*1 “faithfully” juries presumption to- analysis move instructions follow objectively An error. plain finding
ward then, pre- have attorney, would
reasonable error review. plain this issue
sented ineffective to establish is sufficient
That counsel under appellate
assistance tois appropriate relief
Strickland. issue appeal on the a Payne belated
afford ineffectively present. failed to
that counsel 420; v. Roe, F.3d Mason (7th Cir.1996). 887, 902
Hanks, 97 F.3d district judgment of the
Accordingly, the reversed, the case remand-
court is of habeas to issue writ
ed with directions unless, whatever reasonable
corpus within deems the district court time
period of ap- afforded new Payne is
appropriate, may raise the burden
peal in which he omitted -from his issue
proof instruction Evitts, e.g., appeal. direct
original 830; Lewis v. (3d Cir.2004);
Johnson, 359 F.3d Booker, 220 F.3d v.
Hughes Tate, F.3d
(5th Cir.2000); Mapes v. Wilson, (6th Cir.2004); Shaw v.
187, 195 (7th Cir.2013); Johnson (10th 1215, 1230 F.3d Champion,
Cir.2002). INSTITUTE, MEAT
AMERICAN al., Appellants
et OF DEPARTMENT STATES
UNITED
AGRICULTURE, al., Appellees. et 13-5281.
No. Appeals, Court of States
United Circuit. Columbia
District of May 2014.
Argued July
Decided *2 Abram,
were Jonathan L. Judith E. Cole- man, Mary Helen Wimberly, and Elizabeth B. Prelogar. Keisler,
Peter D. Cohn, Jonathan F. Er- Myers, ika L. Brand, Rachel L. Steven P. Lehotsky, Quentin Riegel were on the brief for amici curiae The National Associ- Manufacturers, ation of et al. in support of appellants.
Jonathan Hacker and Anton Metlitsky were on the brief for amicus curiae Gro- cery Manufacturers Association in support of appellants.
Daniel Tenny, Attorney, Depart- Justice, ment of argued the cause for ap- pellees. With him on the briefs were Stuart F. Delery, Attorney Assistant Gen- eral, Jr., Ronald C. Machen U.S. Attorney, Stern, B. Mark Attorney. Terence P. Stewart on the was brief for intervenors United States Cattlemen’s As- sociation, et al. in support appellees. Zachary B. Corrigan, A. Murray, Julie Nelson, Scott L. and Allison M. Zieve were on the for brief amici curiae Food and Watch, Inc., Water et al. support of appellees.
Jonathan R. Loworn and Aaron D. Green on were the brief for amici curiae Association, American Grassfed et al. in support appellees.
George A. Kimbrell onwas the brief for amici curiae Center for Food Safety, et al. in support of appellees.
Mark E. Greenwold was on the brief for amici curiae Tobacco Control Legal Con- sortium, et al. support appellees. Stephan E. Becker on the brief was amicus curiae The United Mexican States in support of neither party.
Alan Kashdan was on the brief for ami- E. argued Catherine Stetson cus cause curiae Government of Canada in sup- for appellants. her With port the briefs party. of neither at is- disclosure mandates encompass the GARLAND, Judge, Chief
Before: ROGERS, TATEL, HENDERSON, here. sue KAVANAUGH, GRIFFITH, BROWN, WILKINS, PILLARD,
SRINIVASAN, WILLIAMS, Senior Judges, Circuit required country-of-origin Congress has *3 Judge. Circuit foods, including some variety a of labels on 1638, 1638a, §§ 7 U.S.C. products, meat by filed Senior for the Court Opinion Agriculture Secretary of tasked the Judge Circuit WILLIAMS. In the § 1638c. implementation, by filed part concurring Opinion statute, not define Congress did original Judge ROGERS. Circuit leaving that to the “country origin,” of 107-171, § 116 No. agency. Pub.L. filed judgment in the concurring Opinion (2002). delaying the After 533 Stat. by Judge KAVANAUGH. Circuit see, e.g., Pub.L. implementation, statute’s by filed Circuit Dissenting opinion (2004), 108-199, § 118 Stat. No. Judge HENDERSON. to define amended it Cоngress filed Circuit Dissenting opinion origin,” Pub.L. No. “country of BROWN, Judge Circuit Judge which (2008). § Stat. joins. HENDERSON 20,843 Cong. Rec. See also 153 Peterson) (statement (explaining Rep. of WILLIAMS, Judge: Senior Circuit compromise as a amendment the 2008 Secretary regulation of Reviewing delayed country-of-origin man- allow the disclosure of that mandates Agriculture effect). cuts, meat into For go date to about meat information country-of-origin country least, statute defined the amended rejected court panel of this products, a where the animal origin based on First Amendment statutory and plaintiffs’ born, raised, slaughtered been plaintiffs —the panel found challenges. The major steps. 7 U.S.C. production three and af- on the merits unlikely to succeed 1638a(a)(2). § a pre- denial of district court’s firmed the First Amend- injunction. On the liminary we refer to inter- Secretary, The whom claim, read Zauderer panel ment delegate Agricul- with his changeably Counsel, Disciplinary Office of (“AMS”), first Marketing Service tural 85 L.Ed.2d Mandatory rules promulgated (1985), mandates apply to disclosure Labeling, Fed.Reg. Country Origin other than addressing problems aimed at 2009) (“2009 rule”). (Jan. 15, The (which mandate at issue deception explicit identification rules did not demand remedy). designed to Zauderer had been occurring in each production step(s) of the court Noting prior opinions simply more country, but called listed application such an might be read to bar starting “Product labeling phrase with a Zauderer, that the case panel proposed or more of,” by mention of one followed shortly court The full reheard en banc. be § The 65.400 countries. 7 C.F.R. Order, American Meat voted to do so. pro- for a rule also made allowance USDA, 13-5281, 2014 No. WL Institute “commingling.” known practice duction 2014) (D.C.Cir. (vacating Apr. cuts from labeling of meat This made on Mar. judgment issued to- origins processed animals of different banc). now rehearing en We ordering day relative- single production gether on reach be- in fact does hold just name all the the label could sufficiently ly simple; yond problems deception, origin countries of for the commingled ani- statute and the First Amendment. This (e)(4). 65.300(e)(2), § mals. Id. led to the decisions summarized at the outset opinion. of this After 2009 rule’s adoption, Canada and Mexico filed a complaint with the Dis argues AMI that the 2013 rule violates pute Body Settlement of the World Trade its First right to freedom of Organization. In duе course WTO’s speech by requiring toit disclose country- Appellate Body found the rule to in of-origin retailers, information to who will violation of the WTO Agreement on ultimately provide Tech the information to con- nical Barriers to Trade. See Appellate 1638a(e). sumers. See 7 § U.S.C. Body Report, United question us, States — Certain before framed in the order Country (COOL) Origin Labelling review, Re en banc granting is whether the quirements, (June 29, test set Zauderer, forth in WT/DS384/AB/R *4 2012). 651, gravamen of 2265, The the 105 WTO’s deci S.Ct. applies to government appears sion to have an objection beyond been to interests consumer deception. In- stead, the relative imprecision of AMI says, the we information should apply gen- the ¶ required eral by the 2009 rule. test for See id. speech commercial 343. restric- In a tions different Hudson, section its formulated in opinion, the Central 447 Appellate U.S. Body seemed agree to S.Ct. 2343 the Giv- en the scope United order, States the country-of-origin court’s label we as- ing general in sume the can legitimate serve a correctness of the panel’s rejec- objec ¶ tive in tion of informing plaintiffs’ statutory consumers. Id. 453. A claims.
WTO deadline compliance with the ruling. arbitrator to bring gave its requirements the United States a into ties is that The starting point common to Zauderer [*] [*] applies [*] to govern- both par- Secretary
The responded with a rule ment mandates requiring disclosure of requiring precise more “purely information —re- factual and uncontroversial infor- vealing location production each mation” appropriate prevent deception step. Mandatory Country Origin in Label- regulated party’s ing, 31,367 Fed.Reg. 2013) (May 24, speech. key The question for us is wheth- (“2013 rule”). For example, meat derived er the principles articulated in Zauderer from an animal born in Canada and apply raised broadly more to factual and uncontr- and slaughtered in States, the United oversial required disclosures to serve other which formerly could have been government labeled AMI argues interests. also “Product of the United States and Cana- if even Zauderer beyond extends cor- da,” would now have to be labeled “Born rection of deception, Canada, Raised and Slaughtered in the no interest in country-of-origin labeling United States.” In a great matter of con- enough substantial to sustain chal- plaintiffs cern to because of its cost impli- lenged rules. cаtions, the 2013 rule also eliminated the Zauderer itself not give does a clear flexibility in labeling allowed commingled answer. Some of language suggests 31,367/3. animals. at Id. possible confinement to correcting decep-
The plaintiffs, a group of trade associa- tion. Having already described the disclo- tions representing producers, livestock sure mandated there as limited to “purely feedlot operators, packers, and meat whom factual and uncontroversial information we’ll collectively call American Meat Insti- about the terms under which [the transac- (“AMI”), tute challenged the 2013 rule tion proposed],” said, was the Court “we district court as a violation of both hold that an rights advertiser’s are ade- opinion, in the 2265. Later 105 S.Ct. long as disclo- [such] protected
quately
First Amend
that “the
observed
reasonably related
the Court
are
requirements
sure
re
by disclosure
implicated
interests
ment
preventing decep-
interest
State’s
substantially weaker
quirements
at
of consumers.”
tion
actually
speech
at stake when
(It
that the
those
finding
no
made
2265.
n.
