AMERICANS UNITED FOR SEPARATION OF CHURCH AND STATE;
Benjamin Baum; Phyllis Ball; Walter Bergman;
John Charles Bearden; Gilbert R. Davis;
and James T. Weaver,
Plaintiffs-Appellees,
v.
CITY OF GRAND RAPIDS, Defendant-Appellant (91-1448),
Chabad House of Western Michigan, Inc., Intervenor-Appellant
(90-2337/91-1391).
Nos. 90-2337, 91-1391 and 91-1448.
United States Court of Appeals,
Sixth Circuit.
Reargued Aug. 12, 1992.
Decided Nov. 16, 1992.
Albert Dilley, Grand Rapids, Mich. (argued and briefed), for plaintiffs-appellees.
G. Douglas Walton, Deputy City Atty., Grand Rapids, Mich. (argued and briefed), for defendant-appellant.
Richard G. Leonard, Douglas P. Vanden Berge, Rhoades, McKee, Boer, Goodrich & Titta, Grand Rapids, Mich., David G. Webbert, Bradford M. Berry, Nathan Lewin (argued and briefed), David I. Gelfand, Niki Kuckes, Miller, Cassidy, Larroca & Lewin, Washington, D.C., for intervenor-appellant.
Before: MERRITT, Chief Judge; KEITH, KENNEDY, MARTIN, JONES, MILBURN, GUY, NELSON, RYAN, BOGGS, NORRIS, SUHRHEINRICH, SILER, and BATCHELDER, Circuit Judges; and LIVELY, Senior Circuit Judge.
BOGGS, Circuit Judge.
In this case, we sit en banc to determine whether a privately-funded menorah display, erected during Chanukah in a traditional public forum in Grand Rapids, Michigan, violates the Establishment Clause of the first amendment, as applied to state and local governments by the fourteenth amendment. We hold that it does not.
* Each year since 1984, Grand Rapids has granted Chabad House of Western Michigan, Inc. a permit to display a 20-foot high steel menorah in Calder Plaza during the eight days of the Jewish holiday of Chanukah. The menorah was purchased entirely with private funds and is owned by Chabad House, a private organization. Grand Rapids has no role in the planning, erection, removal, maintenance, or storage of the menorah. All display costs have been paid with private funds, except for the small cost of providing electricity for the display; however, even this cost is probably offset by a $2.50 permit fee charged by Grand Rapids.
Calder Plaza is located in the center of downtown Grand Rapids, and is the principal public plaza in the area, being four and one-half acres in size. The Plaza features a large sculpture by Alexander Calder, a drawing of which appears on the city's signs, vehicles, and stationery. The Kent County Building and Grand Rapids City Hall are also located on the Plaza, as are three flagpoles flying the flags of the United States, Kent County, and the City of Grand Rapids. Monroe Avenue runs along the west side of the Plaza. The Hall of Justice, which houses the district and circuit courts for Kent County and Grand Rapids, and the police station stand across Monroe Avenue from the Plaza. The Federal Building is on the Plaza's north side. Ottawa Avenue runs along the Plaza's east side, and across Ottawa Avenue stand the State of Michigan Office Building, the Probate Court Building, the Frey Building, and the National Bank of Detroit Building. The Old Kent Building and the Calder Plaza Building border the Plaza to the south and southwest. The Frey, National Bank of Detroit, Old Kent, and Calder Plaza Buildings are all private office buildings.
The menorah stands at the east side of the Plaza, 162 feet from the nearest governmental building, the Kent County Administration Building, and 256 feet from Grand Rapids City Hall. The menorah is adjacent to the three flagpoles, and 150 feet from the Calder sculpture. Grand Rapids requires that the menorah be accompanied by two signs, measuring two feet by three feet, which are illuminated at night. The signs read as follows:
Happy Chanukah to All
This Menorah display has been erected by Chabad House, a private organization. Its presence does not constitute an endorsement by the City of Grand Rapids of the organization or the display.
From 1984 to 1988, one such sign was displayed. Since 1989, Grand Rapids has required Chabad House to display two illuminated signs. The signs are visible from the front and the back of the menorah. Chabad House conducts a candlelighting ceremony at the menorah for up to one hour on each of the eight nights of Chanukah. Other than these ceremonies, no Chabad House representative regularly attends the menorah. In previous years, there have been no displays of Christmas decorations on the Plaza contemporaneously with the menorah. Such displays have not been discouraged; Grand Rapids has simply chosen not to erect a Christmas display in the Plaza, and has received no applications for permits to display Christmas decorations.
Grand Rapids has made the Plaza available to the public for all forms of speech and assemblage; all parties agree that the city has treated the Plaza as a traditional public forum. Since 1969, a City Commission policy has provided guidelines for the Plaza's use. The guidelines provide:
[T]he City of Grand Rapids may, on behalf of itself and the County of Kent, authorize any person, organization, association, club, society or other group of any type to use and occupy any portion of the so-called Plaza area of the City-County Complex for the purpose of making or presenting any program, public address, exhibit or display, or for any other organized or semi-organized purpose whatever.
Between 1986 and 1990, Grand Rapids allowed numerous groups to use Calder Plaza for expressive activities of many types. For example, permits have been granted for a Right to Life rally, a Hunger Walk by the Grand Rapids Center for Ecumenism, and an Italian Festival (including a Catholic Mass on Sunday). Several of the previous events have involved the use of temporary structures comparable in size to the menorah. An Arts Festival involved a three-day erection of booths and exhibit areas, the Italian Festival involved a two-day erection of similar structures, and a Tennis Exhibition involved laying down a large canvas with court markings for two days. Furthermore, at oral argument, counsel for Grand Rapids stated that several shanties were recently erected in Calder Plaza to symbolize the plight of the homeless, and that these shanties stood for "quite some time."
In 1990, Chabad House once again applied for a permit to display its menorah in the Plaza from December 11 to 20, 1990, and Grand Rapids was prepared to grant that request. However, Americans United for Separation of Church and State, along with Benjamin Baum, Phyllis Ball, Walter Bergman, John Charles Bearden, Gilbert R. Davis, and James T. Weaver, brought suit in federal district court to enjoin Grand Rapids from allowing the proposed display.1 On November 13, 1990, the plaintiffs moved for a preliminary injunction. The district court heard argument on the motion on December 5. Because Chanukah was imminent, the district court issued an oral opinion from the bench that granted the preliminary injunction. On December 21, the district court issued a full written opinion explaining its decision.
