MEMORANDUM AND ORDER
The Court has before it Defendant United States’ Motion to Dismiss. The Court has considered the legal memoranda submitted by the parties and finds a hearing unnecessary to resolve the motion.
I. INTRODUCTION
According to the Complaint, on May 25, 1991, Plaintiff Wayne Ammer (“Ammer”) was allegedly operating a fishing vessel on the Pamlico Sound, in North Carolina, when he was thrown and injured by the wake of a passing U.S. Coast Guard (“USCG”) cutter which was proceeding in a negligent manner. Some (unspecified) time after the accident, Ammer’s counsel was provided with several copies of Standard Form 95 (“Form 95”), a claims form, by the Coast Guard. The Complaint does not state how his attorney procured the forms, whether he spoke with any legal representatives of the USCG or the United States, or whether any oral or written representations were made concerning his claim.
The back of Form 95 contains the statement that:
A CLAIM SHALL BE DEEMED TO BE PRESENTED WHEN A FEDERAL AGENCY RECEIVES FROM A CLAIMANT, HIS DULY AUTHORIZED AGENT, OR LEGAL REPRESENTATIVE AN EXECUTED STANDARD FORM 95 OR OTHER WRITTEN NOTIFICATION OF AN INCIDENT.... THE CLAIM MUST BE PRESENTED TO THE APPROPRIATE FEDERAL AGENCY WITHIN TWO YEARS AFTER THE CLAIM ACCRUES.
The form also says:
Any instructions or information necessary in the preparation of your claim will be furnished, upon request, by the office indi-eated in item # 1 on the reverse side. Complete regulations pertaining to claims asserted under the Federal Tort Claims Act can be found in Title 28, Code of Federal Regulations, Part 14. Many agencies have published supplemental regulations also.
(emphasis added). Item 1 of the Forms supplied to Plaintiff’s attorney contained the pre-printed address of a U.S. Coast Guard office in New York. The Form contained no reference to the Suits in Admiralty Act (“SAA”) or the Public Vessels Act (“PVA”).
Ammer’s counsel proceeded to submit a completed Form 95 to the Coast Guard on May 13, 1993. Two weeks later, on May 28, 1993, Ammer received a letter from the Coast Guard denying his claim. The Coast Guard Attorney-Advisor’s letter further advised Ammer that his claim was covered under the SAA and PVA, rather than the Federal Tort Claims Act (“FTCA”), that any subsequent action should be taken pursuant to those Acts, and that “the filing of this administrative claim has in no way tolled the requisite time period for bringing suit under the SAA or PVA.”
Despite this information, and almost six months later, on November 15,1993, Ammer filed this law suit against the United States for personal injury and property damage under the FTCA, or alternatively, the SAA and PVA. Defendant has filed a motion to dismiss for lack of subject matter jurisdiction, claiming (1) that Ammer’s claim is not governed by the FTCA, but falls exclusively under the PVA, (2) that the PVA incorporates the two-year statute of limitations period provided in the SAA, and (3) that Am-mer’s claim, filed almost six months after the expiration of this period, is time-barred. In response, Plaintiff contends that Defendant should be equitably estopped from denying that the FTCA governs his case.
For reasons discussed below, the Court concludes that the Plaintiff’s law suit must be dismissed. The Plaintiff has not alleged facts which, even if proven true, would entitle him to estop the Government from asserting its valid jurisdictional defense.
The burden a defendant must carry in order to prevail on a Motion to Dismiss is an onerous one.
See
Fed.R.Civ.P. 12(b). When evaluating a motion to dismiss a complaint, all well-pleaded allegations must be accepted as true and the pleading must be construed in a light most favorable to the plaintiff. 5A Charles A. Wright & Arthur R. Miller,
Federal Practice and Procedure
§ 1356 at 296; § 1357 at 304 (1990). The court should not dismiss the claim “unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.”