105 S.Ct.
Id.
likely
suppressed.”
at
“more
message was
advertiser’s
the disclosure took
noting
it,”
2265. After
inform which
than to
public
deceive
and uneontr-
“purely factual
the form of
subject
message
constitutionally
would
Hudson,
the terms under
about
oversial information
See Central
ban.
outright
available,”
2843.)
will be
services
[the]
The which
100 S.Ct.
interest
speaker’s
characterized
Court
application
later
own
Court’s
the extension
Milavetz,
“minimal”: “Because
P.A.
Milavetz,
&
Gallop
to commer
protection
First
States,
130 S.Ct.
United
by the
justified principally
(2010),
cial
also focused
L.Ed.2d
the information such
advertisements,
to consumers of
value
misleading
remedying
appellant’s constitutional
speech provides,
invoked
the sole
which was
providing
in not
ly protected interest
Id.
government.
in his adver
cases,
factual information
particular
of both
was
subject
Given
minimal.” Id.
tising is
express the rule in
for the Court
natural
(citation omitted).
told, Zauder
All
could have
language
such terms.
*5
in
speaker’s
the
of
er ’s characterization
of the circum-
descriptive
simply
been
disclosure of such
opposing
in
forced
terest
applied
Court
new
which
stances to
the
inherently
seems
information as “minimal”
preclude
rule,
have aimed
it could
decep
of
beyond
problem
the
аpplicable
those circum-
beyond
any application
See,
found.
tion,
circuits have
as other
Virginia,
v.
Cf. Cohens
stances.
(1821)
City
v. N.Y.
N.Y.
Ass’n
Wheat.)
399,
e.g.,
State Rest.
(6
264,
beling
imported
for food
steps abroad
(current
duction
(1951)
U.S.C.
version
degree
to a
Iden-
Products
States
69b(2)(F));
Fiber
into the United
Textile
§
85-897,
monitoring,
§
Act,
No.
subjеct
Pub.L.
to U.S.
tification
(current
(1958)
version at
States
Mexican
Brief for United
Stat.
see
70b(b)(4)-(5)); American Auto-
4-6,
§
reasonable
it seems
15 U.S.C.
Amicus Curiae at
Act,
No.
Labeling
Pub.L.
many
mobile
con-
anticipate
Congress to
for
(current
(1992)
ver-
§
106 Stat.
that had been
food
may prefer
sumers
32304).
§
at 49 U.S.C.
sion
govern-
particular
a
continuously under
scrutiny.
(as ment’s direct
in Burson was
relied on
history
The
n
action,
here)
legislative
First
of
purely
be-
expressed the
also
legislators
Some
judiciary. But
rulings by the
special
a
con-
have
people
would
lief
Burson,
majority
of
“[t]he
where
just as
origins of
geographical
cern about
originally
adopted
were
laws
[the]
in anec-
is manifest
they eat. This
what
1890s,”
record,
legislative
in the
appearing
dotes
that consumers
consensus”
“time-tested
cantaloupe mar-
of the
collapse
such as the
origin of
geographical
to know
want
cantaloupes
imported
some
ket when
weight
material
purchases has
potential
and consumers
to be contaminated
proved
itself,
read in the context of country-of-origin 31,370/1, and in litigation, Federal Appel-
labeling’s long history, we need not consid
25, 26,
lees’ Br.
American Meat Institute
er to what extent a mandate reviewed v.
No.
(D.C.Cir.2014),
USDA
under Zauderer can rest on “other suppo has certainly not disclaimed those inter-
sitions,”
opposed
precise
“the
inter
ests, see Oral Argument
Tr.
Ameri-
put
by
ests
forward
the State.” See Eden
can Meat Institute v.
No. 13-5281
USDA
Fane,
507 U.S.
113 S.Ct.
field
(D.C.Cir.
2014) (en
banc).
May
We
to note
implications
of a
fied means and its chosen ends. Under
rule under which a statute’s constitutional-
Hudson,
Central
we would
ity
could be doomed
agency fumbling
determine
(whether
regulatory
whether
technique
“the
accidental)
[is]
deliberate or
per-
interest,”
proportion to
fectly
inquiry
[the]
adequate legislative
prop-
interests
*8
comprised of
erly
assessing whether
by congressional
stated
the
proponents.
chosen
“directly
Such
means
a rule would
the
allow the
state
advance[s]
executive to
inter-
torpedo otherwise
est involved”
legislation
valid
and
it
simply
narrowly
whether
is
by failing to cite to the
tailored to
court the
serve that end.
interests
Central Hud-
son,
on
Congress
which
564,
2343; Fox,
And it
relied.
would
U.S.
100 S.Ct.
at
allow the next
480,
administration to revive the
wording, ship. these facts. substance, least on at in tendency of a disclosure analyzed The self-evident has Court the
When
get
recipients
that
the
re-
to assure
“directly advance”
mandate
Hudson’s
Central
explain
may
part
information
commonly required evi- mandated
it has
quirement,
many
goal,
is the
such
why,
See
where that
effectiveness.
a measure’s
dence
for decades with-
persisted
at
mandates have
U.S.
Edenfield, 507
recognized
Zau-
their constitution-
anyone questioning
out
But as the Court
1792.
hardly
group
is
have been
evidentiary parsing
long-lived
In
derer,
ality.
this
such
uses a
but also
government
country-of-origin labels
only
the
necessary when
goal
a
to achieve
mandates
mandate
routine disclosure
many other
disclosure
particular
attributes,
a
for in-
inсluding,
about
informing consumers
product
about
content,
that the
trait, assuming of course
stance,
fiber
product
disclosures
qualifies
consumers
informing
for cloth-
for
instructions
pt.
reason
care
C.F.R.
at
471 U.S.
listing
interest.
adequate
items,
pt.
as
ing
16 C.F.R.
Milavetz, 559
2265;
see also
§
101.4.
ingredients,
C.F.R.
(referring to Zau-
at
28 commercial speech, ful, non-misleading concurring in Judge,
ROGERS, Circuit
that a court
Court
instructed
Supreme
part.
the asserted
“whether
must determine
opin-
of the court’s
join much
Although I
substantial,]
is
interest
governmental
my-
to disassociate
ion,
separately
I write
directly advances
regulation
whether
reformulation of
suggested
from the
self
asserted,
interest
governmental
for First Amend-
standards
separate
than is
not more extensive
it is
whether
speech in
of commercial
protection
ment
447
interest.”
necessary to serve
Disciplinary Coun-
Zauderer
Office of
in
566,
But
Zau-
Fairly understood,
speech,
Supreme
and
Court’s
requiring
analysis of
disclosure of
disclosure
truthful
requirement
informa-
tion promotes
goal.
Zauderer does not
In
case,
reformulate the Central
such a
then,
Hudson
but
exacting
standard
rather
less
scrutiny
еstablishes
required
different
based on
standard
the “material
than
truthful,
where
nonmisleading com-
differences between disclosure require
speech
mercial
is restricted.
outright
ments
and
prohibitions
(citations omitted);
Id.
see also Pharm.
speech.”
650,
State Bd.
Pharm. v. Va. Citizens Con
analysis fails to acknowledge that Zauder
Council, Inc.,
sumer
holding
er ’s
regard
to the disclosure
(1976),
of limitations and Zauderer. Hudson Central Hudson stan- dards the Central invoking when applied review,” id. dard of KAVANAUGH, Judge, standard, Circuit stringent see a less
Zauderer
judgment:
in the
understanding
concurring
Indeed, the
411-13.
involve
Hudson
that Central
require
May the U.S. Government
en
from the
is evident
standards
distinct
la-
product
imported Chinese-made
*12
See Order
case.
in the instant
order
bane
many read-
For
“Made in China”?
beled
2014)
4,
(instructing
parties
(Apr.
ers,
answers itself:
question probably
“[w]hether,
under
First
address
why
explain
us to
requires
This case
Yes.
mandatory
Amendment,
of
judicial review
require-
a
so,
why such
particular
that is
uncontr-
factual and
‘purely
disclosure
the First
under
passes muster
ment
information, com-
commercial
oversial’
First Amend-
precise
Amendment. The
preventing
other than
reasons
for
pelled
a
us concerns
federal
ment issue before
proceed under
properly
can
deception,
country-of-origin labels
requires
law that
compelled
...,
such
or whether
products.
food
Coun-
and other
for meat
under Cen-
subject to review
disclosure
are of course familiar
try-of-origin labels
”).
opinions of our
Hudson
tral
inMade Amer-
consumers.
to American
effect,
are to the same
circuits
sister
in China.