When Chabad House learned that Grand Rapids might not appeal this decision, it sought to intervene. On December 7, the district court scheduled a hearing on the motion to intervene for December 18. Because this schedule would prevent Chabad House from being heard before Chanukah, Chabad House filed an emergency notice of appeal with this court on December 10. The next day, this court granted Chabad House's motion to intervene and stayed the injunction entered by the district court. A full opinion was issued two days later. Americans United for Separation of Church and State v. City of Grand Rapids,
On February 25, 1991, the parties filed a stipulation of facts with the district court, as summarized above. These facts were not substantially different from those that faced the district court when it initially ruled on this case. On March 21, 1991, the district court granted the plaintiffs' request for a permanent injunction preventing Grand Rapids from allowing Chabad House to erect its menorah. In doing so, the district court relied largely on its opinion of December 21, 1990. Both Chabad House and Grand Rapids appealed to this court, and all appeals were consolidated. A panel of this court affirmed the district court. Americans United for Separation of Church and State v. City of Grand Rapids, Nos. 90-2337; 91-1391/1448,
II
All parties to this case agree that since Calder Plaza was opened in 1969, Grand Rapids has treated it as a traditional public forum, allowing all forms of speech and assembly. No group has ever been denied permission to use the plaza. The city's decision to treat Calder Plaza as a traditional public forum grants Chabad House significant constitutional protection. In Perry Educ. Ass'n v. Perry Local Educators' Ass'n,
Although it wishes to erect a menorah, rather than sponsor a speech, Chabad House merits the full protection of the traditional public forum doctrine. The Supreme Court has long recognized that the protection of free speech "does not end at the spoken or written word." Texas v. Johnson,
Furthermore, Chabad House's decision to engage in religious speech does not inherently limit its freedom; religious speech and association receive the full protection of the first amendment. See Widmar v. Vincent,
Religionists no less than members of any other group enjoy the full measure of protection afforded speech, association, and political activity generally. The Establishment Clause, properly understood, is a shield against any attempt by government to inhibit religion as it has done here.... It may not be used as a sword to justify repression of religion or its adherents from any aspect of public life.
McDaniel v. Paty,
Thus, we must recognize Chabad House's rights within the public forum, whether or not their speech offends others. Over forty years ago, the Supreme Court recognized that while free speech breeds controversy, it must be protected:
[A] function of free speech under our system of government is to invite dispute. It may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea.
Terminiello v. City of Chicago,
III
The plaintiffs contend that Chabad House's speech must be limited because it violates the Establishment Clause. However, since Chabad House is not a government, it cannot "establish" a religion in violation of the Constitution; Grand Rapids is the only party to this case with such power. In order to determine whether Grand Rapids has violated the Establishment Clause, we must turn to the three-part test of Lemon v. Kurtzman,
First, the statute must have a secular legislative purpose; second, its principal or primary effect must be one that neither advances nor inhibits religion; finally, the statute must not foster "an excessive government entanglement with religion."
(quoting Walz v. Tax Comm'n of New York City,
No one seriously questions whether the first two aspects of this test have been violated. Grand Rapids's policy of treating religious speech the same as all other speech certainly serves a secular purpose. The establishment of a public forum is a laudable goal, and part of a worthy tradition dating back to the Greek agora and the Roman forum. Furthermore, the policy avoids entangling government with religion, as no government official need decide which groups may use the plaza. Therefore, we need only decide whether the "principal or primary effect" of the public forum policy is one that "advances [or] inhibits religion."
* In Allegheny County v. ACLU Greater Pittsburgh Chapter,
Since Lynch, the Court has made clear that, when evaluating the effect of government conduct under the Establishment Clause, we must ascertain whether "the challenged governmental action is sufficiently likely to be perceived by adherents of the controlling denominations as an endorsement, and by the nonadherents as a disapproval, of their individual religious choices."
Thus, in order to decide whether or not Grand Rapids has violated the Establishment Clause, we must adopt the perspective of a reasonable observer. We wish to emphasize that the endorsement test creates an objective standard, similar to the "reasonable man"3 standard of tort law or the "reasonable person knowing all the relevant facts" who judges judicial disqualification under 28 U.S.C. ยง 455. Roberts v. Bailar,
B
In attempting to define the "reasonable observer," we must look to the guidelines established by precedents both from this court and the Supreme Court. Justice O'Connor, who first promulgated the endorsement test, has emphasized that, when adopting the perspective of the reasonable observer, courts must consider all of the facts presented in each case. "Every government practice must be judged in its unique circumstances to determine whether it constitutes an endorsement or disapproval of religion." Lynch v. Donnelly,
However, Justice O'Connor has also recognized that when a court analyzes a religious display, some facts should receive greater consideration than others. For example, certain religious practices that might otherwise be unconstitutional are valid if their "history and ubiquity" would convince a reasonable observer that such practices merely represent an "acknowledgment" of religion. Thus, because of their "history and ubiquity," Justice O'Connor approved the constitutionality of legislative prayers such as those in Marsh v. Chambers,
It is the combination of the longstanding existence of practices such as opening legislative sessions with legislative prayers ..., as well as their nonsectarian nature, that lead me to the conclusion that those particular practices, despite their religious roots, do not convey a message of endorsement of particular religious beliefs.
Thus, when applying the endorsement test to this case, we must examine all the relevant facts, consider carefully the amount of weight to give each fact, and be careful to treat religious displays fairly. We must avoid hasty reliance on partial similarities between the facts at hand and those found in other cases. Even if this display appears similar in some respects to others that have been found unconstitutional in the past, other factors, unique to this case, may require us to uphold the City's decision to grant Chabad House a permit.
The plaintiffs identify several aspects of Chabad House's display that tend to support the idea that it endorses a religion. The display sends a religious message; it stands near the heart of local government; and it does not include secular symbols. Each of these facts tends to support the claim that the display violates the Establishment Clause. However, two crucial facts make this case very different from many holiday display cases: Chabad House's display is privately sponsored, and it stands in a traditional public forum to which all citizens have equal access. Although these facts are not automatically determinative, recent precedent indicates that they should carry much more weight than the details of the display emphasized by the plaintiffs.
