American Legion v. NicholsonAmerican Legion v. Nicholson
Lead Opinion
Before the Court is The American Legion’s petition for extraordinary relief in the nature of a writ of mandamus. The American Legion maintains that the Secretary, through the Chairman of the Board of Veterans’ Appeals (Board Chairman), acted unlawfully and in violation of the Court’s decision in Ramsey v. Nicholson,
The American Legion’s petition seeks a Court order directing the Secretary to (1) rescind the stay of proceedings imposed by the Chairman’s Memorandum, and (2) order the Board of Veterans’ Appeals (Board) to decide Naas-like cases forthwith. Pet. at 9. The Secretary filed a response to the petition asserting, inter alia, that The American Legion does not have standing to bring the petition. In response, The American Legion asserts it has standing because it satisfies the three-prong test for associational standing set forth in Hunt v. Washington State Apple Adver. Comm’n,
On November 14, 2006, the matter was referred to a full-Court panel for oral argument and disposition. The Court also directed the parties to provide additional memoranda of law to address (1) the third element of the associational standing test — that neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit, and (2) how and on what basis The American Legion, or any veterans service organization (VSO), has standing to petition the Court under the All Writs Act (AWA),
I. THE PARTIES’ ARGUMENTS
The American Legion contends that it has standing as a Petitioner because it satisfies the three-prong test for associational standing as follows: (1) It has more than 2.6 million members who are former members of the U.S. Armed Forces, some of whom have claims pending before the Board that are subject to the stay challenged in the petition; (2) one of its organizational purposes is protecting veterans’ rights to VA benefits; and (3) the relief sought is prospective and equitable in nature, and the remedy, if granted, would “ ‘inure to the benefit of those members of the association actually injured.’ ” Petitioner’s Memorandum of Law (Memo, of Law) at 8-10 (quoting Hunt,
In response, the Secretary argues that Hunt, and its progeny, permit associational standing only when such standing has not been proscribed by statute and the three-prong test is satisfied. Secretary’s Memo, of Law at 2. The Secretary does not contest that The American Legion satisfies the first two prongs of the associational standing test. Rather, the Secretary asserts that because the Court’s jurisdiction is limited to review of final Board decisions and only a “person adversely affected” by that Board decision may file an appeal with the Court, the statutes governing the Court’s jurisdiction exclude the type of associational standing asserted by The American Legion, and require the participation of individual claimants in all actions before the Court. Id. at 10; see
II. LAW AND ANALYSIS
In 1989, Congress established this Court under Article I of the U.S. Constitution to provide our nation’s veterans and their families with independent judicial review of Board decisions. As an Article I Court, we are not constitutionally bound by the case or controversy restraints of Article III courts. See
A.
The Court’s jurisdiction is governed by
1. Legislative History of the VJRA
The legislative history of the VJRA reveals that when Congress initially considered providing judicial review for veterans, its focus was on the individual right of the veteran or claimant to seek review of a final Board decision. See Blum v. Stenson,
The legislative intent to limit review in this Court to final Board decisions on appeals of individual claimants is also evident from Senator Cranston’s testimony before the U.S. Senate Committee on Veterans’ Affairs. On April 28, 1988, he described Senate Bill 11 as legislation that would “provide an opportunity for a veteran to seek judicial review of a final decision of the Board.” United States Senate Legislative Hearing on S. 11 — ‘Veteran’s Administration Adjudication Procedure and Judicial Review Act” and “S. 2292 — Veteran’s Judicial Review Act,” 100th Cong. (1988). Senator Cranston reiterated the importance of ensuring “fairness to individual claimants before VA” and the need for review of “questionable agency actions restricting, withholding, or withdrawing VA benefits.” Id. (emphasis added). Senator Cranston stated that “if the veterans directly ajfected by various VA actions have access to [a] court to challenge these actions, they would be guaranteed the opportunity to be heard by an entity outside of the VA and, in certain cases, to obtain urgent and timely relief.” Id. (emphasis added). Following the Senate’s consideration of both bills, Senator Cranston again appeared before the full Senate to present the compromise agreement, Senate Bill 11. See 134 Cong. Reo. S9184 (daily ed. July 11, 1988). In outlining the procedure for judicial review, Senator Cranston noted that “judicial review would be available only after a veteran’s claim has been turned down by a VA regional office and, on appeal, by the Board.” Id. (emphasis added). Notably absent from the legislative history of the VJRA is any expression of intent to allow VSOs to seek judicial review in their own right on behalf of their members through appeal to this Court. Rather, Congress clearly outlined the role VSOs would continue to play in the VA adjudicative processes in other statutory provisions that are outlined below, particularly, the statutory provisions governing filing an appeal with the Board and the Court, as well as filing challenges to VA rulemaking exclusively with the U.S. Court of Appeals for the Federal Circuit (Federal Circuit).
