Lead Opinion
MARTIN, J., delivered the opinion of the court, in which MOORE, J., joined. KENNEDY, J. (pp. 547-50), delivered a separate opinion concurring in part and dissenting in part.
OPINION
Pursuant to the citizen-suit provision of the Clean Water Act, 33 U.S.C. § 1365, American Canoe Association and Sierra Club filed a complaint on both their own behalf and their members’ behalf alleging that the defendants violated the terms of the National Pollutant Discharge Elimination System permit issued to the City of Louisa Water & Sewer Commission and, in so doing, also violated the Act. The district court dismissed the complaint pursuant to Federal Rule of Civil Procedure 12(b)(1) for lack of standing. For the reasons that
I.
A. Statutory Background
In 1972, Congress enacted the Clean Water Act with the stated objective of “restor[ing] and maintain[ing] the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. § 1251(a). In order to achieve this laudable goal, “the Act prohibits ‘the discharge of any pollutant by any person’ unless done in compliance with some provision of the Act.” S. Fla. Water Mgmt. Dist. v. Miccosukee Tribe,
“Congress enlisted the help of the public in attaining [the Act’s] goal by authorizing citizens to bring suits against those who violated the Act.” Pub. Interest Res. Group of New Jersey, Inc. v. Magnesium Elektron, Inc.,
B. Factual Background
On May 21, 2001, American Canoe and Sierra Club, which are national, not-for-profit organizations dedicated to the protection of the environment, filed a complaint against the City of Louisa Water & Sewer Commission and the Louisa Water Treatment Plant alleging violations of the Clean Water Act. On August 17, the plaintiffs amended their complaint to add the City of Louisa as a defendant. This opinion will collectively refer to these entities as the “defendants” unless further explanation is necessary. The complaint alleged that the defendants failed to comply with the terms of the National Pollutant Discharge Elimination System permit issued by the Kentucky Department for Environmental Protection to the City of Louisa Water & Sewer Commission, which authorized the discharge of a specified level of effluents into the Levisa Fork of the Big Sandy River and imposed monitoring and reporting requirements.
American Canoe sued on behalf of its members alleging that their “health, economic, recreational, aesthetic and environmental interests” are adversely affected by the defendants’ discharge, monitoring, and reporting violations. Additionally, American Canoe sued on its own behalf alleging that the defendants’ monitoring and reporting violations adversely affected its organizational interests. In support of its allegations, American Canoe provided the
Sierra Club made similar allegations, but substantiated them with the affidavit of Daniel Hurst Kash, a resident of Ash-land, Kentucky and member of Sierra Club since 1975. Kash alleged that he had recreated in the Big Sandy River near Louisa in the past and would like to do so in the future, but maintained that he refuses to recreate there currently because of the pollution. The Sierra Club also provided the affidavit of Lane E. Boldman, the Chair of its Cumberland Chapter, stating that the interests of Sierra Club were adversely affected by the defendants’ monitoring and reporting violations.
The defendants filed a motion to dismiss arguing that the plaintiffs lacked standing. The district court granted the motion on June 11, 2002, holding that the plaintiffs lacked standing because none of its members had standing to sue in their own right. Thereafter, the plaintiffs filed a motion for reconsideration pursuant to Federal Rule of Civil Procedure 59(e), which the district court denied on July 25. This timely appeal followed.
II.
This Court reviews a district court’s dismissal of a complaint for lack of standing as it reviews other dismissals pursuant to Federal Rule of Civil Procedure 12(b): de novo. Jones v. City of Lakeland, Tenn.,
A. Representational Standing
Plaintiff Sierra Club argues that it has standing to sue as the representative of its members. Although American Canoe originally sued on its own behalf and in its representational capacity, it does not argue on appeal that it has standing to sue in its representational capacity. Sierra Club has standing to sue on behalf of its members when “its members would otherwise have standing to sue in their own right, the interests at stake are germane to the organization’s purpose,’ and neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.” Laidlaw,
Sierra Club provided the affidavit of a member, Daniel Kash, in support of its standing to sue as the representative of its members for the defendants’ violations of the Act. Kash’s affidavit contained the following pertinent averments:
¶ 3. For many years I traveled to Louisa, Kentucky, which borders the Big Sandy River, as part of my duties as supervisor, Kentucky Division of Air Quality, State of Kentucky. I made this trip once per week. On many of these occasions I thought to myself what a*541 terrible shame it was that the Big Sandy River was so polluted that I could not fish it, canoe it, or swim in it. As an avid fisherman this was emotionally upsetting to me.