IV
As noted earlier, Grand Rapids has no direct connection with the Chabad House display. In fact, Grand Rapids does not even go so far as to "acknowledge" religion by permitting the menorah's display; it merely sends a message that religious groups will be treated no worse than others. Anyone familiar with Calder Plaza soon realizes that many groups use it, and that none of these groups receives special treatment from Grand Rapids. Surely a reasonable observer recognizes the distinction between speech the government supports and speech that it allows.
The courts have long recognized a clear distinction between public and private religious speech. As Justice O'Connor has stated, "there is a crucial difference between government speech endorsing religion, which the Establishment Clause forbids, and private speech endorsing religion, which the Free Speech and Free Exercise Clauses protect." Board of Educ. of Westside Community Sch. v. Mergens,
Obviously, not all private speech automatically passes the endorsement test. In Allegheny, for example, the Supreme Court struck down a creche display sponsored by a private group. However, the Court certainly considered the private nature of the speech in question. It carefully noted that Allegheny County had granted this group special privileges by allowing it to place its creche on the Grand Staircase of the county courthouse.
The Grand Staircase does not appear to be the kind of location in which all were free to place their displays for weeks at a time, so that the presence of the creche in that location for over six weeks would then not serve to associate the government with the creche.... In any event, the county's own press releases made clear to the public that the county associated itself with the creche.... Moreover, the county created a visual link between itself and the creche: it placed next to official county signs two small evergreens identical to those in the creche display.
There is no connection between Grand Rapids and Chabad House comparable to the relationship between a government and a religious speaker found in Allegheny. Nor does it present the type of financial support for religion condemned in Texas Monthly, Inc. v. Bullock,
Furthermore, the importance of the menorah's private ownership is increased in this case because of the disclaimer signs required by Grand Rapids. Although they can not be seen for as great a distance as the menorah itself, the signs make the private ownership of the menorah obvious to anyone who cares to investigate the possibility of government endorsement. Such disclaimers are not necessarily required, nor do they automatically eliminate any difficulties with the Establishment Clause. Instead, they are just one of the many factors to be considered in cases of this type. See, e.g., ACLU of Ky. v. Wilkinson,
V
We must also recognize the significance of Grand Rapids's policy of allowing all parties to have equal access to Calder Plaza. Equal access policies provide strong protection for religious speech. One striking example of this protection is O'Hair v. Andrus,
Religious and non-religious groups and events are treated alike. No "preference" is present. This undercuts appellants' establishment claim. When the National Mall is, as a matter of established policy, openly available on a non-discriminatory basis to the Pope, to the Reverend Moon, to Madalyn Murray O'Hair, and to all others (religionists and anti-religionists), there is no "establishment of a religion," and there cannot be a meaningful perception of one.
Appellants say that the government permit for this occurrence on the renowned National Mall sends an implied message--to the nation and to the world--of government approval (and therefore "establishment") of this church service. It implies no more approval for this church than for any other group using the Mall. The message that it does send to the world is approval of the principle of freedom of demonstration, for all groups, for all religions, even for those opposing religion.
Andrus conclusively demonstrates the importance of a policy of equal access for all in traditional public fora. The leader of one of the world's largest faiths and 500,000 of his followers filled the National Mall, an area in which national and governmental symbols are clearly visible from every line of sight. Furthermore, in connection with the Mass, the Roman Catholic Archdiocese of Washington constructed a platform and altar, and provided "fencing, sound equipment, electrical facilities (including supplemental electric current), portable toilets, first aid stations, chairs and other physical facilities."
The Andrus court did not limit its holding to religious services, and clearly intended its ruling to apply to all religious speech. "The government may not allocate access to a public place available for communication among citizens on the basis of the religious content of the messages." Andrus,
The Andrus decision does not stand alone; two recent Supreme Court rulings also place great reliance on equal access policies in Establishment Clause law. In Widmar v. Vincent,
[A]n open forum in a public university does not confer any imprimatur of state approval on religious sects or practices. As the Court of Appeals quite aptly stated, such a policy "would no more commit the University ... to religious goals" than it is "now committed to the goals of the Students for a Democratic Society, the Young Socialist Alliance," or any other group eligible to use its facilities.
The Court expanded this finding in Board of Educ. of Westside Community Sch. v. Mergens,
[T]here is a crucial difference between government speech endorsing religion, which the Establishment Clause forbids, and private speech endorsing religion, which the Free Speech and Free Exercise Clauses protect. We think that secondary school students are mature enough and are likely to understand that a school does not endorse or support student speech that it merely permits on a nondiscriminatory basis. The proposition that schools do not endorse everything they fail to censor is not complicated.
Several recent cases demonstrate the broad sweep of the equal access doctrine promulgated in Mergens. See, e.g., Gregoire v. Centennial Sch. Dist.,
Thus, the Supreme Court's decision to uphold an equal access policy for religious speech in schools strongly indicates that we should uphold a city's equal access policy in a traditional public forum for all citizens, including those who wish to send a religious message. A reasonable observer who does not find endorsement in religious groups' use of school facilities would not find it in Chabad House's use of Calder Plaza. Those who worry about religious influence over their fellow citizens would be much less concerned about private religious activity in the Plaza than in the schools, since they know that all sorts of groups speak in the Plaza. In fact, public fora exist solely to provide a platform for speakers of all kinds.
The Supreme Court's recent decision in Lee v. Weisman, --- U.S. ----,
We recognize that ... there will be instances when religious values, religious practices, and religious persons will have some interaction with the public schools and their students. See Westside Community Bd. of Ed. v. Mergens,
--- U.S. at ----,
We also reject the plaintiffs' argument that the menorah display violates the Establishment Clause because it stands alone. They suggest that while a candle-lighting ceremony in Calder Plaza would be acceptable, an unattended menorah might mislead a reasonable observer into believing that the government was speaking rather than a private group.5 As noted above, however, Widmar and Mergens are not strictly limited to their facts. Instead, they represent a broad policy of tolerance for equal access policies in Establishment Clause jurisprudence. The plaintiffs' argument also seems to rest on the assumption that the menorah constitutes only a religious symbol that remains after Chabad House has finished its speech. But this assumption is wrong; Chabad House's menorah display is no mere remnant of religious speech, it is religious speech and must receive the same respect as a round-the-clock Bible reading. It would be strange for a reasonable observer to find more endorsement in a menorah standing alone than in a menorah accompanied by a Torah reading or by crowds of people celebrating Chanukah with games or feasts. The menorah display constitutes religious speech just as much as a meeting of a school Bible club or a Mass presided over by the Pope. Therefore, this case must be governed by Andrus, Widmar, and Mergens.