Made
ica. Made Mexico.
factually
are
and
restrictions
disclosures
decades, Congress
many
And so on. For
and,
impacts
their
due to
different
distinct
country-of-origin labels
mandated such
has
interests,
gov-
Amendment
on First
agree
I
variety
products.
for a
See, e.g.,
standards.
by different
erned
the First Amend-
majority opinion that
Lottery,
Inc.
&
v.
City
Tobacco
Disc.
longstanding
those
does not bar
ment
(6th
States,
509,
F.3d
554-55
674
United
re-
country-of-origin labeling
commonplace
Stranch,
Cir.2012)
(controlling opinion
quirements.
City
N.Y.
J.);
Ass’n v.
N.Y. State Rest.
(2d
agree
all
that the
starting point,
114,
As a
Health,
Bd. of
stringent limits
Ass’n,
imposes
429 First Amendment
Cir.2009);
Mgmt.
Pharm. Care
(1st
authority to either
Cir.); Nat’l Elec.
on the Government’s
F.3d
Mfrs.
(2d Cir.).
citi-
by private
Ass’n,
compel speech
But
or
New
J.,
(“Where
dissenting)
the meaning of a
I will address in turn how those two
practices
long-accepted
of the American
basic
requirements
Central Hudson
apply
people are the best indication of
what fun-
this case.
damental beliefs it was intended to en-
First,
Hudson,
under Central
the Gov-
shrine.”). The Government has long re-
identify
ernment must
gov-
substantial
quired commercial disclosures to prevent
ernmental
that is served by the
consumer deception or to ensure consumer
question.
law in
Since its decision in Cen-
health or safety. Those
explain
interests
Hudson,
tral
the Supreme Court
and justify the compelled commercial dis-
that something
stated
less than a “sub-
closures that are common and familiar to
*13
governmental
stantial”
interest
jus-
would
consumers,
American
such as nutrition la-
tify either a restriction on commercial
bels
and health warnings.
e.g., R.J.
speech or a compelled commercial disclo-
Reynolds
FDA,
Tobacco Co. v.
likewise,
sure. And
the majority opinion
(D.C.Cir.2012)
(noting that
today does
say
governmental
not
that a
there was no dispute
Congress’s
about
au-
interest that is less than substantial would
thority
require
to
health warnings on ciga-
suffice to justify
compelled
a
commercial
packages).
rette
disclosure.
But the Government cannot advance a
What
qualify
interests
sufficiently
аs
traditional anti-deception, health, or safety*
substantial
to justify the infringement on
interest in this case
a country-of-
because
speaker’s
First
autonomy
Amendment
origin
requirement
disclosure
obviously
that results from a compelled commercial
does not serve
Rather,
those interests.
Here,
disclosure?
as elsewhere in First
the Government broadly contends that it
law,
free-speech
history and
has a substantial
interest
“providing
tradition are
guides.
reliable
See Brown v.
consumers
information.” Tr. of Oral
Entertainment
Association,
Merchants
—
Arg. at 41. For Central
purposes,
Hudson
-,
U.S.
however, it
plainly
is
enough
not
for the
(2011) (“a
(if
L.Ed.2d 708
long
heretofore
say
to
Government
simply
it has a
unrecognized)
of
tradition
proscription”
in giving
substantial
consumers
may sometimes justify restrictions on
all,
After
information.
would
be true
speech); Republican Party Minnesota
of
of
all
and
White,
requirements.
v.
That circular formulation would
(2002) (“It
drain the
require understood, many American causes widely methods.” International production their reasons) (for Amestoy, variety a consumers Association Dairy Foods Cir.1996). (2d consum- American- Some percentage buy higher a F.3d their know Ameri- helps whether turn which in might products, ers want made citi- by U.S. farmers, made product manufacturers, was ranchers and U.S.-made can Some immigrants. by illegal manufacturers, zens foreign compared to know whether might want consumers why Con- farmers, That is ranchers. abortion. an performed has ever doctor country-of-origin mandated long gress know want to might consumers Some See, e.g., products. for certain disclosures owners. aof business’s affiliation political (2d 28, Ury, 106 F.2d United States hypotheticals, are not far-fetched These Cir.1939) country-of-ori- early (purpose Do level. the state or local particularly apprise “was to requirements labeling gin justify suffice consumer desires such thus to foreign origin and the public of such commercial disclosures compelled produc- advantage on domestic confer an adver- product or in information That historical goods”). competing ers of not, history and think I tisement? First Amendment critical for pedigree kind support no for provide tradition that the Gov- and demonstrates purposes power free-wheeling is substantial. interest here ernment’s disclo- compelled mandate relies on properly majority opinion rejection with this Court’s agree I sures. labeling country-of-origin history of governmental an undifferentiated of such that the Gov- finding laws as a basis *14 agree I Reynolds. And in R.J. interest in this interest has a substantial ernment in the Second Circuit’s statement case. curiosity alone is Amestoy “consumer that said, in this case is one wrinkle That sus- strong enough state interest” not a actually has as- the Government whether disclosure. compelled commercial tain a American supporting interest in an serted today properly majority opinion The Id. justify in order to ranchers farmers and broad the Government’s does not embrace labeling requirement country-of-origin this argument. products. Wheth- and other for meat food argu- Government’s broad Although the an asserted such has er the Government label- meritless, country-of-origin ment is Central Hudson matters because interest his- by the Government’s ing justified is articulate the Government requires supporting in torically rooted interest it seeks to advance. interests farmers, manufacturers, and American 761, 768, Fane, 113 507 U.S. Edenfield foreign compete with they ranchers as (1993). And L.Ed.2d 543 S.Ct. manufacturers, farmers, ranchers. and during Branch refrained the Executive nu- Republic, early days of the Since the articulating from litigation expressly this further sought have laws merous U.S. American supporting interest in its clear interest, overtly and some- sometimes justify in order to ranchers and farmers debate subtly. Although economists times of the inter- law, apparently because leg- protectionist kinds of whether various might ensue. repercussions national consumers аnd over- help islation obvious, even if interest here But the doubt that economy, there is no all U.S. Branch for by the Executive unarticulated support and long sought Congress has comity. And more international reasons against U.S. industries promote various purposes, Hudson for Central point to the is that foreign competition. their How articulate the Congress did la- Members country-of-origin implicated by interest interest supporting American farmers closures. At the outset of opinion, Congress ranchers when enacted this Zauderer Court described the general country-of-origin labeling law. e.g., Central Hudson framework- in detail. Cong. Rec. (2002); And then the Court stated: “we ap- must see also id. at 1181. And Congress’s artic ply teachings cases,” of these includ- ulation of the interest suffices under Cen ing Hudson, Central to the three separate tral Hudson. Turner Broadcasting regulations state of attorney Cf. advertising System, FCC, Inc. v. 622, 662, 512 U.S. issue, including require- “disclosure 2445, 129 (1994) S.Ct. L.Ed.2d 497 (looking ments relating to the of contingent terms to statutory findings legislative history fees.” Zauderer v. Disciplinary Office of governmental discern the interests Counsel Ohio, Court served); Metromedia, Inc. v. City San 626, 638, 85 L.Ed.2d Diego, In applying the teachings of L.Ed.2d 800 (plurality opinion) Central Hudson to the state disclosure re- (looking to text of city’s ordinance to dis quirement, the Zauderer Court required cern the served). governmental interests that such mandatory disclosures be “pure- short,
In
factual,”
Government has a
ly
substan-
“uncontroversial,” not “unduly
tial
this ease in
burdensome,”
supporting
and “reasonably related to”
American farmers and ranchers against
the Government’s interest.
Id. at
their foreign competitors.
IAs
read
the Supreme Court’s deci-
the Supreme
When
applies
Court
rational
sion in Zauderer
applied the
review,
Central
basis
it does not attach a host of
Hudson “tailored in a reasonable manner”
requirements of the kind prescribed by
requirement
to compelled commercial dis- Zauderer. Rational basis review is ex-
obvious,
1. To state
probably
what is
("Of
the
Op.
com-
at 26
course to
logi-
match Zauderer
pelled disclosure must
abe
about
disclosure
cally, the disclosure mandated must relate to
product
the
question
or service
justi-
in
be
good
the
regulated
service
or
offered
fied under Central Hudson and Zauderer. The
v,
party:...”);
see also Zauderer
Office of
First govern-
does not tolerate a
Court,
Disciplinary
Counsel of
of
ment
compel
effort
disclosures unrelated to
Ohio,
product
or
example,
service—for
a com-
(state
L.Ed.2d
required
attor-
pelled
(not
disclosure on
packages
all food
ney’s advertising to disclose "information
just cigarette packages)
cigarette
that
smok-
about the terms under
his
which
will
services
ing causes
majority opinion,
cancer. The
as I
available”).
be
it,
read
agrees
principle.
with
Maj.
opinion
case,
majority
In this
in this context
and
tremely deferential
concludes,
stringent Zau-
those
properly
undoubtedly
tolerate
would
The
requirements
are met.
mes-
derer
fit
policy-laden
or
moral
mandates
labeling requirement
country-of-origin
of bur-
messages,
controversial
sages,
factual,
unduly
is not
purely
here is
that are
issue
labels,
disclosures
densome
burdensome,
above is
explained
and
to the Government’s
indirectly related
only
the Government’s
related to
reasonably
none of that.
tolerates
Zauderer
interests.
