the benefit of and be subject to the laws, both civil and criminal, of the State or Territory in which they may reside .... Provided, That the Secretary of the Interior may, in his discretion, and he is authorized, whenever he shall be satisfied that any Indian allot-tee is competent and capable of managing his or her affairs at any time to cause to be issued to such allottee a patent in*871 fee simple, and thereafter all restrictions as to sale, encumbrance, or taxation of said land shall be removed[.]
(Emphasis added.)
The Court concluded the ad valorem tax "flow[ed] exclusively from ownership of realty” and thus qualified as taxation of land.
The Court upheld assertion by the Washington court of jurisdiction to authorize county taxes on allotted fee properties on the basis of alienability of the allotted lands and not on the basis of jurisdiction over their Indian owners.
The Supreme Court distinguished the County of Yakima case from its 1976 decision in Moe v. Confederated Salish & Kootenai Tribes. In Moe, the Court concluded that the GAA’s section 6 conferral to the states of in personam jurisdiction over fee patent recipients could not extend to
In this case, A&M’s quiet title and partition action involves a much less intrusive assertion of state jurisdiction over reservation fee patented land than was involved in County of Yakima. The county in that case had exercised its power to tax and foreclose on allotted fee lands, some of which were owned by the Yakima [Yakama] Nation itself, located within the confines of a reservation. A&M’s action in this case involves no taking of property. It merely seeks a judicial determination of the co-tenants’ relative interests in real property and a division of that
Under the Supreme Court’s holding in County of Yakima, it is reasonable to conclude that the Grays Harbor County Superior Court had proper in rem jurisdiction over A&M’s suit to quiet title and partition alienable and encumberable fee patented property situated within the Quinault Indian Reservation. The right of partition by a tenant-in-common of real property is absolute in Washington,
It is not disputed that the trial court had proper jurisdiction over this action when it was filed. The subsequent sale of an interest in the property to an entity enjoying sovereign immunity (Quinault Nation) is of no consequence in this case because the trial court’s assertion of jurisdiction is not over the entity in personam, but over the property or the "res” in rem. Because the res or property is alienable and encumberable under a federally issued fee patent, it should be subject to a state court in rem action which does nothing more than divide it among its legal owners according to their relative interests. Reacquisition of a portion of the land by a federally recognized Indian tribe does not alter this result because tribal reacquisition of fee land does not affect the land’s
The Quinault Nation argues that County of Yakima requires a finding in this case of express statutory authority in the GAA granting state jurisdiction over actions involving reservation fee patented lands. But the Nation interprets that case too narrowly. Citing Chief Justice Marshall’s admonition that "the power to tax involves the power to destroy,” the Court observed that the special area of state taxation of reservation lands and reservation Indians requires express congressional authorization.
The United States Court of Appeals for the Ninth Circuit rejected the same argument in a case involving facts similar to those in County of Yakima. In Lummi Indian Tribe v. Whatcom County, the Court applied the holding in County of Yakima to a case involving state taxation of fee land held by an Indian tribe.
There is some textual support in the GAA for state court jurisdiction over partition proceedings involving reservation fee land. Section 5 of the Act (§ 348) provides in relevant part that "the law of descent and partition in force in the State or Territory where such [allotted] lands are situate shall apply thereto after patents therefor have been executed and delivered . . . .”
The Nation also contends that, regardless whether the trial court had in rem jurisdiction over the property, the real issue in this case is whether the Nation waived its sovereign immunity. This argument ultimately leads to the proposition that in rem jurisdiction alone is not sufficient to extend the State’s authority to partition suits involving reservation fee patented land. Under that theory, this court would have to determine that the trial court acquired in personam jurisdiction over the Nation, as well as in rem jurisdiction over the property, to uphold its as
Personal Jurisdiction
A&M claims the trial court had personal jurisdiction over the Nation, as well as in rem jurisdiction over the property in dispute in this action. In support of that contention it argues that the Nation waived its sovereign immunity by purchasing property it knew was burdened by a pending partition action. It also argues that once a court properly acquires jurisdiction over a matter, that jurisdiction continues irrespective of any subsequent change of parties.