2. Appeals to the Board
An appeal to the Board of a VA regional office (RO) decision is initiated by filing a Notice of Disagreement (NOD) and is completed by filing a Substantive Appeal. See
Based upon the foregoing, we conclude that “claimant” as used in
3. Congress’s Defined Role for VSOs
Congress expressly created, under
We also observe that, at approximately the same time Congress established this Court’s jurisdiction, it also considered and later explicitly provided to the Federal Circuit exclusive jurisdiction to hear challenges concerning VA rulemak-ing. See
An Action of the Secretary to which section 552(a)(1) or 553 of title 5 (or both) refers ... is subject to judicial review. Such review shall be in accordance with chapter 7 of title 5 and may be sought only in the United States Court of Appeals for the Federal Circuit. However, if such review is sought in connection with an appeal brought under the provisions of chapter 72 of this title, the provisions of that chapter shall apply rather than the provisions of chapter 7 of title 5.
Chapter 7 of title 5 sets forth the procedure for judicial review under the Administrative Procedure Act. Section 702 provides that “a person suffering legal wrong because of agency action or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof.” The definitions set forth in
B. AWA Authority
Although The American Legion argues that the AWA does not impede its ability to establish associational standing, we conclude otherwise because the AWA is limited by our jurisdictional statute. Pursuant to the AWA, the Court has the authority to issue extraordinary writs in aid of its prospective jurisdiction.
The Federal Circuit’s analysis in Reid v. Dep’t of Commerce,
To reach this conclusion, we recognize that while the first two prongs of the test are required under Article III of the U.S. Constitution, the Supreme Court has held that the third prong of the test is not constitutional in nature, but rather one developed in the interest of administrative convenience and efficiency; and, thus, as a prudential rule “of judicial self-governance,” Congress may revoke this last requirement by statute. United Food & Commer. Workers Local 751,
[w]here the actual or threatened injury required by Article III exists solely by virtue of statutes creating legal rights which have been invaded, the standing question depends on whether the statutory provision on which the claim rests properly can be understood as granting persons in the litigant’s position a right to judicial relief.
In Reid, the Federal Circuit concluded that a union’s standing to appeal a Merit Systems Protection Board (MSPB) determination to the Federal Circuit was predicated on the union’s having standing before the MSPB. Id. at 283. In reaching its conclusion, the Federal Circuit examined the plain language of the statutes involved and found that Congress’s use of the word “employee” instead of “person,” and the separate statutory definitions for both terms indicated that by using “employee” in the jurisdictional statute for pursuing appeals of adverse decisions of the MSPB, Congress had “exercised its legislative prerogative to impose a prudential limitation on the exercise of [the Federal Circuit’s] jurisdiction over adverse decisions of the MSPB.”
III. CONCLUSION
Upon review of the plain text of the statute, along with the statutory scheme of title 38, and the legislative history of the VJRA, we conclude that Congress has expressly limited our jurisdiction to addressing only appeals and petitions brought by individual claimants. Therefore, although The American Legion’s petition for extraordinary relief asks the Court to resolve a purely legal issue, granting a VSO standing, even in the context of the AWA, would impermissibly expand our jurisdiction beyond that which Congress intended. Because The American Legion lacks standing to bring an appeal from an adverse Board decision to the Court, it similarly lacks standing to bring a petition because a decision on that matter would not aid in our
Accordingly, upon consideration of the foregoing, the petition for extraordinary relief in the nature of a writ of mandamus is DISMISSED.
Dissenting Opinion
dissenting:
I respectfully submit that the majority confuses the extent of our appellate jurisdiction with our authority under the All Writs Act to exercise our judicial authority in aid of our appellate jurisdiction. Compare
It is axiomatic that the Court may not use its authority under the All Writs Act to expand its appellate jurisdiction. See Pa. Bureau of Corr. v. U.S. Marshals Serv.,
Inasmuch as we have the authority to grant the requested relief, the only question is whether the petitioner has standing
Moreover, the majority’s reliance on Reid v. Dep’t of Commerce,
The majority also misunderstands the third prong of the associational standing test, which serves to deny associational standing when “the claim asserted [or] the relief requested requires the participation of individual members in the lawsuit.” Hunt,
Finally, the majority finds congressional intent to exclude associational standing, but fails to recognize this arises from and extends solely to legislative history and statutes addressing our authority to hear appeals from Board decisions. None of the legislative history or statutory analysis cited by the majority addresses associational standing in the context of a request for an exercise of our authority under the All Writs Act. In contrast, the Supreme Cburt has noted that associational standing generally has been found appropriate in cases where injunctive relief, such as that granted pursuant to All Writs Act
Dissenting Opinion
dissenting:
I respectfully dissent from the conclusion reached by the majority opinion regarding whether The American Legion has standing to represent its members in seeking a writ of mandamus from this Court. Although I agree with the legal analysis of Judges Kasold and Schoelen and agree with their conclusion that The American Legion has standing to petition the Court in this case, I write separately to emphasize what I believe are the very limited circumstances that would support such standing.