Furthermore, the plaintiffs' argument forces Chabad House's freedom of speech to depend on the actions of third parties. The only reason that the menorah stands alone is that the City has received no other requests for permits during the holiday season. The record conclusively demonstrates that neither Chabad House nor Grand Rapids has sought to discourage other displays. It makes no sense to rule that others can veto Chabad House's freedom of speech by abstaining from speech.
Obviously, the fact that the menorah stands unattended for most of eight days may have some effect on our conclusion as to whether Grand Rapids has endorsed religion. However, in this case, that fact is simply overwhelmed by Calder Plaza's status as a traditional public forum. To a reasonable observer, no display actually stands alone in this public forum. In the mind's eye, the reasonable observer sees the menorah display as but one of a long series that has taken place since the Plaza was opened. The reasonable observer knows that other speakers have used the Plaza before, and will do so again. Instead of concluding that religious zealots have stormed the gates with the city's endorsement, the reasonable observer recognizes this display as yet another example of free speech.
VI
In reaching our decision, we reject the definition of the reasonable observer posited by the plaintiffs and the dissent. The plaintiffs' brief gave no explicit definition of the reasonable observer, relying instead on the general principle that the government's actions must not convey a message of endorsement. At oral argument, however, counsel for the plaintiffs fleshed out the parameters of their "reasonable observer," in terms of a person who knows enough to infer government endorsement, but not enough to understand why there is none. The dissent, at page 1558, postulates a slightly different reasonable observer, one who, while his faculties of ratiocination may be intact, is stated to have no knowledge beyond what appears upon seeing the menorah, whereupon the "observer must be left to draw his or her own conclusions from the vista presented at the time." (emphasis in original)
The "reasonable observer" explicated at oral argument by the able and candid counsel for the plaintiffs strikes us as unreasonable. For example, the plaintiffs' observer does not follow local politics or controversies, or read the newspapers where this issue has been discussed. However, the plaintiffs' observer does go downtown where the menorah can be seen. In fact, the plaintiffs' observer must come close enough to recognize that the menorah is placed in Calder Plaza. The menorah can be seen from several blocks away, and from that distance it may not be obvious that the menorah is on public ground. From some perspectives, the menorah would appear little different than if it were actually standing on one of the private plazas that border the Calder Plaza area.
Furthermore, the plaintiffs' observer must come close enough to realize that there are no persons associated with the menorah. Counsel for the plaintiffs, and the majority of the panel that ruled in the plaintiffs' favor, concede that if religious services or ceremonies were going on at the base of the menorah, then no endorsement could reasonably be perceived. This concession implies that the observer comes closer than the maximum sight-line distance of the menorah itself, because the menorah is clearly visible from distances and angles from which any persons accompanying the menorah would not be visible. However, the plaintiffs' observer must not come close enough to the menorah to read the sign. Counsel for the plaintiffs conceded at oral argument that if the observer reads the sign, and acts reasonably, the observer must conclude that no endorsement of religion has occurred.6 Indeed, counsel for the plaintiffs himself indicated that he and his clients agree that Grand Rapids is not actually endorsing religion, although they do argue that a reasonable observer would (not just could ) think so. We simply cannot agree with the plaintiffs' characterization of the appropriate limitations on the knowledge,7 location and perspective (both literal and figurative) of a reasonable observer. The plaintiffs appear to be asking what an unreasonable person could think of the display, rather than what a reasonable person would think.
In reaching our decision, we decline the invitation to follow several cases cited by the plaintiffs. In Smith v. Albemarle County,
The plaintiffs also rely on Kaplan v. City of Burlington,
However, this court has criticized Kaplan heavily on several occasions. In ACLU of Ky. v. Wilkinson,
Instead of adhering to Smith and Kaplan, we agree with the Seventh Circuit's analysis in Doe v. Small,
Since the State of Missouri's desire [in Widmar ] to achieve greater separation of church and state than provided for under the Establishment Clause was an insufficient interest to justify a content-based exclusion of religious speech in the limited public forum of a state university, we fail to comprehend how the Establishment Clause could constitute a sufficiently compelling state interest to justify a content-based exclusion of private religious speech in a quintessential public forum. Thus, we hold that the district judge erred in finding that the Establishment Clause provided a sufficiently compelling interest to justify a content-based exclusion of speech from Washington Park. The City of Ottawa may not exclude private persons from Washington Park merely because of the religious content of their speech.
The plaintiffs attempted to distinguish Small on the grounds that the park in question was "well removed from the seat of the City government; City Hall is some three blocks away, and no City buildings border the park."
Nevertheless, we believe these are distinctions without a difference; the crucial facts in both Small and this case are that a private group is erecting a display in a traditional public forum. These facts are not automatically determinative. Tricky questions could arise if there is a claim that the public forum has not been equally open to all, that an ostensibly neutral restricting criterion actually discriminates among viewpoints, or that there is some government collusion in an ostensibly private display. However, no such questions exist in this case. Grand Rapids has made a consistent, even noble, effort to open the Plaza to as wide a range of speakers as possible. For a number of years, the city has followed its policy of equal access rigorously, with an admirable neutrality that insures that no viewpoint has received any advantages over any other.
In its brief and at oral argument, Grand Rapids reiterated its commitment to allowing all points of view to be represented in the Plaza. Despite a rain of hypothetical questions from the bench, counsel for Grand Rapids did not deviate from affirming that Grand Rapids would allow other viewpoints equal access, even if such displays were unpopular (for example, erecting a swastika on Adolf Hitler's birthday) or stood for an extended period of time. A case can be made that such an enlightened attitude might be difficult to maintain if a political controversy arose. See, e.g., Collin v. Smith,
A ban on religious expression in the public forum, even if limited to a ban on expression by signs and symbols, would lead to impossible difficulties. Under established doctrine, the ban could hardly be limited to pro-religious expression; it would have to extend to anti-religious expression as well. "State power is no more to be used so as to handicap religions, than it is to favor them." Everson v. Board of Educ. of Ewing Township,
Thus, we rule in favor of Grand Rapids and Chabad House, because we hold that truly private religious expression in a truly public forum cannot be seen as endorsement by a reasonable observer. This holding does not mean that an equal access policy in a public forum "trumps" the Establishment Clause, or that the Establishment Clause does not apply to such a situation. A government cannot avoid the legal questions in this area of the law simply by designating a particular place as a public forum. Additional facts may belie the label, and thus undermine a government's reliance on our holding. However, if such additional facts are not forthcoming, and the evidence indicates that an area actually is a traditional public forum, then private groups may express a religious message without a reasonable observer inferring public support of the message. Those who oppose such practices are free to express their own beliefs and to take their case to the citizens of the community rather than to the courts.