Conley v. Gibson,
III. DISCUSSION
A. Jurisdiction
Suits against the sovereign require pleading a statute whereby the United States consents to be sued.
United States v. Clarke,
Although the FTCA usually provides a waiver of sovereign immunity in tort actions against the Government, the FTCA is expressly inapplicable where an admiralty claim exists.
1
28 U.S.C. 2680(d). Admiralty claims against the United States are cognizable under the Suits in Admiralty Act, 46 App. U.S.C. 741-52, and the Public Vessels Act, 46 App. U.S.C. 781-90. These two statutes provide the exclusive source of remedies for maritime torts alleged against the Government.
Williams v. United States,
Suits brought under the PVA are subject to and proceed in accordance with the provisions of the SAA, insofar as these provisions are not inconsistent. 46 App. U.S.C. 782. For instance, actions brought under the PVA are subject to the SAA’s two-year statute of limitations.
Bovell v. United States, Dept. of Defense,
The SAA statute of limitations begins to run from the date of injury.
McMahon v. United States,
Plaintiff asserts that he reasonably relied, to his detriment, on actions by the Government. He asserts that because the USCG provided his counsel with pre-addressed copies of Form 95 and that Form 95 mentions the FTCA but not the SSA or PVA, and that filing of an administrative claim is required before filing under the FTCA, the Government should not be able to induce a belief that the FTCA is applicable then claim Am-mer had filed under the wrong act. In short, Ammer assets that the USCG misled him into believing that by filing the Form 95, “he would be complying with the applicable law ... While the USCG may have had no obligation to give legal advice, including pre-printed claim forms with instructions, once it did so, it should be bound by its representations.” Memorandum in Opposition to the United States’ Motion to Dismiss, at 3-4. Alternatively, Ammer argues that the statute of limitations governing his claim should be equitably tolled because of the Coast Guard’s misleading conduct. Finally, Ammer maintains that invocation of equitable principles is justified because the Government has not been prejudiced by the delay, as the USCG conducted an investigation immediately after the incident, and the United States was put on constructive notice by Ammer’s timely administrative claim.
C. Equitable Tolling and Estoppel
In
Glus v. Brooklyn Eastern District Terminal,
[Wjhere one party has by his representations or conduct induced the other party to a transaction to give him an advantage which it would be against equity and good conscience for him to assert, he would not in a court of justice be permitted to avail himself of that advantage.
In light of this general maxim, the Court held that despite the plaintiffs failure to file suit within the relevant limitations period, he would be entitled to have his ease tried on the merits
“if he can prove that respondent’s responsible agents, agents mth some authority in the particular matter, conducted themselves in such a way that petitioner was justifiably misled into a good-faith belief that he could begin his action at [a time beyond the statutory period].” Id.
at 235,
Since the
Glus
decision in 1959, the Court has narrowly construed the availability of equitable doctrines in suits against the government.
See, e.g., United States v. Kubrick,
Nor has the Court allowed compassion for the plaintiffs lot or lack of cognizable harm to the government alone to justify application of equitable estoppel. Instead, it has firmly ruled that “[o]ne who fails to act diligently cannot invoke equitable principles to excuse that lack of diligence.”
Baldwin County Welcome Center v. Brown,
Although absence of prejudice is a factor to be considered in determining whether the doctrine of equitable tolling should apply once a factor that might justify such tolling is identified, it is not an independent basis for invoking the doctrine and sanctioning deviations from established procedures.
Id.
(emphasis added). Stated simply: “Procedural requirements established by Congress for gaining access to the federal courts
In
Irwin v. Veterans Affairs,
[o]nce Congress has made such a waiver, we think that making the rule of equitable tolling applicable to suits against the government in the same way that it is applicable to private suits, amounts to little, if any, broadening of the congressional waiver.... We therefore hold that the same rebuttable presumption of equitable tolling applicable to suits against private defendants should also apply to suits against the United States.
Id.