Ameri-
supporting
longstanding
mandatory disclo-
limits
tightly
Zauderer
sure,
To
and ranchers.
can farmers
that meets
very narrow class
to a
sures
“un-
a
is
determining whether
disclosure
requirements. So
Zauderer
various
some
advocates,
may be difficult in
courts,
controversial”
that some
extent
cases,
commercial
compelled
a choice
portrayed
have
commentators
how we should
it is unclear
part because
Hudson stan-
“tough Central
between
we should examine
and what
stan-
assess
“lenient
and the
Zauderer
dard”
mandatory disclosure
whether a
As I
determine
dard,”
a false choice.
I see that as
of how
regardless
But
controversial.
elaborated
it,
applied and
Zauderer
read
might
requirement
“uncontroversial”
in a
reason-
Hudson’s “tailored
on Central
cases,
poses
the issue
out in other
play
requirement and established
manner”
able
mandated
difficulty here. Unlike the
little
that the
demanding
requirements
set of
a
Reynolds
at issue
R.J.
a com- disclosures
justify
meet to
must
Government
Manufacturers,
Association
majori-
disclosure.
National
pelled commercial
can-
country-of-origin
example,
label
equate Zau-
does not
ty opinion properly
given
“controversial”
not be
review and
considered
mere rational basis
derer to
evenhanded,
factually straightforward,
mandatory
disclo-
insists that
properly
in-
nature of the
readily understood
all of the various
here must meet
sure
formation,
pedi-
historical
as well as the
majority
And the
requirements.
re-
specific
of this
kind
following:
gree
To
agree
I
on the
opinion and
disclosure,
Association
National
quirement.
compelled
justify a
Cf.
(disclo-
F.3d at 371
Manufacturers, 748
articulates
assuming the Government
com-
interest,
essence
requirement
sure
governmental
substantial
on its
issuer to confess blood
pelled “an
that the disclosure
must show
Government
1216-
hands”);
Reynolds, 696 F.3d at
uncontroversial,
R.J.
factual,
not un-
purely
(disclosure
com-
requirements
burdensome,
reasonably related
duly
im-
“inflammatory
display of
pelled the
Government’s interest.2
Central
between Zauderer and
I see
choice
Although agree
the results and most
I
*16
Reynolds
it is based
reasoning
and National
choice because
of R.J.
Hudson as a false
Manufacturers,
disagree with
I
my
Zauderer
premise,
Association
view.
on a mistaken
description of
as mere
cases’
Zauderer
those
prongs to this
applied
Hudson’s fit
Central
Associa-
basis review. See National
rational
and set
context
compelled commercial
SEC,
F.3d
v.
tion
variety
stringent requirements
Manufacturers
far
forth
(D.C.Cir.2014) (characterizing Zauder-
basis re-
demanding than mere rational
more
review”);
Reynolds
R.J.
basis
er as "rational
today properly
majority opinion
view. The
FDA,
v.
Co.
F.3d
Tobacco
did not embrace
recognizes that Zauderer
(Zаuderer
(D.C.Cir.2012)
"akin to
review is
review,
majority
basis
mere rational
review”).
description- of
rational-basis
That
aspect of RJ.
opinion thus disavows
apply the
led those
in turn
cases
Zauderer
Manu-
Reynolds and National Association of
the Zauderer
test rather
Central Hudson
disturbing
the results
without
facturers
disclosures
compelled
to the
test
those cases.
however,
reiterate,
in those cases. To
at issue
ages” and constituted
cigarette
“unabashed at-
packages.
In so doing, we re
tempts to evoke emotion”
jected
and “browbeat
two “narrow and well-understood
customers”).
exceptions
general
to the
rule that content
based speech regulations
including com
—
pelled speech
subject to strict scruti
—are
reasons,
For those
I
uphold
would
this
ny.” R.J. Reynolds,
deceiving its confu- consumer 1215)). likelihood of of the view F.3d Reynolds, 696 here, is no there deception shown or sion reliance emphatic repeated its Given scope of determine whether need to Zauderer of the applicability on limited government encompasses other Zauderer decep involving language standard —to interests”) original). in (emphasis majority plainly Reynolds R.J. tion—the Nonetheless, panel here de original Zauderer of applicability in considered the apply read as is that “Zauderer best its deci cided “necessary” to “integral” curing aimed at only to mandates ing Aam “holding.” sion, say, a that is (D.C.Cir. pur for other also to ones but Obama, deception 742 F.3d er v. nor Reynolds [Na neither and that (determination “integral poses, 2014) that was ... Association case tional disposition [a] of ultimate our of Manufacturers (D.C.Cir.2013) NLRB, rep ] F.3d 947 Cross v. binding precedent”); constitutes (D.C.Cir. contrary.” Am. holding to the a Harris, n. resents 1105 64 418 F.2d (AMI I), Dep’t Agric. Inst. v. U.S. 1969) (“The holding Meat between distinctiоn (D.C.Cir.2014), vacat 746 F.3d on whether turns and dictum (D.C.Cir. Apr.4, ed, point, 2014 WL opinion court, stating in banc). 2014) I find rehearing en (granting ques necessary to decide it believed given the cen untenable way of this conclusion using by it simply tion or was hand.”). majority’s lim Reynolds trality of the R.J. Nor the case at illustration Zauderer. Because reading of majority’s read ited importance was part Reyn of R.J. reading constituted dissenting on the lost ing of Zauderer “power” to overrule holding, ’s F.3d at olds Reynolds, 696 R.J. judge. See only by the (“Even properly “be exercised J., dissenting) treat could (Rogers, court, an banc through [sic] either scrutiny’ as full exacting ‘less ing Zauderer’s more informal to the serving pursuant or decision requirements to disclosure limited Diamond, 670 adopted in practice Irons preventing con governmental a (D.C.Cir.1981),” La- n. 11 findings F.2d the voluminous sumer deception, omitted). (citation Shawn, at 1395 more than ade ... are of our own courts (em interest”) its own deci nonetheless issued The panel quate substantiate overruling R.J. Reynolds’s sion added); (noting at 1227 n. 6 phasis seeking full en holding instead either recognized, circuits have other “[a]s inserting proper a Irons hearing or sim banc appears Court Zauderer the obtained, the en announcing, if inter footnote held that a ply to have endorsement court’s unanimous possible from banc consumers protecting est opinion.* support disclo- is deception sufficient (3) overruling obsolete decision an old or panel the Irons footnote forewent *That which, technically valid as although still surprising as none of procedure is not poli- rendered obso- precedent, plainly been fits. Our written justifications therefor law, subsequent legislation sets other de- accumulated case cy, our based on lete specific velopments; non-exclusive—bases out four —albeit (4) precedent overruling footnote: recent for an Irons a more which, intervening Supreme to an due (1) in the resolving apparent an conflict decision, weight combined court; or the Court panels of the prior decisions of circuits, panel authority other from prior of law rejecting a statement dictum, clearly incorrect statement which, convinced warrants although arguably confusion; current law. rejection express to avoid future *18 sum, In I do not understand how the thought stating such an outrageous propo- panel opinion in this сase came to be. Its sition would be sufficient to But, refute it. issuance is inconsistent with our law of the astonishing may as it be to First Amend- circuit doctrine and runs counter to the scholars, ment the court today doubles “ decisis, principle of stare which ‘demands down on that extraordinary result. The that we abide a recent decision of one court holds “Zauderer reach[es] be- panel of this court panel unless the has yond problems of deception, sufficiently to withdrawn opinion or the en court banc encompass” factual and noncontroversial ” Case, has overruled it.’ In re Sealed 181 disclosure mandates aimed at providing (D.C.Cir.1999) F.3d (Henderson, more information to some consumers. J., concurring (quoting Brewster v. Com Maj. Op. result, at 20. aAs the fundamen- missioner, (D.C.Cir. 607 F.2d tal First Amendment right not to be 1979)) (quotation omitted)). marks I need coerced or compelled say what one hardly add my hope that this case is an say would not voluntarily is now demoted outlier; not, if we risk adopting the habit to mere tautology: “[B]y acting ... slapping the “dictum” any label on hold through a reasonably crafted disclosure ing any that two of us find inconvenient mandate, government meets its burden thereby replacing law of the circuit showing that the mandate advances its with law of panel. interest in making the ‘purely factual and uncontroversial information’ accessible to BROWN, Judge, Circuit dissenting: the recipients.” Maj. Op. at 26. In other Throughout argument, oral AMI’s coun- words, a business owner longer no has a repeatedly sel analytical summarized the constitutionally protected right to refrain options before the en banc court: speaking, from long as the [T]he bottom if line is Central Hudson wants to use company’s product applies, should prevail; [AMI] if Zau- convey “purely factual and uncontrover- applies only derer to deception, [AMI] sial” information. prevail; should if Zauderer applies only to consumer protection, health safe- In so finding, the court today ignores ty, and deception, prevail. [AMI] should plain words Zauderer’s text and only way The prevail [AMI does not] is disregards context; its historical both the if this Court concludes that Zauderer text and history emphasize case interest, applies no matter how government’s unique interest in preventing articulated, no matter how speculative. commercial deception. By expanding Tr. of Oral Arg. at Am. beyond Meat. Inst. v. Zauderer deception, the court has USDA, (D.C.Cir. No. 13-5281 May 19, now created a standard is actually 2014) (en banc). No doubt counsel even more relaxed than basis rational re- Policy Statement on En Banc ject,” panel Endorsement id. at acknowledged here (Jan. 17, 1996); Panel Decisions at 1 see also Reynolds’s "reasonable” to read RJ. Case, In re Sealed treatment holding of Zauderer aas AMI —see (D.C.Cir.1999) (Henderson, J., concurring). I, ("We 746 F.3d at recognize 1073 n. 1 only justification might conceivably may reasonable judges read Reynolds as hold- apply here given is the second—but the RJ. ing that apply only can where the
Reynolds majority’s repeated emphasis on government's correcting interest is in decep- limitation, deception Zauderer’s I do not see tion.”) added). (emphasis Accordingly, the qualifies how it "arguably even dictum.” appropriate step procedure under our panel was to While retains discretion to "deter- prior mine that a include an in a Irons footnote statement decision was rather overrul- dictum, requiring en banc ing to re- Reynolds outright. action RJ. *19 I new standard
