AMERICAN GRAIN TRIMMERS, INC., and Frank Gates-Acclaim, Petitioners, v. OFFICE OF WORKERS’ COMPENSATION PROGRAMS, and Marian Janich, Respondents.
No. 97-3080.
United States Court of Appeals, Seventh Circuit.
Decided June 21, 1999.
181 F.3d 810
The second quibble concerns an offset or reduction in the judgment for Central States. The district court ordered Central States to release, in accordance with its agreement with Midwest, certain liens it held on real estate owned by Midwest that secured the outstanding balance of the contested withdrawal liability. Central States refused to comply, and the district court held that Midwest should accordingly be credited about a month‘s interest on the amount of the liens that should have been released ($547,000 at the prime rate). The district court also awarded Midwest attorneys fees of $12,093.26 and costs connected with litigation over the release of the liens.
These adjustments are entirely justified, and it is hard to see why Central States appeals them. Central States complains that Midwest had not shown that it was damaged by the refusal to release the liens, but the real point is that Central States was not damaged by the award of the month‘s interest, since it retained the valuable liens for that period. Moreover, Central States escaped the potentially serious sanctions it might have faced for refusing to obey a court order to release the liens. To have to pay a month‘s interest on their value and to have to reimburse Midwest for its attorneys fees and costs in connection with that refusal is getting off easy.
AFFIRMED.
Gregory P. Sujack (argued), Garofalo, Schreiber & Hart, Chicago, IL, for Petitioner.
Robert T. Newman (argued), O‘Connor, Schiff & Myers, Chicago, IL, Shelby Hallmark, Dept. of Labor, Office of Workers’ Compensation, Washington, DC, Carol A. De Deo (argued), Dept. of Labor, Washington, DC, for Respondent.
Thomas O. Shepard, Jr., Department of Labor, Washington, DC, for Party-in-Interest Benefits Review Bd.
Before POSNER, Chief Judge, and BAUER, COFFEY, FLAUM, EASTERBROOK, RIPPLE, MANION, KANNE, ROVNER, DIANE P. WOOD, and EVANS, Circuit Judges.*
Like a number of other federal statutes, the Longshore and Harbor Workers’ Compensation Act (LHWCA),
I
Paul Janich worked for approximately 40 years as a grain trimmer for petitioner American Grain Trimmers, Inc. (AGT), and for all but his first two years he was a foreman. The grain trimmers’ job is to assist in loading grain onto barges for shipping on the Great Lakes. As a foreman, Mr. Janich was responsible for supervising the process of filling the barges with grain. This required him to estimate how much grain a barge would hold (usually from 44,000 to 60,000 bushels, or 1,100 to 1,500 tons), to direct the crew to distribute the load so that the barge would not list, and to ensure that the depth of the boat‘s keel below the water line did not exceed the applicable draft limitations. In order to achieve the proper balance, the foreman holds back a portion of the estimated grain the barge will take so that it can be used for final adjustments. In addition, the foreman provides occasional assistance to the other grain trimmers, makes sure enough union members show up to do the work, and arranges for replacement workers if necessary.
The summer of 1992 was a busy one for the grain trimmers in Chicago. Mr. Janich, whose health history we describe in more detail in a moment, returned to work after a lengthy absence on July 6, 1992. Because of his seniority, he was able to work long hours; in the 38 days between July 6 and his death on August 12, 1992, he worked between 29 days (217.5 hours) and 33 days (258.5 hours). On the day before the fatal incident, Mr. Janich went home from work between 3:00 and 4:00 p.m. and told his wife he was tired. The next morning, he woke up at 7:00 a.m. and started work at 8:00 a.m. It was raining intermittently. Before he broke for lunch at noon, his crew had finished loading one barge. After lunch, they began loading a second one, while Mr. Janich (as was common) monitored their progress by radio from the nearby office. By 1:30 p.m., it was raining hard. This was a serious problem for the loaders, because the grain needed to be kept dry. Mr. Janich and a Department of Agriculture inspector came out of the office and instructed the crew to stop loading and leave the barge, so that the elevator workers could close the hatch-
Mr. Janich indeed had suffered from heart problems, and serious ones, for a long period of time. His difficulties first surfaced in 1980, when he underwent medical tests for chest pain. For some 30 to 40 years, he had been a 2-3 pack-a-day smoker, but he had reduced his smoking to 15 cigarettes per day by the time of the tests. The tests revealed that at some uncertain time in the past, he had suffered an inferior wall myocardial infarction (i.e., a heart attack). In 1981, Dr. Conrado Castor, who was board certified in internal medicine and cardiovascular disease, began treating him for that condition. In April 1981, Dr. Castor diagnosed him with ventricular arrhythmia and prescribed Quinaglute, a drug, to control the heart irregularities. By 1987, Mr. Janich had also developed intermittent claudication, a deficiency in the blood flow to leg muscles due to the obstruction of the arteries that supply that area. The year 1990 brought a diagnosis of diabetes mellitus, for which he also received prescription medicine. In November 1991, Mr. Janich developed mycoplasma bronchitis with chronic obstructive pulmonary disease and was hospitalized for almost two weeks. While he was in the hospital, Dr. Castor also checked his cardiac condition again, and discovered congestive heart failure, dilated cardiomyopathy, and arrhythmia. In lay terms, Mr. Janich had a dilated, enlarged, and weak heart.
