Case Information
*4
WARDLAW, Circuit Judge:
Ronnie Sandoval died of a methamphetamine overdose at the San Diego Central Jail after medical staff left him unmonitored for eight hours, despite signs that he was under the influence of drugs, and then failed to promptly summon paramedics when they discovered him unresponsive and having a seizure. Sandoval’s wife and successor-in-interest, Ana Sandoval (Plaintiff), brought suit under 42 U.S.C. § 1983 against the County of San Diego and Nurses Romeo de Guzman, Dana Harris, and Maria Llamado, alleging that they violated Sandoval’s Fourteenth Amendment right to adequate medical care in custody.
The district court granted summary judgment to the defendants, concluding that there were no triable issues of fact as to their liability and that the individual nurses were entitled to qualified immunity. After the district court issued its decision, we clarified that an objective standard applies to constitutional claims of inadequate medical care brought by pretrial detainees. Gordon v. County of Orange , 888 F.3d 1118, 1124–25 (9th Cir. 2018). Applying that standard here, we reverse because genuine disputes of material fact *5 6 S ANDOVAL V . C OUNTY OF S AN D IEGO preclude the award of summary judgment, and we remand for further proceedings.
I.
Many of the facts underlying this case are in dispute. We
recount them in the light most favorable to Plaintiff, as the
non-moving party in the district court.
Tuuamalemalo v.
Greene
,
A.
On February 22, 2014, deputies from the San Diego Sheriff’s Department went to Ronnie Sandoval’s residence to conduct a probation compliance check. After the deputies found a gram of methamphetamine and drug paraphernalia, they placed Sandoval under arrest and took him to the San Diego Central Jail. Unbeknownst to the arresting deputies, Sandoval had swallowed an additional amount of methamphetamine—later estimated to be several hundred times the typical recreational dose—in an effort to prevent its discovery.
At the jail, Deputy Matthew Chavez noticed that Sandoval was sweating and appeared disoriented and lethargic. When asked about these symptoms, Sandoval told Chavez that he might be diabetic. A nurse tested Sandoval’s blood sugar level, which came back normal, and Sandoval was placed in a holding cell.
Approximately one hour later, Sandoval was removed from the cell to have his booking photograph taken. Deputy Chavez observed that Sandoval “was still sweating a lot and appeared to be very tired and disoriented.” Chavez asked Sandoval if he was ok. Sandoval responded that he was very cold, which Chavez found odd because Sandoval was sweating. Another deputy asked Sandoval if he had swallowed anything, and Sandoval became agitated and refused to answer further questions.
Deputy Chavez took Sandoval to the second-floor medical station for an assessment. There he encountered Nurse Romeo de Guzman. Chavez told de Guzman that while Sandoval had been cleared by the medical staff downstairs, he was sweating and appeared disoriented and *6 lethargic. According to Chavez, he specifically told de Guzman, “there [is] still something going on [with Sandoval], so you need to look at him more thoroughly.” [1] De Guzman told Chavez to put Sandoval in Medical Observation Cell No. 1 (MOC1).
Shortly thereafter, around 5:00 p.m., de Guzman entered MOC1 to attend to Sandoval. Leonard Rodriguez, a deputy who accompanied de Guzman into the cell, noticed that Sandoval was “shaking mildly” and “appeared to be having withdrawals from drugs.” De Guzman gave Sandoval a second, and “very quick,” blood sugar test, which came back normal and then left the cell without conducting any further examination.
From there, accounts diverge. Nurse de Guzman claims that he told deputies that Sandoval was “cleared for booking process.” But according to Deputy Rodriguez’s written, contemporaneous police report, de Guzman instead asked whether Sandoval could be moved to a “sobering tank.” The deputies conferred and determined that it would be better if [1] Nurse De Guzman contends that he was told only to check Sandoval’s blood sugar level, but on summary judgment, we must accept Deputy Chavez’s version of events.
Sandoval remained in MOC1, presumably so that he would be subject to closer observation by the medical staff.
All agree that Sandoval was not transferred and instead remained in MOC1. And it is undisputed that even though MOC1 was only 20 feet from the nursing station, Nurse de Guzman did not check on Sandoval at any point during the remaining six hours of his shift. When the next shift of nurses arrived at 11:00 p.m., de Guzman did not tell them anything about Sandoval either. When asked why he never checked on Sandoval, de Guzman responded simply, “I don’t have to.”
The failure to monitor Sandoval may have resulted in part from the “mixed use” nature of MOC1. While MOC1 was sometimes used to hold inmates requiring medical care, it was used at other times as an ordinary holding cell. Unlike other cells used for inmates with medical issues, no nurses were specifically assigned to monitor individuals being held in MOC1. Instead, nurses would attend to MOC1 only if told that an individual who was placed there needed care.
This sometimes caused confusion. For example, Nurse *7 de Guzman claims that he did not check on Sandoval because he believed that MOC1 was used exclusively as an ordinary holding cell and that Sandoval was being held there for correctional, rather than medical, purposes. In contrast, the deputies believed that by leaving Sandoval in MOC1, they would ensure that he would be monitored by the medical staff.
Whatever the cause, Sandoval remained almost entirely unmonitored for nearly eight hours until Sergeant Robert Shawcroft walked past MOC1 at 12:55 a.m. and noticed that Sandoval’s eyes “weren’t tracking” and that his skin tone “wasn’t a fleshy color.” [2] As Shawcroft watched, Sandoval slumped over and his eyes rolled back in his head. Shawcroft turned away to call for help, and when he turned back, he saw Sandoval hit his head on the wall and slide down to the floor.
Sergeant Shawcroft entered Sandoval’s cell and was soon joined by Deputies Nolan Edge and Matthew Andrade, and Nurses Dana Harris and Maria Llamado. Sergeant Shawcroft, Deputy Andrade, Deputy Edge, and Nurse Llamado all agree that Sandoval was unresponsive and having a seizure or “seizure-like activity.” In contrast, Nurse Harris contends that Sandoval was responsive, followed verbal commands, and was not seizing.
Whether Sandoval was unresponsive and seizing bears on an important distinction in this case between emergency medical technicians (EMTs) and paramedics. While the terms are sometimes used interchangeably, paramedics receive more advanced training than EMTs. EMTs can provide only basic life support (BLS) procedures, such as performing CPR and providing a patient with an oxygen mask. In contrast, paramedics are trained to perform advanced cardiovascular life support (ACLS) procedures, including establishing IVs, administering medications, reading heart rhythms, and inserting breathing tubes. Critically, when a patient is unresponsive, paramedics are required. In San Diego at least, EMTs will not transport unresponsive patients.
[2] Other than one deputy who briefly checked on Sandoval around 7:30 p.m., it appears that nobody entered MOC1 between around 5:00 p.m., when Nurse de Guzman performed the blood test, and 12:55 a.m., when Sergeant Shawcroft observed Sandoval in medical distress. *8 10 S ANDOVAL V . C OUNTY OF S AN D IEGO Because Nurse Harris was the first nurse to arrive on the scene, she became the “team leader” with primary responsibility for directing Sandoval’s treatment. The evidence shows that even though Harris was told several times to call paramedics because Sandoval was unresponsive, she refused to do so.
Deputy Andrade, who happened to be a trained EMT, asked two or three times for paramedics to be called. Harris did not do so. Nurse Llamado says that she directly told Harris, “He has to go out 9-1-1,” meaning that paramedics were needed. Harris responded, “No, EMT.” Llamado then telephoned the charge nurse, Shirley Bautista, who also said that paramedics should be summoned. Llamado put the phone down and told Harris, “Shirley said he has to go now 9-1-1.” Despite all of this, Harris still refused to call paramedics. [3]
It is undisputed that EMTs were initially summoned instead of paramedics. When the EMTs arrived around 1:20 a.m., they informed the nurses and deputies that “they would not be able to transport Sandoval in the current condition he was in.” Paramedics were then called and arrived at 1:42 a.m.—47 minutes after Sandoval was first observed to be unresponsive and seizing. According to Deputy Andrade, Sandoval still had a pulse when the paramedics arrived. But he lost his pulse when he was transferred to a gurney. Resuscitation efforts failed, and Sandoval was pronounced dead at 2:11 a.m.
[3] Harris denies that Deputy Andrade and Nurse Llamado told her to call paramedics, and contends that she did not believe paramedics were necessary because, in her view, Sandoval was responsive, communicative, and breathing on his own. On summary judgment, we must accept Andrade and Llamado’s very different version of events. *9 During discovery, it was revealed that Nurse Harris did not know on the night of the incident that only paramedics, and not EMTs, could provide the ACLS treatment that Sandoval required—even though this was common knowledge among nurses. Nurse Llamado later admitted that she should have called paramedics herself when Harris refused to do so, and that she had “learned [her] lesson.”