view; essentially,
per-
disclosures—or
commercial
compelled
Disciplinary
Office of
speech restric-
commercial
all
haps even
Counsel,
105 S.Ct.
U.S.
review
rational basis
becomes
tions—thus
(1985),
appear
not
ex nihi-
did
L.Ed.2d
Instead
justification.
legitimate
minus
lo,
in vacuo.
analysis
its
be read
nor can
justify
its
government
requiring
whole,
parts
to all
of the
Giving attention
sponte
searches sua
the court
regulations,
context, Zauder-
in its historical
and read
legislative
underlying statute’s
through the
rationally
disput-
be
meaning cannot
er’s
justifications
seeking
record, desperately
phrases from
Only by plucking
ed.
rule-
agency’s actual
ignoring
while
clues and
of all contextual
analysis shorn
relying on the
Instead of
record.
making
completely
case
by pretending the
stands
by
govern-
articulated
precise interests
of the Su-
the historical evolution
outside
case,
reclaim
court tries to
in this
ment
doctrine
preme Court’s
rule the
rationales for the
and rehabilitate
con-
disingenuous
can the court reach its
and
consistently discredited
agency
(1)
give
Zauderer “does
clusions:
safety and domestic
denied: health
ap-
principles
its
clear answer” whether
review
Even rational basis
protectionism.
serving
broadly to disclosures
ply more
guaran-
of constitutional
dismissive
is less
beyond curing de-
interests
governmental
tees.
21-22;
Zau-
Maj.
ception,
Op.
type
little indication of what
“gives
derer
legis-
on the
ardent reliance
The court’s
suffice,” Maj. Op. at 23.
might
rule,
justify the
in lieu
lative record
If,
quipped, a
Jeremy Bentham once
rulemaking
text itself or the
regulatory
may be dismissed
argument
fanciful
government,
presented
record
stilts,”
analysis
the court’s
upon
“nonsense
this case has a constitu-
Though
baffling.
can best
described as deliri-
in this case
dimension,
challenges
agency
tional
pogo
um on a
stick.
Ordinarily, that means our
rulemaking.
agen-
to the record as
review is limited
A
Pitts,
it,
Camp v.
cy presented
idiosyncratic
court’s erratic and
138, 142,
L.Ed.2d 106
manages to
of Zauderer’s
text
parsing
(1973),
considering the
confined to
impenetrable opac-
impression
create an
articulat-
agency
as the
agency’s rationale
find
ordinary reader would
ity where the
it,
Chenery,
ed
SEC v.
that the
clarity. Asserting
commendable
(1947). But,
1575,
In avoid attorney possible confusion, an challenged succinctly Ohio’s on court lawyer restrictions advertising summarized: “[W]e after he hold that an disciplined rights was for certain advertiser’s alleged are ade- ly quately misleading protected newspaper long advertisements. disclosure requirements Specifically,- reasonably when one related to advertisement promised State’s interest in clients would owe no legal preventing deception fees in added). cases without a consumers.” recovery, Id. disciplinary (emphasis office complained ad failed to follow Crucial to the analysis Court’s was not regulations requiring just the difference between disclosure and may clients still be liable for costs un prohibition; it was also the difference be- Zauderer, successful claims. See tween advertising disclosure in and that 630-34, 105 S.Ct. 2265. outright advertisement’s prohibition, given
First,
the state’s
prerogative
prohibit
Court clarified
to
mislead-
both
ing
speech.
that the First
commercial
protects
Amendment
The Court
com-
was
speech,
637-38,
absolutely
mercial
id. at
clear: “[B]eeause
disclosure re-
S.Ct.
quirements
protects
and that it
trench much
narrowly
more
advertisers from
compelled speech.
Id. at
advertiser’s interests
do flat prohi-
than
However,
speech,
bitions on
warnings
or
First
disclaimers
might
deceptive, false,
appropriately
does
shield
required
or
in order
fraudu-
dissipate
lent
to
proposes
possibility
a commercial
consumer
transaction.
Id.
deception.”
(emphasis
S.Ct. 2265.
Id.
confusion
added).
But,
short,
where that deceptive advertising
In
option
state’s
could be cured
speech,
require
more
the gov-
a curative disclosure cannot be
may
ernment
requiring
choose between
from right
entirely
disconnected
pro-
directly
disclosure and
prohibiting
fraudulent,
ad-
hibit deceptive,
or misleading
Framers
re-
context.
any historical
an adver
Requiring
speech.
to the Con-
Rights
Bill of
adding a
sisted
more informa
“somewhat
provide
tiser to
the elucida-
they feared
because
be inclined stitution
otherwise
might
they
tion
overshadow
rights would
2265 tion of some
present,”
aas
in the Constitution
constitutionally
inherent
added),
thus
telos
(emphasis
they
liberty
avail
The Constitution
whole.
when
permissible
natural law
on the
premised
ban that
completely
conceived was
alternative
able
first
Zauder
does
the immanence
Nowhere
and conceded
speech.
deceptive
can be
an adult human
speaker
of that law—that
principle
claim commercial
er
agent, cannot be
and noncontrover
free
factual
as a
moral
speak
being,
forced
*21
In
the same
first instance.
At
good
in the
reason.
without
information
coerced
sial
the interests
stead,
emphasizes
time,
James Wilson’s ob-
they understood
the text
already
i.e.,
have
natural
advertisers,
those who
had a
no one ever
servation
651, 105
See,
the
e.g.,
precisely
This is
spoken.
wrong.
right to do
constitutionally protected
in its
(noting minimal
struck
Supreme Court
the
balance
any particular
providing
in
acknowledging protection
interest
“not
early opinions
”)
advertising
in
factual information
speech.
for commercial
added).1
(emphasis
for-
Court extended
Supreme
the
When
makes
advertiser
Thus,
when the
even
to commercial
protection
mal constitutional
cura-
for a
and the basis
affirmative claims
false' or mis-
emphasized that
speech, it
self-evident,
advertis-
the
is
tive disclosure
remained un-
speech
leading commercial
First Amendment
minimal
still retains
Pharmacy
er
Bd.
Va. Statе
protected. See
Conversely,
gov-
Inc.,
when
Council,
protections.
v.
Citizens Consumer
Va.
curing deception, constitu-
is not
ernment
772 & n.
96 S.Ct.
425 U.S.
and undi-
remain robust
protections
tional
Granting constitu-
L.Ed.2d
compelled information
That
minished.
speech did
to commercial
protection
tional
is
and noncontroversial
factual
must be
-decep-
of false or
regulation
not preclude
This
burden.
government’s
part of the
the Court
accordingly,
advertising;
tive
that trans-
trigger
not a
is
characterization
“re-
might
government
that the
anticipated
into the
packaging
every seller’s
forms
appear in
message
that a commercial
quire
billboard.
form,
such additional
or include
such
disclaimers,
information,
warnings,
upends
court now
Inexplicably,
being
prevent
decep-
necessary
hierarchy outlined in
constitutional
precise
added). Sanctioning
(emphasis
Id.
linkage
tive.”
by ignoring
clear
Zauderer
exception to the
was
and the
advertising, deception,
between
stringent protections
deception,
otherwise
curing
in
state
rather;
Amendment;
it was the
Supreme
First
the core
which forms
that sellers
acknowledgement
Court’s
reasoning.
Court’s
under our constitu-
right
had no
products
B
deceive consum-
regime wrongly
tional
Thus,
made a sensible
the Court
ers.
piece-
Zauderer
such
By parsing
opinion
expression
between
distinction
fashion,
robs
decision
this court
meal
incorrect)
(which
if it is
protected
even
strips it of
consistency and
itsof
internal
Foods, Inc.,
by their own
"attorneys
advertised
who
v. United
Accord United States
misleading
405, 416,
potentially
and made
choice"
Zauderer,
(2001)
added)).