After the November 1991 hospitalization, Mr. Janich did not return to work until July 6, 1992, as noted above. By March 1992, Dr. Castor detected some improvement in the heart functioning, although it was still not good. In May 1992, Dr. Castor examined Mr. Janich and found his condition was stable, meaning that he had no heart failure, arrhythmias, shortness of breath, angina, or chest pain. This did not mean Mr. Janich had been restored to perfect health; it just indicated that Dr. Castor found no acute condition during the examination.
II
After Mr. Janich‘s death, his widow Marian Janich (respondent here) filed a claim for death benefits under
Once Claimant establishes a prima facie case, the burden shifts to Employer to go forward with countervailing evidence to rebut the presumption that decedent‘s death was caused or aggravated by his employment. If the presumption is rebutted, it drops from the case and the claim must be decided on the record as a whole.
OWCP No. 10-32147 at 12 (Mar. 1, 1996). The ALJ also made a statement about the type of evidence the employer needed to produce in order to overcome the
On the record before him, the ALJ concluded that AGT had not sustained its burden. AGT‘s principal witness was Dr. Richard J. Carroll, who qualified his opinion about the cause of Mr. Janich‘s death so much that the ALJ concluded it was insufficient to rebut the presumption. For example, while Dr. Carroll testified that Mr. Janich probably experienced sudden cardiac death from a lethal cardiac arrhythmia, and that there was no reason to believe that his occupation “in any way caused or aggravated the situation leading to his death,” Dr. Carroll also said that “to say exactly what the cause of death is is speculative at best.” Id. at 10-11. In addition, the ALJ found that Dr. Carroll‘s conclusion that Mr. Janich‘s death was unrelated to his work was undermined by the doctor‘s concession that he did not know if the cumulative effect of the amount of time Mr. Janich had worked in the 38 days prior to his death could have been a precipitating cause of his death. All in all, the ALJ chose to credit Dr. Castor‘s account over that of Dr. Carroll (and for that matter over that of Dr. Nathaniel Greenberg, who also testified for Mrs. Janich) and found that AGT had not successfully rebutted the presumption.
With the presumption unrebutted, the ALJ ruled that Mrs. Janich was entitled to benefits. Ordinarily, that would have meant 50% of Mr. Janich‘s average weekly wage payable during Mrs. Janich‘s widowhood (with other adjustments if there were surviving children), plus two years’ compensation in a lump sum upon remarriage, and reasonable funeral expenses not exceeding $3,000.
Matters became somewhat confused when the ALJ issued a second Decision and Order subsequent to motions for reconsideration filed by both parties. In that order, the ALJ adjusted the base wage rate for Mrs. Janich‘s benefits, and he denied AGT‘s challenge to his conclusion that the
AGT then appealed to the Benefits Review Board (BRB), which affirmed the ALJ‘s decision to award benefits. The BRB first found that substantial evidence supported the ALJ‘s decision that Mrs. Janich established her prima facie case and was entitled to the
Once the Section 20(a) presumption is invoked, the burden shifts to the employer to rebut the presumption with substantial evidence.... It is employer‘s burden on rebuttal to present specific and comprehensive evidence sufficient to sever the causal connection between the injury and the employment.... Where aggravation of a pre-existing condition is at issue, employer must establish that work events neither directly caused the injury or death nor aggravated the pre-existing condition resulting in injury or death.... If the administrative law judge finds that the Section 20(a) presumption is rebutted, he must weigh all of the evidence and resolve the causation issue based on the record as a whole.