¶ 4. Almost from the beginning of these trips, I was aware that the Louisa Water Treatment Plant was violating water pollution standards .... The river appeared to be dark and oily and smelled like petroleum products ....
¶ 6. About 10 years ago, I went canoeing on the Big Sandy River near Louisa. However, the water pollution and odor emanating from the River detracted from my enjoyment and, for this reason, I have not attempted to recreate on the River since then.
¶ 7. I will not currently fish or canoe in the Big Sandy River near Louisa. I do fish in the Ohio River about 12 miles downstream from the confluence of the Big Sandy River and the Ohio River. If the Big Sandy River near Louisa were not as polluted as it currently is, I would canoe and fish in it. In my opinion, not being able to canoe and fish on the Big Sandy River is a great loss to me and every other citizen in Kentucky.
¶ 8. Counsel for plaintiffs has informed me that the Louisa Waste Water Plant is violating its permit discharge limits, including for total suspended solids and oil and grease. I am very concerned about the harmful impacts that this pollution will continue to have on the water quality of these waters, including its fish and plant life.
¶ 9. I am interested in obtaining correct information about the amount of pollution in the Big Sandy River near Louisa so that I can make decisions about whether it is safe to fish, paddle, and recreate in this waterway. If the Louisa Water Treatment Plant and other dis-chargers do not monitor and report the pollution they discharge in accordance with their permits, this information will not be available ....
1. Aesthetic/Recreational Injury
The district court concluded that Kash had alleged only a generalized grievance and not an actual, individualized injury because it apparently found that Kash was not a person “for whom the aesthetic and recreational values of the area will be lessened by the challenged activity.” Laidlaw,
The plaintiffs in Laidlaw, Friends of Earth and Citizens Local Environmental Action Network, brought a complaint against Laidlaw Environmental Services, Inc., alleging that Laidlaw had violated its National Pollutant Discharge Elimination System permit and seeking injunctive and monetary relief for the violation. Id. at 175-76,
For example, in Laidlaw, the Court upheld the standing of Friends of the Earth member, Norman Sharp, who averred that he “canoed approximately 40 miles downstream of the Laidlaw facility and would like to canoe in the North Tyger River closer to Laidlaw’s discharge point, but did not do so because he was concerned that the water contained harmful pollutants.” Id. at 183,
2. Informational Injury
We also conclude that Sierra Club has standing to sue for its members’ informational injuries. The averments of its member, Kash, establish that the lack of information caused an injury beyond the “common concern for obedience to law.” L. Singer & Sons v. Union Pac. R. Co.,
3. Causation & Redressability
Sierra Club has also demonstrated that the injury in fact suffered by Kash is “fairly traceable to the ... allegedly unlawful conduct [of the defendants] and likely to be redressed by the requested relief.” Allen v. Wright,
Sierra Club has alleged an ongoing violation of the Clean Water Act in that the defendants repeatedly violated' the terms of the National Pollutant Discharge Elimination System permit issued to the City of Louisa Water & Sewer Commission by exceeding the effluent limitations and failing to monitor and report the effluent discharges. Notably, the defendants have not challenged these allegations and, given the procedural posture of this case, we must accept these allegations as true. As to Kash’s informational injury, because the injury itself is the lack of information, it necessarily follows that the defendants’ actions in failing to follow its monitoring and reporting obligations, which deprived Kash of the information, “caused” or is “fairly traceable” to the alleged injury.
As to Kash’s aesthetic and recreational injury, we similarly conclude that the alleged injury is fairly traceable to the defendants’ actions. Kash’s affidavit noted that the Big Sandy River appeared “dark and oily and smelled like petroleum products” and that it had an unpleasant odor. Sierra Club alleged that the defendants exceeded the effluent limitations contained in the discharge permit on numerous occasions and presented evidence that these specific types of effluent discharges could cause conditions similar to that complained of by Kash. See J.A. 157 (affidavit of Dr. Bruce A. Bell attesting that oil and grease discharges could cause the discoloration of the water and an unpleasant odor). Under these circumstances, we conclude that Sierra Club has sufficiently alleged that the injury is caused by or fairly traceable to the defendants’ actions to survive the defendants’ motion to dismiss for lack of standing. See Piney Run Pres. Ass’n v. County Comm’rs of Carroll County,
The defendants also argue that a favorable decision in this case will not redress the plaintiffs injuries because by the time the case is remanded for a judgment on the merits, the City will have completed a renovation project that will eliminate the pollution discharge problems. Relatedly, the City argues that this renovation project also makes this entire controversy moot. Again, we are unpersuaded.