B.
Sandoval’s wife, Ana Sandoval, filed this suit in California state court against Nurses de Guzman, Harris, and Llamado, and the County of San Diego. The complaint alleged that the individual nurses had violated the Fourteenth Amendment by failing to provide Sandoval adequate medical care, and that the County was likewise liable because its policy of using MOC1 as a mixed used cell, without proper communication protocols, created the confusion among the medical staff that led to Sandoval’s death. The complaint also asserted several state law claims. [4]
The defendants removed the case to federal court and later moved for summary judgment. For reasons discussed in more depth below, the district court granted summary judgment to the defendants on the constitutional claims brought under 42 U.S.C. § 1983 and declined to exercise supplemental jurisdiction over the state law claims. Plaintiff timely appealed.
[4] Sandoval’s children Ronnie Sandoval Jr. and Josiah Sandoval were named as additional plaintiffs on some of the state law claims, but not on the constitutional claims under § 1983.
II.
We have jurisdiction under 28 U.S.C. § 1291. We
review the district court’s grant of summary judgment de
novo. “Summary judgment is appropriate when, with the
evidence viewed in the light most favorable to the non-
moving party, there are no genuine issues of material fact, so
that the moving party is entitled to judgment as a matter of
law.”
Wilk v. Neven
,
III.
Before discussing the merits, we address a significant evidentiary ruling by the district court. During briefing on the motion for summary judgment, the nurses and the County submitted boilerplate one-word objections for “relevance,” “hearsay,” and “foundation” to several pieces of evidence important to Plaintiff’s case, including the report of Plaintiff’s medical expert, the police reports of deputies at the scene, and the San Diego County Sheriff’s Medical Services’ standardized nursing procedures for treating seizures. The district court sustained all of these objections in a one-sentence ruling that read in full: “Defendants’ evidentiary objections, to which Plaintiffs did not respond, are sustained.” This decision, which had the effect of striking crucial evidence from the summary judgment record, was an abuse of discretion.
The defendants’ failure to explain their one-word objections, and the district court’s failure to explain its ruling, makes it difficult to know precisely why the court concluded that the evidence was inadmissible. But on the record before us, it appears the objections were meritless, if not downright frivolous.
To begin, objections for relevance are generally
unnecessary on summary judgment because they are
“duplicative of the summary judgment standard itself.”
Burch v. Regents of Univ. of Cal.
, 433 F. Supp. 2d 1110,
1119 (E.D. Cal. 2006) (Shubb, J.). On summary judgment,
a court must determine whether the evidence viewed in the
light most favorable to the non-moving party creates a
“genuine dispute as to any material fact” that must be
resolved at trial. Fed. R. Civ. P. 56(a). And under Federal
Rule of Evidence 401, evidence is relevant if it “has any
tendency to make a fact more or less probable” and that fact
“is of consequence in determining the action.” Fed. R. Evid.
401. Putting these two standards together, if evidence
submitted on summary judgment could create a genuine
dispute of material fact, it is, by definition, “of consequence
in determining the action,” and therefore relevant.
Id.
Conversely, if the submitted evidence does not create a
genuine dispute of material fact, there is no need for the court
to separately determine whether it is relevant because, even
assuming it is not, it will not affect the ultimate summary
judgment ruling. We therefore agree with Judge Shubb’s
cogent observation that parties briefing summary judgment
motions would be better served to “simply
argue
” the import
of the facts reflected in the evidence rather than expending
*11
time and resources compiling laundry lists of relevance
objections.
Burch
,
In any event, the relevance objections here plainly lacked merit. For example, the objected-to police reports provide the deputies’ first-hand observations of Sandoval’s condition, and the objected-to report of Plaintiff’s medical expert is essential to her ability to show that Sandoval would not have died if not for the defendants’ failure to provide adequate care. This evidence goes to the central issues in the case and is therefore more than sufficient to clear the low bar of relevance. [5] See Fed. R. Evid. 401.
We reach the same conclusion with regard to the hearsay
objections. Because the defendants did not explain these
objections, we are largely reduced to guessing at the
arguments underlying them. One possibility is that the
defendants objected on the ground that the documents
themselves would not be admissible at trial because they are
out-of-court statements offered for their truth.
See
Fed. R.
Evid. 801(c), 802. But “[a]t the summary judgment stage,
we do not focus on the admissibility of the evidence’s form.
We instead focus on the admissibility of its contents.”
Fraser v. Goodale
,
S ANDOVAL V . C OUNTY OF S AN D IEGO 15 summary judgment because she could testify consistent with its contents at trial).
Here, the objected-to documents either reflect the
personal knowledge of individuals who could be called to
testify at trial or will likely be admissible at trial under
exceptions to the hearsay rule. For example, Plaintiff’s
expert witnesses can testify about the opinions expressed in
their expert reports, and the deputies and medical examiner
can testify about the personal observations reflected in their
official reports.
See id.
To the extent the police reports
recount statements made by the defendants in this case, they
would be admissible as non-hearsay statements of a party
opponent.
See
Fed. R. Evid. 801(d)(2). Hearsay therefore
provided no basis for excluding the objected-to documents
in their entirety. And to the extent the defendants intended
to object to only
parts
of the documents, their unexplained
generalized objections were insufficient to raise such an
objection.
See
Fed. R. Evid. 103(a)(1)(B);
United States v.
Holland
,
As for the foundation objections, “an objection to
admission of evidence on foundational grounds must give
the basis for objection in a timely way to permit the
possibility of cure.”
Jerden v. Amstutz
,
Because we conclude that the district court abused its discretion by summarily sustaining the defendants’ meritless—indeed frivolous—evidentiary objections, we will consider that evidence.
[6] Southern District of California Local Rule 7.1.f.3.c provides that when a party “fails to file [opposition] papers in a manner required by Civil Local Rule 7.1.e.2,” the court may grant the opposing party’s request. S.D. Cal. Local Rule 7.1.f.3.c. The referenced rule—Rule 7.1.e.2, which sets the time for filing an opposition—applies only to “motion[s], application[s], or order[s] to show cause.” S.D. Cal. Local Rule 7.1.e.2. It is not clear that evidentiary objections submitted in conjunction with a reply brief in support of a motion for summary judgment constitute a “motion” or “application” within the meaning of the rule. Other provisions of Local Rule 7.1 are ambiguous on this point.
[7]
We therefore have no occasion to address whether applying this
local rule rigidly would amount to an abuse of discretion where, as here,
it would effectively prevent a plaintiff from satisfying her burden on
summary judgment.
See Ghazali v. Moran
,
IV.
Turning to the merits, we begin with a brief history of constitutional claims based on inadequate medical care, which, for reasons that will become apparent, provides important context for understanding the issues presented by this case.
A.
Individuals in state custody have a constitutional right to
adequate medical treatment.
See Estelle v. Gamble
, 429 U.S.
97, 104–05 (1976). For inmates serving custodial sentences
following a criminal conviction, that right is part of the
Eighth Amendment’s guarantee against cruel and unusual
punishment.
Id.
However, pretrial detainees have not yet
been convicted of a crime and therefore are not subject to
punishment by the state. Accordingly, their rights arise
*14
under the Fourteenth Amendment’s Due Process Clause.
Bell v. Wolfish
,
Claims brought by convicted prisoners under the Eighth
Amendment are governed by what we have called a
“subjective deliberate indifference” standard.
Gordon
,
Because pretrial detainees “retain at least those
constitutional rights that we have held are enjoyed by
convicted prisoners,”
Bell
, 441 U.S. at 545, we have
sometimes looked to the Eighth Amendment as a starting
point for determining the rights of pretrial detainees under
the Fourteenth Amendment.
Carnell v. Grimm
,
The Supreme Court’s decision
in
Kingsley v.
Hendrickson
,
The Court held that the Eighth Amendment and Fourteenth Amendment standards were not the same. Id. at 400 (“The language of the two Clauses differs, and the nature of the claims often differs.”). It concluded that for Fourteenth Amendment claims, the relevant question is not whether the defendant acted in good faith, but instead whether the force used was “objectively unreasonable.” Id. at 396–97.
Recognizing that
Kingsley
called into question our
practice of applying Eighth Amendment standards to other
varieties of Fourteenth Amendment claims brought by
pretrial detainees, we addressed the issue en banc in
Castro
v. County of Los Angeles
,
However, in Castro , we concluded that while we had previously also applied the Eighth Amendment failure-to- protect standard to similar Fourteenth Amendment claims brought by pretrial detainees, we could no longer do so after Kingsley . Id. at 1069–70. We held instead that Fourteenth Amendment failure-to-protect claims should be analyzed under an objective framework, under which the critical *16 20 S ANDOVAL V . C OUNTY OF S AN D IEGO question is whether the defendant failed to take reasonable measures to abate a serious risk of harm to an inmate “even though a reasonable officer in the circumstances would have appreciated the high degree of risk involved—making the consequences of the defendant’s conduct obvious.” Id. at 1071.