BRB No. 96-1218 at 3-4 (Jan. 19, 1997) (internal citations omitted). Based on that understanding of the ALJ‘s approach, the BRB upheld the finding that AGT‘s evidence was insufficient to rebut the presumption, because Dr. Carroll‘s opinion was “based on speculation and probabilities” and he admitted he did not know anything about the cumulative effect of the amount of time Mr. Janich had been working prior to his death. The BRB then affirmed the ALJ‘s decisions.
III
On appeal, AGT has presented four arguments: (1) Mrs. Janich was not entitled to the
A. What an Employer Must Do To Rebut the § 20(a) Presumption
Our starting point for considering exactly what an employer must do to rebut the
In any proceeding for the enforcement of a claim for compensation under this chapter it shall be presumed, in the absence of substantial evidence to the contrary—
(a) That the claim comes within the provisions of this chapter.
As early as 1935, the Supreme Court used language in a decision under
... the claimant, in the absence of substantial evidence to the contrary, shall have the benefit of the presumption of accidental death. The employer must rebut this prima facies. The statement in the act that the evidence to overcome the effect of the presumption must be substantial adds nothing to the well understood principle that a finding must be supported by evidence. Once the employer has carried his burden by offering testimony sufficient to justify a finding of suicide, the presumption falls out of the case. It never had and cannot acquire the attribute of evidence in the claimant‘s favor. Its only office is to control the result where there is an entire lack of competent evidence.
Id. at 286, 56 S.Ct. 190 (footnotes omitted). Years later, in Director, Office of Workers’ Compensation Programs v. Greenwich Collieries, 512 U.S. 267, 114 S.Ct. 2251, 129 L.Ed.2d 221 (1994), the Court addressed a closely related problem: the validity of the Department of Labor‘s “true doubt” rule, under which it found for the claimant in cases where the evidence (apart from presumptions) was evenly balanced. The Court found that the “true doubt” rule violated
At least in terms of the way the responsibilities of the litigants develop over the course of a proceeding (as opposed to the specific requirements imposed by this statute on the evidence the employer must produce), we think this area is analogous to the familiar burden-shifting approach used in employment discrimination cases. See, e.g., McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973); Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981); St. Mary‘s Honor Center v. Hicks, 509 U.S. 502, 113 S.Ct. 2742, 125 L.Ed.2d 407 (1993). Under McDonnell Douglas, the plaintiff‘s establishment of a prima facie case establishes a judge-made presumption that the employer unlawfully discriminated against the employee. The defendant employer then has the burden of producing evidence that the adverse action was taken for a legitimate, nondiscriminatory reason, by “‘clearly set[ting] forth, through the introduction of admissible evidence,’ reasons for its actions which, if believed by the trier of fact, would support a finding that unlawful discrimination was not the cause of the employment action.” St. Mary‘s, 509 U.S. at 507, 113 S.Ct. 2742, quoting from Burdine, 450 U.S. at 254-55, 101 S.Ct. 1089 (emphasis in original). Once the employer has met that burden of production, the Court held in St. Mary‘s, the presumption dissolves and the plaintiff is left with the ultimate burden of persuasion on the evidence as a whole, in keeping with Fed.R.Evid. 301.
Del Vecchio and Greenwich Collieries tell us that exactly the same approach governs the adjudication of LHWCA cases in which the statutory presumption of
Next, we must decide how much evidence the employer must produce in order successfully to rebut the presumption—or, in Professor Thayer‘s more colorful phrase, burst the bubble and require the plaintiff to prevail solely on the evidentiary record without the benefit of any presumption. See 2 McCormick on Evidence § 344 (4th ed.1992); see also 9 Wigmore on Evidence § 2487(d). Here
As an initial matter, it is useful to distinguish between two closely related concepts that are often linked in administrative review cases: first, “substantial evidence,” and second, a “preponderance of the evidence.” The Supreme Court clarified the difference between the two ideas in Steadman. The term “preponderance of the evidence,” the Court explained, relates to “the degree of proof which must be adduced by the proponent of a rule or order to carry its burden of persuasion in an administrative proceeding.” 450 U.S. at 95, 101 S.Ct. 999. If that degree is a preponderance, then the initial trier of fact must believe that it is more likely than not that the evidence establishes the proposition in question. If that degree is “clear and convincing evidence” or “beyond a reasonable doubt,” then the trier of fact must find that the evidence ever more forcefully establishes the proposition. But it is well established that the initial trier of fact, whether it is an administrative agency, a trial court, or a jury, does not simply stack up quantities of evidence on both sides and see which pile is higher. One compelling witness, or one “smoking gun” document, can overwhelm ten contrary witnesses or a raft of papers, if the trier of fact chooses to believe the one witness and to disbelieve the ten, or it credits the one document and finds the collection wanting.