As the Court reiterated in Laidlaw, the voluntary cessation of the allegedly unlawful behavior is generally insufficient to moot a case determining the legality of that behavior.
B. Organizational Standing
American Canoe and Sierra Club also allege that they have standing to sue on their own behalf for the defendants’ monitoring and reporting violations. The district court’s opinion does not directly address this argument.
Unquestionably, an association may have standing to assert an injury to itself regardless of whether its members also have standing. Warth,
It is black-letter law that standing requirements come in two flavors: first, as noted, the irreducible Article III minimum of an injury in fact, fairly traceable to the conduct of the defendants, and redressible by a favorable judicial decision; and second, prudential requirements-i.e., self-imposed (or, perhaps more accurately in this court, Supreme Court-imposed) limits on the federal judicial power. See, e.g., Elk Grove Unified Sch. Dist. v. Newdow, — U.S. -, -,
But Akins seems to require some additional “plus” to make an informational injury cognizable in the federal courts. See id. at 24-25,
Under these circumstances, it becomes very difficult to distinguish the present case from those cases. Although this case involves a situation in which no agency previously denied the information desired to the plaintiffs, the injury remains the same. The question of a previous agency denial may be relevant to principles of exhaustion, but as for the injury alleged, American Canoe and Sierra Club desire certain information that the defendants are allegedly under a legal obligation to provide. This is precisely the injury alleged in Public Citizen and in the Freedom of Information Act cases. This might be a “generalized grievance” in the sense that up to the point they request it, the
To the extent that Akins requires some additional “plus” — some reason that plaintiffs need the information, in addition to a Congressionally-bestowed right to sue to acquire it — that requirement is liberally construed, and we believe it is easily met in this case. Indeed, the plus found in Akins and that found by the majority in Public Citizen are each themselves extraordinarily general; it is difficult to imagine what information would not make a citizen a better-informed voter, or would not affect her ability to participate in some workings of government. See Akins,
In sum, we hold that American Canoe and Sierra Club have sufficiently alleged an injury in fact. Although these organizations devote themselves to the protection and preservation of the environment, their claims are not based upon a purely ideological or societal interest. Cf. Morton,
American Canoe and Sierra Club also meet the other requirements of constitutional standing. The analysis with regard to the causation and redressability requirements for establishing the constitutional standing of Sierra Club to sue on behalf of its member applies with equal force here such that it is unnecessary to address it further.
III.
For the foregoing reasons, we REVERSE the judgment of the district court and REMAND for further proceedings consistent with this opinion.
Notes
. Notably, there appears to be some disagreement between the Circuit Courts of Appeals as to whether a plaintiff alleging a violation of the Clean Water Act has standing to sue for a defendant’s monitoring and reporting violations absent standing to sue for a defendant's discharge violations. Compare Friends of the Earth, Inc. v. Crown Central Petroleum Corp.,
. Congress in enacting the Clean Water Act and its citizen-suit provisions relied upon in this case "intended ... to allow suits by all persons possessing standing under [the Supreme Court’s] decision[s].” Middlesex County Sewerage Auth. v. Nat'l Sea Clammers Ass'n,
. Given our holding, we need not address the plaintiffs' argument that the district court erred in denying its motion for reconsideration filed pursuant to Federal Rule of Civil Procedure 59(e).
Concurrence Opinion
concurring in part, and dissenting in part.
I agree with the majority that the Sierra Club has representational standing because one of its members suffered an injury. However, I believe that the majority’s discussion of associational standing based on informational injury impermissibly expands the Supreme Court’s jurisprudence on the subject. I also believe that it raises significant public policy concerns. I therefore dissent from the portion of the majority’s opinion that grants the American Canoe Association (“American Canoe”) “informational standing.” Additionally, because we hold that the Sierra Club has representational standing, I see no need to pass on the question of whether it has informational standing.