This was the state of the law at the time the district court ruled on the summary judgment motion here. Citing Castro , Plaintiff argued in the district court that an objective standard should apply to her Fourteenth Amendment claim that the defendants failed to provide Sandoval with adequate medical care. But the district court concluded that Castro , which had specifically addressed only failure-to-protect claims, had not overruled Ninth Circuit precedent applying the Eighth Amendment subjective deliberate indifference standard to inadequate medical care claims brought by pretrial detainees. Accordingly, the district court applied that subjective standard to Plaintiff’s claims and granted summary judgment in favor of the defendants.
After the district court’s ruling, however, we issued our
opinion in
Gordon
, which made clear that
Castro
and
Kingsley
had in fact displaced our prior precedent for claims
brought by pretrial detainees alleging inadequate medical
care.
Gordon
,
(1) The defendant made an intentional decision with respect to the conditions under which the plaintiff was confined [including a decision with respect to medical treatment]; (2) Those conditions put the plaintiff at substantial risk of suffering serious harm; (3) The defendant did not take reasonable available measures to abate that risk, even though a reasonable official in the *17 circumstances would have appreciated the high degree of risk involved—making the consequences of the defendant’s conduct obvious; and (4) By not taking such measures, the defendant caused the plaintiff’s injuries.
Id. at 1125. To satisfy the third element, the plaintiff must show that the defendant’s actions were “objectively unreasonable,” which requires a showing of “more than negligence but less than subjective intent—something akin to reckless disregard.” Id. (quoting Castro , 833 F.3d at 1071).
In light of our holding in Gordon , it is clear that the district court here erred by applying the subjective deliberate indifference standard to Plaintiff’s Fourteenth Amendment claim. Because the parties have briefed Gordon ’s objective framework on appeal, we apply it here.
B.
Beginning with Nurse de Guzman, the evidence viewed in the light most favorable to Plaintiff shows that Deputy Chavez told de Guzman that Sandoval was sweating, tired, and disoriented. Deputy Chavez insisted that he told de Guzman, “There [is] still something going on [with Sandoval] so you need to look at him more thoroughly.” Despite receiving this information, de Guzman did nothing more than administer a duplicative blood sugar test—a test de Guzman admitted took only about ten seconds. Without conducting any further evaluation, de Guzman then told deputies that Sandoval was cleared for booking.
When the deputies left Sandoval in MOC1, de Guzman asked them if Sandoval could “go into a sobering tank.” A jury could conclude, based on this statement, that de Guzman suspected Sandoval was under the influence of drugs or alcohol. Yet although de Guzman knew that Sandoval remained in MOC1, which was only 20 feet away from the nursing station, he failed to check on Sandoval at any point during the remaining six hours of his shift. Worse still, when his shift was over, de Guzman did not relay any information about Sandoval to the nurses who replaced him. This left the night shift nurses with no way of knowing that Sandoval was being held in MOC1 for medical reasons.
Applying the Gordon framework, a jury could conclude *18 that a reasonable nurse who was told that Sandoval was shaking, tired, and disoriented—and who was specifically directed by a deputy to evaluate Sandoval “more thoroughly”—would have understood that Sandoval faced a “substantial risk of suffering serious harm.” Gordon , 888 F.3d at 1125. Sweating and being so disoriented that officers observe and comment about it are not everyday conditions. A jury could further conclude that de Guzman’s actions toward Sandoval—which were limited to administering a quick blood test and then ignoring Sandoval for the remaining six hours of his shift—were “akin to reckless disregard.” Id. De Guzman is therefore not entitled to summary judgment on liability.
C.
We reach the same conclusion for the claims against Nurses Harris and Llamado.
There can be no debate that a reasonable nurse would understand that an individual who is unresponsive and seizing faces a substantial risk of suffering serious harm. Thus, the question with regard to Nurses Harris and Llamado is whether a jury could find that their failure to promptly call paramedics was objectively unreasonable.
On summary judgment, we must accept the extensive
evidence that all reasonable nurses would know that only
paramedics, not EMTs, had the training necessary to allow
them to transport patients in Sandoval’s condition. This is
reflected in the Sheriff’s Department Medical Services
Division Policy and Procedure Manual, which lists “status
epilepticus”—i.e. a severe seizure—as a condition that
“require[s] 911
Paramedic
Emergency Response.” And it is
echoed by Deputy Andrade (a trained EMT) and Nurse
Llamado, who testified that they told Nurse Harris during the
incident that paramedics were needed because EMTs could
not transport unresponsive patients. Indeed, Llamado later
admitted that she should have called paramedics herself
when Harris refused to do so. This evidence is more than
sufficient to allow a jury to find that Llamado and Harris’s
failure
to
summon paramedics was objectively
unreasonable.
See Gordon
,
Arguing that they are entitled to summary judgment,
Nurses Harris and Llamado point to cases in which we have
held that “a difference of medical opinion regarding . . .
treatment” does not amount to a constitutional violation.
See
Sanchez v. Vild
,
Finally, to the extent Nurses Harris and Llamado argue that Sandoval would not have survived even if they had promptly summoned paramedics, Plaintiff’s expert, Dr. Michael Falgiani, opined that it was more likely than not that Sandoval’s life could have been saved if he “had been taken to an emergency department at any time during the time he was in Central Jail up to the time that he lost pulses and went into cardiac arrest.” And according to Deputy Andrade, Sandoval still had a pulse when the paramedics first arrived. Crediting Dr. Falgiani’s opinion, and taking Deputy Andrade’s account as true, a jury could find that Sandoval would not have died but for the delay in calling paramedics.
In sum, viewing the evidence in the light most favorable to Plaintiff, there are triable issues of fact on the claims against each of the individual nurses. Accordingly, the nurses are not entitled to summary judgment on liability. [8] Nurse Harris’s arguments to the contrary rest in large part on her assertions that Sandoval “did not have any of the symptoms commonly associated with seizures” and that she “could not have anticipated” that EMTs would not transport Sandoval. Both of these propositions are contradicted by evidence in the record. They therefore serve only to support our view that summary judgment was inappropriate.
V.
We now turn to whether the nurses are entitled to qualified immunity.
“Qualified immunity balances two important interests—
the need to hold public officials accountable when they
exercise power irresponsibly and the need to shield officials
from harassment, distraction, and liability when they
perform their duties reasonably.”
Pearson v. Callahan
,
A.
We begin with whether the shift in the legal framework governing Plaintiff’s claims—from subjective deliberate indifference to objective unreasonableness—has any bearing on the qualified immunity analysis. The nurses argue, and the dissent agrees, that in determining whether the nurses are entitled to qualified immunity, we must apply all elements of an inadequate medical care claim exactly as they stood at the time of the incident at issue here, including the subjective deliberate indifference requirement. But we have already rejected this approach in Horton by Horton v. City of Santa Maria . 915 F.3d at 599–603. Under Horton , when we assess qualified immunity for a claim of inadequate medical care of a pre-trial detainee arising out of an incident that took place prior to Gordon , we apply the current objective deliberate indifference standard to analyze whether there was a constitutional violation, id. at 602, and “concentrate on the objective aspects of the [pre- Gordon ] constitutional standard” to evaluate whether the law was clearly established, id. at 600.
To fully understand
Horton
, we must first address
Estate
of Ford v. Ramirez-Palmer
,
We further explained that “the qualified immunity
inquiry ‘has a further dimension.’”
Id.
(quoting
Saucier
,
Turning to the
Estate of Ford
facts, we concluded that “if
any of the officers knew that Diesso was acting out
dangerously with cellmates or that he was a threat to Ford
but housed Ford with him anyway, this would violate the
Eighth Amendment.”
Id.
Nonetheless, the officers were
entitled to qualified immunity, because no law at the time of
the incident “fleshed out ‘at what point a risk of inmate
*22
assault becomes sufficiently substantial for Eighth
Amendment purposes.’”
Id.
at 1051 (quoting
Farmer
,
Horton
built upon
Estate of Ford
’s rationale. There, an
officer left Horton, a pre-trial detainee, alone in his jail cell
for a prolonged period of time, despite having been warned
by Horton’s mother in a phone call that he was a suicide risk.
Horton
, 915 F.3d at 597–98. After turning to some
paperwork, the officer went to check on Horton and found
him hanging from the cell door, unmoving. Although
Horton survived, the delay in treatment led to severe and
permanent brain damage. The law at the time of the incident
was the pre-
Gordon
deliberate indifference standard.