The critical point is thus whether the evidence that the trier of fact chooses to believe is substantial enough in quantity to support the finding that was made. In Steadman, the Court was considering a statute that allowed sanctions to be imposed under the securities laws only when they were in accordance with substantial evidence. It held there that “[t]he word ‘substantial’ denotes quantity. The phrase ‘in accordance with ... substantial evidence’ thus requires that a decision be based on a certain quantity of evidence.” 450 U.S. at 98, 101 S.Ct. 999 (footnote omitted). It also noted that the statute‘s requirements for relevance, as well as the need to rest a decision on reliable and probative evidence, added a qualitative dimension to
There are many phrases well known to the law that attempt to describe exactly how much evidence is “substantial” enough to justify a particular result. For example, in Richardson v. Perales, 402 U.S. 389, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971), the Supreme Court described it as “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. at 401, 91 S.Ct. 1420, quoting Consolidated Edison Co. v. NLRB, 305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938). See also Pierce v. Underwood, 487 U.S. 552, 564, 108 S.Ct. 2541, 101 L.Ed.2d 490 (1988); Maggard v. Apfel, 167 F.3d 376, 379 (7th Cir.1999); Griffith v. Callahan, 138 F.3d 1150, 1152 (7th Cir.1998). In this case, we are talking about the amount of evidence an employer must pro-
B. Whether This Employer Successfully Rebutted the § 20(a) Presumption
In this case, the ALJ described the “substantial evidence” burden of the employer as a requirement of introducing “specific and comprehensive evidence, not speculation,” before the
We agree. The scope of our review of an administrative decision is limited. When considering an appeal from the BRB, we evaluate the propriety of the ALJ‘s underlying decision. In so doing, we ask whether the ALJ‘s decision is “supported by substantial evidence, in accord with the law, and not irrational.” Lovilia Coal Co. v. Williams, 143 F.3d 317, 322 (7th Cir.1998). See also Zeigler Coal Co. v. Kelley, 112 F.3d 839, 841 (7th Cir.1997); Morehead Marine Services, Inc. v. Washnock, 135 F.3d 366, 370 (6th Cir.1998) (when evaluating administrative decisions, the courts of appeals review legal conclusions de novo but must affirm findings of fact and conclusions drawn therefrom if supported by substantial evidence). A decision based solely on Dr. Carroll‘s statements would not have had the support of substantial evidence in the record. True, Dr. Carroll said that he was confident that Mr. Janich‘s occupation and work did not cause his death, but the doctor also said in effect that he had no idea what work Mr. Janich had been performing in the days and weeks leading up to his death. Thus, this was not simply a problem of the doctor‘s indicating that he could rule out one cause of death while he remained unable to
The only potential fly in this ointment is the possibility that the ALJ might have wrongly thought that the burden of persuasion shifted to the employer, not just a burden of production. While the record is not as clear as might be ideal, we believe that he did not make this mistake at the critical time, nor did the BRB review the case on that erroneous legal assumption.
As we spelled out in some detail above, in his original opinion the ALJ articulated exactly the right set of standards for this case. He wrote that once the claimant establishes a prima facie case, the burden shifts to the employer “to go forward with countervailing evidence to rebut the presumption.” He went on correctly to note that if the employer did so, “the presumption is rebutted, it drops from the case and the claim must be decided on the record as a whole.” He then spoke of the employer‘s need to “produce specific and comprehensive evidence, not speculation, to overcome the presumption that working conditions caused the injury or death.” (Emphasis added.) Thus, at the time he made the critical finding that the employer had failed to produce this type of evidence, there is nothing at all to criticize in his formulation of the governing legal standard.