(noting,
(emphasis
L.Ed.2d
statements
for
permitted
Court
disclosure mandates
fact,
expression
of commercial
hopes”);
R.M.J.,
avoid false
In re
455 U.S.
require accuracy.
which
state can
42 States, Milavetz, P.A. v. United issued, Gallop & there was opinion
If, when
1324,
250,
229,
only applied
559 U.S.
any doubt
was
that doubt
deception,
(2010)
targeting
(upholding
mandates
L.Ed.2d 79
Court’s
given
dissipates
“reasonably related to
requirement
ratio
singular
dogged adherence
preventing
State’s
Attorney Registra
Peel v.
e.g.,
nale.
Tobacco
see also Lorillard
deception”)2;
Ill., 496
Comm’n
Disciplinary
&tion
533 U.S.
Reilly,
v.Co.
L.Ed.2d
91, 110, 110 S.Ct.
(2001)
J.,
(Thomas,
150 L.Ed.2d
(“To
potentially
(1990)
the extent
in the
concurring
concurring
part
certifica
of private
misleading statements
(“[I]t
‘appropriate
is more
judgment)
con
could confuse
specialization
or
tion
appear
message
that a commercial
require
re
consider
sumers,
might
a State
form,
such additional
or include
in such a
certifying
about
a disclaimer
quiring
disclaimers, as
information, warnings, and
special
of a
the standards
organization or
being decep-
necessary
prevent
Bus. &
Dep’t
v. Fla.
ty.”); Ibanez
Prof'l
this rea-
validity of
tive.’ Whatever
146-47,
512 U.S.
Regulation,
peculiarly
to the
com-
(1994)
limited
soning,
(noting
L.Ed.2d 118
S.Ct.
that a different
that commercial
mercial harms
possibility
hypothetical
appropriate
“might
ie.,
deceptive
serve as
the risk of
disclaimer
can threaten —
or con
deception
against
ly
(citations
tailored check
omit-
advertising.”
misleading
Bros. &
fusion”);
v. Wileman
Glickman
Dentistry,
ted));
Fla. Bd.
Borgner
Inc.,
Elliott,
521 U.S.
154 L.Ed.2d
S.Ct.
(Sout
L.Ed.2d 585
(2002) (Thomas, J.,
to deni-
dissenting
(“Zauderer thereby re
J., dissenting)
er,
J.)
certiorari,
by Ginsburg,
joined
al of
longstanding preference
affirmed
*23
(“If
confusion rath-
the disclaimer creates
outright
over
requirements
it,
only possible
eliminating
the
er
cures for
bans,
narrowly tailored
as more
speech
this
justification for
constitutional
to
messages
commercial
potential
the
defeated.”).
regulation is
But however
saying too little.
mislead
may
mandates
of such
long
pedigree
the
this
panel
court
Reynolds,
In R.J.
government’s
be,
broad the
and however
logical con-
text
to
followed Zauderer’s
them, Zauderer car
authority
impose
to
terms, Zauderer’s
“[B]y its own
clusion:
unrelated
authority for a mandate
ries no
in
to cases which disclo-
holding is limited
misleading or
avoiding
in
interest
to the
‘reasonably related
requirements
sure
(cita
messages.”
incomplete commercial
preventing decep-
interest
to the State’s
omitted));
v. United
United States
tions
”
Reynolds Tobac-
R.J.
tion of consumers.’
405, 416, 121
Foods,
S.Ct.
Inc.,
1205, 1213
co Co. v. FDA
(“There
is no
2334,
L.Ed.2d 438
Zauderer,
(D.C.Cir.2012)
471 U.S.
(quoting
before us that
the case now
suggestion in
2265).
This court then
at
105 S.Ct.
to
imposed
re
mandatory assessments
the
juris-
Supreme Court
on to examine
went
to
persons
pay
private
quire
group
one
including
following
prudence
Zauderer —
neces
by others are somehow
speech
for
conclusion.
reaffirm that
Milavetz—to
advertisements
voluntary
sary to make
wrong to eon-
was
Milavetz,
original
panel
AMI
The
consumers.”);
nonmisleading for
Milavetz,
at
Milavetz,
the United States
See Br.
also
the Court
de-
for
Significantly, in
2.
L.Ed.2d
overarching
559 U.S.
adopt
government's
the
clined to
08-1225),
WL
(2010) (Nos.08-1119,
bearing a reason-
rule as
description of the
relationship
state interest.”
"valid
able
Reynolds, and
tradiet R.J.
the en banc vation of the fair-bargaining process to be
today wrong
court
it.
subjected
overrule
scrutiny).
to strict
For that rea
son,
the
litigating position in
Thus,
only
did the Supreme Court
case,
which this court adopts, has been
(and
recognize
clarity
Zauderer’s
limita
particularly troubling.
government
The
tions),
fact,
so too did this court.
In
even
repeatedly
has'
attempted to focus the
government
previous filings
in this
—in
court on Appellants’ interests,
instead of
very
recognized
import
the clear
case—
its own.
15;
See Gov’t Supp’l Br. at
See, e.g.,
Opp’n
Zauderer.
Defs.’
to Pis.’
13 —
Arg.
Inst.,
Tr. of Oral
Am. Meat.
Inj.
Mot. for Prelim.
at Am. Meat Inst.
(D.C.Cir.
2014) (en
No.
May
USDA,
(D.D.C.2013)
F.Supp.2d
banc).
fact,
In
government
(No.
does not
13-CV-1033),
30, reprinted
ECF No.
even mention its own
in burdening
interest
(“In
in J.A. 999
order for Zauderer
First
rights
Amendment
until
very
last
apply
to a commercial
regulation,
page
brief,
then,
of its
and even
confines
regulation
must be aimed at correcting
one sentence that cites the
misleading speech and preventing decep
original AMI
opinion,
Panel’s
instead of
Milavetz,
tion of
(citing
consumers.”
1324)).
record. See Gov’t
Supp’l Br. at 20.
But see
backwards;
This is
Inst.,
heart of the First
Arg.
Tr. of Oral
Am. Meat.
(D.C.Cir.
analysis
19, 2014) (en
begins
gov
with the
No. 13-5281
May
banc) (Government:
justification
ernment’s
interfering
simply not a
“[I]t’s
See,
such a fundamental right.
e.g.,
proper
Texas
reading of
[Zauderer ]
describe
Johnson,
397, 406-07, 109
it as a case about
combatting deception.”).
(1989) (“It is,
government
have a
that
Appellants
government
whether
and it is the
bling”
government,
as to
interest);
Amendment
see also Gov’t
First
interests. See Bd.
must assert substantial
(“[Disclosure require-
Supp’l Br. at
Fox,
N.Y. v.
Trs.
State Univ.
subject
to First Amendment
ments
106 L.Ed.2d
they
as
threaten
scrutiny only
(“[T]he
insofar
State bears the burden
protected speech.”).
chill
re-
justifying
speech]
its [commercial
strictions.”)
of this court seemed to
members
dis-
Curiously,
Several
the court
troubling.
Tr. of
arguments
See
find these
government
agrees, salvaging interests
Inst.,
Meat.
No.
Arg. at
Am.
Oral
regulation
gov-
uphold
disclaimed to
(en banc)
2014)
(D.C.Cir.
May
adequately justified. Com-
ernment never
is a First
(Judge Kavanaugh:
“This
disclosure,
court,
says the
can “rest
pelled
usually don’t start
Amendment case. We
to the
suppositions
opposed
on other
asking
usually
by
start
way[.
that
We]
put
forward
precise interests
bur-
government’s
what’s the
Maj. Op. at 46.
State.”
at
speech.”);
or the
id.
dening
speaker
that
(Judge Brown: “You don’t think
A
Amendment
compelling speech is a First
Although we have sometimes character-
interest?”);
(Judge Kavanaugh:
id.
as similar to
ized the Zauderer standard
they
that
were
suggesting
were
“[Y]ou
review,
Reynolds,
rational
see R.J.
basis
was no First Amendment
outside—there
even the court acknowl-
(Chief
here.”);
Judge
at 51
issue at all
essentially
application
it is
edges
quibbling.
The Su-
Garland: “[I]t’s
Hudson’s,
scrutiny.
intermediate
Central
14 in Zauderer
preme Court
Footnote
26-27;
Maj.
Kavanaugh Op.
Op.
First
in-
say
... doesn’t
Amendment
[the
And,
import
if Zauderer’s
is clear
33-34.
implicated by
require-
terests
alone,
pellucid
read
when its
govern-
nonexistent.
Is the
when
ments] [a]re
nonexistent?”).
context,
they’re
position
analysis
placed
ment’s
in historical
Yet, remarkably,
today agrees
court
as a
even more unmistakable when seen
the First
with the
Hudson’s in-
specialized subset of Central
here,
longer
Amendment no
matters
scrutiny.
termediate
agree
compelled
long as a court can
Corp.
& Electric
Central Hudson Gas
information is factual and uncontroversial.