We must remember, when applying the endorsement test, that the reasonable observer is "objective." See Estate of Thornton v. Caldor, Inc.,
This case presents another challenge to the right of free speech from those who do not like the message at issue or the manner in which it is presented. We believe that the plaintiffs' argument presents a new threat to religious speech in the concept of the "Ignoramus's Veto." The Ignoramus's Veto lies in the hands of those determined to see an endorsement of religion, even though a reasonable person, and any minimally informed person, knows that no endorsement is intended, or conveyed, by adherence to the traditional public forum doctrine. The plaintiffs posit a "reasonable observer" who knows nothing about the nature of the exhibit--he simply sees the religious object in a prominent public place and ignorantly assumes that the government is endorsing it. We refuse to rest important constitutional doctrines on such unrealistic legal fictions. See Doe v. Small,
VII
Finally, we wish to emphasize that our holding, while it gives significant protection to private religious speakers, does not require governments to allow all such speakers to speak in any manner whatsoever in a public forum. Private groups might be seen as exceeding that protection by seeking to make their displays permanent, by erecting displays so large as to be dangerous, or by otherwise monopolizing the forum. However, governments have ample avenues of protection from such possibilities. "[T]he government may enforce reasonable time, place and manner regulations as long as the restrictions 'are content-neutral, are narrowly tailored to serve a significant government interest, and leave open ample alternative channels of communication.' " United States v. Grace,
VIII
What the members of Chabad House seek in this court is fully consistent with, and does not violate, our traditional division between church and state. They are neither interfering in city functions, nor trying to bend the city to their will. They seek nothing that this court would not readily compel the city to grant to any secular group in similar circumstances. They merely ask that they not be spurned because they choose to praise God. Instead of forcing them to remain on the sidelines, our Constitution offers them a platform from which to proclaim their message. In the traditional public forum, as at the ballot box, all citizens are insiders as they seek to influence our civic life.
When it granted Chabad House's permit, Grand Rapids stayed firmly on its side of the wall separating church and state. It acted merely as the referee and arbiter of the public space, rather than becoming a participant or combatant in the melee of ideas and expression that characterizes America at its best. As Justice Brennan has stated:
The antidote which the Constitution provides against zealots who would inject sectarianism into the political process is to subject their ideas to refutation in the marketplace of ideas and their platforms to rejection at the polls. With these safeguards, it is unlikely that they will succeed in inducing government to act along religiously diverse lines, and, with judicial enforcement of the Establishment Clause, any measure of success they achieve must be short-lived, at best.
McDaniel v. Paty,
BOYCE F. MARTIN, JR. Circuit Judge, dissenting.
I join Judge Lively's dissent from the opinion of the court. I would go further, however, and delineate once and for all what is acceptable and what is not acceptable when free speech collides with freedom from government endorsement of religion.
The First Amendment does not confer absolute rights of freedom of speech. Reasonable restraints on time, place, and manner of speech in public forums are upheld as long as the restrictions are necessary to achieve a valid state purpose. Clark v. Community for Creative Non-Violence,
My saddest objection to the majority opinion is that it overrules without explanation our prior decisions in ACLU v. City of Birmingham,
The majority opinion opens every downtown public park to any form of religious symbol. In this case, a purely religious symbol was left unattended in a public park. The disclaimers were of little value. The majority upholds the right of private parties to leave religious symbols throughout the park on any occasion as an element of free speech. Because different religions celebrate various events in their religious year at different times, Calder Plaza could be filled with religious items year round. These religious symbols may, and probably will, give the impression that the city of Grand Rapids endorses some religion. As Judge Lively argues so well in his dissenting opinion, such an impression was created by the menorah in this case. The city simply cannot allow anyone to place religious symbols in Calder Plaza if those symbols leave that impression that the city endorses religion. The First Amendment protects Chabad House's right to say anything it wants to say in Calder Plaza, but the First Amendment does not mandate allowing Chabad House to leave a religious symbol, which creates the appearance of government-endorsed religion, on the square.
Judge Lively's quote from Justice Stevens' opinion in Allegheny County v. Greater Pittsburgh ACLU,
LIVELY, Senior Circuit Judge, dissenting.
The First Amendment enshrines values and guarantees that lie at the core of individual human liberty. This is true whether the various clauses are considered individually or together. Yet, there is inherent in this grouping of several absolute commands a potential for conflict between two or more of them. This case concerns a conflict between the Establishment Clause and the Free Speech Clause. In my opinion, the court has reached the wrong answer in attempting to resolve this conflict.
There is no dispute that the display of a menorah is symbolic "speech" under the First Amendment. What is in dispute is whether the City of Grand Rapids violated the Establishment Clause by permitting Chabad House to erect the twenty-foot high steel menorah at a conspicuous place on Calder Plaza and leave it unattended for the eight days of the Jewish holiday of Chanukah. The majority opinion finds no violation in this case essentially for three reasons.
In the first place, the majority finds that only a resident of Grand Rapids who knows that Calder Plaza is a public forum open to all speakers and who has lived there long enough to have known and observed the various activities that have occurred there qualifies as "the reasonable observer." I believe this definition of a reasonable observer is far too narrow.
Next, the majority concludes that because Calder Plaza is a public forum, the Free Speech Clause of the First Amendment requires that it permit all speech there, secular and religious alike. In effect, this is an interpretation that requires the Establishment Clause always to yield to the Free Speech Clause when the two are in conflict. To me, this is an erroneous interpretation of First Amendment law.