Id.
at 599. Relying on
Estate of Ford
, we observed that
“deliberate indifference claims [under the pre-
Gordon
standard] ‘depend in part on a subjective test that does not
fit easily with the qualified immunity inquiry,’ which is an
objective inquiry.”
Id.
(quoting
Estate of Ford
, 301 F.3d
at 1050);
see also Harlow v. Fitzgerald
,
Thus, the officer would enjoy qualified immunity unless Horton demonstrated that, “given the available case law at the time of his attempted suicide, a reasonable officer, knowing what [the officer] knew, would have understood that failing to check on Horton immediately after the phone call with [Horton’s mother] presented such a substantial risk of harm to Horton that the failure to act was unconstitutional.” Id. As in Estate of Ford , we concluded that the officer was entitled to qualified immunity, because “the case law at the time of Horton’s attempted suicide was simply too sparse, and involved circumstances too distinct from those [of Horton ], to establish that a reasonable officer
S ANDOVAL V . C OUNTY OF S AN D IEGO 29 would perceive a substantial risk that Horton would imminently attempt suicide.” Id. at 601–02.
After determining that the officer was entitled to qualified immunity because the law was not clearly established that the officer’s failure to immediately act upon the suicide warning violated the constitutional right to adequate medical care, it was unnecessary for us to reach the question whether a constitutional violation had actually occurred, and we declined to do so. Id. at 602. However, we explicitly recognized that were we required to address whether the officer’s conduct violated the constitution, the Gordon objective standard would “guide our analysis of whether a constitutional violation occurred.” Id . This was because in Gordon we had “recently recognized that Castro ’s objective deliberate indifference standard extends to Fourteenth Amendment claims by pretrial detainees for violations of the right to adequate medical care.” Id.
The rule of
Horton
, aside from the fact that it is
controlling precedent, makes sense. The purpose of
determining whether there has been a constitutional
violation has always been to “further the development of
constitutional precedent.”
Pearson
,
Because the premise of qualified immunity is that state
officials should not be held liable for money damages absent
fair warning that their actions were unconstitutional, the
clearly established law standard “requires that the legal
principle clearly prohibit the [defendant’s] conduct in the
particular circumstances before him.”
District of Columbia
v. Wesby
, 138 S. Ct. 577, 590 (2018). This inquiry is an
objective one that compares the factual circumstances faced
by the defendant to the factual circumstances of prior cases
to determine whether the decisions in the earlier cases would
observed that there was no purpose in analyzing the issue of whether,
applying the
Gordon
objective deliberate indifference standard, there
was a constitutional violation, as the
Horton
court had already
determined that the law as to the need for immediate care of a potential
suicide victim was not clearly established, and thus the officers were
entitled to qualified immunity in any event.
Consistent with this purpose, the qualified immunity
analysis remains objective even when the constitutional
*25
claim at issue involves subjective elements.
Crawford-El v.
Britton
,
Several other circuits have concluded, as we did in Horton , that because the clearly established law prong focuses objectively on whether it would be clear that the defendant’s conduct violated the Constitution, lack of notice regarding the mental state required to establish liability has no bearing on the analysis.
Take, for example, the Seventh Circuit’s decision on
remand from the Supreme Court in
Kingsley
itself.
See
Kingsley v. Hendrickson
,
In addressing this argument, the Seventh Circuit first concluded that prior cases had clearly established that the force used by the officers was excessive—i.e., that their conduct was unlawful. Id. at 832. It then turned to the *26 defendants’ argument that they were nevertheless entitled to qualified immunity because the standard had changed from subjective awareness to objective unreasonableness during the course of the litigation. Id. 832–33. Rejecting this position, the Seventh Circuit explained that it “would untether the qualified immunity defense from its moorings of protecting those acting in reliance on a standard that is later determined to be infirm.” Id. at 832. Reliance interests were not implicated there, it said, because before and after the Supreme Court’s decision, “the standards for the amount of force that c[ould] be permissibly employed remain[ed] the same.” Id. The Seventh Circuit concluded that to decide otherwise would require it “to accept the dubious proposition that, at the time the officers acted, they were on notice only that they could not have a reckless or malicious intent and that, as long as they acted without such an intent, they could apply any degree of force they chose.” Id. at 833. It declined to do so. Id.
Like the Seventh Circuit, the Sixth Circuit has rejected
the argument that defendants facing claims of excessive
force based on pre-
Kingsley
conduct are entitled to qualified
immunity simply because it would not have been clear at the
time of their unconstitutional conduct that any claims against
them would be governed by an objective standard.
Hopper
v. Plummer
,
Rather than sticking to our settled approach, the dissent would, for the first time, drag a subjective element into the question of whether a defendant violated clearly established law. For example, the dissent concludes Nurse de Guzman is entitled to qualified immunity—regardless of whether it would have been clear to every reasonable nurse that his conduct was unlawful—because there is, supposedly, insufficient evidence that de Guzman subjectively understood that Sandoval faced a serious medical need. [10] Dissent at 65–68.
This radical reimagination of qualified immunity would
produce results directly contrary to the purposes served by
the doctrine—giving “government officials breathing room
to make reasonable but mistaken judgments about open legal
questions,”
al-Kidd
,
no dispute that the objective unreasonableness standard from
Gordon
governs the merits of Plaintiff’s claims. Thus, had
the nurses not raised a qualified immunity defense,
presumably even the dissent would agree that objective
unreasonableness alone would be sufficient to establish their
liability.
[11]
Yet the dissent would use qualified immunity, a
defense designed “to shield officials . . . when they perform
their duties
reasonably
,”
Pearson
,
[12]
As support for its position, the dissent cites only our unpublished
memorandum disposition in
Acosta v. Hill
,
The dissent’s position might be justified if we could
somehow conclude that the nurses relied on the subjective
deliberate indifference standard in determining how to treat
Sandoval. But to speak the thought is to recognize that it
makes little sense. As the clearly established law prong of
qualified immunity is typically applied, we impute to the
defendant knowledge of the relevant case law governing his
conduct. Thus, if there is binding precedent holding that a
police officer may not use deadly force against an unarmed
fleeing suspect,
[13]
future officers are expected to tailor their
conduct accordingly. Those who fail to do so are not entitled
see Smith v. City of Hemet
,
[13]
See Tennessee v. Garner
,
But how would an official who believes any claims against him would be tried under a subjective deliberate indifference standard act any differently than one who knows that an objective unreasonableness standard applies? It is not as if an individual can consciously control the extent to which he is subjectively aware of the wrongfulness of his conduct. It therefore seems likely that officials responsible for providing medical care to inmates will act in exactly the same manner after Gordon as they did before. They will provide the treatment they think necessary under the circumstances, mindful of what our cases dictate is appropriate conduct in different factual scenarios, and, in the event they subjectively believe the treatment they are providing is inadequate, they will, we would hope, adjust their conduct accordingly.
It is true that after
Gordon
, state officials may now be
held liable for providing inadequate medical care even when
they were not subjectively aware of the unreasonableness of
their conduct. But as the Seventh Circuit has explained, this
change could affect an official’s on-the-ground actions only
if we were to assume that before
Gordon
, officials acted in
reliance on the belief that as long as they were not
subjectively aware that their conduct created a substantial
risk of serious harm to an inmate, they could provide any
level of medical care they so chose, no matter how obviously
deficient.
Kingsley II
,
38
S ANDOVAL V . C OUNTY OF S AN D IEGO and Seventh Circuits, we refuse to accept this “dubious
proposition.”
Id.
;
Hopper
,
In sum, as we previously concluded in
Horton
, when the
governing law has changed since the time of the incident, we
apply the current law to determine if a constitutional
violation took place under the first prong of qualified
immunity analysis, and the second prong remains what it has
always been: an objective examination of whether
established case law would make clear to every reasonable
official that the defendant’s
conduct
was unlawful in the
situation he confronted.
Horton
,
We have already determined that there is a triable issue of fact whether the nurses committed constitutional violations under the Gordon standard, which governs the violation prong of our qualified immunity analysis. See id. at 602. We turn now to whether the right was clearly established at the time.
[15]
We recognize that three circuits appear to have concluded after
Kingsley
that they were required to apply a subjective framework for
purposes of qualified immunity, even though it had since been replaced
by an objective standard.
Quintana v. Santa Fe Cnty. Bd. of
Commissioners
, 973 F.3d 1022 (10th Cir. 2020);
Kedra v. Schroeter
,
B.