As sovereign entities, Indian tribes are immune from suit in state or federal court.
Subject Matter Jurisdiction
The Nation also claims the trial court did not have subject matter jurisdiction over A&M’s partition action after the Nation acquired its interest in the property. In support of that contention it offers the Indian Nonintercourse Act, codified in 25 U.S.C. § 177. Section 177 of the Act provides that
No purchase, grant, lease or other conveyance of lands or of any title or claim thereto, from an Indian Nation or tribe of Indians, shall be of any validity in law or equity, unless the same be made by treaty or convention entered into pursuant to the Constitution.
The Nation argues that when it purchased its interest in the property, that interest became subject to the Act’s restriction against alienation. Therefore, it reasons, state law affecting its property interest is preempted by the Act. We do not agree.
The Nonintercourse Act is not applicable to this case. First, the Act, by its plain terms, applies to land acquired from Indian tribes, and not acquired by Indian tribes.
Joinder of a Necessary Party
The Nation argues the trial court did not have jurisdiction over A&M’s lawsuit because A&M did not join the United States as an indispensable party, it being the equitable owner of an interest in the property’s mineral estate. This argument is without merit.
Although A&M did not specify in its complaint that it sought to partition only its rights in the surface estate of the property, this point was made clear when it filed its response to the Nation’s motion to dismiss. The trial court considered the pleading as amended, under CR 15(b),
Policy
The Nation argues that assertion of state jurisdiction over this case conflicts with the federal policy of preserving the Nation’s tribal integrity and land base. It offers as evidence of this policy the Indian Reorganization Act. However, the Supreme Court in County of Yakima rejected a similar argument offered by the Yakima [Yakama] Indian Nation.
In County of Yakima, the Yakima [Yakama] Indian Na
In any case, these policy objections do not belong in this forum. If the Yakima Nation believes that the objectives of the Indian Reorganization Act are too much obstructed by the clearly retained remnant of an earlier policy, it must make that argument to Congress.[58 ]
It is not for the courts to cure the effects of two seemingly conflicting policies embodied in federal statutory law. If the Quinault Nation believes the policy objectives of the Indian Reorganization Act are frustrated by the GAA or other allotment-era legislation, it should address that concern to the Congress and not to the courts. We reach no determination on it in this case.
SUMMARY AND CONCLUSIONS
The trial court ruled it had both in rem jurisdiction over the property and in personam jurisdiction over the parties in A&M’s partition suit. It reached the latter conclusion by reasoning that the Quinault Nation had waived its sovereign immunity by purchasing property it knew was the subject of a pending law suit. The Court of Appeals affirmed that decision, holding that the trial court’s assertion of personal jurisdiction over the parties, properly acquired at the outset of the suit, continued over
The Grays Harbor County Superior Court had proper in rem jurisdiction over A&M’s suit to quiet title and partition the surface estate of real property located within the Quinault Indian Reservation. Because the property became freely alienable under a federally issued fee patent under the Indian General Allotment Act of 1887, it is subject to the trial court’s in rem jurisdiction over real property located within the state. The fact that the property is now owned in part by a federally recognized Indian tribal nation does not change this result because the alienable fee status of the land continues under the GAA even if reacquired by an Indian Nation.
The Quinault Indian Nation enjoys immunity from suit as a sovereign entity. Although the Nation did have notice before purchasing its interest in the property that the property was the subject of a pending partition and quiet title action, that conduct does not constitute express waiver or even implied waiver of sovereign immunity from suit. Because of our decision in this case, we make no specific ruling on this issue.