York,
New
Public Service Commission of
65 L.Ed.2d
II
(1980),
the intermediate scru-
clarifies
protections granted
clear
Despite the
tiny
applicable to commercial
standard
since
the court
speech
restrictions:
as-
now invents a First
standard
substantial;
interest must be
serted
protection
even less
provides
*25
directly advance that in-
regulation must
say
is
rational
review. To
this result
basis
terest;
regulation must
no
and the
is an understatement. No one
anomalous
necessary
more extensive than is
to serve
argued
govern-
in this case that the
interest,
at
compel
prod-
ment can never
sellers
only
speech
not
to
applies
This standard
only
to consumers. The
give
ucts to
notice
compelled speech;
but also to
restrictions
is
bears the burden of
question here who
right
speak
protected
not to
has been
level of interest
is
justification and what
commercially just
protected
as it has been
with
dealing
sufficient. And when we are
Inc.,
Foods,
generally.
e.g., United
protec-
First Amendment
fundamental
(protecting
stantial” litigants The have explanation.4 fail to be sub- could governmental The applied. usual rules assumed the already found to be stantial, those except invoking ex- 22-23), changed game, court court has at trivial, Maj. Op. see panel no role in the played which ceptions effectively absolves exceptions court’s But here the not “trivial” decision. that is Any interest burden. First, rules. the wisdom of the only prove will do. a course of itself mandates that the statute B often the no moment. This is action is of “consider declines to Although Reynolds, the court 696 F.3d at e.g., R.J. case. reviewed under Moreover, a mandate Chenery applies what extent 1208-09. suppositions other N. interpretation. can rest on statutory force to equal for- put Serv., interests precise to the 674 F.3d v. Postal opposed Cargo Air 25, State,” Maj. Op. (D.C.Cir.2012). Second, at by 852, ward the “stat- agency on interests exception relies assumes the utorily compelled” nonetheless were ratio- and even denied premised asserted if on a agency never decision—even rule. This takes the evil for the be ground nales or debatable erroneous —would to a whole new rationalization post formality” hoc unchanged by the “useless forgets that it is And the court Friendly, Chenery level. Henry court review. J. administrative propriety of assessing the on Reversal Revisited: Reflections action, Orders, court is limited to reviewing awhen 2 Duke Remand Administrative judge (1969). record and must the administrative agency’s But L.J. by by grounds invoked “solely compelled the rule specific implementation is not 196, 67 Chenery, Indeed, U.S. at agency.” agen- this is the by the statute. 1575; try. see also Motor Vehicle cy’s S.Ct. second Mfrs. U.S., Mut. Inc. v. State Farm
Ass’n of
Likewise,
rely
if
means to
the court
Co.,
Ins.
463 U.S.
Auto.
of the consti-
background presumption
(1983) (“It
is well-
L.Ed.2d 443
legislation,
tutionality
Congressional
action
аgency’s
that an
must
established
consistent with ration-
presumption
all, on the basis articulated
if at
upheld,
review,
Morgan,
al
Katzenbach v.
basis
itself.”).
grounds
If the
by
agency
641, 653, 86 S.Ct.
384 U.S.
inadequate
“are
or
agency
asserted
(1966),
clearly improper
L.Ed.2d 828
but
to affirm
powerless
the court is
improper,
scrutiny is
heightened
where
constitutional
by substituting
action
the administrative
demanded, see,
Sys.,
Turner Broad.
e.g.,
adequate
to be a more
it considers
what
FCC,
622, 664-67, 114
Inc.
Chenery, 332 U.S.
proper basis.”
S.Ct.
129 L.Ed.2d
violates this bed-
1575. The court
S.Ct.
scrutiny requires considerable
Heightened
today.
law
principle
rock
of administrative
Congressional findings to es-
specific
in-
asserted
makes no claim tablish that
court
“AMI
asserts
substantial. See id.
of its discretion
terest
agency’s
that the
exercises
Thus,
accepting the
Maj.
even
moment....”
are of constitutional
of the COOL stat
Complaint, Am.
district court as violation
First Amended
4. See AMI’s
USDA,
(D.D.C.
Amendment.”);
F.Supp.2d 38
Maj Op.
Meat Inst.
ute and the First
13-CV-1033),
2013) (No.
reprint
ECF No.
("AMI
violates its
argues that the 2013 rule
72-79;
¶¶
Am. Meat Inst. v.
ed in J.A.
right
to freedom of
First Amendment
USDA,
(D.C.Cir.
speech....”).
2014) ("[AMI] challenged
the 2013 rule
*27
assertion that it
Supp’l
court’s doubtful
can com
Br. at 20 (referring to “the benefit
pletely
in
ignore
rulemaking
allowing
record
to
country
customers
know the
case,
government’s
this
burden could of origin of
government
their food” as the
by
“hypothesized justifi
never be met
interest); Mandatory Country
Origin
cations” based on a few scattered com
(Jan.
Labeling,
2658,
74 Fed.Reg.
15,
2009)
legislative
Thomp
ments
record.
[hereinafter “2009
“in-
(noting
Rule”]
Ctr.,
357,
son v.
States Med.
W.
terest
some consumers in
country
1497,
122 S.Ct.
rulemaking
Arg.
law. See Tr. of Oral
administrative
assertions,
Contrary to the court’s
(D.C.Cir.
Inst.,
No. 13-5281
Am. Meat.
country-of-origin labeling
“long history” of
banc) (“The
2014) (en
two inter-
May
support
government’s interest
cannot
panel identified
both in-
ests that the
“histori-
The court claims
rule’s
here.
expressly
terests that
above ‘idle
cal
lifts well
pedigree
a remarkable
It would be
disclaimed.
”
However, in
curiosity.’ Maj. Op. at 23.
apply
Zauderer in
this Court
thing for
context, which has
the First Amendment
given
govern-
circumstances
those
1800s,
steadily evolving since the late
been
disclaiming of those
expressed
in-
ment’s
23-24;
Maj.
history
“telling,”
Op.
is not
Kozinski,
terests.”);
Alex
see also
Should
rather,
especially poor
it is an
substitute
History Be an
Legislative
Im-
Reading
judgment.
for reasoned
U.L.Rev.
Offense?, 31 Suffouk
peachable
accept
reluctance to
general
Court’s
among
(noting,
other
time country-of-
claims at the
speech
free
history “is
legislative
often
things,
certainly
labeling began
bears
origin
a chance
contradictory, giving courts
Rabbant, The
See David M.
issue.
support
choose
bits which
pick and
those
Years,
Forgotten
Its
First Amendmеnt
reach”);
want to
judges
Pa-
result
(1981) (“The
over-
Yale L.J.
Wald,
Observations on the
tricia M.
Some
whelming majority
prewar
decisions
History in the 1981
Legislative
Use of
George
Eighty-Four
Orwell,
Nineteen
rejected
jurisdictions
speech
labels,
all
free
emblem on
the litigants and the
existence.”).
claims,
by ignoring
often
their
“ignored potential
Court
free
Rabbant,
531;
claims.”
supra at
see Hal-
speech”
Modern “commercial
doctrine
ter,
419;
205 U.S. at
Kozinski
1970s,
until
begin
did not
when the
(“No
Banner,
&
supra
speech-relat-
at 763
formally
Supreme Court
extended First
*29
Halter,
ed claim was made in
probably ...
protection
Amendment
to commercial
because
litigants
didn’t conceive of bot-
speech.
Bd.
Pharmacy,
See Va. State
Rather,
762,
tle-labeling
speech.”).
as
at
96
1817.
U.S.
S.Ct.
That “Con-
de-
gress
imposing
has been
fendants
[country-of-ori-
attacked the statute
repugnant
1890,”
23,
gin]
Maj.
mandates since
Op.
Equal
at
to the
Protection and Due Process
eighty-six years before commercial speech Clauses, challenges rejected by the Court.
explicit protection,
received
thus tells us
Halter,
39,
at
419;
U.S.
27 S.Ct.
very
practice’s
little about the
constitution-
Rabbant,
see also
supra at
n.
69. When
ality. The
terminology
Court’s
these
repeatedly
Court
referred to “mere
early years
something
was
of a self-fulfill- advertisement,” Halter,
41, 45,
U.S.
ing prophecy; what we now call “commer-
419,
27 S.Ct.
did so in
it
the context of
speech,”
cial
simply
court
referred to analyzing substantive
process and
due
advertising”
as “commercial
or some other
property rights,
speech.
not
See,
activity.
e.g.,
business
Valentine v.
When at last the Supreme Court formal-
Chrestensen,
316 U.S.
62 S.Ct.
ly addressed the protection of “advertis-
(1942)
For
interfere with commercial
when faced with
validity
the constitutional
e.g.,
parte Rapier,
of a state
Ex
law
criminalizing
(1892);
the use of
flag
an American
parte
Jackson, L.Ed. 877 1800s, the State itself care the interests of the late cases postal In the rational-basis right “[u]nlike and noted focused on asserts” Court Supreme review, does matters Hudson standard injurious the Central exclude Congress to mail, precise adver- inter- including permit supplant materials not us from the The mail- with other put and other vices. forward State ests tising lotteries (since long history 1792. Id. at suppositions.” ing prohibition’s 1866!) affirming decisions does exactly the Court’s what the court But that —and from Court stop it—did here. under the new rejecting
later
laws
ii
See, e.g.,
speech doctrine.