Applying Horton ’s approach here, to defeat qualified immunity for the Officers, Plaintiff must show that, given the available case law at the time, a reasonable nurse, knowing what Llamado, Harris, and de Guzman knew, would have understood that failing to call paramedics (Llamdo and Harris), or failing to check on Sandoval for hours and failing to pass on information about his condition (de Guzman), “presented such a substantial risk of harm to [Sandoval] that the failure to act was unconstitutional.” Horton , 915 F.3d at 600. The nurses’ actual subjective appreciation of the risk is not an element of the established- law inquiry. We conclude that Sandoval has demonstrated that the available law was clearly established as to the unreasonableness of the nurses’ conduct.
Beginning with Nurses Harris and Llamado, it has long
been established that “failing to provide . . . life-saving
measures to an inmate in obvious need can provide the basis
for liability under § 1983 for deliberate indifference.”
Lemire v. Cal. Dep’t of Corr. & Rehab.
,
The case for deliberate indifference is at least as strong
here. Viewing the evidence in the light most favorable to
Plaintiff, Nurses Llamado and Harris, trained medical
professionals, knew that Sandoval was unresponsive and
seizing but failed to promptly summon paramedics. Calling
paramedics was “[s]tandard nursing protocol” for prolonged
seizures, and every reasonable nurse would have understood
that paramedics were the only individuals capable of
transporting Sandoval to the hospital. Because every
reasonable nurse, knowing what Llamado and Harris knew,
would have understood that not calling paramedics
amounted to an unconstitutional failure to provide “life-
saving measures to an inmate in obvious need,”
id.
at 1082,
Harris and Llamado are not entitled to qualified immunity,
see Horton
,
We reach the same conclusion with regard to Nurse de Guzman. As we have previously explained, a reasonable nurse in de Guzman’s position—i.e., a nurse who was told that Sandoval was sweating, tired, and disoriented, and that *32 “there was still something going on” that needed to be “look[ed] at . . . more thoroughly”—would understand that Sandoval faced a substantial risk of serious harm. The question thus becomes whether every reasonable nurse would understand, in light of established case law, that de Guzman violated Sandoval’s constitutional right to adequate medical care when he responded by merely performing a 10- second blood sugar test—a test performed earlier to no avail—and then walking away, leaving Sandoval unattended for six hours despite the fact that he was only 20 feet from de Guzman’s nursing station. In light of our precedent, all reasonable nurses would understand that de Guzman’s minimal—almost non-existent—course of treatment violated the Constitution.
Our cases make clear that prison officials violate the
Constitution when they “deny, delay or intentionally
interfere” with needed medical treatment.
Jett v. Penner
,
We have applied this standard on several occasions. In
Clement v. Gomez
, we held that correctional officers could
be liable for failing to provide constitutionally adequate
medical care when they knew that inmates had been exposed
to pepper spray but waited four hours before allowing them
to leave their cells to shower.
To be sure, we have never before addressed the specific
factual circumstances here, where a nurse is told that a
patient is sweating, disoriented, and in need of a more
thorough look but does nothing more than perform a quick
10-second blood test. But de Guzman is not entitled to
qualified immunity simply because “the very action in
question has [not] previously been held unlawful.”
Hope v.
Pelzer
, 536 U.S. 730, 739 (2002) (quoting
Anderson v.
Creighton
,
If it is a constitutional violation to delay treatment for
four hours for inmates exposed to pepper spray,
Clement
,
S ANDOVAL V . C OUNTY OF S AN D IEGO 43 We emphasize that this is not a case where a nurse mistakenly misdiagnosed a patient after reasonably attempting to ascertain the cause of unexplained symptoms. Instead, viewing the evidence in the light most favorable to Plaintiff, Nurse de Guzman made essentially no effort to determine why Sandoval was suffering the symptoms reported by Deputy Chavez, nor did he attempt to treat those symptoms. He then abandoned Sandoval for the remaining six hours of his shift and failed to pass along any information to the nurses who relieved him. On these facts, de Guzman is not entitled to qualified immunity. Of course, it remains to be determined at trial whether the nurses violated Sandoval’s clearly established rights. Thus, summary judgment on qualified immunity should not have been awarded to defendant nurses.
VI.
Having determined that the individual nurse defendants are not entitled to summary judgment, we now turn to the claims against the County. Under Monell v. Department of Social Services , the County can be liable under § 1983 if its “policy or custom” caused Sandoval’s injuries through deliberate indifference to his constitutional right to adequate inference that could be drawn from de Guzman’s sobering tank comment. For example, a jury could find that de Guzman attempted to send Sandoval to a sobering cell, where another nurse would be responsible for his care, precisely because he understood that Sandoval required treatment and did not want to deal with the hassle of providing it. Because de Guzman’s statement is susceptible of interpretations under which he would not be entitled to qualified immunity, it cannot be used to justify a grant of summary judgment. Tuumalemalo , 946 F.3d at 478.
medical care. 436 U.S. 658, 694 (1978);
see also Castro
,
The practice or custom at issue here is the County’s use *35 of MOC1 as a “mixed use” cell—sometimes used to hold inmates requiring medical care and other times used as a general holding cell—without adequate safeguards in place to ensure that jail staff were made aware when an individual was placed in MOC1 for medical, rather than correctional, reasons. According to Nurse Llamado, unlike with other medical cells at the jail (so-called sobering or safety cells), there was “no standing obligation . . . for a nurse to routinely monitor somebody in [MOC1].” Instead, a nurse would attend to MOC1 only when told by a deputy or another nurse that an inmate there required treatment.
Crucially, this system depended entirely on verbal communication. Unless directly told otherwise, nurses assumed that individuals in MOC1 were being held there for non-medical purposes. And even when deputies verbally passed off responsibility for the cell to one shift of nurses, the relief shift had no way of knowing whether to monitor MOC1 unless specifically told to do so by the nurses they were replacing. Unlike with the jail’s sobering and safety cells, there were no written nursing logs for MOC1. And though the nursing unit had a whiteboard listing the names of inmates in the sobering and safety cells, the board had no space to list inmates being held in MOC1. These practices created a substantial risk of turning MOC1 into a veritable no man’s land, where deputies believed the cell was being monitored by nurses, and nurses believed it was being monitored by deputies.
Nurses at the jail explained that the informal verbal pass- off system for MOC1 created confusion. The facts of this case bear that out. The deputies believed that Nurse de Guzman knew that Sandoval was in MOC1 because he required monitoring by the medical staff. In contrast, Nurse de Guzman was adamant that because he had ostensibly cleared Sandoval for booking, Sandoval must have been left in MOC1 for correctional purposes. As a result, de Guzman did not inform the night shift nurses that Sandoval required care. This evidence is sufficient to allow a jury to find that the County had an established practice of using MOC1 as a mixed-use cell without the safeguards necessary to ensure that the jail’s medical staff knew when an inmate held there required medical treatment or observation.
The next question is whether there is a “direct causal
link” between the County’s practice with regard to MOC1
and Sandoval’s injuries.
Castro
,
In granting summary judgment to the County, the district
court concluded that Plaintiff could not establish deliberate
indifference because there was no evidence that the failure
to implement adequate communication safeguards had
caused “prior injury or death to MOC1 inhabitants.” The
County does not defend this rationale on appeal, and for
good reason. To establish her claim, Plaintiff must show that
the County had actual or constructive knowledge that its
practices were substantially certain to cause a constitutional
[17]
This deliberate indifference standard does not apply when a
Monell
defendant’s policies, customs, or practices directly require
unconstitutional conduct—for example, “a city’s policy of
discriminating against pregnant women in violation of the Fourteenth
Amendment.”
Gibson
,
violation.
Id.
This standard does not require proof of a prior
injury. A constitutional injury can be substantially certain to
follow from a practice even if an injury has yet to occur.
Otherwise, every
Monell
defendant would get “one free . . .
pass” for policies or practices that are substantially certain to
violate an individual’s constitutional rights.
Woodward v.
Corr. Med. Servs. of Ill., Inc.
,
Under the proper standard, it is a close question whether
Plaintiff has mustered sufficient evidence to create a triable
issue of fact on whether the County was deliberately
indifferent. There is certainly enough evidence to support a
finding of negligence. But to establish deliberate
indifference, Plaintiff must prove that the County had actual
or constructive knowledge that the failure to implement
protocols necessary to ensure that nurses knew when inmates
in MOC1 required medical care was “substantially certain”
to result in inmates failing to receive the proper treatment,
creating a likelihood of serious injury or death.
Castro
,
Ultimately, we conclude that summary judgment should not have been granted on the County’s liability under Monell . Plaintiff has put forward sufficient circumstantial evidence of the County’s knowledge such that a reasonable jury could find deliberate indifference.