Finally, the majority opinion appears to find constitutional significance in the fact that Chabad House is a private organization, not an arm of government. Obviously, the First Amendment only addresses official action. The Supreme Court has made it abundantly clear, however, that a government violates the Establishment Clause by permitting a private party to erect and maintain religious symbols on public property if the effect of such a display is to give the impression that the government, either intentionally or unintentionally, endorses or supports the religious message that the private group seeks to convey.
I disagree with all three major premises of the majority opinion for the reasons that follow, and respectfully dissent.
I.
A.
The question of whether a governmental unit violates the Establishment Clause by permitting a private religious organization to display religious symbols or engage in other religious exercises on public property depends upon the facts and circumstances in each case where the activity is challenged. Chief Justice Burger stated for the Court in Lynch v. Donnelly,
In each case, the inquiry calls for line-drawing; no fixed, per se rule can be framed. The Establishment Clause like the Due Process Clauses is not a precise, detailed provision in a legal code capable of ready application. The purpose of the Establishment Clause "was to state an objective, not to write a statute." Walz [v. Tax Comm.,
Id.
Judicial review of government action under the Establishment Clause is a delicate task. The Court has avoided drawing lines which entirely sweep away all government recognition and acknowledgement of the role of religion in the lives of our citizens for to do so would exhibit not neutrality but hostility to religion. Instead the courts have made case-specific examinations of the challenged government action and have attempted to do so with the aid of the standards described by Justice Blackmun in Part III-A of the Court's opinion. (describing the Lemon test).
Id. at 623,
B.
The statement of facts in the majority opinion is essentially accurate. There are certain facts, however, that lead me to conclude there was an Establishment Clause violation in this case.
Calder Plaza is much more associated with government than an ordinary city park. In fact, the presence of government is pervasive. The City filed exhibits with its brief consisting of a plat showing the location of the menorah in relation to the various government buildings and several photographs of the menorah in place. The surrounding buildings house the core functions of local and state government units. The photographs, taken from eye level, show the menorah from different angles with different government buildings in the background. In each picture the menorah dominates the view, and the buildings serve as a backdrop. The total effect is overwhelming; for these eight days nothing else in or upon this government square captures the eye of an observer like this religious symbol. The two City exhibits are filed as an Appendix to this opinion.
The majority opinion appears to concede this much, as indeed it must, but says this strong visual impression is totally neutralized by the two-foot by three-foot sign on each side of the menorah. They call the sign a "disclaimer," but that is not all it is. As the City's photographs show, the sign, at the very top and in much larger letters than the disclaiming language, conveys a greeting related to the religious holiday it celebrates:
HAPPY CHANUKAH TO ALL
This Menorah display has been erected by Chabad House, a private organization. Its presence does not constitute an endorsement by the City of Grand Rapids of the organization or the display.
Judge Cornelia Kennedy admirably summarized the scene presented by this particular menorah in this particular place, and its appearance to a reasonable observer, in her concurring opinion for the original panel that heard this case:
We have here a public forum provided by the government in which some speech, the Calder sculpture, is in some fashion endorsed by the government, and other speech, the menorah, is not readily identifiable as not being endorsed or promulgated by that same government. In light of the overwhelming size and permanent appearance of the menorah, and the absence of identifiable responsible parties for twenty-three hours a day, it is not unreasonable for a neutral observer, with no knowledge of the respective religious communities' representations and no knowledge of the permit requirements, to conclude that it may in fact be a government display. In fact, for twenty-three hours a day the only distinction between the Calder sculpture and the menorah in the eyes of a reasonable observer is the disclaimer sign.
In this case, the disclaimer is clearly inadequate to its task. The disclaimer is not at all visible to the majority of the audience of the speech. As noted by the majority opinion, the most visible part of the disclaimer is in fact not a disclaimer at all, but rather more religious speech. The actual dissociative message of the disclaimer is not available to the vast majority of the audience of the symbolic speech, and therefore cannot redeem it. I do not think it necessary to address all the possible relative size and viewing combinations with respect to the symbolic speech's audience and the disclaimer's audience, but I have no trouble concluding that in light of the many factors lending credence to an inference that the menorah is government speech, this disclaimer is inadequate.
A reasonable observer of Calder Plaza, seeing a seemingly permanent and orphan sculpture at one end and a similarly permanent and orphan religious symbol at the other end, could easily infer that Grand Rapids has, for whatever reason, decided to participate in the Chanukah celebration. This appearance of an endorsement, however unintended, violates the establishment clause.
Americans United for Separation of Church and State v. City of Grand Rapids, Nos. 90-2337; 91-1391/1448, slip op. at 33-34,
II.
A.
The majority opinion argues that the plaintiff's definition of "the reasonable observer" is too broad and that in effect, it permits a "Heckler's Veto" or an "Ignoramus's Veto."1 I disagree. To the majority, only a resident of Grand Rapids who is familiar with the details of the city's policy for use of Calder Plaza, and in fact, knows that many other organizations have used it as a public forum qualifies as "the reasonable observer." I find this definition much too narrow.
To me, any reasonably well-informed person who happens to pass Calder Plaza during the time the twenty-foot high unattended menorah occupies the place shown in the photographs qualifies as a reasonable observer. That observer might be a passer-through or a passer-by. The reasonable observer does not have to be familiar with Grand Rapids' religious demographics, the city's regulations regarding use of the plaza, or past uses to which it has been put. This observer must be left to draw his or her conclusions from the vista presented at the time.
The majority opinion seeks to strengthen its reasonable observer argument by stating that anyone interested enough to investigate would read the small "disclaimer" sign and know that there was no endorsement by the City of Chabad House's display. Again, I disagree. All the sign can inform an observer is that the City intends no endorsement. If the menorah sends a message of endorsement, the intent of the parties is irrelevant.
Counsel for Chabad House argued before the en banc court that no reasonable observer would believe that Grand Rapids, a predominantly Christian community, would endorse the faith of a very small group of its non-Christian citizens. Of course, the Establishment Clause is no less a prohibition against governmental endorsement of a minority religion than of the religion of the majority. It prohibits endorsement or support of any religion. It requires absolute neutrality in all matters religious.
B.
The majority opinion seeks to satisfy this constitutional requirement of neutrality by pointing out that the City is neutral as regards all "speakers" who desire to use the plaza, secular and religious alike. If the only issue in the case were free speech, that would be answer enough. By ignoring the constitutional significance of religious speech, however, the majority opinion reaches the unsustainable conclusion that because Calder Plaza is a public forum, no speech can be excluded on the basis of its content. Indeed, despite its statement to the contrary, the majority opinion does have the effect of holding that the public forum concept "trumps" the Establishment Clause in a case such as this.