Bolger,
protectionism or
The court concludes
chal-
the true motive of the
patriotism is
Furthermore,
court’s reliance on
*30
scheme,
labeling
eountry-of-origin
lenged
Freeman,
191, 112
Burson
slya
only acknowledged with
if it is
even
(1992),
sup-
to
ing interest in “individual health concerns of-origin] disclosures in the event of and market impacts that can arise in the disease outbreak known to have a specific outbreak”); event of a food-borne illness country of origin, foreign or domestiс.” id. at 24 (“Supporting members of Con- Maj. Op. Rather, at 24. Agency also gress identified the purpose statute’s very discredited this purpose: “Appropri- enabling customers to make informed preventative ate measures and effective choices based on characteristics of the products they mechanisms to recall purchase, products wish to the event including supervision United States of the entire contamination incidents are the means production process hy- for health and protect used to the health of the consum- Food & Br. of Amici Curiae Rule, ing]”); Supp’l FecLReg.
ing public_” (rejecting Watch, al., eommen- 2683; (describing at 2679 at iv amici et see Water origin labeling that the suggestions in, ters’ [having] and “intimately involved to out- respond “critical program is on, advocat- resources spent considerable illness”); also see of food borne breaks development [coun- for ... ing (“[T]he Government Kavanaugh Op. at 31 rule at issue in this try-of-origin labeling] ... ... traditional health advance a cannot case”); see, Br. of Amicus Curiae e.g., in this case because safety (“[P]arts Government of Canada requirement eountry-of-origin industry produce that both of the U.S. inter- not serve obviously [that] does meat face” U.S.-origin mixed-origin and a health and court invokes est[ slaughterhouses higher much costs govern- safety interest —even over livestock—a cost dif- rely on domestic objections adamant ment’s —because concluded has a “detri- ferential the WTO usually as a safety qualify health and will competitive impact [on the] mental forgets But court interest. substantial in the position hogs of Canadian cattle and be one interest must least explained market could not be [that] certain- asserted —and consumers). Even by the need to” inform rejected by it. ly not one congressional to the the court’s citation Ill Maj. point. this record underscores really country-of- not about This case is rep- from Op. (citing at 24 statements not origin labeling. patri- It is even about states, hailing resentatives from Western certainly And it is protectionism. otism or Wu) (Hooley including Oregon safety. ap- health What about (Bono)). disproportion- California Such briefing and the parent from the record sharp conflict with ate burden “stands seeking competi- about that this is a case the First Amendment’s command only look at the advantage. tive One need governmеnt regulation must be rule recognize amici to parties and *32 mínimums, not máximums.” measured farmers group of American benefits one Riley, 487 U.S. at interfering with the producers, while of other American practices profits today the victors will be the Of course rely imported on meat to businesses who tomorrow, victims because the standard See, Interve- e.g., serve their customers. virtually by created this case will ensure (noting Br. at i the United States nors re- producers supporting labeling this “present[s] Association ef- Cattlemen’s objec- gime day will one be saddled with industry for the U.S. cattle fective voice requirements (perhaps tionable disclosure ranching in the promot[es] United practices; how their to disclose cattle feed (“[United States”); States Cattle- id. raised; cattle are whether their cattle promote works to Association] men’s what; medically treated and with were in the interests of cattlemen United States production; of beef environmental effects Country Origin on issues such as the wage or even the union status or levels program”); (explaining id. Labeling ... Only imagi- the fertile employees). their Farmers Union is a “national the National limit disclo- nations of activists will what organization representing the interests vegetarian, efforts from sures successful farmers and ranchers across United environmental, rights, animal consumer by advocating policy posi- ... States as-yet-unknown lob- protection, or other by tions its members developed may compel. bies [country-of-origin issues such as label- patriotism protectionism If or would sell entirely GMA’s members are out of pro- products, producers and sellers would portion to the goal ethereal of affording happily festoon their products with Made ”); consumers more information.... see id. in the USA or Product of the USA labels. (“If 11-12 the COOL requirements are Thus, any buy consumer’s to desire Ameri- sustained, that sort of supply-chain man- easily can could be by voluntary satisfied agement will extremely or, become costly Rule, action. e.g., 74 Fed.Reg. for manufacturers, some prohibi- cost today at 2682. Yet this court offers to ”). .... tive Forcing packers pay meat facilitate blatant rent-seeking behavior premium for domestic beef will raise costs announcing its willingness to intuit for consumers. Query protec- whether the government’s unspoken agendas perhaps — tions of the First Amеndment should be one of the most dissembling things about abrogated for some businesses in order to But, opinion. the court’s as bad as it is for benefit other That approach businesses. the court to invent govern- rationales the only important swallows First Amend- offer, ment does not actually reality is protections, ment it does so in order to worse. particular discriminate favor seg- By substantiating government’s neb- particular ments of industries. The first interests, ulous essentially per- court Amendment ought not construed to al- mits government to commandeer the low the compel speech speech of others. There is no limiting speculative the service of hypothetical principle for such a flimsy interest as the purely interests for private benefits. Once government asserted in this case. See Tr. we articulate such a principle of constitu- Inst., of Oral Arg. at Am. Meat. No. adjudication, tional really there is no limit (D.C.Cir. 2014) (en banc) May what government may compel. And if (“There absolutely is stopping no point to example cronyism okay, who will [the ar- consumer-interest] at any balk other or ideological economic gument.”); (Judge Kavanaugh: “The only discrimination? The limit the court government wants stopping point no recognize during seemed the oral argu- that argument.”). alarmingly, More such ment was labels that overtly promote in- self-referential can be interests marshalled discrimination,6 protectionism, vidious but in aid crony sort of capitalism or patriotism, and environmentalism will be ideological arm-twisting. This labeling entirely permissible subjects compelled only scheme example. one labeling, especially where the motive can The scheme is not designed to inform unspoken. remain A swath of generous *33 consumers; designed it is away to take protection the First Amendment once af- price advantage enjoyed by segment one against forded to businesses such en- a industry. domestic The has croachment now been ceded to the alleged interest in providing information government’s allegedly good intentions. that may some consumers desire will actu- ally result in higher prices. e.g., Br. IV Grocery Amicus Curiae Manufacturers (“The Association at 11 severe that The court has taken a costs rationale devel- requirements COOL impose will oped specific a applicable context and Inst., Arg. 6. Seе Tr. of Oral Am. Meat. Constitution to discriminate on the basis of (D.C.Cir. 19, 2014) (en May No. 13-5281 origin among people already national in the banc) (Chief Judge making gov- Garland States”). United point ernment’s [is] a "it violation of the eye lie activity— controversial will government subset a narrow entirely could be beholder. regulating new, broad fashioned prohibited —and argu- the en banc began counsel AMI’s naked power which government area of absurdity no sensible by positing an ment by the First prohibited once compulsion, Zauderer could countenance—that court any credi- Amendment, requires longer no to com- permits somehow accomplishes court justification. ble interest, “any no mat- speech based on pel by plucking the extraordinary feat articulated, specu- no matter how ter how out of uncontroversial” “factual and phrase Today, the court’s commitment lative.” ig- analysis pointedly while it to will- country-of-origin labeling leads the com- noring another limitation: holding and fully distort the fundamental justified and not must be pelled virtually and a un- limitations of Zauderer a move which This is unduly burdensome. precedent to line of Court broken right of a the whole idea tends to dissolve Procruste- exactly perniciously do that —a strongly reminiscent of speak. It is not First Amend- that hacks the an solution reject who Lewis’s criticism of those C.S. government’s hip fit in the ment down to morality: traditional natural law and carnage. join I not pocket. will be, been, and never will There never of value in radically [judgment] new purport the world. What history (as they call systems or now to be new
them) frag- ‘ideologies,’ all consist of itself, from the arbi- [natural law]
ments
trarily from their context wrenched to madness
the whole and then swollen in their isolation.... HATIM, Mohammed Saeed Saleh of MaN 43M4 Lewis, The C.S. Abolition Detainee, Delta, al., Camp et 2001) That is what (Harper Collins Appellees was the court now announces. What in the well-ordered merely an observation
framework of Zauderer now becomes al., OBAMA, Appellants. Barack et that subsumes the overarching principle 13-5220, Nos. 13-5221. to facil- First Amendment. And does so of ortho- imposition itate coercion and the Appeals, United States Court doxy. What is more uncontroversial District of Columbia Circuit. orthodoxy? right speak There can be no when 2013. Argued Dec. government may compel its citizens Aug. Decided it deems mouthpieces act as for whatever and the de- factual and non-controversial is not is
termination of what is what subjective ad hoc whims of
left to the *34 In a judges. bureaucrats of truth and
world in which the existence denied, and un-
objective reality daily indisput- are deemed hypotheses
verifiable
able, may more what is claimed as fact owe science,
to faith than and what is or is