To begin, a jury could infer from the more rigorous policies the County put in place for the sobering and safety cells that it was aware of the importance of ensuring that the nursing staff knew which inmates required medical treatment or observation. For the sobering and safety cells, the medical staff listed the name and location of each patient on a whiteboard. Specific nurses were assigned to monitor each cell. And nurses filled out written logs with their *38 48 S ANDOVAL V . C OUNTY OF S AN D IEGO observations of the inmates held in those cells. A reasonable jury could conclude that the County implemented these practices because it understood they were necessary to ensure that inmates requiring medical care would not fall through the cracks. Cf. id. at 1077 (explaining that a county’s knowledge can be inferred from its ordinances).
This conclusion is only reinforced by the fact that, after Sandoval’s death, the County put in place a new practice for MOC1. Now, when a deputy places an inmate requiring medical care in MOC1, he must place a magnetic placard on the door indicating that the inmate is there for medical reasons. A jury could view this as an acknowledgement by the County that its prior practices—which relied exclusively on verbal communication—were insufficient. [18] And, as explained, it could be reasonably inferred from the fact that the County had implemented more extensive tracking measures for the sobering and safety cells that it knew at the time that relying on verbal communications alone would create a substantial risk that an inmate’s serious medical needs could go unaddressed.
That is not to say that a jury is required to find deliberate
indifference on the record before us. Perhaps the County
could show at trial that there were good reasons for treating
MOC1 differently from the other medical cells, and that
despite the policies put in place for the sobering and safety
cells, it was not aware that similar practices were required to
[18]
To the extent the dissent suggests that evidence of the County’s
change in policy would be inadmissible as a subsequent remedial
measure under Federal Rule of Evidence 407, Dissent at 73, the County
forfeited this objection by failing to raise it in the district court.
Skillsky
v. Lucky Stores, Inc.
,
provide adequate medical care in MOC1. But viewing the evidence in the light most favorable to Plaintiff, we conclude that there is a triable issue of fact as to the County’s liability under Monell .
* * *
Viewing the evidence in Plaintiff’s favor, a jury could *39 conclude that Ronnie Sandoval would not have died but for the defendants’ unreasonable response to his obvious signs of medical distress. The district court therefore erred in granting summary judgment. We reverse and remand for further proceedings consistent with this opinion.
REVERSED. COLLINS, Circuit Judge, concurring in the judgment in part and dissenting in part:
Plaintiff Ana Sandoval (“Plaintiff”) brought this action under 42 U.S.C. § 1983 as the successor in interest to Ronnie Sandoval (“Sandoval”), who tragically died in custody at the San Diego Central Jail. [1] During a probation search of his residence, Sandoval surreptitiously swallowed some methamphetamine in an apparent effort to avoid its detection. After he was taken into custody for possession of drugs and drug paraphernalia that were nonetheless found during the search, the medical staff at the jail subsequently [1] Ana Sandoval and her children also assert additional state-law claims on their own behalf, but the district court remanded those claims to state court after dismissing the § 1983 claims. Ana Sandoval, as successor in interest to Ronnie Sandoval, is the sole plaintiff in the § 1983 claims asserted in the operative complaint.
failed to detect that Sandoval had overdosed and that he was lying when he said that he was not under the influence. Compounding these problems, when Sandoval ultimately collapsed in his cell, there was a delay in summoning the paramedics needed to address his dire condition. Alleging that the jail employees violated Sandoval’s constitutional rights through deliberate indifference to his medical needs, Plaintiff asserted claims under § 1983 against three of the jail’s nurses and against the county as operator of the jail. The district court subsequently granted summary judgment to all Defendants, and Plaintiff appeals the dismissal of the § 1983 claims.
I agree with the majority’s ultimate conclusion that Nurses Dana Harris and Maria Llamado were not entitled to summary judgment, but I would affirm the district court’s grant of summary judgment to Nurse Romeo de Guzman and to the County of San Diego. Because my reasoning differs from the majority’s even with respect to Harris and Llamado, I concur only in the judgment in part, and I otherwise respectfully dissent.
I
Before turning to the merits, I must first briefly respond to the majority’s unsolicited essay on the district court’s evidentiary rulings. The district court held that, by failing to respond to Defendants’ evidentiary objections to the evidence Plaintiff had submitted in opposition to Defendants’ summary judgment motion, Plaintiff forfeited any challenge to those evidentiary objections, which the court therefore sustained. In her opening brief in this court, Plaintiff challenged the district court’s evidentiary ruling with respect to only one item of evidence that she had submitted— viz ., the report prepared by one of the police officers in this matter. As I explain below, I agree with Plaintiff that this document was admissible and that the district court erred in concluding otherwise. See infra at 65 n.4. That observation suffices to dispose of the evidentiary issues raised in the parties’ briefs in this court, and we should have stopped there.
Nonetheless, the majority gratuitously proceeds to engage in a lengthy lecture about the perceived inadequacy of the Defendants’ evidentiary objections below and of the district court’s ruling on them. See Maj. Opin. at 12–16. But given that no party asked us in the merits briefs to review any other evidentiary issue, the majority should not have raised this panoply of additional issues sua sponte . See United States v. Sineneng-Smith , 140 S. Ct. 1575, 1579 (2020) (“In our adversarial system of adjudication, we follow the principle of party presentation,” under which “‘we rely on the parties to frame the issues for decision and assign to courts the role of neutral arbiter of matters the parties present.’” (citation omitted)); Independent Towers of Washington v. Washington , 350 F.3d 925, 929 (9th Cir. 2003) (“Our circuit has repeatedly admonished that we cannot ‘manufacture arguments for an appellant’ and therefore we will not consider any claims that were not actually argued in appellant’s opening brief.” (citation omitted)).
II
The district court granted summary judgment to the three individual Defendants (the “Nurses”), concluding that Plaintiff had failed to establish the requisite deliberate indifference and that, in any event, the Nurses were entitled to qualified immunity. In reversing the judgment as to the Nurses, the majority applies the wrong legal standards to the *41 qualified immunity inquiry and, as to Nurse de Guzman, reaches the wrong result.
52 S ANDOVAL V . C OUNTY OF S AN D IEGO
A
In opposing the Nurses’ claim of qualified immunity, Plaintiff had to show that the Nurses violated clearly established law as it stood in 2014, when they acted. Because the then-controlling deliberate-indifference liability standards included a subjective element, Plaintiff therefore had to make a showing of subjective deliberate indifference to defeat qualified immunity, and she had to do so even though that subjective element of the test for liability has since been overruled. The majority errs—and expressly creates a circuit split—in reaching the oxymoronic conclusion that a county employee who did not even violate the law at the time he or she acted can nonetheless be said to have violated clearly established law at that time.
1
Jail employees are entitled to qualified immunity “unless
(1) they violated a federal statutory or constitutional right,
and (2) the unlawfulness of their conduct was ‘clearly
established at the time.’”
District of Columbia v. Wesby
,
138 S. Ct. 577, 589 (2018) (quoting
Reichle v. Howards
,
*42
Current Ninth Circuit law holds that, in light of the
Supreme Court’s decision in
Kingsley v. Hendrickson
,
Because the qualified immunity issue turns on whether
“‘any reasonable official in the defendant’s shoes would
have understood that he [or she] was violating’”
then-
*43
existing
law,
Kisela
,
The majority nonetheless contends that the qualified immunity inquiry in this case is governed by a purely objective standard, viz ., whether “a reasonable nurse, knowing what Llamado, Harris, and de Guzman knew, would have understood that [his or her actions] ‘presented such a substantial risk of harm to [Sandoval] that the failure to act was unconstitutional.’” Maj. Opin. at 39 (citation omitted). According to the majority, the qualified immunity inquiry requires an exclusively objective focus that effectively shears off any subjective element of the previously existing liability standard. As explained above, this position cannot be correct, because it rests on the self- contradictory premise that one can violate the clearly established law at the time without even violating the law at the time. See supra at 54. Although the majority argues that its position is required by Ninth Circuit precedent, its ruling here is both contrary to our caselaw and creates a split with at least three other circuits.
a
The majority wrongly asserts that its approach was
endorsed in
Horton ex rel. Horton v. City of Santa Maria
,
In
Estate of Ford
, we addressed the continued validity of
our prior decision in
Hamilton v. Endell
,
S ANDOVAL V . C OUNTY OF S AN D IEGO 57 circumstances, an officer “would be entitled to qualified immunity” despite the subjectively malign disregard of what was wrongly (but reasonably) perceived to be a minor risk. Id .
Estate of Ford
thus did not hold that the qualified
immunity inquiry is exclusively objective and that it
affirmatively disregards any subjective elements of the
underlying liability standard. Rather,
Estate of Ford
recognized that, when the underlying liability standard
remains unchanged and has both subjective and objective
components, the merits inquiry and the qualified immunity
inquiry will overlap completely with respect to the
subjective
element, but that the same cannot be said of the objective
element.