The majority considers whether an association may assert standing on behalf of its members, focusing on
The American Legion asks the Court to declare unlawful an action by the Secretary that postponed indefinitely the adjudication of the claims of a number of The American Legion’s members, thus affecting the potential jurisdiction of this Court over such claims. This relief is common to all of the association’s members affected by the Chairman’s order. Further, the factors that would determine whether such relief should be granted or denied are totally independent of the individual circumstances of the underlying claims. Because the relief sought by The American Legion is equitable in nature and not dependent on the individual circumstances of its members’ underlying appeals, individual participation of its members is not required. Thus, in this narrow situation, the third prong of associational standing is met.
I strongly agree with the general thrust of the majority that the focus of this Court should be on individual claims. However, organizations have a legitimate interest in
Dissenting Opinion
dissenting:
I respectfully dissent from the majority’s opinion in this case because the majority has muddled the concepts of subject-matter jurisdiction and standing. Once these concepts are untangled, it is clear that the Court has jurisdiction to hear the instant petition and that The American Legion has standing to bring it.
I. SUBJECT-MATTER JURISDICTION
Concerned with the lack of clarity in courts’ use of the word “jurisdiction,” the U.S. Supreme Court has stated that the only jurisdictional concepts are “prescriptions delineating the classes of cases (subject-matter jurisdiction) and the persons (personal jurisdiction) falling within a court’s adjudicatory authority.” Kontrick v. Ryan,
However, the Secretary does dispute this Court’s subject-matter jurisdiction over the instant petition. This Court, like all Federal courts, is a court of limited jurisdiction whose subject-matter jurisdiction does not extend beyond that authorized by the U.S. Constitution or by Federal statute. Kokkonen v. Guardian Life Ins. Co.,
This Court’s subject-matter jurisdiction is generally defined by
The AWA jurisprudence supports this point. The Court’s jurisdiction over this petition is not based upon
In this case, it is clear that the “action sought by mandamus is within the [CJourt’s statutorily defined subject[-]matter jurisdiction.” In re Wick,
Finally, to see that it is clear that the Court has jurisdiction over the instant petition, one need look no farther than the identical petition that was filed at the same time by an individual claimant. See Ribaudo v. Nicholson, U.S. Vet.App. No. 06-2762 (Argued Dec. 6, 2006). The Secretary does not dispute the Court’s jurisdiction to hear Mr. Ribaudo’s petition, nor has the Court sua sponte requested that the parties brief the issue in that case. Because Mr. Ribaudo and The American Legion seek identical relief (rescission of the Board Chairman’s memorandum and adjudication of individual claims), the Court’s analysis of subject-matter jurisdiction in each case should yield the same result.
II. STANDING
The question of standing is independent of the Court’s subject-matter jurisdiction and derives from the case or controversy restraints of Article III of the U.S. Constitution. See
The U.S. Supreme Court has recognized that, “[e]ven in the absence of injury to itself, an association may have standing solely as the representative of its members.” Warth v. Seldin,
The third prong of the Hunt test does not derive from constitutional requirements, but it is based upon “administrative convenience and efficiency.” Id. at 556-57,
In this case, the majority appears to find that the use of the term “person” in
In applying the -third prong of the Hunt test, it is generally the nature of the remedy that determines whether the participation of the individual members is required. Where an association seeks prospective or injunctive relief, rather than monetary damages, individual participation by the individual members is not normally necessary. See, e.g., UFCW,
The instant petition clearly falls into the former category. The relief sought by The American Legion is prospective — the timely adjudication of its members’ claims. The relief sought does not depend on the results of any of its members’ adjudications. See Int’l Union, United Auto., Aerospace & Agric. Implement Workers of Am. v. Brock,
Because I would find that the Court has jurisdiction to hear this petition and that The American Legion has standing to bring it, I would consolidate this petition with Ribaudo, supra, and decide it on the merits in due course. I respectfully dissent.
Notes
. In his brief, the Secretary incorrectly refers to "[Fjederal courts of general jurisdiction” to suggest that the associational standing jurisprudence is inapplicable or inapposite. Secretary's Response to November 14, 2006, Court Order at 10. However, there are no Federal courts of general jurisdiction; all Federal courts are courts of limited jurisdiction, and this Court’s limited jurisdiction is no