Justice Kennedy described the relationship between protection of speech and religion under the First Amendment in Lee v. Weisman:
The First Amendment protects speech and religion by quite different mechanisms.
* * * * * *
The Free Exercise Clause embraces a freedom of conscience and worship that has close parallels in the speech provisions of the First Amendment, but the Establishment Clause is a specific prohibition on forms of state intervention in religious affairs with no precise counterpart in the speech provisions. (citations omitted).
--- U.S. at ---- - ----,
Justice Kennedy dealt with conflicts between the free speech guarantee and other constitutional rights in Burson v. Freeman, --- U.S. ----,
Under what I deem the proper approach, neither a general content-based proscription of speech nor a content-based proscription of speech in a public forum can be justified unless the speech falls within one of a limited set of well defined categories.
* * * * * *
As I noted in Simon & Schuster [Inc. v. Members of New York State Crime Victims Board ] [--- U.S. ----,
Id. at ---- - ----,
We are not constituted to decided hypothetical cases or render advisory opinions to governments. On the facts of this case, the large unattended menorah at this location would send a message of endorsement or support to a reasonable observer. Thus, the district court correctly held that the public forum concept must yield to the prohibition of the Establishment Clause.
C.
In addition to its treatment of the "reasonable observer" requirement and its emphasis on the fact that Calder Plaza is a public forum, the majority opinion makes much--too much, I believe--of the fact that the "speech" involved here is that of a private group rather than speech made directly by the City. The opinion appears to argue either that the Establishment Clause applies only when the government itself is the speaker, or that its prohibition is less absolute when a private party or organization speaks under circumstances in which government support may be inferred. That reading of the First Amendment is too narrow under existing precedents. Justice Blackmun wrote for the Court in Allegheny County:
But the Establishment Clause does not limit only the religious content of the government's own communications. It also prohibits the government's support and promotion of religious communications by religious organizations. See, e.g., Texas Monthly, Inc. v. Bullock,
The majority opinion relies upon the Supreme Court's reference to the "crucial difference" between government and private speech endorsing religion in Bd. of Educ. of Westside Community Sch. v. Mergens,
III.
I believe the majority opinion's reliance upon Mergens, Widmar v. Vincent,
What is crucial is that a government practice not have the effect of communicating a message of government endorsement or disapproval of religion. It is only practices having that effect, whether intentionally or unintentionally, that make religion relevant, in reality or public perception, to status in the political community.
A.
The majority opinion's heavy reliance on Mergens, a case decided under a statute, to support its view that a requirement of equal access to a public forum has constitutional primacy over the Establishment Clause is typical of its misapplication of precedent to the facts of this case. The issue in Mergens, from which the majority draws its open forum argument, was whether, under the federal Equal Access Act, a government agency--a high school--could constitutionally deny a private group use of school facilities after instructional hours to conduct a meeting involving religious expression. When the meeting ended, no religious symbols were left behind. Only after finding that the school board's action in complying with the Equal Access Act did not amount to an endorsement of religion did the Court hold that use of the facilities for that purpose could not be denied because the school was a limited public forum. There was no intimation that if the Court had ruled otherwise on the endorsement question the public forum doctrine would have required permission to use the facilities despite the fact that such use would have violated the Establishment Clause.
Similarly, I believe that reliance upon such decisions as O'Hair v. Andrus,
Both Mergens and O'Hair concerned discrete meetings of short duration conducted by religious groups. If the sponsoring group of the religious discussions in Mergens had erected and left unattended for a period of time a large religious sign in front of the school, or in the classroom, I believe Lynch and Allegheny County would require a different result. These decisions would surely have required a different result if the religious group that sponsored the Pope's appearance had left behind at the place on the Mall where the Mass was celebrated, a lighted twenty-foot high cross or crucifix.
B.
Of other post-Lynch and Allegheny County cases at the court of appeals level, the majority opinion appears to embrace Doe v. Small,
If we are to look to decisions from other circuits for guidance, it seems to me that post-Lynch and Allegheny County cases from the Second and Fourth Circuits should provide that guidance. In Kaplan v. City of Burlington,
I also believe that the court in Smith v. County of Albemarle, Virginia,
IV.
A.
Several times since the Supreme Court decided Lynch and Allegheny County this court has dealt with the Establishment Clause issue raised by religious symbols being placed on public property, either by governmental units or private parties.
In ACLU v. City of Birmingham,
The creche called attention to a single aspect of the Christmas season--its religious origin. Thus, standing alone without any nonreligious symbols, it "sen[t] a message to nonadherents that they are outsiders, not full members of the political community, and an accompanying message to adherents that they are insiders, favored members of the political community." Id. at 1566 (quoting Lynch,
ACLU v. Wilkinson,
The district judge held a hearing and viewed the site. He denied the request for an injunction, provided that the State prominently display a sign advising the public that the area around the stable was a public forum available to responsible civic and religious groups "for holiday ceremonies, pageants or displays;" the State adopt a formal written policy consistent with this notice; private funds defray all expenses in connection with the stable; and the State post a disclaimer in front of the stable "in letters big enough to be read from an automobile passing on the street before it." Id. at 1099-1100.
A divided panel of this court affirmed the judgment denying an injunction. The majority opinion distinguished City of Birmingham and Allegheny County as follows:
The present case differs from both City of Birmingham and Allegheny County in that here we have a structure capable of use for non-religious purposes, and the structure is unaccompanied by any display of religious figurines or statues. The nativity scene in City of Birmingham was comprised solely of "figurines depicting the Christ Child, the Mother Mary, Joseph, three costumed shepherds, and several lambs,"
Id. at 1103. Nevertheless, because there were no secular symbols associated with the season in the immediate area of the stable, the majority concluded that, in the absence of a disclaimer, the unadorned stable might lead a "reasonable observer" to find some religious significance in the display. Id. at 1103. The combination of notice that the area was a public forum and the unequivocal disclaimer were found sufficient to dispel any message of endorsement.
Doe v. City of Clawson,
We also have published opinions in connection with stay orders in this case, Grand Rapids I,
A divided panel denied a stay of the district court's refusal to enter an injunction in Congregation Lubavitch v. Cincinnati upon finding that while Fountain Square is a public forum in Cincinnati, it "does not carry the same suggestion of imprimatur as a location near City Hall."