But the situation is different if, after the defendant acted, the subjective element of the liability standard is modified or eliminated. In that circumstance, the merits inquiry (which no longer has that subjective element) will not overlap completely with the qualified immunity inquiry (which, because it examines the law at the time the defendant acted, still does have a subjective element). Thus, in contrast to the situation in Hamilton and Estate of Ford , the merits and qualified immunity inquiries in the change-of-law scenario do not collapse into each other with respect to the previously applicable subjective element of the liability test. In such a case, the court therefore must separately consider at the qualified immunity stage whether the Defendants violated the law at the time of the conduct, which includes a consideration of the since-rejected subjective deliberate indifference standard.
Our decision in
Horton
, which involved the “attempted
suicide of a jailed pretrial detainee,” confirms this analysis.
Because we reversed the district court’s denial of
qualified immunity based on the objective elements of
clearly established law, we expressly declined to consider,
for qualified immunity purposes, how the subjective
elements of the pre-
Castro
deliberate indifference test—
which governed at the time of the conduct—applied to
Horton’s case.
b
In addition to being inconsistent with our precedent, the majority’s ruling creates a clear split with the decisions of at least three other circuits. Indeed, the majority opinion candidly acknowledges that the Third, Eighth, and Tenth Circuits have held that courts addressing comparable claims must “apply a subjective framework for purposes of qualified immunity, even though it ha[s] since been replaced by an objective standard.” See Maj. Opin. at 38 n.15 (emphasis added).
For example, in Kedra v. Schroeter , 876 F.3d 424 (3d Cir. 2017), the Third Circuit addressed a substantive due process claim arising from an alleged “state-created danger” involving an accidental shooting during a firearms training exercise. Id . at 432. Although current Third Circuit law would apply an “objective” standard in addressing such a claim, the court held that this standard could not be applied to the qualified immunity inquiry because “the objective theory of deliberate indifference was not clearly established at the time of the shooting.” Id . at 432. As the court explained, “we assess qualified immunity based on the law that was ‘clearly established at the time an action occurred,’” and at the time of the shooting in Kedra , “it was not yet clearly established whether deliberate indifference in the substantive due process context was governed by an objective or subjective standard.” Id. at 440 (citation omitted). The qualified immunity inquiry thus turned on whether the plaintiff had “pleaded deliberate indifference under the subjective test, which was then-clearly established,” and after reviewing the complaint, the court concluded that the plaintiff had sufficiently alleged a “state- created danger based on actual knowledge of a substantial risk of serious harm—the subjective theory of deliberate indifference that was then-clearly established.” Id . at 440, 444 (emphasis added).
Likewise, in
Hall v. Ramsey County
,
More recently, the Tenth Circuit similarly applied the
subjective deliberate indifference test in addressing whether
jail officials were entitled to qualified immunity with respect
to claims that they had failed to provide necessary medical
care to a pretrial detainee who was experiencing drug
withdrawal symptoms.
Quintana v. Santa Fe Cnty. Bd. of
Comm’rs
, 973 F.3d 1022, 1027–28 (10th Cir. 2020).
Applying the law that was established at the time the
defendants acted, the court held that the qualified immunity
analysis “requires both an objective and a subjective
inquiry.”
Id
. at 1028. In a footnote, the majority addressed
Judge Bacharach’s separate opinion concurring in part and
dissenting in part and explicitly “endorse[d] Judge
Bacharach’s rejection of the argument that
Kingsley
. . .
requires us to conduct only an objective inquiry.”
Id
. at 1028
n.1. In the referenced discussion, Judge Bacharach
explained that, although the “subjective prong” of the
deliberate indifference test “has been altered for at least
some claims involving pretrial detainees,” the court had to
“apply the subjective prong as it was clearly established at
the time of [the plaintiff’s] detention.”
Id.
at 1038 n.2 (opin.
of Bacharach, J.);
see also id
. at 1049 (“
Kingsley
did not
clearly apply to pretrial detainees’ claims of inadequate
medical care, so the district court did not err in applying the
subjective prong for purposes of qualified immunity.”). The
*49
62
S ANDOVAL V . C OUNTY OF S AN D IEGO Tenth Circuit’s approach is thus also directly contrary to the
majority’s analysis here.
See also Perry v. Durborow
,
Although the majority’s position is directly contrary to
that of the Third, Eighth, and Tenth Circuits, the majority
claims that its approach is supported by the decisions of
several other circuits.
See
Maj. Opin. at 32–34. That is
doubtful. Only two of these cases involved a claim of
deliberate indifference to the serious medical needs of a
pretrial detainee, and the court in both cases applied the
subjective test in addressing qualified immunity.
Dyer v.
Houston
,
The majority instead cites the portion of
Hopper
that
involved an
excessive force
claim, as well as two other
decisions involving such claims.
Hopper
,
These three cases thus supply little support for the majority’s sweeping rule that the qualified immunity inquiry is exclusively objective and requires courts to affirmatively and always disregard any subjective elements of the previously clearly established law. In all events, to the extent that these cases could be read to endorse the majority’s flawed analysis, then they are wrong as well. [3]
* * *
Accordingly, each of the Nurses here is entitled to
qualified immunity unless Plaintiff presented sufficient
evidence to show (
inter alia
) that that Nurse was
subjectively “‘aware of facts from which the inference could
be drawn that a substantial risk of serious harm [to Sandoval]
exists,’” and that he or she actually “‘dr[e]w the inference.’”
Conn
,
B
The district court correctly concluded that Plaintiff failed to create a genuine dispute of material fact under the applicable subjective standard as to Nurse Romeo de Guzman, but it erred in finding that Harris and Llamado were entitled to qualified immunity.
*51
[3]
The majority opinion also misleadingly quotes, out of context, the
Supreme Court’s observation in
Crawford-El v. Britton
,
The district court correctly held that Plaintiff had not
presented sufficient evidence to permit a reasonable jury to
find that de Guzman “was actually aware Sandoval had a
serious medical need.” As the district court noted, the
undisputed evidence confirms that “Sandoval did not advise
any prison official of his drug overdose condition”; on the
contrary, he “lied and denied his use of drugs to Nurse de
Guzman.” In arguing that de Guzman nonetheless actually
became
subjectively aware of Sandoval’s acute
methamphetamine intoxication, Plaintiff places primary
weight on two statements in the police report by one of the
involved officers (Deputy Rodriguez): (1) de Guzman’s
statement, as recorded by Rodriguez, that Sandoval should
be sent to a “sobering tank”; and (2) Rodriguez’s own
observation that Sandoval “was shaking mildly” and
“appeared to be having withdrawal[] from drugs.” While I
agree with the majority that these statements in this
document should not have been held inadmissible,
[4]
neither
[4]
In opposing Defendants’ summary judgment motion below,
Plaintiff specifically argued that the police reports she submitted are not
hearsay under Federal Rule of Evidence 803(8). That statement was
sufficient to preserve this position, notwithstanding Plaintiff’s
subsequent failure to file any response to the evidentiary objections that
Defendants submitted with their reply, and the district court therefore
erred in concluding that Plaintiff forfeited her admissibility arguments
concerning those reports. We have explained that police reports are
admissible under Rule 803(8) as to the reporting officer’s own
observations,
United States v. Pazsint
,
As to the first statement, de Guzman’s suggestion that Sandoval should be sent to a “sobering tank” does not support a reasonable inference that de Guzman was subjectively aware that Sandoval faced a serious medical need. If anything, it shows the exact opposite. I agree with Plaintiff that this comment supports an inference that de Guzman was aware that Sandoval might be under the influence of something, [5] but that is not enough to carry Plaintiff’s burden of proof. Plaintiff had to show that de Guzman was subjectively aware that Sandoval was under the influence in a manner that presented a serious medical need . De Guzman’s “sobering tank” comment is insufficient to permit a jury to draw that inference. On the contrary, the suggestion that Sandoval should be removed from the current cell adjacent to the nurses’ station (“Medical Observation Cell #1” or “MOC1”) and sent to a sobering cell negates any suggestion that de Guzman actually drew the inference that Sandoval faced a serious medical need. Because de Guzman knew that an inmate in a sobering cell would only be checked every four hours, his suggestion that Sandoval could be sent there reflects, at most, a subjective recorded in Rodriguez’s report would be admissible against de Guzman as a non-hearsay opposing-party statement. See F ED . R. E VID . 801(d)(2).
[5] That inference is further supported by de Guzman’s comment, during his deposition, that he may have overheard an officer say “[s]omething like—‘I just found out that [Sandoval’s] under the influence.’”