The Grays Harbor County Superior Court had proper in rem jurisdiction over this lawsuit. Although the Indian Nonintercourse Act preempts operation of any state law affecting the ownership of Indian trust land, the protections of the Act do not apply to lands made alienable and encumberable under a federally issued fee patent. Subsequent reacquisition of the land by an Indian tribe does not change this result because the land’s alienable status is not altered.
The trial court did not err in denying the Quinault Nation’s motion to dismiss for failure to join the United States as an indispensable party. The United States holds in trust two one-ninth interests in the property’s mineral
We do not address whether state jurisdiction over partition actions of reservation fee patented land violates the policies of tribal self-governance behind the Indian Reorganization Act and subsequent legislation. The proper forum for settlement of that dispute is the Congress and not this court.
We affirm the decision of the Court of Appeals, Division Two, affirming assertion by the Grays Harbor County Superior Court of jurisdiction over the suit by Anderson & Middleton Lumber Company to quiet title and partition real property on the Quinault Indian Reservation owned by the company as tenant-in-common with ten individuals and retention by the Superior Court of jurisdiction of the case after the Quinault Indian Nation acquired the individual interests and was substituted as defendant.
Durham, C.J., Dolliver, Guy, Johnson, Madsen, Alexander, Talmadge, and Sanders, JJ., concur.
Anderson & Middleton Lumber Co. v. Quinault Indian Nation, 79 Wn. App. 221, 901 P.2d 1060 (1995).
A&M argues the trial court’s ruling was not a final judgment appealable as a matter of right under RAP 2.2. This argument is without merit. The trial court’s order to partition the surface estate of the property was a final judgment appealable as a matter of right.
See, e.g., In re Heff, 197 U.S. 488, 25 S. Ct. 506, 509, 49 L. Ed. 848 (1905), overruled by United States v. Nice, 241 U.S. 591, 36 S. Ct. 696, 699, 60 L. Ed. 1192 (1916).
See In re Heff, 25 S. Ct. at 508.
25 U.S.C. § 348.
Id.
Id. at § 349.
Id. (emphasis added).
County of Yakima v. Yakima Indian Nation, 502 U.S. 251, 112 S. Ct. 683, 686, 116 L. Ed. 2d 687 (1992).
Hodel v. Irving, 481 U.S. 704, 107 S. Ct. 2076, 2079, 95 L. Ed. 2d 668 (1987) (citation omitted).
See 25 U.S.C. §§ 461, 462.
25 U.S.C. § 463.
County of Yakima, 112 S. Ct. at 686-87 (emphasis added).
Lummi Indian Tribe v. Whatcom County, Wash., 5 F.3d 1355, 1358-59 (9th Cir. 1993), cert. denied, 114 S. Ct. 2727 (1994).
Treaty with the Qui-nai-elts, April 11, 1859, 12 Stat. 971.
See United States v. Washington, 384 F. Supp. 312, 374 (D.C. Wash. 1974).
See Quinault Allottee Assoc. v. United States, 485 F.2d 1391, 1395 (Ct. Cl. 1973). cert denied, 416 U.S. 961 (1974).
County of Yakima v. Yakima Indian Nation, 112 S. Ct. 683.
County of Yakima, 112 S. Ct. at 687.
Id.
Id.
Id.
Id. at 694.
Id at 688.
Id. at 692-93.
Id. at 693-94.
Id. at 690-91.
Id. at 691.
Section 5 of the GAA (25 U.S.C. § 348) provides in part that "at the expiration of said [trust] period the United States will convey [the allotted lands] by patent to said Indian ... in fee, discharged of said trust and free of all charge or encumbrance whatsoever . . . .”
County of Yakima, 112 S. Ct. at 691.
Moe v. Confederated Salish & Kootenai Tribes, 425 U.S. 463, 96 S. Ct. 1634, 1643-44, 48 L. Ed. 2d 96 (1976).
See Moe, 96 S. Ct. at 1643-44; see also County of Yakima, 112 S. Ct. at 690 (interpreting Moe).
See Moe, 96 S. Ct. at 1643-44.
County of Yakima, 112 S. Ct. at 691.