A. The majority’s elimination of Article Ill’s “injury in fact” requirement.
Any type of injury, even informational injury, still must meet the Article III requirements of standing:
Article III requires the party who invokes the court’s authority to show that he has personally suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant, and that the injury fairly can be traced to the challenged action and is likely to be redressed in a favorable decision.
Lujan v. Defenders of Wildlife, et al.,
[W]e have never sustained an organization’s standing in a NEPA case solely on the basis of “informational injury,” that is, damage to the organizations’ interest in disseminating the environmental data an impact statement could be expected to contain. We recognize the logical appeal of doing so in terms of the three constitutional standing requirements: if the injury in fact is the lack of information about the environmental impact of agency action, it follows that the injury is caused by the agency’s failure to de*548 velop such information in an impact statement and can be redressed by ordering the agency to prepare one. Such a broad approach, however, raises “complex and difficult considerations.” It would potentially eliminate any standing requirement in NEPA cases, save when an organization was foolish enough to allege that it wanted the information for reasons having nothing to do with the environment. The proposition that an organization’s desire to supply environmental information to its members, and the consequent “injury” it suffers when the information is not forthcoming in an impact statement, establishes standing without more also encounters the obstacle of Sierra Club v. Morton.
Foundation on Economic Trends, et al. v. Lyng, et al.,
But a mere “interest in a problem,” no matter how longstanding the interest and no matter how qualified the organization is in evaluating the problem, is not sufficient by itself to render the organization “adversely affected” or “aggrieved” within the meaning of the APA. The Sierra Club is a large and long-established organization, with a historic commitment to the cause of protecting our Nation’s natural heritage from man’s depredations. But if a “special interest” in this subject were enough to entitle the Sierra Club to commence this litigation, there would appear to be no objective basis upon which to disallow a suit by any other bona fide “special interest” organization, however small or short-lived. And if any group with a bona fide “special interest” could initiate such litigation, it is difficult to perceive why any individual citizen with the same bona fide special interest would not also be entitled to do so.
Sierra Club v. Morton,
The majority avoids this concern by relying on two decisions from the Supreme Court: FEC v. Akins,
Lujan limited injury in fact by finding that Sierra Club members, although they had a special interest in the habitats of animals in other countries, did not have an injury in fact because any injury related to that special interest was too indefinite, or alternately, too remote to satisfy the injury
In this case, although the defendant must file permit compliance information with the state and those filings are public records under the statute, the statute nowhere grants a specific right to the information. The Federal Elections Campaign Act at issue in Akins and the Federal Advisory Committee Act in Public Citizen were both specifically drafted to provide information to the public about the workings of government. The Clean Water Act, in contrast, although it requires public disclosure of the permit compliance process, focuses instead on environmental protection, not on creating broad rights to information. Thus, a significant and important difference exists between the information rights recognized in Akins and Public Citizen and the information rights developed here.
Given that Akins and Public Citizen do not control the outcome in this case, I fail to see how the majority can extricate itself from the conclusion that its holding effectively vitiates standing requirements in cases such as these. American Canoe is an organization with an interest in environmental protection. However, how does that interest differentiate it sufficiently from the interest of any other environmentally concerned citizen or organization in the country? What would stop any other national organization with a passing interest in rivers or the environment from prosecuting a claim under the majority’s holding? Is not the interest that the majority seeks to uphold, when boiled down to its most basic form, simply concern for upholding the rule of law, a goal and desire that every responsible citizen and every organization shares? Common Cause v. Federal Election Commission,
Although the majority opinion does not raise this point, because of my position, I believe that I am compelled to address the Supreme Court’s holding in Havens Realty Corp. v. Coleman,
B. Injury at all?
Finally, the above objections are premised on the assumption that the permit violations constitute a “concrete and particularized” injury-in-fact to American Canoe. Ailor v. City of Maynardville, Tenn.,
C. Conclusion
Because I do not believe that the alleged injury is sufficiently particular to satisfy the injury in fact requirement absent raising the same public policy concerns raised by Morton, and because I question whether American Canoe suffered a concrete injury, I respectfully dissent from the portion of the majority’s opinion related to informational standing.