Unfortunately, when the ALJ wrote his brief opinion on the motion for reconsideration, his language was contradictory. At one point he indicates that he “agree[s] with Employer that the presumption created by Section 20(a) is a ‘bursting bubble’ insofar as it drops from the case once it is rebutted.” Only shifting burdens of production make bubbles burst in this sense, and thus the logic of that sentence does not suggest any error. A page later, however, he refers to a BRB decision, Kubin v. Pro-Football, Inc., 29 BRBS 117 (1994), which he said requires the burden of proof to shift to the employer—although that was dicta even in Kubin, because the evidence there too was speculative and equivocal. If by that reference the ALJ was shifting ground and implying that the burden of persuasion moved to the employer once the
IV
We are therefore satisfied that legal error did not infect the ALJ‘s findings about the quality of AGT‘s rebuttal evidence. We therefore AFFIRM the decision of the BRB awarding benefits to Mrs. Janich.
POSNER, Chief Judge, with whom Judges COFFEY, EASTERBROOK, and MANION join, dissenting.
I agree that the burden of persuasion remains on the claimant, but I disagree that the administrative law judge was entitled to regard Dr. Carroll‘s evidence as too insubstantial to satisfy the employer‘s burden of production. The isolated passages that the administrative law judge and this court quote from Dr. Carroll‘s 72-page deposition give a misleading impression of the deposition as a whole. Carroll, a highly qualified cardiologist, opined that Janich had a type of heart condition, involving potentially fatal arrhythmias, that had
Dr. Carroll acknowledged that since there had been no autopsy and he had not been with Janich when he died, his opinion about the cause of Janich‘s death was inherently “speculative,” a word that he was using not to denote the class of evidence that a tribunal might refuse to credit, but merely to acknowledge the limitations of medical science. Had he opined with greater definitiveness, his opinion would have been suspect. Apparently no honest medical opinion in the employer‘s favor would carry any weight with this administrative law judge.
Bias to one side, in dismissing Carroll‘s evidence as “speculative” the administrative law judge may have committed the unpardonable sin against administrative law that we noted in Peabody Coal Co. v. Director, OWCP, 165 F.3d 1126, 1128-29 (7th Cir. 1999): applying stricter standards of admissibility than the Federal Rules of Evidence, even though those rules, which are designed to prevent amateur factfinders (jurors) and generalist judges from going astray, are inapplicable to administrative agencies, which are supposed to have the kind of specialized knowledge that should enable them to consider evidence without wearing blinders.
Having acknowledged his inability to achieve metaphysical certainty, Dr. Carroll explained in great detail why he believed that it was indeed a ventricular arrhythmia—an arrhythmia which (and here he was emphatic) is not aggravated by mental or physical stress—that had caused Janich‘s death. If Carroll was right, Janich‘s death was completely unrelated to his employment; he would have died at the same instant had he retired six months earlier. Carroll may be wrong, but it is untenable to suggest that his evidence was not “substantial.”
Much of the deposition consisted of the opposing lawyer‘s describing Janich‘s activities in the hours before his death in hypothetical terms and asking whether these activities could have caused Janich‘s sudden death. To each of these questions Carroll answered no; only to the question whether Janich‘s working 244 hours over the course of the last 38 days of his life might have been a precipitating factor in his death did he answer “I don‘t know.” This is the answer on which the administrative law judge and this court fasten. But the question had been interrupted by an objection to the inclusion in the question of the term “excessive hours” (which, oddly, does not appear in the transcript of the deposition), and it is likely that when Dr. Carroll said “I don‘t know” he was merely expressing an uncertainty about the question that had been engendered by the objection to the term “excessive hours.” Since he testified repeatedly that stress and exercise were not precipitating factors in Janich‘s death, his “I don‘t know” can‘t be taken to be a considered response to the lawyer‘s hypothetical. It came moreover toward the end of the deposition and the lawyer had been bombarding him with lengthy hypotheticals for some time.