B.
Of course, none of these decisions, and least of all, those that decided preliminary injunction questions without reaching the merits, is binding on this en banc court. The only one of these cases with facts even remotely analogous to those in the present case is Wilkinson. The Wilkinson court found the disclaimer sign dispositive in view of its determination that without a disclaimer, the stable, in its setting, would convey a message of endorsement of Christianity.
There was no ambiguity about the disclaimer sign in Wilkinson. It made two statements: (1) that the display was not constructed with public funds and did not constitute the Commonwealth's endorsement of any religion or religious doctrine; and (2) that the immediate area of the stable structure was a public forum, available to all responsible citizens and groups, civic and religious, for holiday displays.
The stable in Wilkinson was just an ordinary small farm building, "capable of use for non-religious purposes."
I do not believe a city or other governmental unit should be permitted to escape responsibility for permitting the erection and unattended presence of religious symbols on public land intimately associated with government by merely erecting a sign that says "what you see is not what you think you see." If the natural effect of such a display in a particular location is to create an inference of endorsement or support, no words should be found sufficient to counter that impression. If the court concludes that Wilkinson correctly held that a simple disclaimer is sufficient to satisfy the absolute prohibition of the Establishment Clause, however, I believe the disclaimer should at least be as unambiguous and clear as the one approved in Wilkinson. The sign erected by Chabad House in the present case (and all such cases must be decided on their own facts) does not satisfy that requirement.
CONCLUSION
The fact that religious expression takes place in a public forum does not in any way lessen the force of the Establishment Clause; that fact does, however, require a stringent examination to determine whether the government's effort to limit speech in a particular setting serves a compelling government interest. Every unit of government in the United States, including the City of Grand Rapids, has a compelling interest in observing the Establishment Clause and preserving the values that Clause guarantees. To accept the majority's construction of the interplay between Establishment Clause principles and the public forum doctrine would turn the Establishment Clause into a paper screen rather than the bulwark of separation between church and state it was intended to be.
Justice Stevens's statement in Allegheny County provides the proper approach to cases of this kind:
In my opinion the Establishment Clause should be construed to create a strong presumption against the display of religious symbols on public property. There is always a risk that such symbols will offend nonmembers of the faith being advertised as well as adherents who consider the particular advertisement disrespectful. Some devout Christians believe that the creche should be placed only in reverential settings, such as a church or perhaps a private home; they do not countenance its use as an aid to commercialization of Christ's birthday. In this very suit, members of the Jewish faith firmly opposed the use to which the menorah was put by the particular sect that sponsored the display at Pittsburgh's City-County Building. Even though "[p]assersby who disagree with the message conveyed by these displays are free to ignore them, or even to turn their backs," displays of this kind inevitably have a greater tendency to emphasize sincere and deeply felt differences among individuals than to achieve an ecumenical goal. The Establishment Clause does not allow public bodies to foment such disagreement.
I would affirm the judgment of the district court.APPENDIX
NOTE: OPINION CONTAINS TABLE OR OTHER DATA THAT IS NOT VIEWABLENOTE: OPINION CONTAINS TABLE OR OTHER DATA THAT IS NOT VIEWABLENOTE: OPINION CONTAINS TABLE OR OTHER DATA THAT IS NOT VIEWABLE
Notes
The complaint originally sought to prevent the placement of the menorah on any public property. At oral argument, plaintiffs conceded that placement in a park away from government buildings would be constitutional
In Widmar, Justice White argued that religious worship is not protected by the free speech guarantee of the first amendment, but is protected instead only by the religion clauses. Widmar v. Vincent,
"The courts have gone to unusual pains to emphasize the abstract and hypothetical character of this mythical person. He is not to be identified with any ordinary individual, who might occasionally do unreasonable things; he is a prudent and careful man, who is always up to standard. Nor is it proper to identify him even with any member of the very jury who are to apply the standard; he is rather a personification of a community ideal of reasonable behavior, determined by the jury's social judgment." William L. Prosser, The Law of Torts 154 (3d ed. 1964)
Justice O'Connor's plurality opinion was joined by Chief Justice Rehnquist, Justice White, and Justice Blackmun. Justice Kennedy, who wrote a concurring opinion in Mergens joined by Justice Scalia, would not even have used the endorsement test. Instead, he upheld the Equal Access Act because it neither gave direct benefits to religion in such a manner that it tended to establish a state religion, nor coerced any student to participate in a religious activity. Mergens,
Opponents of any display could easily make the contrary argument when necessary. For example, the former mayor of Beverly Hills, opposing "the ceremonial lighting of a 27-foot menorah ... at a city park," objected mightily because "the event was distinctly religious." He described it as "something like a Jewish revival meeting.... It makes it appear that the city was taking part in the religious ceremony...." L.A. Times, Jan. 11, 1987, part 9, at 1
There is a slight conflict between the dissent and the plaintiffs in that the plaintiffs concede that a reasonable observer who reads the signs could not believe there is an endorsement, while the dissent states that if the natural effect of the menorah in the plaza "creates an inference of endorsement or support, no words should be found sufficient to counter that impression." (At 1564)
The selectivity of the knowledge of the plaintiffs' reasonable observer is further emphasized by the treatment of the significance accorded to the respective structures of the menorah and the Calder stabile. It is considered significant that the stable is a symbol of Grand Rapids, a fact that is surely not known to everyone, while it is assumed that the significance of the menorah is known to everyone, which is surely not the case. Thus, some untutored passersby might think that the stabile was the object with religious significance and not the menorah. And what if a group arose that worshiped Calder and his works? Would that require the removal of the stabile? These thoughts simply emphasize the necessity of adhering to the standard discussed above (At 1543-44), that the reasonable observer used in the resolution of these cases must be an observer in possession of all of the relevant facts. Once it is admitted that the observer is ignorant in some areas, there is no objective means of deciding who gets to make up the components of the observer's knowledge
For an excellent discussion of this concept, see Harry Kalven, Jr., The Negro and the First Amendment 140-60 (1965)
The individual plaintiffs, whom the district judge saw and heard, were concerned residents of Grand Rapids. The district court's conclusions rest in part upon an implicit finding that these parties were representative "reasonable observers."