*53 belief that Sandoval was under the influence in a manner that did not present a substantial risk of serious harm. [6]
Plaintiff argues that, in light of an additional statement in Rodriguez’s report, a reasonable jury could find that de Guzman was aware that Sandoval’s condition was serious. Specifically, Plaintiff notes that, in his report, Rodriguez stated that “Sandoval appeared to be having withdrawal[] from drugs.” But as the district court noted, Rodriguez’s report does not say that Rodriguez ever told de Guzman that he (Rodriguez) thought Sandoval was experiencing withdrawal symptoms—much less that Sandoval was experiencing symptoms that suggested a substantial risk of serious harm.
None of the other evidence cited by Plaintiff would
permit a reasonable jury to find that de Guzman became
subjectively aware that Sandoval’s situation presented a
substantial risk of serious harm. Plaintiff points out that, in
response to de Guzman’s suggestion that Sandoval should
be moved to a sobering cell, Deputy Wilkinson and Corporal
Powell relayed back to de Guzman their view that Sandoval
should stay in MOC1, but Plaintiff does not point to any
evidence that Wilkinson or Powell ever told de Guzman that
they thought that Sandoval faced any specific, much less
serious, medical risk. Plaintiff cites only Rodriguez’s report,
but that report merely states that Wilkinson and Powell
[6]
The majority surmises that perhaps de Guzman knew that Sandoval
had a serious medical need but nonetheless wanted to send him to a
sobering cell because de Guzman “did not want to deal with the hassle
of providing” the necessary care.
See
Maj. Opin. at 42 n.16. No record
evidence supports the majority’s speculation, which provides no basis
for denying summary judgment here.
See Nelson v. Pima Cmty. Coll.
,
Because Plaintiff failed to present sufficient evidence to show that de Guzman was subjectively aware of Sandoval’s serious medical needs, de Guzman was entitled to qualified immunity. I therefore dissent from the majority’s reversal of the district court’s grant of summary judgment to de Guzman.
2
Under the correct qualified immunity standards, I conclude that Nurse Dana Harris was not entitled to summary judgment.
Plaintiff has presented ample evidence to support her theory that, under an objective standard, Harris was grossly incompetent because she did not understand that in San Diego, the Emergency Medical Technicians (“EMTs”) that she had initially summoned could not perform the Advanced Cardiac Life Support (“ACLS”) that Sandoval needed. But as explained earlier, the qualified immunity inquiry also has a subjective component and requires Plaintiff to present sufficient evidence to establish that Harris was subjectively aware that her actions were creating or exacerbating a substantial risk of serious harm. I agree with Plaintiff that the evidence in the summary judgment record is sufficient to permit a jury to find that Harris was subjectively aware that Sandoval was having a seizure and that the seizure posed a substantial risk of serious harm, but that is not enough to show that Harris acted with deliberate indifference. Rather, Plaintiff had to show that Harris was subjectively aware that her response to the situation was inadequate and placed Sandoval at a substantial risk of serious harm. But Plaintiff’s above-described theory that Harris was “[t]oo [i]ncompetent” to subjectively know that EMTs could not perform ACLS is affirmatively inconsistent with the view that Harris subjectively drew the inference that her actions were placing Sandoval at a substantial risk of serious harm. Accordingly, under this view of the evidence, the very fact of Harris’s subjective obliviousness would entitle her to qualified immunity.
Nonetheless, I believe that the district court erred in
granting summary judgment to Harris. In my view, the
sharply conflicting evidence in the summary judgment
record is sufficient to permit the
alternative
inference that
Harris
did
subjectively know that she needed to call 911 for
paramedics (who could perform ACLS) and that EMTs
would be inadequate, but that for whatever reason (
e.g.
,
panic, stubbornness, foolishness, etc.), she refused to do so.
Although Harris insisted that no one told her to call 911 or
paramedics, Plaintiff presented competing evidence that:
(1) Deputy Matthew Andrade (who had himself been trained
as an EMT) told Harris two or three times that paramedics
should be called; (2) very early into the emergency, Nurse
Llamado concluded that “9-1-1 should be called,” and she
*55
said out loud to Harris and the others multiple times that
Sandoval “has to go out 9-1-1”; (3) after consulting with the
supervising nurse (Shirley Bautista), Llamado told Harris
that “Shirley said he has to go now 9-1-1”; and (4) Llamado
confirmed that calling paramedics was “[s]tandard nursing
protocol” at the jail in the case of a prolonged seizure. Based
on this evidence, a rational jury could readily conclude that
Harris well knew that she needed to call 911 and
inexplicably failed to do so.
See Farmer
,
Moreover, I would further conclude that, under then-
existing law, it was
clearly established
that Harris’s conduct
violated Sandoval’s constitutional rights. Long before this
incident, the Supreme Court had held that, to show deliberate
indifference to a serious medical need, “it is enough that the
official acted or failed to act despite his knowledge of a
substantial risk of serious harm.”
Farmer
,
The only remaining question is whether, under
existing
law, Harris deprived Sandoval of a constitutional right.
Pearson v. Callahan
,
S ANDOVAL V . C OUNTY OF S AN D IEGO 71 For the foregoing reasons, I concur in the judgment reversing the grant of summary judgment to Harris.
3
For substantially similar reasons, I concur in the judgment reversing the district court’s grant of summary judgment to Nurse Maria Llamado. Indeed, Plaintiff’s evidence as to Llamado is, if anything, even stronger than as to Harris. Llamado’s own deposition testimony confirms that she was subjectively aware that Harris was wrong in summoning only EMTs and not paramedics. Llamado also admitted at her deposition that she should have called paramedics herself, stating that she had “learned [her] lesson.” Under the facts that could reasonably be found by the jury on this record, Llamado violated Sandoval’s clearly established rights under then-existing law, and her actions also violated Sandoval’s rights under current law. Summary judgment for Llamado was therefore improper.
III
In my view, the district court correctly granted summary judgment to the county on Plaintiff’s § 1983 claims against it, and I therefore dissent from that aspect of the majority’s judgment.
Under Monell v. Department of Social Services , 436 U.S. 658 (1978), a local government entity “may not be held liable under 42 U.S.C. § 1983, unless a policy, practice, or custom of the entity can be shown to be a moving force behind a violation of constitutional rights.” Dougherty v. City of Covina , 654 F.3d 892, 900 (9th Cir. 2011). To establish such liability, Plaintiff “must prove (1) that [Sandoval] possessed a constitutional right of which [he] was deprived; (2) that the municipality had a policy; (3) that this policy amounts to deliberate indifference to [ Sandoval’s ] constitutional right ; and, (4) that the policy is the moving force behind the constitutional violation.” Id. *57 (citation and internal quotation marks omitted) (emphasis added). Plaintiff contends that the county was deliberately indifferent in having a policy or practice of using MOC1 as a “mixed use” cell “for both correctional and medical purposes” without imposing “appropriate safeguards,” such as “routine medical monitoring, tracking logs and proper . . . procedures” for transmitting information to incoming nurses at the end of a given nurse’s shift. On the record presented at summary judgment, this contention fails as a matter of law, and summary judgment was properly granted.
Negligence alone is insufficient to plead a constitutional
tort,
see County of Sacramento v. Lewis
,
Plaintiff failed to present sufficient evidence to satisfy
this demanding standard, and the county was therefore
entitled to summary judgment. Plaintiff’s evidence of prior
confusion concerning why particular inmates were placed in
MOC1 may well support a claim that the county was
negligent,
[7]
but that evidence does not come close to showing
that the county had “‘
actual or constructive notice
’” that this
practice was “‘
substantially certain
’” to result in an
unconstitutional disregard of a serious medical need.
Castro
, 833 F.3d at 1076 (citation omitted) (emphasis
altered). The fact that the county changed its practices
*58
concerning MOC1 after this incident—even if admissible for
purposes going beyond merely proving that a policy,
practice, or custom existed,
but see Conn
,
MOC1 cell were substantially certain to result in an unconstitutional disregard of a serious medical need.
Plaintiff contends that the constructive notice standard should not apply because here the county’s “policy itself directs the unconstitutional action.” Plaintiff, however, has presented no evidence that the policy itself is unconstitutional. In particular, to the extent that Plaintiff contends that the county had an unconstitutional policy, practice, or custom to affirmatively and completely ignore persons placed in MOC1, there is no evidence that the county had such a policy: it is undisputed that the MOC1 cell is visible to personnel at the nurses’ station; and, indeed, it is undisputed that Sandoval’s eventual seizure and collapse onto the floor was immediately detected.
For the foregoing reasons, I concur in the judgment in part and respectfully dissent in part.