Yet, despite this holding that equitable doctrines may apply in suits against the government, the Court emphasized that:
Federal courts have typically extended equitable relief only sparingly. We have allowed equitable tolling in situations where the claimant has actively pursued his judicial remedies by filing a defective pleading during the statutory period, or where the complainant has been induced or tricked by his adversary’s misconduct into allowing the filing deadline to pass.
We have generally been much less forgiving in receiving late filings where the claimant failed to exercise due diligence in preserving his legal rights.... Because the time limits imposed by Congress in a suit against the Government involve a waiver of sovereign immunity, it is evident that no more favorable tolling doctrine may be employed against the Government than is employed in suits between private litigants_ [Equitable principles] do not extend to what is at best a garden variety claim of excusable neglect.
Id.
at 89,
D. Resolution of Issues
As noted above, Plaintiff contends that Defendant should be estopped from asserting its jurisdictional defenses because, by providing Plaintiff with pre-addressed’ copies of Form 95, the USCG supplied misleading information and induced Plaintiff into filing under the FTCA. Plaintiff also argues that the statute of limitations period for his claim should be equitably tolled based on his timely filing of an administrative claim with the USCG. Lastly, Plaintiff asserts that because the USCG conducted an investigation immediately following the incident and Defendant was put on constructive notice by the timely filing of an administrative claim, Defendant would not be prejudiced by the delay in filing. The Court will address each claim in turn.
First, whereas the Supreme Court reaffirmed in
Irwin
that equitable doctrines may, in appropriate circumstances, preclude a limitations defense in suits against the government, Plaintiff has failed to allege facts that demonstrate anything other than the “garden variety” of neglect for which the Court expressly denied relief. To begin with, Plaintiff did not “actively pursue his judicial remedies by filing a defective pleading during the statutory period,”
Irwin,
at 96,
Furthermore, Plaintiff has not alleged sufficient facts to support a finding that he was “induced or tricked by [the Defendant’s] misconduct into allowing the filing deadline to pass.”
Irwin,
In short, Plaintiff fails to allege any evidence of affirmative misconduct by Defendant or its authorized agents that reasonably misled and induced Plaintiff not to file a timely claim under the SAA. Instead, Plaintiffs or Plaintiffs counsel’s failure to adequately investigate the law and procedures necessary to file a maritime tort claim against the United States Government appears to illustrate an instance in which the claimant “failed to éxercise due diligence in preserving his legal rights.”
Irwin,
Second, courts have consistently held that filing of an administrative claim does not toll the statute of limitations for a claim governed by the SAA or PVA.
See McMahon v. United States,
Finally, though it may be said that the United States has suffered no specific harm from the delay, as noted previously, lack of prejudice to a Defendant or mere sympathy for a plaintiffs predicament will not justify estopping the government from insisting upon compliance with legal regulations.
Baldwin County Welcome Center v. Brown, supra; see also Raziano v. United States,
IV. CONCLUSION
Plaintiff alleges facts supporting a claim governed exclusively by the PVA, and explicitly not covered by the FTCA. The PVA incorporates the two-year statute of limitation provided by the SAA. Plaintiffs November 15, 1993 filing against the United States was almost six months late. Therefore, Plaintiffs claim against the Defendant is time-barred and this Court lacks subject matter jurisdiction to try the case on the merits. Furthermore, Plaintiff has failed to allege facts which could support a finding of affirmative government misconduct or inducement to warrant invocation of equitable doctrines and preclusion of a jurisdictional defense.
For the foregoing reasons:
1. The Motion To Dismiss filed by Defendant United States is GRANTED.
SO ORDERED.
Notes
. Specifically, the FTCA provides: "The provisions of this chapter and section 1346(b) of this title shall not apply to ... [a]ny claim for which a remedy is provided by sections 741-752, 781-790 of Title 46, relating to claims or suits in admiralty against the United States.” 28 U.S.C. 2680(d).