To trash his testimony on the basis of “speculative” and “I don‘t know” is the kind of tactic that agencies use only when they are determined to reach a preordained result willy-nilly. It is almost superfluous to add that the evidence of “stress” was extraordinarily thin. Janich worked 33 of the last 38 days of his life, which (given the total of 244 hours of work) averages out to 7.4 hours of work a day. Considering the essentially sedentary nature of his job, this was not a heavy workload, even if it did involve his working every other Saturday. Nor was his last day stressful. Janich sat in his office until someone told him to get a move on; then
I think that what led the administrative law judge and now this court astray is the counterintuitive character of that opinion. “Everyone knows” that stress can precipitate a heart attack, and “stress” is such a vague term that “everyone knows” that Janich must have been under stress. But the reason everyone thinks that stress can cause a heart attack is that when a lay person thinks of heart disease he invariably thinks of coronary artery disease, the narrowing of the arteries in the heart. Coronary artery disease, which can precipitate a heart attack through a sudden blockage of a coronary artery by depriving the heart muscle of the blood it needs, can be aggravated by stress; and Janich had severe coronary artery disease. But it is not the only type of heart disease. According to Carroll, Janich‘s death was precipitated not by a myocardial infarction (the type of heart attack produced by the blockage of a coronary artery) but by an irregularity in the beating of Janich‘s heart. The condition that produced this irregularity was related to his coronary heart disease, and specifically to his previous heart attack, but there is no argument that this condition, the precipitator (in Carroll‘s opinion) of the fatal heart attack, was worsened by any emotional or physical stress that Janich may have experienced on the day of his death or on the preceding 38 days. (I am assuming here that there was substantial evidence of stress; but there was not.) I do not find in either the agency opinions or this court‘s opinion any recognition of the distinction that I have been expounding, though it is the basis of Carroll‘s opinion.
If the Department of Labor is free to disregard medical evidence of the quality and specificity of Dr. Carroll‘s, it will have been empowered to read out of the statute the requirement that the worker‘s injury, to be compensable, have been employment-related. The case should be remanded to the Benefits Review Board with instructions to redetermine the claimant‘s entitlement to benefits in light of Dr. Carroll‘s substantial evidence to the contrary.
FLAUM, Circuit Judge, joined by MANION, Circuit Judge, dissenting.
While I fully agree with the Majority‘s well reasoned analysis of the
As the Majority explains, the
The BRB affirmed the ALJ, stating that his opinion had “concluded that [Doctor Carroll‘s] testimony did not rebut the 20(a) presumption as his opinion was based on speculation and probabilities.... As the record supports the [ALJ‘s] conclusion that Dr. Carroll‘s opinion did not unequivocally rule out a connection between decedent‘s employment and his death, he did not err in finding it insufficient to rebut Section 20(a).”1 However, as Chief Judge Posner explains, the fact that the doctor‘s conclusion was probabilistic and called for some degree of speculation did not make it insubstantial. More revealing is the BRB‘s statement that Dr. Carroll failed to rebut the presumption because he could not unequivocally rule out all work-related causes of death. This conclusion may have been appropriate for a party bearing the burden of proof, but not for a party whose only burden was to produce substantial evidence. The ALJ‘s statement only makes sense if he (mistakenly) believed that the employer retained the burden of proof on the question of causation and had to refute the presumption of coverage by at least a preponderance of the evidence.
Had the Majority‘s approach actually been followed, the ALJ would have eliminated the presumption and analyzed the case on the record as a whole, with the claimant bearing the ultimate burden of proof. This does not appear to have happened. Without necessarily accepting Judge Posner‘s view of the evidence‘s strength (nor the Majority‘s view of its weakness), I believe that Dr. Carroll‘s testimony was at least substantial. The doctor stated that due to the nature and history of Janich‘s heart problems, it was more likely than not that work played no role in his death. This is certainly “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson, 402 U.S. at 401, 91 S.Ct. 1420. Because AGT had produced “substantial evidence to the contrary,”
This is not to say that the ALJ‘s finding of coverage was ultimately incorrect. He may well have concluded that Mrs. Janich proved by a preponderance of the evidence that Mr. Janich‘s work was the most likely cause of his death. But because we cannot be sure what role the improperly retained presumption played in the decision, we should remand for reconsideration consistent with the clear approach the Majority outlines today. In attempting to save the ALJ‘s decision by claiming that he never shifted the burden of proof and only required the employer to produce substantial rebuttal evidence, the Majority runs the risk of either creating uncertainty about its approach in future cases or of establishing a far more demanding (and novel) version of the substantial evidence standard.