See United States ex rel. Saginaw Chippewa Tribe v. Michigan, 882 F. Supp. 659, 668-69 (E.D. Mich. 1995) (noting that the ad valorem tax at issue in County of Yakima was upheld as a tax on land, while the excise tax was struck down as a tax imposed on the person, for the person’s actions).
See RCW ch. 7.52; Schultheis v. Schultheis, 36 Wn. App. 588, 589 n.1, 675 P.2d 634, review denied, 101 Wn.2d 1016 (1984); 59A Am. Jur. 2d Partition § 1 (1987).
Hamilton v. Johnson, 137 Wash. 92, 100, 241 P. 672 (1925).
See Chapman v. Vande Bunte, 604 F. Supp. 714, 715 (E.D. N.C. 1985) (partition action a proceeding in rem); In re Braun v. Champion Credit Union, 141 B.R. 133, 137 (Bankr. N.D. Ohio 1992) (partition of real property an in rem proceeding); In re Green River Drainage Area, 147 F. Supp. 127, 139 (D. Utah 1956) (same); 59A Am. Jur. 2d Partition § 100 (1987) (partition action a proceeding in rem/quasi in rem); see also Phillips v. Tompson, 73 Wash. 78, 82, 131 P. 461 (1913) (action to quiet title to real property a proceeding in rem); Cline v. Price, 39 Wn.2d 816, 821, 239 P.2d 322 (1951) (admiralty case) (suit for partition a proceeding in rem).
Lummi Indian Tribe v. Whatcom County, 5 F.3d 1355, 1359 (9th Cir. 1993) (holding that "parcels of [reservation] land approved for alienation by the federal government and then reacquired by the Tribe did not then become inalienable . . . .”), cert denied, 114 S. Ct. 2727 (1994).
County of Yakima, 112 S. Ct. at 688 (citation omitted).
Id. at 691, 693.
Lummi, 5 F.3d at 1355.
Id. at 1356-57, 1360.
Id. at 1359.
Id. at 1358.
Id.
25 U.S.C. § 348 (emphasis added).
See also Saginaw Chippewa Tribe, 882 F. Supp. at 664, 668-677 (holding under County of Yakima that Indian-owned fee lands located within a reservation were subject to state taxation when rendered alienable encumberable under a federally issued fee patent, irrespective of state in personam jurisdiction over its Indian owners); Leech Lake Band v. Cass County, 908 F. Supp. 689, 697 (D. Minn. 1995) (holding under County of Yakima that fee land rendered alienable under the GAA and subsequently reacquired by an Indian tribe was nonetheless subject to state property taxation).
McClendon v. United States, 885 F.2d 627, 629 (9th Cir. 1989).
See, e.g., North Sea Prods. v. Clipper Seafoods Co., 92 Wn.2d 236, 241, 595 P.2d 938 (1979) (citing cases).
See United States v. State of Oregon, 657 F.2d 1009, 1014-16 (8th Cir. 1981) (tribe waived sovereign immunity by intervening in a law suit); McClendon, 885 F.2d at 630 ("Initiation of a lawsuit necessarily establishes [tribal] consent to the court’s adjudication of the merits of that particular controversy.”).
Saginaw Chippewa Tribe, 882 F. Supp. at 674.
Lummi, 5 F.3d at 1359; Saginaw Chippewa Tribe, 882 F. Supp. at 674; Leech Lake Band, 908 F. Supp. at 694-95 (citing Lummi and Saginaw Chippewa Tribe).
Lummi, 5 F.3d at 1359.
CR 15(b) provides in relevant part, "When issues not raised by the pleadings are tried by the express or implied consent of the parties, they shall be treated in all respects as if they had been raised in the pleadings.” This provision is to be liberally construed. Amende v. Pierce County, 70 Wn.2d 391, 400, 423 P.2d 634 (1967).
County of Yakima, 112 S. Ct. at 692.
Id.
Id.